XEL

SEC source: 0000072903-23-000096 · form4.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,627.898

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 572.594 stock equivalent units 477.162 were granted at a price of $62.44 per unit in lieu of the reporting person's quarterly cash retainer, and 95.432 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0000072903-23-000094 · form4.xml · nonDerivative · entry 1

Burkhart Megan D · CIK 0001482556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,986.939

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 620.64 stock equivalent units, 517.2 were granted at a price of $62.44 per unit in lieu of the reporting person's quarterly cash retainer, and 103.44 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0000072903-23-000065 · form4.xml · nonDerivative · entry 1

Yohannes Daniel · CIK 0001699621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,558.928

F1 · shares: Includes 1,305.164 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 310.468 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0000072903-23-000063 · form4.xml · nonDerivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,424.805

F1 · shares: Includes 0.164 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 2,766.269 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F3 · balance_after: Includes 55.464 shares of stock acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0000072903-23-000061 · form4.xml · nonDerivative · entry 1

PROKOPANKO JAMES T · CIK 0001301456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,157.357

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 771.309 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0000072903-23-000059 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,061.519

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 861.317 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0000072903-23-000057 · form4.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,839.427

F1 · shares: Includes 0.164 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 45.221 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0000072903-23-000055 · form4.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,856.253

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 505.966 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0000072903-23-000053 · form4.xml · nonDerivative · entry 1

Kehl George J · CIK 0001805017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,314.157

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 207.627 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F3 · balance_after: Includes 16.073 shares of stock acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0000072903-23-000051 · form4.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,606.51

F1 · shares: Includes 0.164 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 36.513 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0000072903-23-000049 · form4.xml · nonDerivative · entry 1

Johnson Netha N. · CIK 0001594784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,287.361

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 207.627 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0000072903-23-000047 · form4.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,055.304

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 159.287 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F3 · balance_after: Includes 0.965 shares of stock acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0000072903-23-000045 · form4.xml · nonDerivative · entry 1

Burkhart Megan D · CIK 0001482556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,366.299

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 23.267 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0000072903-23-000039 · form4.xml · nonDerivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Group President Utilitie · Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,145.753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.43 to $70.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · balance_after: The amount also includes 279.805 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

SEC source: 0000072903-23-000037 · form4.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,498

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.455 to $69.825, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001140361-23-014971 · form4.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,740.123

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 689.233 stock equivalent units, 574.361 were granted at a price of $65.29 per unit in lieu of the reporting person's quarterly cash retainer, and 114.872 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 488.905 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001140361-23-014970 · form4.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,959.833

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 264.206 stock equivalent units, 220.172 were granted at a price of $65.29 per unit in lieu of the reporting person's quarterly cash retainer, and 44.034 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 35.282 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001140361-23-014969 · form4.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,184.042

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 666.258 stock equivalent units, 555.215 were granted at a price of $65.29 per unit in lieu of the reporting person 's quarterly cash retainer, and 111.043 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 43.696 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001140361-23-014967 · form4.xml · nonDerivative · entry 1

Burkhart Megan D · CIK 0001482556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,732.868

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 574.361 stock equivalent units, 478.634 were granted at a price of $65.29 per unit in lieu of the reporting person's quarterly cash retainer, and 95.727 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 22.483 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001140361-23-014968 · form4.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,284.888

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 528.412 stock equivalent units 440.343 were granted at a price of $65.29 per unit in lieu of the reporting person's quarterly cash retainer, and 88.069 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 153.916 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F4 · balance_after: Includes 0.925 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

SEC source: 0001140361-23-014965 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,590.038

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 666.258 stock equivalent units, 555.215 were granted at a price of $65.29 per unit in lieu of the reporting person's quarterly cash retainer, and 111.043 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 832.274 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-23-004923 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,340

SEC source: 0001567619-23-004228 · doc1.xml · nonDerivative · entry 1

Rome Amanda J · CIK 0001812632 · EVP, Chief Legal and Complianc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,878.26

F1 · shares: Represents the withholding of shares to satisfy tax obligations in connection with the vesting of restricted stock received by the reporting person on February 22, 2022 in lieu of a cash payment under the Xcel Energy Executive Annual Incentive Award Plan. Fractional share interests were settled in cash.

SEC source: 0001567619-23-004230 · doc1.xml · derivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,058.744

Underlying: Common Stock · 9,088.116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% vests on August 31, 2023.

F4 · derivative.expiration_date: On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% vests on August 31, 2023.

F5 · balance_after: Includes 171.144 additional restricted units acquired pursuant to reinvestment of dividend equivalents credited on outstanding restricted stock units.

SEC source: 0001567619-23-004230 · doc1.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,123

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes.

SEC source: 0001567619-23-004230 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,268.116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

F2 · balance_after: The amount includes 256.716 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

SEC source: 0001567619-23-003654 · doc1.xml · derivative · entry 5

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,459.036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F6 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 1,347 units granted on March 31, 2020 and (b) 1,855 units granted on March 31, 2020.

F7 · derivative.exercise_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

F7 · derivative.expiration_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

SEC source: 0001567619-23-003654 · doc1.xml · nonDerivative · entry 3

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,328.876

F4 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

SEC source: 0001567619-23-003654 · doc1.xml · nonDerivative · entry 2

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,294.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001567619-23-003654 · doc1.xml · nonDerivative · entry 1

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,835.584

F1 · shares: Represents the settlement of performance share unit awards for the 2020-2022 performance period.

F2 · balance_after: The amount includes 933.261 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

SEC source: 0001567619-23-003649 · doc1.xml · derivative · entry 4

Rome Amanda J · CIK 0001812632 · EVP, Chief Legal and Complianc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,852.198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 678.364 units granted on June 1, 2020 and (b) 1,969 units granted on June 1, 2020.

F6 · derivative.exercise_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

F6 · derivative.expiration_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

SEC source: 0001567619-23-003649 · doc1.xml · nonDerivative · entry 3

Rome Amanda J · CIK 0001812632 · EVP, Chief Legal and Complianc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,534.86

F4 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards and the issuance of common stock under the 2022 annual incentive program. Fractional share interests were settled in cash.

SEC source: 0001567619-23-003649 · doc1.xml · nonDerivative · entry 2

Rome Amanda J · CIK 0001812632 · EVP, Chief Legal and Complianc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,739.335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001567619-23-003649 · doc1.xml · nonDerivative · entry 1

Rome Amanda J · CIK 0001812632 · EVP, Chief Legal and Complianc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,887.137

F1 · shares: Represents 16,927.167 shares of common stock issued upon settlement of performance share unit awards for the 2020-2022 performance period as well as 4,905.11 shares of common stock issued in lieu of a portion of the cash payment earned by the reporting person under the 2022 annual incentive program.

F2 · balance_after: The amount includes 99.088 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

SEC source: 0001567619-23-003645 · doc1.xml · derivative · entry 5

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659.358

Underlying: Common Stock · 606 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F7 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F7 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001567619-23-003645 · doc1.xml · derivative · entry 4

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,130.94 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 770 units granted on March 2, 2020 and (b) 273 units granted on March 2, 2020.

F5 · derivative.exercise_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

F5 · derivative.expiration_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

SEC source: 0001567619-23-003645 · doc1.xml · nonDerivative · entry 3

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,077

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

SEC source: 0001567619-23-003645 · doc1.xml · nonDerivative · entry 2

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,666.331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001567619-23-003645 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,535.391

F1 · shares: Represents the settlement of performance share unit awards for the 2020-2022 performance period.

SEC source: 0001567619-23-003641 · doc1.xml · derivative · entry 6

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,918.875

Underlying: Common Stock · 10,256 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F8 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F9 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001567619-23-003641 · doc1.xml · derivative · entry 5

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,821.699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 3,143 units granted on January 2, 2020 and (b) 384 units granted on March 31, 2020.

F6 · derivative.exercise_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

F6 · derivative.expiration_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

SEC source: 0001567619-23-003641 · doc1.xml · nonDerivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,180

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

SEC source: 0001567619-23-003641 · doc1.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,248.555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001567619-23-003641 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,426.856

F1 · shares: Represents the settlement of performance share unit awards for the 2020-2022 performance period.

SEC source: 0001567619-23-003639 · doc1.xml · derivative · entry 4

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,633.268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 5,451 units granted on January 2, 2020 and (b) 1,599 units granted on March 31, 2020.

F5 · derivative.exercise_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 23, 2023.

F5 · derivative.expiration_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 23, 2023.

SEC source: 0001567619-23-003639 · doc1.xml · nonDerivative · entry 3

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,909

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

SEC source: 0001567619-23-003639 · doc1.xml · nonDerivative · entry 2

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,904.025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001567619-23-003639 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,270.757

F1 · shares: Represents the settlement of performance share unit awards for the 2020-2022 performance period.

SEC source: 0001567619-23-003637 · doc1.xml · derivative · entry 4

Carter Brett C · CIK 0001739288 · EVP, Group President Utilitie · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,720.283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grant of 3,431 units granted on January 2, 2020.

F6 · derivative.exercise_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

F6 · derivative.expiration_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

SEC source: 0001567619-23-003637 · doc1.xml · nonDerivative · entry 3

Carter Brett C · CIK 0001739288 · EVP, Group President Utilitie · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,865.948

F4 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards and the issuance of common stock under the 2022 annual incentive program. Fractional share interests were settled in cash.