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Export transactions ↓Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2022 Filed Nov 10, 2022 01:16 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 1,082 | $6.53 | $7,065.46 |
DisclosureSEC source: 0001718218-22-000003 · primary_doc.xml · nonDerivative · entry 4 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 9,082 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 01:51 UTC Amendment |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 1,800 | $6.50 | $11,700.00 |
DisclosureSEC source: 0001718133-22-000008 · primary_doc.xml · nonDerivative · entry 3 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 8,000 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 01:51 UTC Amendment |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 2,100 | $6.49 | $13,629.00 |
DisclosureSEC source: 0001718133-22-000008 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 6,200 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 01:51 UTC Amendment |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 100 | $6.38 | $638.00 |
DisclosureSEC source: 0001718133-22-000008 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 4,100 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 01:27 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 1,800 | $6.50 | $11,700.00 |
DisclosureSEC source: 0001718133-22-000007 · primary_doc.xml · nonDerivative · entry 3 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 8,000 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 01:27 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 2,100 | $6.49 | $13,629.00 |
DisclosureSEC source: 0001718133-22-000007 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 6,200 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 01:27 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 100 | $6.38 | $638.00 |
DisclosureSEC source: 0001718133-22-000007 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 4,100 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 01:39 UTC Amendment |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 1,800 | $6.50 | $11,700.00 |
DisclosureSEC source: 0001718218-22-000004 · primary_doc.xml · nonDerivative · entry 3 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 8,000 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 01:39 UTC Amendment |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 2,100 | $6.49 | $13,629.00 |
DisclosureSEC source: 0001718218-22-000004 · primary_doc.xml · nonDerivative · entry 2 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 6,200 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 01:39 UTC Amendment |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 100 | $6.38 | $638.00 |
DisclosureSEC source: 0001718218-22-000004 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 4,100 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 01:16 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 1,800 | $6.50 | $11,700.00 |
DisclosureSEC source: 0001718218-22-000003 · primary_doc.xml · nonDerivative · entry 3 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 8,000 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 01:16 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 2,100 | $6.49 | $13,629.00 |
DisclosureSEC source: 0001718218-22-000003 · primary_doc.xml · nonDerivative · entry 2 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 6,200 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 01:16 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 100 | $6.38 | $638.00 |
DisclosureSEC source: 0001718218-22-000003 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 4,100 Read SEC document |
| November 04, 2022 Filed Nov 4, 2022 19:52 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 3,588 | $6.39 | $22,927.32 |
DisclosureSEC source: 0001718133-22-000005 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 4,000 Read SEC document |
| November 04, 2022 Filed Nov 4, 2022 19:37 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 3,588 | $6.39 | $22,927.32 |
DisclosureSEC source: 0001718218-22-000001 · primary_doc.xml · nonDerivative · entry 2 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 4,000 Read SEC document |
| November 04, 2022 Filed Nov 9, 2022 23:22 UTC Amendment |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 3,588 | $6.39 | $22,927.32 |
DisclosureSEC source: 0001718133-22-000006 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 4,000 Read SEC document |
| November 04, 2022 Filed Nov 10, 2022 00:49 UTC Amendment |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 3,588 | $6.39 | $22,927.32 |
DisclosureSEC source: 0001718218-22-000002 · primary_doc.xml · nonDerivative · entry 2 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 4,000 Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 19:52 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 412 | $6.35 | $2,616.20 |
DisclosureSEC source: 0001718133-22-000005 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 412 Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 19:37 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 412 | $6.35 | $2,616.20 |
DisclosureSEC source: 0001718218-22-000001 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 412 Read SEC document |
| November 03, 2022 Filed Nov 9, 2022 23:22 UTC Amendment |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 412 | $6.35 | $2,616.20 |
DisclosureSEC source: 0001718133-22-000006 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 412 Read SEC document |
| November 03, 2022 Filed Nov 10, 2022 00:49 UTC Amendment |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 412 | $6.35 | $2,616.20 |
DisclosureSEC source: 0001718218-22-000002 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 412 Read SEC document |
| September 23, 2022 Filed Sep 23, 2022 17:39 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 2,000 | $6.23 | $12,460.00 |
DisclosureSEC source: 0001718133-22-000004 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,279.542 Read SEC document |
| September 23, 2022 Filed Sep 23, 2022 17:39 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 1,000 | $6.24 | $6,240.00 |
DisclosureSEC source: 0001718133-22-000004 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,279.542 Read SEC document |
| September 02, 2022 Filed Sep 2, 2022 20:57 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001718133-22-000003 · primary_doc.xml · nonDerivative · entry 4 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XA Investments LLC Disclosed balance after: 10,205 Read SEC document |
| September 02, 2022 Filed Sep 2, 2022 20:57 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001718133-22-000003 · primary_doc.xml · nonDerivative · entry 3 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 557.512 Read SEC document |
| September 02, 2022 Filed Sep 2, 2022 20:57 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 1,000 | $7.00 | $7,000.00 |
DisclosureSEC source: 0001718133-22-000003 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,718.561 Read SEC document |
| September 02, 2022 Filed Sep 2, 2022 20:57 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 1,000 | $6.97 | $6,970.00 |
DisclosureSEC source: 0001718133-22-000003 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,718.561 Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 17:43 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001718133-22-000002 · primary_doc.xml · nonDerivative · entry 5 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XA Investments LLC Disclosed balance after: 10,205 Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 17:43 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001718133-22-000002 · primary_doc.xml · nonDerivative · entry 4 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 557.512 Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 17:43 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 1,000 | $7.16 | $7,160.00 |
DisclosureSEC source: 0001718133-22-000002 · primary_doc.xml · nonDerivative · entry 3 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,718.561 Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 17:43 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 1,000 | $7.16 | $7,160.00 |
DisclosureSEC source: 0001718133-22-000002 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,718.561 Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 17:43 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 1,000 | $7.15 | $7,154.00 |
DisclosureSEC source: 0001718133-22-000002 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,718.561 Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 16:19 UTC |
McCulloch BenjaminSecretary & CLO
|
PurchaseCommon Shares of Beneficial Ownership | 472 | $8.47 | $3,997.84 |
DisclosureSEC source: 0001796252-22-000001 · primary_doc.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161.9749 Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 23:08 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 3,865 | $8.53 | $32,968.45 |
DisclosureSEC source: 0001718133-21-000004 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,710.309 Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 23:08 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 135 | $8.54 | $1,152.90 |
DisclosureSEC source: 0001718133-21-000004 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,845.309 Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 17:25 UTC |
McGarrity John POfficer of XAI
|
SaleCommon Shares of Beneficial Ownership | 11,100 | $9.10 | $101,010.00 |
DisclosureSEC source: 0001718129-21-000001 · primary_doc.xml · nonDerivative · entry 1 McGarrity John P · CIK 0001718129 · Officer of XAI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,851 Read SEC document |
| July 27, 2021 Filed Jul 27, 2021 18:06 UTC |
McCulloch BenjaminSecretary & CLO
|
PurchaseCommon Shares of Beneficial Interest | 188 | $8.67 | $1,629.02 |
DisclosureSEC source: 0001796252-21-000001 · primary_doc.xml · nonDerivative · entry 2 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588 Read SEC document |
| July 27, 2021 Filed Jul 27, 2021 18:06 UTC |
McCulloch BenjaminSecretary & CLO
|
PurchaseCommon Shares of Beneficial Interest | 100 | $8.67 | $866.63 |
DisclosureSEC source: 0001796252-21-000001 · primary_doc.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 20:30 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Interest | 500 | $8.50 | $4,250.00 |
DisclosureSEC source: 0001718133-21-000001 · primary_doc.xml · nonDerivative · entry 7 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 500 Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 20:30 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Interest | 4,400 | $8.50 | $37,400.00 |
DisclosureSEC source: 0001718133-21-000001 · primary_doc.xml · nonDerivative · entry 5 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,970.492 Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 20:30 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Interest | 2,873 | $8.50 | $24,420.50 |
DisclosureSEC source: 0001718133-21-000001 · primary_doc.xml · nonDerivative · entry 4 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,570.492 Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 20:30 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Interest | 1,500 | $8.50 | $12,750.00 |
DisclosureSEC source: 0001718133-21-000001 · primary_doc.xml · nonDerivative · entry 3 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,697.492 Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 20:30 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Interest | 600 | $8.50 | $5,097.00 |
DisclosureSEC source: 0001718133-21-000001 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,197.492 Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 20:30 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Interest | 127 | $8.49 | $1,078.81 |
DisclosureSEC source: 0001718133-21-000001 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,597.492 Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 21:01 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Interest | 29,500 | $8.50 | $250,750.00 |
DisclosureSEC source: 0001718218-21-000001 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,876 Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 15:00 UTC |
FRANKLIN PHILIP GTrustee
|
PurchaseCommon Shares of Beneficial Interest | 10,000 | $4.04 | $40,380.00 |
DisclosureSEC source: 0001186522-20-000001 · primary_doc.xml · nonDerivative · entry 1 FRANKLIN PHILIP G · CIK 0001186522 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,242 Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 18:48 UTC |
Gordon Andrew DavidSub-Adviser Inv Comm Member
|
PurchaseCommon Shares | 2,050 | $4.89 | $10,024.50 |
DisclosureSEC source: 0001567619-20-006882 · doc1.xml · nonDerivative · entry 2 Gordon Andrew David · CIK 0001717955 · Sub-Adviser Inv Comm Member 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,272 Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 18:48 UTC |
Gordon Andrew DavidSub-Adviser Inv Comm Member
|
PurchaseCommon Shares | 2,222 | $4.47 | $9,932.34 |
DisclosureSEC source: 0001567619-20-006882 · doc1.xml · nonDerivative · entry 1 Gordon Andrew David · CIK 0001717955 · Sub-Adviser Inv Comm Member 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,222 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 16:09 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Interest | 1,000 | $4.48 | $4,480.00 |
DisclosureSEC source: 0001718218-20-000003 · primary_doc.xml · nonDerivative · entry 2 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,376 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 16:09 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Interest | 1,000 | $4.52 | $4,520.00 |
DisclosureSEC source: 0001718218-20-000003 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,376 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.