Tapewire

Nasdaq · USD

XNCR

Xencor Inc

Export transactions ↓
Tapewire entity
4487
SEC CIK
0001326732
Parsed reports
264

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 2026010
Apr 202601
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2017 Filed Jun 30, 2017 21:24 UTC PurchaseCommon Stock 6,000 $19.94 $119,640.00
Disclosure

SEC source: 0001179110-17-009836 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,000,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.89 to $19.99. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 16:30 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001209191-17-041838 · doc4.xml · derivative · entry 1

Hata Yujiro S · CIK 0001649119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-06-21

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 22, 2017, such that the total number of shares will be fully vested on June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 22:56 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001209191-17-041871 · doc4.xml · derivative · entry 1

GUSTAFSON KURT A · CIK 0001462354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-06-21

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 22, 2017, such that the total number of shares will be fully vested on June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 20:25 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001209191-17-041834 · doc4.xml · derivative · entry 1

GORMAN KEVIN CHARLES · CIK 0001201096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-06-21

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 22, 2017, such that the total number of shares will be fully vested on June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 20:32 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001209191-17-041839 · doc4.xml · derivative · entry 1

Montgomery Alan Bruce · CIK 0001313936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-06-21

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 22, 2017, such that the total number of shares will be fully vested on June 22, 2018.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 20:18 UTC PurchaseCommon Stock 1,500 $19.67 $29,509.95
Disclosure

SEC source: 0001179110-17-009339 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 4,994,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.60 to $19.85. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 16:58 UTC SaleCommon Stock 302 $20.63 $6,230.23
Disclosure

SEC source: 0001209191-17-040579 · doc4.xml · nonDerivative · entry 2

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,578

Read SEC document
June 14, 2017 Filed Jun 16, 2017 16:58 UTC SaleCommon Stock 19,698 $20.61 $406,007.30
Disclosure

SEC source: 0001209191-17-040579 · doc4.xml · nonDerivative · entry 1

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,880

Read SEC document
June 02, 2017 Filed Jun 6, 2017 18:33 UTC SaleCommon Stock 2,366 $22.00 $52,052.00
Disclosure

SEC source: 0001209191-17-038218 · doc4.xml · nonDerivative · entry 1

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,578

Read SEC document
May 26, 2017 Filed May 31, 2017 21:27 UTC SaleCommon Stock 882 $22.04 $19,438.22
Disclosure

SEC source: 0001209191-17-036625 · doc4.xml · nonDerivative · entry 3

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,944

Read SEC document
May 26, 2017 Filed May 31, 2017 21:27 UTC SaleCommon Stock 11,518 $22.21 $255,774.47
Disclosure

SEC source: 0001209191-17-036625 · doc4.xml · nonDerivative · entry 2

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,826

Read SEC document
May 24, 2017 Filed May 31, 2017 21:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 76,744 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-17-036625 · doc4.xml · derivative · entry 4

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,744 shares

Expires 2019-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
May 24, 2017 Filed May 31, 2017 21:27 UTC Exercise / conversionCommon Stock 76,744 $0.59 $45,278.96
Disclosure

SEC source: 0001209191-17-036625 · doc4.xml · nonDerivative · entry 1

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 2, 2017 18:27 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 750 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-17-029369 · doc4.xml · derivative · entry 6

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,878

Underlying: Common Stock · 750 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
May 02, 2017 Filed May 2, 2017 18:27 UTC
Baracchini Edgardo JrChief Business Officer
SaleCommon Stock 750 $26.07 $19,551.00
Disclosure

SEC source: 0001209191-17-029369 · doc4.xml · nonDerivative · entry 4

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 02, 2017 Filed May 2, 2017 18:27 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionCommon Stock 750 $0.59 $442.50
Disclosure

SEC source: 0001209191-17-029369 · doc4.xml · nonDerivative · entry 3

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:27 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 9,818 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-17-029369 · doc4.xml · derivative · entry 5

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,628

Underlying: Common Stock · 9,818 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:27 UTC
Baracchini Edgardo JrChief Business Officer
SaleCommon Stock 9,818 $26.01 $255,366.18
Disclosure

SEC source: 0001209191-17-029369 · doc4.xml · nonDerivative · entry 2

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.0217, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:27 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionCommon Stock 9,818 $0.59 $5,792.62
Disclosure

SEC source: 0001209191-17-029369 · doc4.xml · nonDerivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed Apr 27, 2017 18:43 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 904 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-17-028496 · doc4.xml · derivative · entry 3

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,446

Underlying: Common Stock · 904 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
April 27, 2017 Filed Apr 27, 2017 18:43 UTC
Baracchini Edgardo JrChief Business Officer
SaleCommon Stock 904 $26.04 $23,540.07
Disclosure

SEC source: 0001209191-17-028496 · doc4.xml · nonDerivative · entry 2

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.0398 to $26.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 27, 2017 Filed Apr 27, 2017 18:43 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionCommon Stock 904 $0.59 $533.36
Disclosure

SEC source: 0001209191-17-028496 · doc4.xml · nonDerivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 01:03 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $22.43 $0.00
Disclosure

SEC source: 0001209191-17-027181 · doc4.xml · derivative · entry 1

GORMAN KEVIN CHARLES · CIK 0001201096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-04-16

F1 · derivative.exercise_date: 1/3 of the shares subject to the stock option vest and become exercisable on April 17, 2018, and the remaining shares vest in equal monthly installments over the subsequent 24 months.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 23:35 UTC
Kuch John JVice President, Finance
Exercise / conversionStock Option (right to buy) · Derivative 24,516 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-17-021568 · doc4.xml · derivative · entry 3

Kuch John J · CIK 0001591306 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,516 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was fully vested on October 1, 2014.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 23:35 UTC
Kuch John JVice President, Finance
SaleCommon Stock 15,000 $24.42 $366,277.50
Disclosure

SEC source: 0001209191-17-021568 · doc4.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,171

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.40 to $24.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 23:35 UTC
Kuch John JVice President, Finance
Exercise / conversionCommon Stock 24,516 $0.59 $14,464.44
Disclosure

SEC source: 0001209191-17-021568 · doc4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 577 shares of Common Stock that were acquired by the Reporting Person on December 10, 2016 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:31 UTC
Desjarlais John RSr. V.P., Research & CSO
GiftCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021535 · doc4.xml · nonDerivative · entry 2

Desjarlais John R · CIK 0001591313 · Sr. V.P., Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,676

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:31 UTC
Desjarlais John RSr. V.P., Research & CSO
SaleCommon Stock 13,755 $24.47 $336,637.12
Disclosure

SEC source: 0001209191-17-021535 · doc4.xml · nonDerivative · entry 1

Desjarlais John R · CIK 0001591313 · Sr. V.P., Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,771

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.3601 to $24.5078, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes 145 shares of Common Stock that were acquired by the Reporting Person on December 10, 2016 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 16:46 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,821 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-17-019887 · doc4.xml · derivative · entry 3

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,350

Underlying: Common Stock · 1,821 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 16:46 UTC
Baracchini Edgardo JrChief Business Officer
SaleCommon Stock 1,821 $25.00 $45,525.00
Disclosure

SEC source: 0001209191-17-019887 · doc4.xml · nonDerivative · entry 2

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 08, 2017 Filed Mar 10, 2017 16:46 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionCommon Stock 1,821 $0.59 $1,074.39
Disclosure

SEC source: 0001209191-17-019887 · doc4.xml · nonDerivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 21:03 UTC
Baracchini Edgardo JrChief Business Officer
GrantStock Option (right to buy) · Derivative 70,000 $0.00 Strike: $22.55 $0.00
Disclosure

SEC source: 0001209191-17-006896 · doc4.xml · derivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2027-01-29

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of January 30, 2017 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
January 30, 2017 Filed Feb 2, 2017 02:04 UTC
Kuch John JVice President, Finance
GrantStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $22.55 $0.00
Disclosure

SEC source: 0001209191-17-006897 · doc4.xml · derivative · entry 1

Kuch John J · CIK 0001591306 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2027-01-29

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of January 30, 2017 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
January 30, 2017 Filed Feb 2, 2017 02:02 UTC
Foster Paul AChief Medical Officer
GrantStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $22.55 $0.00
Disclosure

SEC source: 0001209191-17-006895 · doc4.xml · derivative · entry 1

Foster Paul A · CIK 0001591213 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2027-01-29

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of January 30, 2017 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
January 30, 2017 Filed Feb 2, 2017 02:00 UTC
Desjarlais John RSr. V.P., Research & CSO
GrantStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $22.55 $0.00
Disclosure

SEC source: 0001209191-17-006894 · doc4.xml · derivative · entry 1

Desjarlais John R · CIK 0001591313 · Sr. V.P., Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2027-01-29

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of January 30, 2017 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
January 30, 2017 Filed Feb 2, 2017 01:59 UTC
Dahiyat Bassil IDirector · President and CEO
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $22.55 $0.00
Disclosure

SEC source: 0001209191-17-006893 · doc4.xml · derivative · entry 1

Dahiyat Bassil I · CIK 0001591312 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2027-01-29

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of January 30, 2017 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 19:26 UTC SaleCommon Stock 63,061 $27.71 $1,747,105.01
Disclosure

SEC source: 0001179110-16-032519 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 4,992,500

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.00 to $28.41. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 21:30 UTC
Desjarlais John RSr. V.P., Research & CSO
Exercise / conversionStock Option (right to buy) · Derivative 117,741 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-16-153899 · doc4.xml · derivative · entry 3

Desjarlais John R · CIK 0001591313 · Sr. V.P., Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 117,741 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 21:30 UTC
Desjarlais John RSr. V.P., Research & CSO
SaleCommon Stock 45,000 $26.57 $1,195,515.00
Disclosure

SEC source: 0001209191-16-153899 · doc4.xml · nonDerivative · entry 2

Desjarlais John R · CIK 0001591313 · Sr. V.P., Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,381

F1 · kind: Sale of shares to cover exercise price and taxes for option exercise.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.19 to $26.915, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 21:30 UTC
Desjarlais John RSr. V.P., Research & CSO
Exercise / conversionCommon Stock 117,741 $0.59 $69,467.19
Disclosure

SEC source: 0001209191-16-153899 · doc4.xml · nonDerivative · entry 1

Desjarlais John R · CIK 0001591313 · Sr. V.P., Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 28, 2016 16:34 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-16-143007 · doc4.xml · derivative · entry 4

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,171

Underlying: Common Stock · 10,000 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
September 28, 2016 Filed Sep 28, 2016 16:34 UTC
Baracchini Edgardo JrChief Business Officer
SaleCommon Stock 2,954 $25.78 $76,148.21
Disclosure

SEC source: 0001209191-16-143007 · doc4.xml · nonDerivative · entry 3

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.86 to $26.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 28, 2016 Filed Sep 28, 2016 16:34 UTC
Baracchini Edgardo JrChief Business Officer
SaleCommon Stock 7,046 $25.17 $177,326.68
Disclosure

SEC source: 0001209191-16-143007 · doc4.xml · nonDerivative · entry 2

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,954

F1 · kind: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.65 to $25.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 28, 2016 Filed Sep 28, 2016 16:34 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionCommon Stock 10,000 $0.59 $5,900.00
Disclosure

SEC source: 0001209191-16-143007 · doc4.xml · nonDerivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2016 Filed Sep 27, 2016 20:15 UTC SaleCommon Stock 30,775 $25.86 $795,687.63
Disclosure

SEC source: 0001179110-16-030044 · edgar.xml · nonDerivative · entry 3

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,055,561

F3 · price: This transaction was executed in multiple trades at prices ranging from $25.66 to $26.05. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 26, 2016 Filed Sep 27, 2016 20:15 UTC SaleCommon Stock 2,225 $25.07 $55,780.75
Disclosure

SEC source: 0001179110-16-030044 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,086,336

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.04 to $25.10. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 20:15 UTC SaleCommon Stock 7,000 $25.34 $177,345.00
Disclosure

SEC source: 0001179110-16-030044 · edgar.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

Ronin Capital, LLC · CIK 0001512282 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Capital, LLC

Disclosed balance after: 5,088,561

F1 · price: This transaction was executed in multiple trades at prices ranging from $25.06 to $25.61. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 16:03 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-16-140018 · doc4.xml · derivative · entry 3

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,171

Underlying: Common Stock · 10,000 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 16:03 UTC
Baracchini Edgardo JrChief Business Officer
SaleCommon Stock 10,000 $21.06 $210,641.00
Disclosure

SEC source: 0001209191-16-140018 · doc4.xml · nonDerivative · entry 2

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 16:03 UTC
Baracchini Edgardo JrChief Business Officer
Exercise / conversionCommon Stock 10,000 $0.59 $5,900.00
Disclosure

SEC source: 0001209191-16-140018 · doc4.xml · nonDerivative · entry 1

Baracchini Edgardo Jr · CIK 0001291972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.