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Nasdaq · USD

XRX

Xerox Holdings Corp

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5610
SEC CIK
0001770450
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372

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2022 Filed May 17, 2022 18:58 UTC
Shanker NareshSVP, Chief Technology Officer
SaleCommon Stock 10,700 $17.16 $183,579.90
Disclosure

SEC source: 0001127602-22-014716 · form4.xml · nonDerivative · entry 1

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,094

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.80 to $17.37, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 25, 2022 Filed Apr 25, 2022 21:22 UTC
ICAHN CARL C10% owner
PurchaseShares 783,900 $17.17 $13,459,563.00
Disclosure

SEC source: 0001539497-22-000902 · ownership.xml · nonDerivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See all footnotes

Disclosed balance after: 34,245,314

F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, Icahn Partners LP ("Icahn Partners") and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn and Icahn Partners, the "Reporting Persons").

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended), the common stock, $1 par value per share, of Xerox Holdings Corporation ("Shares") which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F6 · ownership.nature: After all of the transactions reported on this Form 4, Icahn Partners directly beneficially owns 19,998,390 Shares and Icahn Master directly beneficially owns 14,246,924 Shares.

Read SEC document
April 22, 2022 Filed Apr 25, 2022 21:22 UTC
ICAHN CARL C10% owner
PurchaseCommon Stock, $1 par value ("Shares") 1,346,523 $16.96 $22,837,030.08
Disclosure

SEC source: 0001539497-22-000902 · ownership.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See all footnotes

Disclosed balance after: 33,461,414

F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, Icahn Partners LP ("Icahn Partners") and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn and Icahn Partners, the "Reporting Persons").

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended), the common stock, $1 par value per share, of Xerox Holdings Corporation ("Shares") which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F6 · ownership.nature: After all of the transactions reported on this Form 4, Icahn Partners directly beneficially owns 19,998,390 Shares and Icahn Master directly beneficially owns 14,246,924 Shares.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:05 UTC
Heiss XavierEVP and CFO
Tax withholdingCommon Stock 514 $19.71 $10,130.94
Disclosure

SEC source: 0001127602-22-007628 · form4.xml · nonDerivative · entry 3

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,969

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:05 UTC
Heiss XavierEVP and CFO
Exercise / conversionCommon Stock 932 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007628 · form4.xml · nonDerivative · entry 2

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted into Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:05 UTC
Heiss XavierEVP and CFO
Exercise / conversionRestricted Stock Units 932 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007628 · form4.xml · nonDerivative · entry 1

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:15 UTC GrantRestricted Stock Units 149 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-005969 · form4.xml · nonDerivative · entry 1

Nelson James Larry · CIK 0001424471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,778

F1 · security: This Restricted Stock Unit (RSU) award has been pro-rated to cover Board Committee service from February 2022 (inception of the committee) to May 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:13 UTC GrantDeferred Stock Units 149 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-005966 · form4.xml · nonDerivative · entry 1

Letier A. Scott · CIK 0001741602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,640

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director, subject to any applicable deferral period.

F2 · balance_after: Balance adjusted to reflect 452 DSUs awarded December 31, 2021 from reinvestment of dividend equivalents attributable to DSUs held as of the relevant record date.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:14 UTC GrantDeferred Stock Units 222 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-005968 · form4.xml · nonDerivative · entry 1

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,069

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director, subject to any applicable deferral period.

F2 · balance_after: Balance adjusted to reflect 133 DSUs awarded June 30, 2021; 155 DSUs awarded September 30, 2021; and 140 DSUs awarded December 31, 2021 from reinvestment of dividend equivalents attributable to DSUs held as of the relevant record dates.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 10:09 UTC
Collins Smee JoanneExecutive Vice President
Tax withholdingCommon Stock 316 $21.94 $6,933.04
Disclosure

SEC source: 0001127602-22-003467 · form4.xml · nonDerivative · entry 3

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,704

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 10:09 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionCommon Stock 1,006 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003467 · form4.xml · nonDerivative · entry 2

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 10:09 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionRestricted Stock Units 1,006 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003467 · form4.xml · nonDerivative · entry 1

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:46 UTC
Gueden Jacques-EdouardExecutive Vice President
Tax withholdingCommon Stock 3,109 $22.06 $68,584.54
Disclosure

SEC source: 0001127602-22-003140 · form4.xml · nonDerivative · entry 3

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,490

F3 · shares: Shares withheld to pay taxes for Restricted Stock Units that have vested.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:46 UTC
Gueden Jacques-EdouardExecutive Vice President
Exercise / conversionCommon Stock 5,551 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003140 · form4.xml · nonDerivative · entry 2

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:46 UTC
Gueden Jacques-EdouardExecutive Vice President
Exercise / conversionRestricted Stock Units 5,551 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003140 · form4.xml · nonDerivative · entry 1

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:57 UTC
Collins Smee JoanneExecutive Vice President
Tax withholdingCommon Stock 2,249 $23.82 $53,571.18
Disclosure

SEC source: 0000899243-22-002384 · doc4.xml · nonDerivative · entry 3

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,014

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:57 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionCommon Stock 7,175 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002384 · doc4.xml · nonDerivative · entry 2

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:57 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionRestricted Stock Units 7,175 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002384 · doc4.xml · nonDerivative · entry 1

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:53 UTC
Feldman Michael DavidExecutive Vice President
Tax withholdingCommon Stock 5,644 $23.82 $134,440.08
Disclosure

SEC source: 0000899243-22-002380 · doc4.xml · nonDerivative · entry 3

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,199

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:53 UTC
Feldman Michael DavidExecutive Vice President
Exercise / conversionCommon Stock 19,731 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002380 · doc4.xml · nonDerivative · entry 2

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:53 UTC
Feldman Michael DavidExecutive Vice President
Exercise / conversionRestricted Stock Units 19,731 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002380 · doc4.xml · nonDerivative · entry 1

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:51 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
Tax withholdingCommon Stock 8,540 $23.82 $203,422.80
Disclosure

SEC source: 0000899243-22-002378 · doc4.xml · nonDerivative · entry 3

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,901

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:51 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
Exercise / conversionCommon Stock 22,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002378 · doc4.xml · nonDerivative · entry 2

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:51 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
Exercise / conversionRestricted Stock Units 22,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002378 · doc4.xml · nonDerivative · entry 1

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:40 UTC
Visentin GiovanniDirector · Vice Chairman & CEO
Tax withholdingCommon Stock 41,561 $23.82 $989,983.02
Disclosure

SEC source: 0000899243-22-002360 · doc4.xml · nonDerivative · entry 3

Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,726

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:40 UTC
Visentin GiovanniDirector · Vice Chairman & CEO
Exercise / conversionCommon Stock 89,687 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002360 · doc4.xml · nonDerivative · entry 2

Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:40 UTC
Visentin GiovanniDirector · Vice Chairman & CEO
Exercise / conversionRestricted Stock Units 89,687 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002360 · doc4.xml · nonDerivative · entry 1

Visentin Giovanni · CIK 0001528331 · Director · Vice Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:52 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Tax withholdingCommon Stock 1,379 $23.82 $32,847.78
Disclosure

SEC source: 0000899243-22-002379 · doc4.xml · nonDerivative · entry 6

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,973

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:52 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 4,036 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002379 · doc4.xml · nonDerivative · entry 5

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:52 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units 4,036 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002379 · doc4.xml · nonDerivative · entry 4

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:52 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Tax withholdingCommon Stock 494 $23.82 $11,767.08
Disclosure

SEC source: 0000899243-22-002379 · doc4.xml · nonDerivative · entry 3

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 28,596

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:52 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,346 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002379 · doc4.xml · nonDerivative · entry 2

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 29,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 15:52 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units 1,346 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002379 · doc4.xml · nonDerivative · entry 1

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 7,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:47 UTC
PASTOR LOUISEVP, CCDO and CLO
Tax withholdingCommon Stock 3,193 $23.82 $76,057.26
Disclosure

SEC source: 0000899243-22-002370 · doc4.xml · nonDerivative · entry 3

PASTOR LOUIS · CIK 0001619344 · EVP, CCDO and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,704

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:47 UTC
PASTOR LOUISEVP, CCDO and CLO
Exercise / conversionCommon Stock 8,969 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002370 · doc4.xml · nonDerivative · entry 2

PASTOR LOUIS · CIK 0001619344 · EVP, CCDO and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:47 UTC
PASTOR LOUISEVP, CCDO and CLO
Exercise / conversionRestricted Stock Units 8,969 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002370 · doc4.xml · nonDerivative · entry 1

PASTOR LOUIS · CIK 0001619344 · EVP, CCDO and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

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January 14, 2022 Filed Jan 19, 2022 20:48 UTC Tax withholdingCommon Stock 2,931 $23.82 $69,816.42
Disclosure

SEC source: 0000899243-22-002372 · doc4.xml · nonDerivative · entry 3

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,323

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:48 UTC Exercise / conversionCommon Stock 7,175 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002372 · doc4.xml · nonDerivative · entry 2

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:48 UTC Exercise / conversionRestricted Stock Units 7,175 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002372 · doc4.xml · nonDerivative · entry 1

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:47 UTC
Gueden Jacques-EdouardExecutive Vice President
Tax withholdingCommon Stock 1,257 $23.82 $29,941.74
Disclosure

SEC source: 0000899243-22-002371 · doc4.xml · nonDerivative · entry 3

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,048

F3 · shares: Shares withheld to pay taxes for Restricted Stock Units that have vested.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:47 UTC
Gueden Jacques-EdouardExecutive Vice President
Exercise / conversionCommon Stock 2,243 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002371 · doc4.xml · nonDerivative · entry 2

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:47 UTC
Gueden Jacques-EdouardExecutive Vice President
Exercise / conversionRestricted Stock Units 2,243 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002371 · doc4.xml · nonDerivative · entry 1

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:43 UTC
Shanker NareshSVP, Chief Technology Officer
Tax withholdingCommon Stock 2,043 $23.82 $48,664.26
Disclosure

SEC source: 0000899243-22-002365 · doc4.xml · nonDerivative · entry 3

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,794

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:43 UTC
Shanker NareshSVP, Chief Technology Officer
Exercise / conversionCommon Stock 5,382 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002365 · doc4.xml · nonDerivative · entry 2

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:43 UTC
Shanker NareshSVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units 5,382 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002365 · doc4.xml · nonDerivative · entry 1

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:42 UTC
Heiss XavierEVP and CFO
Tax withholdingCommon Stock 2,966 $23.82 $70,650.12
Disclosure

SEC source: 0000899243-22-002363 · doc4.xml · nonDerivative · entry 3

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,551

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:42 UTC
Heiss XavierEVP and CFO
Exercise / conversionCommon Stock 5,382 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002363 · doc4.xml · nonDerivative · entry 2

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted into Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:42 UTC
Heiss XavierEVP and CFO
Exercise / conversionRestricted Stock Units 5,382 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002363 · doc4.xml · nonDerivative · entry 1

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 19:09 UTC
Collins Smee JoanneExecutive Vice President
Tax withholdingCommon Stock 693 $23.93 $16,583.49
Disclosure

SEC source: 0000899243-22-002224 · doc4.xml · nonDerivative · entry 3

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,088

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 19:09 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionCommon Stock 2,255 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002224 · doc4.xml · nonDerivative · entry 2

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.