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Nasdaq · USD

XNCR

Xencor Inc

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4487
SEC CIK
0001326732
Parsed reports
264

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 2026010
Apr 202601
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2018 Filed Mar 16, 2018 18:34 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-18-020373 · doc4.xml · derivative · entry 3

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,809

Underlying: Common Stock · 40,000 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 18:34 UTC
Baracchini Edgardo JrChief Business Officer
SaleCommon Stock 40,000 $30.89 $1,235,744.00
Disclosure

SEC source: 0001209191-18-020373 · doc4.xml · nonDerivative · entry 2

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.68 to $31.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 18:34 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionCommon Stock 40,000 $0.59 $23,600.00
Disclosure

SEC source: 0001209191-18-020373 · doc4.xml · nonDerivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 18:45 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-18-016878 · doc4.xml · derivative · entry 6

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,809

Underlying: Common Stock · 10,000 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 18:45 UTC
Baracchini Edgardo JrChief Business Officer
SaleCommon Stock 10,000 $29.58 $295,840.00
Disclosure

SEC source: 0001209191-18-016878 · doc4.xml · nonDerivative · entry 4

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.825, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 18:45 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionCommon Stock 10,000 $0.59 $5,900.00
Disclosure

SEC source: 0001209191-18-016878 · doc4.xml · nonDerivative · entry 3

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 18:45 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-18-016878 · doc4.xml · derivative · entry 5

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,809

Underlying: Common Stock · 10,000 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 18:45 UTC
Baracchini Edgardo JrChief Business Officer
SaleCommon Stock 10,000 $29.60 $295,966.00
Disclosure

SEC source: 0001209191-18-016878 · doc4.xml · nonDerivative · entry 2

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.20 to $29.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 18:45 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionCommon Stock 10,000 $0.59 $5,900.00
Disclosure

SEC source: 0001209191-18-016878 · doc4.xml · nonDerivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 20:32 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-18-015297 · doc4.xml · derivative · entry 3

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,809

Underlying: Common Stock · 20,000 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 20:32 UTC
Baracchini Edgardo JrChief Business Officer
SaleCommon Stock 20,000 $29.64 $592,848.00
Disclosure

SEC source: 0001209191-18-015297 · doc4.xml · nonDerivative · entry 2

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.60 to $29.781, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 20:32 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionCommon Stock 20,000 $0.59 $11,800.00
Disclosure

SEC source: 0001209191-18-015297 · doc4.xml · nonDerivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 01:47 UTC
Foster Paul AChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-18-012777 · doc4.xml · derivative · entry 3

Foster Paul A · CIK 0001591213 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,064

Underlying: Common Stock · 10,000 shares

Expires 2022-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 01:47 UTC
Foster Paul AChief Medical Officer
SaleCommon Stock 10,000 $26.03 $260,300.00
Disclosure

SEC source: 0001209191-18-012777 · doc4.xml · nonDerivative · entry 2

Foster Paul A · CIK 0001591213 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,419

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted November 23, 2015.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 01:47 UTC
Foster Paul AChief Medical Officer
Exercise / conversionCommon Stock 10,000 $0.59 $5,900.00
Disclosure

SEC source: 0001209191-18-012777 · doc4.xml · nonDerivative · entry 1

Foster Paul A · CIK 0001591213 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 19:18 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 8,069 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-18-013155 · doc4.xml · derivative · entry 3

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,809

Underlying: Common Stock · 8,069 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 19:18 UTC
Baracchini Edgardo JrChief Business Officer
SaleCommon Stock 8,069 $26.00 $209,794.00
Disclosure

SEC source: 0001209191-18-013155 · doc4.xml · nonDerivative · entry 2

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 19:18 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionCommon Stock 8,069 $0.59 $4,760.71
Disclosure

SEC source: 0001209191-18-013155 · doc4.xml · nonDerivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Feb 16, 2018 23:25 UTC
Foster Paul AChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-18-011018 · doc4.xml · derivative · entry 3

Foster Paul A · CIK 0001591213 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,064

Underlying: Common Stock · 5,000 shares

Expires 2022-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
February 16, 2018 Filed Feb 16, 2018 23:25 UTC
Foster Paul AChief Medical Officer
SaleCommon Stock 5,000 $25.01 $125,050.00
Disclosure

SEC source: 0001209191-18-011018 · doc4.xml · nonDerivative · entry 2

Foster Paul A · CIK 0001591213 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,419

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted November 23, 2015.

Read SEC document
February 16, 2018 Filed Feb 16, 2018 23:25 UTC
Foster Paul AChief Medical Officer
Exercise / conversionCommon Stock 5,000 $0.59 $2,950.00
Disclosure

SEC source: 0001209191-18-011018 · doc4.xml · nonDerivative · entry 1

Foster Paul A · CIK 0001591213 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 19:23 UTC
Baracchini Edgardo JrChief Business Officer
GrantStock Option (right to buy) · Derivative 56,000 $0.00 Strike: $23.40 $0.00
Disclosure

SEC source: 0001209191-18-005732 · doc4.xml · derivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 56,000 shares

Expires 2028-01-23

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of January 24, 2018 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
January 24, 2018 Filed Jan 27, 2018 00:29 UTC
Kuch John JVice President, Finance
GrantStock Option (right to buy) · Derivative 68,000 $0.00 Strike: $23.40 $0.00
Disclosure

SEC source: 0001209191-18-005736 · doc4.xml · derivative · entry 1

Kuch John J · CIK 0001591306 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Underlying: Common Stock · 68,000 shares

Expires 2028-01-23

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of January 24, 2018 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
January 24, 2018 Filed Jan 27, 2018 00:26 UTC
Desjarlais John RSr. V.P., Research & CSO
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $23.40 $0.00
Disclosure

SEC source: 0001209191-18-005734 · doc4.xml · derivative · entry 1

Desjarlais John R · CIK 0001591313 · Sr. V.P., Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2028-01-23

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of January 24, 2018 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
January 24, 2018 Filed Jan 27, 2018 00:27 UTC
Foster Paul AChief Medical Officer
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $23.40 $0.00
Disclosure

SEC source: 0001209191-18-005735 · doc4.xml · derivative · entry 1

Foster Paul A · CIK 0001591213 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2028-01-23

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of January 24, 2018 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
January 24, 2018 Filed Jan 27, 2018 00:24 UTC
Dahiyat Bassil IDirector · President and CEO
GrantStock Option (right to buy) · Derivative 215,000 $0.00 Strike: $23.40 $0.00
Disclosure

SEC source: 0001209191-18-005733 · doc4.xml · derivative · entry 1

Dahiyat Bassil I · CIK 0001591312 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Common Stock · 215,000 shares

Expires 2028-01-23

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of January 24, 2018 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
December 18, 2017 Filed Dec 21, 2017 00:34 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-17-066687 · doc4.xml · derivative · entry 1

RANIERI RICHARD J · CIK 0001225617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-12-17

F1 · derivative.exercise_date: 1/3 of the shares subject to the stock option vest and become exercisable on December 18, 2018, and the remaining shares vest in equal monthly installments over the subsequent 24 months.

Read SEC document
December 14, 2017 Filed Dec 14, 2017 22:00 UTC PurchaseCommon Stock 3,000 $20.84 $62,505.00
Disclosure

SEC source: 0001179110-17-015379 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,511,348

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.79 to $20.88. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 22:00 UTC PurchaseCommon Stock 6,215 $20.72 $128,774.80
Disclosure

SEC source: 0001179110-17-015379 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,508,348

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.43 to $21.01. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 28, 2017 Filed Nov 28, 2017 23:00 UTC PurchaseCommon Stock 10,025 $19.86 $199,096.50
Disclosure

SEC source: 0001179110-17-014676 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,502,133

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.75 to $19.97. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 23:00 UTC PurchaseCommon Stock 5,349 $19.85 $106,177.65
Disclosure

SEC source: 0001179110-17-014676 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,492,108

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.75 to $19.95. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:18 UTC PurchaseCommon Stock 324 $19.90 $6,447.60
Disclosure

SEC source: 0001179110-17-014024 · edgar.xml · nonDerivative · entry 3

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,485,183

F3 · price: This transaction was executed in multiple trades at prices ranging from $19.87 to $19.93. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:18 UTC PurchaseCommon Stock 38,099 $19.91 $758,551.09
Disclosure

SEC source: 0001179110-17-014024 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,484,859

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.84 to $19.98. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 08, 2017 Filed Nov 13, 2017 21:18 UTC PurchaseCommon Stock 3,400 $19.89 $67,609.00
Disclosure

SEC source: 0001179110-17-014024 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,446,760

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.82 to $19.95. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 07, 2017 Filed Nov 7, 2017 22:03 UTC PurchaseCommon Stock 22,500 $19.89 $447,412.50
Disclosure

SEC source: 0001179110-17-013817 · edgar.xml · nonDerivative · entry 3

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,443,360

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.79 to $19.98. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 22:03 UTC PurchaseCommon Stock 305 $19.92 $6,075.60
Disclosure

SEC source: 0001179110-17-013817 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,420,860

Read SEC document
November 03, 2017 Filed Nov 7, 2017 22:03 UTC PurchaseCommon Stock 5,004 $19.68 $98,453.70
Disclosure

SEC source: 0001179110-17-013817 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,420,555

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.46 to $19.89. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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November 02, 2017 Filed Nov 2, 2017 20:58 UTC PurchaseCommon Stock 5,308 $19.11 $101,435.88
Disclosure

SEC source: 0001179110-17-013668 · edgar.xml · nonDerivative · entry 3

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,415,551

F3 · price: This transaction was executed in multiple trades at prices ranging from $19.00 to $19.22. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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November 01, 2017 Filed Nov 2, 2017 20:58 UTC PurchaseCommon Stock 30,992 $19.56 $606,203.52
Disclosure

SEC source: 0001179110-17-013668 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,410,243

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.24 to $19.88. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 31, 2017 Filed Nov 2, 2017 20:58 UTC PurchaseCommon Stock 13,700 $19.81 $271,397.00
Disclosure

SEC source: 0001179110-17-013668 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,379,251

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.74 to $19.88. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 27, 2017 Filed Oct 27, 2017 21:30 UTC PurchaseCommon Stock 50,000 $19.88 $993,750.00
Disclosure

SEC source: 0001179110-17-013512 · edgar.xml · nonDerivative · entry 3

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital LLC

Disclosed balance after: 5,365,551

F3 · price: This transaction was executed in multiple trades at prices ranging from $19.75 to $20.00. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 26, 2017 Filed Oct 27, 2017 21:30 UTC PurchaseCommon Stock 75,347 $19.70 $1,483,959.17
Disclosure

SEC source: 0001179110-17-013512 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,315,551

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.47 to $19.92. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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October 25, 2017 Filed Oct 27, 2017 21:30 UTC PurchaseCommon Stock 24,653 $20.01 $493,183.27
Disclosure

SEC source: 0001179110-17-013512 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,240,204

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.91 to $20.10. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 22, 2017 Filed Aug 23, 2017 20:58 UTC PurchaseCommon Stock 29,500 $19.67 $580,265.00
Disclosure

SEC source: 0001179110-17-011782 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,215,551

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.53 to $19.81. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 21, 2017 Filed Aug 23, 2017 20:58 UTC PurchaseCommon Stock 11,516 $19.74 $227,325.84
Disclosure

SEC source: 0001179110-17-011782 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,186,051

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.61 to $19.87. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 18, 2017 Filed Aug 18, 2017 22:57 UTC PurchaseCommon Stock 43,500 $19.93 $866,955.00
Disclosure

SEC source: 0001179110-17-011684 · edgar.xml · nonDerivative · entry 3

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,174,535

F3 · price: This transaction was executed in multiple trades at prices ranging from $19.81 to $20.05. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 17, 2017 Filed Aug 18, 2017 22:57 UTC PurchaseCommon Stock 79,035 $20.47 $1,617,451.28
Disclosure

SEC source: 0001179110-17-011684 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,131,035

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.35 to $20.58. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 16, 2017 Filed Aug 18, 2017 22:57 UTC PurchaseCommon Stock 25,000 $20.96 $524,000.00
Disclosure

SEC source: 0001179110-17-011684 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,052,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.92 to $21.00. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 11, 2017 Filed Aug 14, 2017 20:25 UTC PurchaseCommon Stock 14,000 $21.05 $294,630.00
Disclosure

SEC source: 0001179110-17-011451 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,027,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.89 to $21.20. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 10, 2017 Filed Aug 14, 2017 20:25 UTC PurchaseCommon Stock 13,000 $21.22 $275,860.00
Disclosure

SEC source: 0001179110-17-011451 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,013,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $21.12 to $21.32. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.