person · Reporting owner
Baracchini Edgardo Jr
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Inmune Bio, Inc.INMB · Entity 7094 | Director | May 14, 2024 | May 16, 2024 |
| Xencor IncXNCR · Entity 4487 | Chief Business Officer | August 09, 2018 | August 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Inmune Bio, Inc.
Report date May 14, 2024 · Filed May 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.92 · Expires 2034-05-13 | Direct | 12,500 |
Reported balance
After 2024-05-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-14 · Grant · Acquired 12,500 · Balance 12,500 F1: Granted pursuant to the 2021 Stock Incentive Plan. The Option will become vested and exercisable 1/12th every month until the Option is 100% vested which shall occur on the one-year anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to the 2021 Stock Incentive Plan. The Option will become vested and exercisable 1/12th every month until the Option is 100% vested which shall occur on the one-year anniversary of the grant date.
Xencor Inc
Report date August 09, 2018 · Filed August 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,473 |
Reported balance
After 2018-08-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-08-09 · Exercise / conversion · Acquired 37,266 · Balance 37,473 F1: Includes 207 shares of Common Stock that were acquired by the Reporting Person on June 8, 2018 pursuant to the Issuer's Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 29,190 |
Reported balance
After 2018-08-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-08-09 · Sale · Disposed 8,283 · Balance 29,190 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| Common StockSEC Table I · non-derivative | Direct | 207 |
Reported balance
After 2018-08-10 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-08-10 · Sale · Disposed 28,983 · Balance 207 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.0558, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| Common StockSEC Table I · non-derivative | Direct | 12,941 |
Reported balance
After 2018-08-13 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2018-08-13 · Exercise / conversion · Acquired 12,734 · Balance 12,941 |
| Common StockSEC Table I · non-derivative | Direct | 207 |
Reported balance
After 2018-08-13 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2018-08-13 · Sale · Disposed 12,734 · Balance 207 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.30 to $40.355, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.05 · Expires 2024-02-20 | Direct | 12,734 |
Reported balance
After 2018-08-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-08-09 · Exercise / conversion · Disposed 37,266 · Balance 12,734 F5: The stock option is fully vested and exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.05 · Expires 2024-02-20 | Direct | 0 |
Reported balance
After 2018-08-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-08-13 · Exercise / conversion · Disposed 12,734 · Balance 0 F5: The stock option is fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 207 shares of Common Stock that were acquired by the Reporting Person on June 8, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.0558, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.30 to $40.355, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5: The stock option is fully vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2024 Filed May 16, 2024 16:06 UTC | Inmune Bio, Inc. INMB · Entity 7094 | GrantOption (right to buy) · Derivative | 12,500 | $0.00 Strike: $9.92 | $0.00 |
DisclosureSEC source: 0001213900-24-044302 · ownership.xml · derivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2034-05-13 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. The Option will become vested and exercisable 1/12th every month until the Option is 100% vested which shall occur on the one-year anniversary of the grant date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 16:03 UTC | Inmune Bio, Inc. INMB · Entity 7094 | GrantOption (right to buy) · Derivative | 35,000 | $0.00 Strike: $9.74 | $0.00 |
DisclosureSEC source: 0001213900-23-013276 · ownership.xml · derivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2033-02-15 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 16:28 UTC | Inmune Bio, Inc. INMB · Entity 7094 | GrantOption (right to buy) · Derivative | 35,000 | $0.00 Strike: $7.92 | $0.00 |
DisclosureSEC source: 0001213900-22-014497 · ownership.xml · derivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2032-03-20 F1 · derivative.exercise_date: Granted pursuant to the 2021 Stock Incentive Plan. One third (1/3) of the Option will vest at the one-year anniversary of the grant date and the remaining unvested Option will become vested and exercisable 1/24th every month thereafter until the Option is 100% vested which shall occur on the three-year anniversary of the grant date. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 17:49 UTC | Inmune Bio, Inc. INMB · Entity 7094 | GrantOption (right to buy) · Derivative | 19,025 | $0.00 Strike: $17.49 | $0.00 |
DisclosureSEC source: 0001213900-21-034008 · ownership.xml · derivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,025 Underlying: Common Stock · 19,025 shares Expires 2031-06-21 F1 · shares: Each Option represents a right to receive one share of common stock of INmune Bio, Inc. F2 · derivative.exercise_date: Options granted pursuant to the Company's 2021 Stock Incentive Plan. These Options vest on a pro rata quarterly basis over three years such that all options to purchase the 19,025 shares will have vested on the third anniversary of the grant date. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 16:32 UTC | Inmune Bio, Inc. INMB · Entity 7094 | GrantOption (right to buy) · Derivative | 15,975 | $0.00 Strike: $24.82 | $0.00 |
DisclosureSEC source: 0001213900-21-003478 · ownership.xml · derivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,975 Underlying: Common Stock · 15,975 shares Expires 2031-01-18 F1 · shares: Each Option represents a right to receive one share of common stock of INmune Bio, Inc. F3 · price: Not applicable F2 · derivative.exercise_date: Options granted pursuant to 2019 Stock Incentive Plan. Options shall vest on a pro rata quarterly basis over three years such that all options to purchase the 15,975 shares will have vested on the third anniversary of the grant date. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:34 UTC | Inmune Bio, Inc. INMB · Entity 7094 | GrantOption · Derivative | 108,000 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0001213900-19-024949 · ownership.xml · derivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,000 Underlying: Common Stock · 108,000 shares Expires not disclosed F1 · shares: Each Option represents a right to receive one share of common stock of INmune Bio, Inc. F2 · derivative.exercise_date: Vests one third (1/3) on the first anniversary of the date of grant and pro rata on a monthly basis over two years (1/24) thereafter, such that the Option will be fully vested three years from the date of grant. F2 · derivative.expiration_date: Vests one third (1/3) on the first anniversary of the date of grant and pro rata on a monthly basis over two years (1/24) thereafter, such that the Option will be fully vested three years from the date of grant. Read SEC document |
| August 13, 2018 Filed Aug 13, 2018 19:59 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 12,734 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001209191-18-046514 · doc4.xml · derivative · entry 7 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,734 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| August 13, 2018 Filed Aug 13, 2018 19:59 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 12,734 | $40.35 | $513,874.20 |
DisclosureSEC source: 0001209191-18-046514 · doc4.xml · nonDerivative · entry 5 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.30 to $40.355, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 13, 2018 Filed Aug 13, 2018 19:59 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 12,734 | $11.05 | $140,710.70 |
DisclosureSEC source: 0001209191-18-046514 · doc4.xml · nonDerivative · entry 4 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 19:59 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 28,983 | $40.03 | $1,160,044.58 |
DisclosureSEC source: 0001209191-18-046514 · doc4.xml · nonDerivative · entry 3 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.0558, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 19:59 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 37,266 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001209191-18-046514 · doc4.xml · derivative · entry 6 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,734 Underlying: Common Stock · 37,266 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 19:59 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 8,283 | $40.35 | $334,198.34 |
DisclosureSEC source: 0001209191-18-046514 · doc4.xml · nonDerivative · entry 2 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,190 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 19:59 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 37,266 | $11.05 | $411,789.30 |
DisclosureSEC source: 0001209191-18-046514 · doc4.xml · nonDerivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 207 shares of Common Stock that were acquired by the Reporting Person on June 8, 2018 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 18:34 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-18-020373 · doc4.xml · derivative · entry 3 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,809 Underlying: Common Stock · 40,000 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 18:34 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 40,000 | $30.89 | $1,235,744.00 |
DisclosureSEC source: 0001209191-18-020373 · doc4.xml · nonDerivative · entry 2 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.68 to $31.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 18:34 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 40,000 | $0.59 | $23,600.00 |
DisclosureSEC source: 0001209191-18-020373 · doc4.xml · nonDerivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 5, 2018 18:45 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-18-016878 · doc4.xml · derivative · entry 6 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,809 Underlying: Common Stock · 10,000 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| March 05, 2018 Filed Mar 5, 2018 18:45 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 10,000 | $29.58 | $295,840.00 |
DisclosureSEC source: 0001209191-18-016878 · doc4.xml · nonDerivative · entry 4 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.825, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 05, 2018 Filed Mar 5, 2018 18:45 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 10,000 | $0.59 | $5,900.00 |
DisclosureSEC source: 0001209191-18-016878 · doc4.xml · nonDerivative · entry 3 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:45 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-18-016878 · doc4.xml · derivative · entry 5 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,809 Underlying: Common Stock · 10,000 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:45 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 10,000 | $29.60 | $295,966.00 |
DisclosureSEC source: 0001209191-18-016878 · doc4.xml · nonDerivative · entry 2 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.20 to $29.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:45 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 10,000 | $0.59 | $5,900.00 |
DisclosureSEC source: 0001209191-18-016878 · doc4.xml · nonDerivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:32 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-18-015297 · doc4.xml · derivative · entry 3 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,809 Underlying: Common Stock · 20,000 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:32 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 20,000 | $29.64 | $592,848.00 |
DisclosureSEC source: 0001209191-18-015297 · doc4.xml · nonDerivative · entry 2 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.60 to $29.781, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:32 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 20,000 | $0.59 | $11,800.00 |
DisclosureSEC source: 0001209191-18-015297 · doc4.xml · nonDerivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 19:18 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 8,069 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-18-013155 · doc4.xml · derivative · entry 3 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,809 Underlying: Common Stock · 8,069 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 19:18 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 8,069 | $26.00 | $209,794.00 |
DisclosureSEC source: 0001209191-18-013155 · doc4.xml · nonDerivative · entry 2 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 19:18 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 8,069 | $0.59 | $4,760.71 |
DisclosureSEC source: 0001209191-18-013155 · doc4.xml · nonDerivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:23 UTC | Xencor Inc XNCR · Entity 4487 | GrantStock Option (right to buy) · Derivative | 56,000 | $0.00 Strike: $23.40 | $0.00 |
DisclosureSEC source: 0001209191-18-005732 · doc4.xml · derivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Underlying: Common Stock · 56,000 shares Expires 2028-01-23 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of January 24, 2018 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| May 02, 2017 Filed May 2, 2017 18:27 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 750 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-17-029369 · doc4.xml · derivative · entry 6 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,878 Underlying: Common Stock · 750 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| May 02, 2017 Filed May 2, 2017 18:27 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 750 | $26.07 | $19,551.00 |
DisclosureSEC source: 0001209191-17-029369 · doc4.xml · nonDerivative · entry 4 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 02, 2017 Filed May 2, 2017 18:27 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 750 | $0.59 | $442.50 |
DisclosureSEC source: 0001209191-17-029369 · doc4.xml · nonDerivative · entry 3 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 2, 2017 18:27 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 9,818 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-17-029369 · doc4.xml · derivative · entry 5 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,628 Underlying: Common Stock · 9,818 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| May 01, 2017 Filed May 2, 2017 18:27 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 9,818 | $26.01 | $255,366.18 |
DisclosureSEC source: 0001209191-17-029369 · doc4.xml · nonDerivative · entry 2 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.0217, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| May 01, 2017 Filed May 2, 2017 18:27 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 9,818 | $0.59 | $5,792.62 |
DisclosureSEC source: 0001209191-17-029369 · doc4.xml · nonDerivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed Apr 27, 2017 18:43 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 904 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-17-028496 · doc4.xml · derivative · entry 3 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,446 Underlying: Common Stock · 904 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| April 27, 2017 Filed Apr 27, 2017 18:43 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 904 | $26.04 | $23,540.07 |
DisclosureSEC source: 0001209191-17-028496 · doc4.xml · nonDerivative · entry 2 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.0398 to $26.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| April 27, 2017 Filed Apr 27, 2017 18:43 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 904 | $0.59 | $533.36 |
DisclosureSEC source: 0001209191-17-028496 · doc4.xml · nonDerivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 16:46 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 1,821 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-17-019887 · doc4.xml · derivative · entry 3 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,350 Underlying: Common Stock · 1,821 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 16:46 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 1,821 | $25.00 | $45,525.00 |
DisclosureSEC source: 0001209191-17-019887 · doc4.xml · nonDerivative · entry 2 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 16:46 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 1,821 | $0.59 | $1,074.39 |
DisclosureSEC source: 0001209191-17-019887 · doc4.xml · nonDerivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:03 UTC | Xencor Inc XNCR · Entity 4487 | GrantStock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $22.55 | $0.00 |
DisclosureSEC source: 0001209191-17-006896 · doc4.xml · derivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2027-01-29 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of January 30, 2017 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| September 28, 2016 Filed Sep 28, 2016 16:34 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-16-143007 · doc4.xml · derivative · entry 4 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,171 Underlying: Common Stock · 10,000 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| September 28, 2016 Filed Sep 28, 2016 16:34 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 2,954 | $25.78 | $76,148.21 |
DisclosureSEC source: 0001209191-16-143007 · doc4.xml · nonDerivative · entry 3 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.86 to $26.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 28, 2016 Filed Sep 28, 2016 16:34 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 7,046 | $25.17 | $177,326.68 |
DisclosureSEC source: 0001209191-16-143007 · doc4.xml · nonDerivative · entry 2 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,954 F1 · kind: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.65 to $25.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 28, 2016 Filed Sep 28, 2016 16:34 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 10,000 | $0.59 | $5,900.00 |
DisclosureSEC source: 0001209191-16-143007 · doc4.xml · nonDerivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 16:03 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-16-140018 · doc4.xml · derivative · entry 3 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,171 Underlying: Common Stock · 10,000 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 16:03 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 10,000 | $21.06 | $210,641.00 |
DisclosureSEC source: 0001209191-16-140018 · doc4.xml · nonDerivative · entry 2 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 16:03 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 10,000 | $0.59 | $5,900.00 |
DisclosureSEC source: 0001209191-16-140018 · doc4.xml · nonDerivative · entry 1 Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.