Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Octagon XAI CLO Income Fund
Report date September 30, 2025 · Filed November 14, 2025
Section 16 reporting ended · disclosed 2025-11-14. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
XAI Floating Rate & Alternative Income Trust
Report date September 30, 2025 · Filed November 14, 2025
Section 16 reporting ended · disclosed 2025-11-14. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2024 Filed Jan 3, 2025 20:08 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | PurchaseClass I Shares | 1,183.899 | $25.34 | $30,000.00 |
DisclosureSEC source: 0000945621-25-000014 · form4.xml · nonDerivative · entry 1 Gordon Andrew David · CIK 0001717955 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Indirect · Joint with Spouse Disclosed balance after: 21,025.169 F1 · balance_after: All Shares are held joint with spouse. Read SEC document |
| December 09, 2024 Filed Dec 16, 2024 22:15 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | PurchaseClass I Shares | 19,841.27 | $25.20 | $500,000.00 |
DisclosureSEC source: 0000945621-24-000998 · form4.xml · nonDerivative · entry 1 Gordon Andrew David · CIK 0001717955 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Indirect · Joint with Spouse Disclosed balance after: 19,841.27 Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 18:48 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares | 2,050 | $4.89 | $10,024.50 |
DisclosureSEC source: 0001567619-20-006882 · doc1.xml · nonDerivative · entry 2 Gordon Andrew David · CIK 0001717955 · Sub-Adviser Inv Comm Member 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,272 Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 18:48 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares | 2,222 | $4.47 | $9,932.34 |
DisclosureSEC source: 0001567619-20-006882 · doc1.xml · nonDerivative · entry 1 Gordon Andrew David · CIK 0001717955 · Sub-Adviser Inv Comm Member 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,222 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.