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Nasdaq · USD

XNCR

Xencor Inc

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4487
SEC CIK
0001326732
Parsed reports
264

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 2026010
Apr 202601
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2024 Filed Dec 4, 2024 23:08 UTC Exercise / conversionCommon Stock 8,293 $15.35 $127,297.55
Disclosure

SEC source: 0001127602-24-028676 · form4.xml · nonDerivative · entry 1

Montgomery Alan Bruce · CIK 0001313936 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 28, 2024.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:04 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 13,548 $0.00 Strike: $15.69 $0.00
Disclosure

SEC source: 0001127602-24-027976 · form4.xml · derivative · entry 5

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,808

Underlying: Common Stock · 13,548 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of February 12, 2015 (the "Vesting Commencement Date"), and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:04 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 13,548 $15.69 $212,568.12
Disclosure

SEC source: 0001127602-24-027976 · form4.xml · nonDerivative · entry 3

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 366,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 21:04 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 49,278 $0.00 Strike: $15.69 $0.00
Disclosure

SEC source: 0001127602-24-027976 · form4.xml · derivative · entry 4

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,356

Underlying: Common Stock · 49,278 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of February 12, 2015 (the "Vesting Commencement Date"), and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 21:04 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
SaleCommon Stock 49,278 $24.07 $1,186,362.92
Disclosure

SEC source: 0001127602-24-027976 · form4.xml · nonDerivative · entry 2

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 352,615

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.203, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 21:04 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 49,278 $15.69 $773,171.82
Disclosure

SEC source: 0001127602-24-027976 · form4.xml · nonDerivative · entry 1

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 401,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 23:38 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,366 $0.00 Strike: $15.69 $0.00
Disclosure

SEC source: 0001127602-24-027317 · form4.xml · derivative · entry 3

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,634

Underlying: Common Stock · 3,366 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of February 12, 2015 (the "Vesting Commencement Date"), and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

F7 · balance_after: The Reporting Person previously transferred 75,000 shares underlying the stock option to his ex-spouse. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-spouse.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 23:38 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
SaleCommon Stock 3,366 $24.02 $80,841.90
Disclosure

SEC source: 0001127602-24-027317 · form4.xml · nonDerivative · entry 2

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 352,615

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

F4 · shares: Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 23:38 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 3,366 $15.69 $52,812.54
Disclosure

SEC source: 0001127602-24-027317 · form4.xml · nonDerivative · entry 1

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 355,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

F2 · balance_after: Includes the following shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan: 417 shares acquired on June 10, 2024.

F3 · balance_after: Includes 304 shares previously inadvertently omitted due to a clerical error. On March 6, 2024, the Reporting Person filed a Form 4 which reported that, following the transactions, the Reporting Person beneficially owned a total of 354,635 shares of Common Stock (the "Original Report"). The Original Report and the subsequent Form 4s filed by the Reporting Person on March 12, 2024 and July 1, 2024 inadvertently omitted 304 shares held by the Reporting Person due to a clerical error.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 22:46 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
Exercise / conversionStock Option (Right to Buy) · Derivative 12,774 $0.00 Strike: $15.69 $0.00
Disclosure

SEC source: 0001127602-24-027248 · form4.xml · derivative · entry 5

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,542

Underlying: Common Stock · 12,774 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of February 12, 2015 (the "Vesting Commencement Date"), and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 22:46 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
Exercise / conversionCommon Stock 12,774 $15.69 $200,424.06
Disclosure

SEC source: 0001127602-24-027248 · form4.xml · nonDerivative · entry 3

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 22:46 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
Exercise / conversionStock Option (Right to Buy) · Derivative 68,684 $0.00 Strike: $15.69 $0.00
Disclosure

SEC source: 0001127602-24-027248 · form4.xml · derivative · entry 4

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,316

Underlying: Common Stock · 68,684 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of February 12, 2015 (the "Vesting Commencement Date"), and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 22:46 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
SaleCommon Stock 68,684 $23.48 $1,612,638.50
Disclosure

SEC source: 0001127602-24-027248 · form4.xml · nonDerivative · entry 2

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,104

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

F2 · shares: Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $24.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 22:46 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
Exercise / conversionCommon Stock 68,684 $15.69 $1,077,651.96
Disclosure

SEC source: 0001127602-24-027248 · form4.xml · nonDerivative · entry 1

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 268,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:10 UTC SaleCommon Stock 2,503 $20.68 $51,762.04
Disclosure

SEC source: 0001127602-24-024676 · form4.xml · nonDerivative · entry 1

GUSTAFSON KURT A · CIK 0001462354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,490

F1 · shares: Sale was pursuant to a 10b5-1 plan arranged to cover withholding taxes upon vesting of restricted stock units.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:09 UTC SaleCommon Stock 2,654 $20.68 $54,884.72
Disclosure

SEC source: 0001127602-24-024672 · form4.xml · nonDerivative · entry 1

GORMAN KEVIN CHARLES · CIK 0001201096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,392

F1 · shares: Sale was pursuant to a 10b5-1 plan arranged to cover withholding taxes upon vesting of restricted stock units.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:12 UTC SaleCommon Stock 2,503 $20.68 $51,762.04
Disclosure

SEC source: 0001127602-24-024679 · form4.xml · nonDerivative · entry 1

RANIERI RICHARD J · CIK 0001225617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,490

F1 · shares: Sale was pursuant to a 10b5-1 plan arranged to cover withholding taxes upon vesting of restricted stock units.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:08 UTC SaleCommon Stock 1,853 $20.68 $38,320.04
Disclosure

SEC source: 0001127602-24-024667 · form4.xml · nonDerivative · entry 1

Montgomery Alan Bruce · CIK 0001313936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,140

F1 · shares: Sale was pursuant to a 10b5-1 plan arranged to cover withholding taxes upon vesting of restricted stock units.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:07 UTC
Feigal EllenDirector
SaleCommon Stock 2,503 $20.68 $51,762.04
Disclosure

SEC source: 0001127602-24-024662 · form4.xml · nonDerivative · entry 1

Feigal Ellen · CIK 0001758108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,490

F1 · shares: Sale was pursuant to a 10b5-1 plan arranged to cover withholding taxes upon vesting of restricted stock units.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:13 UTC SaleCommon Stock 2,503 $20.68 $51,762.04
Disclosure

SEC source: 0001127602-24-024682 · form4.xml · nonDerivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,490

F1 · shares: Sale was pursuant to a 10b5-1 plan arranged to cover withholding taxes upon vesting of restricted stock units.

Read SEC document
July 10, 2024 Filed Jul 11, 2024 22:41 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
Exercise / conversionStock Option (Right to Buy) · Derivative 7,785 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-24-020307 · form4.xml · derivative · entry 5

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,785 shares

Expires 2024-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction is pursuant to a 10b5-1 plan.

F4 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of July 14, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
July 10, 2024 Filed Jul 11, 2024 22:41 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
Exercise / conversionCommon Stock 7,785 $10.73 $83,533.05
Disclosure

SEC source: 0001127602-24-020307 · form4.xml · nonDerivative · entry 3

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction is pursuant to a 10b5-1 plan.

F2 · shares: Underlying option due to expire in July 2024.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 22:41 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
Exercise / conversionStock Option (Right to Buy) · Derivative 42,215 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-24-020307 · form4.xml · derivative · entry 4

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,785

Underlying: Common Stock · 42,215 shares

Expires 2024-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction is pursuant to a 10b5-1 plan.

F4 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of July 14, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 22:41 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
SaleCommon Stock 36,329 $18.32 $665,510.95
Disclosure

SEC source: 0001127602-24-020307 · form4.xml · nonDerivative · entry 2

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,319

F1 · security: This transaction is pursuant to a 10b5-1 plan.

F3 · shares: Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 22:41 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
Exercise / conversionCommon Stock 42,215 $10.73 $452,966.95
Disclosure

SEC source: 0001127602-24-020307 · form4.xml · nonDerivative · entry 1

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction is pursuant to a 10b5-1 plan.

F2 · shares: Underlying option due to expire in July 2024.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:20 UTC GrantStock Option (Right to Buy) · Derivative 11,971 $0.00 Strike: $21.31 $0.00
Disclosure

SEC source: 0001127602-24-018829 · form4.xml · derivative · entry 2

GUSTAFSON KURT A · CIK 0001462354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,971

Underlying: Common Stock · 11,971 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 13, 2024, such that the total number of shares will be fully vested on June 13, 2025.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:20 UTC GrantCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-018829 · form4.xml · nonDerivative · entry 1

GUSTAFSON KURT A · CIK 0001462354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,993

F1 · shares: Represents restricted stock units that shall fully vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:22 UTC GrantStock Option (Right to Buy) · Derivative 11,971 $0.00 Strike: $21.31 $0.00
Disclosure

SEC source: 0001127602-24-018831 · form4.xml · derivative · entry 2

GORMAN KEVIN CHARLES · CIK 0001201096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,971

Underlying: Common Stock · 11,971 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 13, 2024, such that the total number of shares will be fully vested on June 13, 2025.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:22 UTC GrantCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-018831 · form4.xml · nonDerivative · entry 1

GORMAN KEVIN CHARLES · CIK 0001201096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,046

F1 · shares: Represents restricted stock units that shall fully vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:17 UTC GrantStock Option (Right to Buy) · Derivative 11,971 $0.00 Strike: $21.31 $0.00
Disclosure

SEC source: 0001127602-24-018822 · form4.xml · derivative · entry 2

RANIERI RICHARD J · CIK 0001225617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,971

Underlying: Common Stock · 11,971 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 13, 2024, such that the total number of shares will be fully vested on June 13, 2025.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:17 UTC GrantCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-018822 · form4.xml · nonDerivative · entry 1

RANIERI RICHARD J · CIK 0001225617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,993

F1 · shares: Represents restricted stock units that shall fully vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:19 UTC GrantStock Option (Right to Buy) · Derivative 11,971 $0.00 Strike: $21.31 $0.00
Disclosure

SEC source: 0001127602-24-018825 · form4.xml · derivative · entry 2

Montgomery Alan Bruce · CIK 0001313936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,971

Underlying: Common Stock · 11,971 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 13, 2024, such that the total number of shares will be fully vested on June 13, 2025.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:19 UTC GrantCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-018825 · form4.xml · nonDerivative · entry 1

Montgomery Alan Bruce · CIK 0001313936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,993

F1 · shares: Represents restricted stock units that shall fully vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:25 UTC GrantStock Option (Right to Buy) · Derivative 11,971 $0.00 Strike: $21.31 $0.00
Disclosure

SEC source: 0001127602-24-018839 · form4.xml · derivative · entry 2

Klencke Barbara · CIK 0001647647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,971

Underlying: Common Stock · 11,971 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 13, 2024, such that the total number of shares will be fully vested on June 13, 2025.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:25 UTC GrantCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-018839 · form4.xml · nonDerivative · entry 1

Klencke Barbara · CIK 0001647647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,986

F1 · shares: Represents restricted stock units that shall fully vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC
Feigal EllenDirector
GrantStock Option (Right to Buy) · Derivative 11,971 $0.00 Strike: $21.31 $0.00
Disclosure

SEC source: 0001127602-24-018834 · form4.xml · derivative · entry 2

Feigal Ellen · CIK 0001758108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,971

Underlying: Common Stock · 11,971 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 13, 2024, such that the total number of shares will be fully vested on June 13, 2025.

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June 13, 2024 Filed Jun 17, 2024 20:23 UTC
Feigal EllenDirector
GrantCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-018834 · form4.xml · nonDerivative · entry 1

Feigal Ellen · CIK 0001758108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,993

F1 · shares: Represents restricted stock units that shall fully vest on the first anniversary of the date of grant.

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June 13, 2024 Filed Jun 17, 2024 20:24 UTC GrantStock Option (Right to Buy) · Derivative 11,971 $0.00 Strike: $21.31 $0.00
Disclosure

SEC source: 0001127602-24-018836 · form4.xml · derivative · entry 2

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,971

Underlying: Common Stock · 11,971 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 13, 2024, such that the total number of shares will be fully vested on June 13, 2025.

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June 13, 2024 Filed Jun 17, 2024 20:24 UTC GrantCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-018836 · form4.xml · nonDerivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,993

F1 · shares: Represents restricted stock units that shall fully vest on the first anniversary of the date of grant.

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May 02, 2024 Filed May 3, 2024 16:06 UTC
Valente NancyEVP, Chief Development Officer
SaleCommon Stock 4,745 $23.58 $111,871.92
Disclosure

SEC source: 0001127602-24-014115 · form4.xml · nonDerivative · entry 1

Valente Nancy · CIK 0001891344 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,115

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 13,098 restricted stock units.

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April 09, 2024 Filed Apr 11, 2024 20:37 UTC
Cornelissen Bart JanSR. VICE PRESIDENT & CFO
GrantStock Option (Right to Buy) · Derivative 190,194 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0001127602-24-012795 · form4.xml · derivative · entry 2

Cornelissen Bart Jan · CIK 0002018934 · SR. VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,194

Underlying: Common Stock · 190,194 shares

Expires 2034-04-08

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of April 9, 2024 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

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April 09, 2024 Filed Apr 11, 2024 20:37 UTC
Cornelissen Bart JanSR. VICE PRESIDENT & CFO
GrantCommon Stock 42,265 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-012795 · form4.xml · nonDerivative · entry 1

Cornelissen Bart Jan · CIK 0002018934 · SR. VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,265

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

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March 11, 2024 Filed Mar 12, 2024 20:08 UTC
Kuch John JSR. VICE PRESIDENT & CFO
SaleCommon Stock 849 $23.50 $19,953.03
Disclosure

SEC source: 0001127602-24-009728 · form4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,070

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units.

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March 11, 2024 Filed Mar 12, 2024 20:06 UTC
Eckert CeliaSVP, GENERAL COUNSEL
SaleCommon Stock 850 $23.50 $19,976.53
Disclosure

SEC source: 0001127602-24-009725 · form4.xml · nonDerivative · entry 1

Eckert Celia · CIK 0001787397 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,465

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units.

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March 11, 2024 Filed Mar 12, 2024 20:05 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
SaleCommon Stock 1,280 $23.50 $30,082.30
Disclosure

SEC source: 0001127602-24-009721 · form4.xml · nonDerivative · entry 1

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,433

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,474 restricted stock units.

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March 11, 2024 Filed Mar 12, 2024 20:03 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
SaleCommon Stock 2,741 $23.50 $64,418.43
Disclosure

SEC source: 0001127602-24-009718 · form4.xml · nonDerivative · entry 1

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,894

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 7,333 restricted stock units.

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March 06, 2024 Filed Mar 7, 2024 21:10 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-24-009007 · form4.xml · derivative · entry 3

GUSTAFSON KURT A · CIK 0001462354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2024-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/3 of the shares subject to the stock option vest and become exercisable on July 14, 2015, and the remaining shares vest in equal monthly installments over the subsequent 24 months.

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March 06, 2024 Filed Mar 7, 2024 21:10 UTC SaleCommon Stock 14,000 $23.18 $324,452.80
Disclosure

SEC source: 0001127602-24-009007 · form4.xml · nonDerivative · entry 2

GUSTAFSON KURT A · CIK 0001462354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,007

F2 · shares: Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise.

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March 06, 2024 Filed Mar 7, 2024 21:10 UTC Exercise / conversionCommon Stock 15,000 $10.73 $160,950.00
Disclosure

SEC source: 0001127602-24-009007 · form4.xml · nonDerivative · entry 1

GUSTAFSON KURT A · CIK 0001462354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Underlying option due to expire in July 2024.

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March 05, 2024 Filed Mar 7, 2024 16:09 UTC
Valente NancyEVP, Chief Development Officer
GrantStock Options · Derivative 117,801 $0.00 Strike: $22.85 $0.00
Disclosure

SEC source: 0001127602-24-009004 · form4.xml · derivative · entry 2

Valente Nancy · CIK 0001891344 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,801

Underlying: Common Stock · 117,801 shares

Expires 2034-03-04

F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 5, 2024 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.