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Nasdaq · USD

XEL

XCEL ENERGY INC

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3042
SEC CIK
0000072903
Parsed reports
828

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
Prager Frank PSVP, Strategy, Security & Ext.
Exercise / conversionRestricted Stock Units · Derivative 1,097.824 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000045 · form4.xml · derivative · entry 4

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,097.824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of units shown reflects the reinvestment of 92.824 dividend equivalents since the original grant of 1,005 units on January 4, 2021.

F5 · derivative.exercise_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

F5 · derivative.expiration_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
Prager Frank PSVP, Strategy, Security & Ext.
Tax withholdingCommon Stock 672.415 $59.07 $39,719.55
Disclosure

SEC source: 0000072903-24-000045 · form4.xml · nonDerivative · entry 3

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,746

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2021-2023 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
Prager Frank PSVP, Strategy, Security & Ext.
Exercise / conversionCommon Stock 1,097.824 Not disclosed Not disclosed
Disclosure

SEC source: 0000072903-24-000045 · form4.xml · nonDerivative · entry 2

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,418.415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
Prager Frank PSVP, Strategy, Security & Ext.
GrantCommon Stock 980.591 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000045 · form4.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,320.591

F1 · shares: Represents the settlement of performance share unit awards for the 2021-2023 performance period.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
Rome Amanda JEVP, Group President, Utilitie
Exercise / conversionRestricted Stock Units · Derivative 3,494.468 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000044 · form4.xml · derivative · entry 4

Rome Amanda J · CIK 0001812632 · EVP, Group President, Utilitie

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,494.468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of 295.468 dividend equivalents since the original grant of 3,199 units on January 4, 2021.

F6 · derivative.exercise_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

F6 · derivative.expiration_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
Rome Amanda JEVP, Group President, Utilitie
Tax withholdingCommon Stock 2,807.199 $59.07 $165,821.24
Disclosure

SEC source: 0000072903-24-000044 · form4.xml · nonDerivative · entry 3

Rome Amanda J · CIK 0001812632 · EVP, Group President, Utilitie

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,773.502

F4 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2021-2023 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
Rome Amanda JEVP, Group President, Utilitie
Exercise / conversionCommon Stock 3,494.468 Not disclosed Not disclosed
Disclosure

SEC source: 0000072903-24-000044 · form4.xml · nonDerivative · entry 2

Rome Amanda J · CIK 0001812632 · EVP, Group President, Utilitie

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,580.701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
Rome Amanda JEVP, Group President, Utilitie
GrantCommon Stock 4,138.731 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000044 · form4.xml · nonDerivative · entry 1

Rome Amanda J · CIK 0001812632 · EVP, Group President, Utilitie

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,086.233

F1 · shares: Represents the settlement of performance share unit awards for the 2021-2023 performance period.

F2 · balance_after: The amount includes 69.242 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 5,061.037 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000043 · form4.xml · derivative · entry 5

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,061.037 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of 413.037 dividend equivalents since the original grants of 3,504 units on January 4, 2021 and 1,144 units on August 18, 2021.

F6 · derivative.exercise_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

F6 · derivative.expiration_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
Tax withholdingCommon Stock 4,403.94 $59.07 $260,140.74
Disclosure

SEC source: 0000072903-24-000043 · form4.xml · nonDerivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,563

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2021-2023 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
Exercise / conversionCommon Stock 5,061.037 Not disclosed Not disclosed
Disclosure

SEC source: 0000072903-24-000043 · form4.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,966.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
GrantCommon Stock 5,994.903 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000043 · form4.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,905.903

F1 · shares: Represents the settlement of performance share unit awards for the 2021-2023 performance period.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:23 UTC
Van Abel Brian JEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,158.132 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000038 · form4.xml · derivative · entry 5

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,158.132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F6 · shares: Number of units shown reflects the reinvestment of 436.132 dividend equivalents since the original grant of 4,722 units on January 4, 2021.

F7 · derivative.exercise_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

F7 · derivative.expiration_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:23 UTC
Van Abel Brian JEVP, Chief Financial Officer
Tax withholdingCommon Stock 4,778.145 $59.07 $282,245.03
Disclosure

SEC source: 0000072903-24-000038 · form4.xml · nonDerivative · entry 3

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,268.898

F4 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2021-2023 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:23 UTC
Van Abel Brian JEVP, Chief Financial Officer
Exercise / conversionCommon Stock 5,158.132 Not disclosed Not disclosed
Disclosure

SEC source: 0000072903-24-000038 · form4.xml · nonDerivative · entry 2

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,047.043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:23 UTC
Van Abel Brian JEVP, Chief Financial Officer
GrantCommon Stock 6,111.013 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000038 · form4.xml · nonDerivative · entry 1

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,888.911

F1 · shares: Represents the settlement of performance share unit awards for the 2021-2023 performance period.

F2 · balance_after: The amount includes 1,449.022 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:21 UTC
Frenzel RobertDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 19,965.493 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000036 · form4.xml · derivative · entry 4

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,965.493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of units shown reflects the reinvestment of 1,536.493 dividend equivalents since the original grants of 6,778 units on January 4, 2021 and 11,651 units on August 18, 2021.

F5 · derivative.exercise_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

F5 · derivative.expiration_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:21 UTC
Frenzel RobertDirector · Chairman, President and CEO
Tax withholdingCommon Stock 19,893.849 $59.07 $1,175,129.66
Disclosure

SEC source: 0000072903-24-000036 · form4.xml · nonDerivative · entry 3

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,974

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2021-2023 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:21 UTC
Frenzel RobertDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 19,965.493 Not disclosed Not disclosed
Disclosure

SEC source: 0000072903-24-000036 · form4.xml · nonDerivative · entry 2

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,867.849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:21 UTC
Frenzel RobertDirector · Chairman, President and CEO
GrantCommon Stock 23,657.356 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000036 · form4.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,902.356

F1 · shares: Represents the settlement of performance share unit awards for the 2021-2023 performance period.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:19 UTC
Correa PatriciaSVP, Chief Human Resources Off
GrantRestricted Stock Units · Derivative 9,769 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000026 · form4.xml · derivative · entry 1

Correa Patricia · CIK 0001907921 · SVP, Chief Human Resources Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,769

Underlying: Common Stock · 9,769 shares

Expires 2026-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, at the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2026.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:16 UTC
Prager Frank PSVP, Strategy, Security & Ext.
GrantRestricted Stock Units · Derivative 5,634 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000024 · form4.xml · derivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,634

Underlying: Common Stock · 5,634 shares

Expires 2026-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, at the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2026.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:13 UTC
Rome Amanda JEVP, Group President Utilities · Chief Customer Officer
GrantRestricted Stock Units · Derivative 20,877 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000022 · form4.xml · derivative · entry 1

Rome Amanda J · CIK 0001812632 · EVP, Group President Utilities · Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,877

Underlying: Common Stock · 20,877 shares

Expires 2026-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, at the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2026.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:10 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
GrantRestricted Stock Units · Derivative 11,188 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000020 · form4.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,188

Underlying: Common Stock · 11,188 shares

Expires 2026-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, at the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2026.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:07 UTC
Van Abel Brian JEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 23,240 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000018 · form4.xml · derivative · entry 1

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,240

Underlying: Common Stock · 23,240 shares

Expires 2026-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, at the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2026.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:05 UTC
Frenzel RobertDirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 47,267 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000016 · form4.xml · derivative · entry 1

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,267

Underlying: Common Stock · 47,267 shares

Expires 2026-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, at the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2026.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 22:19 UTC GrantCommon Stock 658.109 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000014 · form4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,171.672

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 658.109 stock equivalent units, 548.424 were granted at a price of $61.54 per unit in lieu of the reporting person's quarterly cash retainer, and 109.685 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 19.322 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 22:15 UTC GrantCommon Stock 731.232 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000012 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,360.167

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 731.232 stock equivalent units, 609.36 were granted at a price of $61.54 per unit in lieu of the reporting person's quarterly cash retainer, and 121.872 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 1,081.048 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 22:13 UTC GrantCommon Stock 755.606 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000010 · form4.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,247.887

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 755.606 stock equivalent units, 629.672 were granted at a price of $61.54 per unit in lieu of the reporting person's quarterly cash retainer, and 125.934 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 67.132 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 22:10 UTC GrantCommon Stock 706.857 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000008 · form4.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,278.628

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 706.857 stock equivalent units, 589.047 were granted at a price of $61.54 per unit in lieu of the reporting person's quarterly cash retainer, and 117.81 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 649.851 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 22:08 UTC GrantCommon Stock 329.054 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000006 · form4.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,678.266

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 329.054 stock equivalent units, 274.212 were granted at a price of $61.54 per unit in lieu of the reporting person's quarterly cash retainer, and 54.842 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 49.287 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 22:05 UTC
Casey LynnDirector
GrantCommon Stock 609.36 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000004 · form4.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,325.704

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 609.36 stock equivalent units 507.8 were granted at a price of $61.54 per unit in lieu of the reporting person's quarterly cash retainer, and 101.56 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 226.3 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F4 · balance_after: Includes 1.159 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 22:02 UTC GrantCommon Stock 658.109 $0.00 $0.00
Disclosure

SEC source: 0000072903-24-000002 · form4.xml · nonDerivative · entry 1

Burkhart Megan D · CIK 0001482556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,467.178

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 658.109 stock equivalent units, 548.424 were granted at a price of $61.54 per unit in lieu of the reporting person's quarterly cash retainer, and 109.685 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 61.988 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 20:16 UTC
Frenzel RobertDirector · Chairman, President and CEO
GrantCommon Stock 152,336 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000163 · form4.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 274,245

F1 · shares: Represents restricted stock units that vest as to 33% of the units on February 28, 2027 and 67% of the units on February 29, 2028 if Mr. Frenzel continues to be employed by Xcel Energy as of such dates. Upon vesting, the restricted stock units will be settled in shares of Xcel Energy common stock on a one-for-one basis.

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October 01, 2023 Filed Oct 2, 2023 22:29 UTC
Rome Amanda JEVP, Group President Utilities
GrantRestricted Stock Units · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000141 · form4.xml · derivative · entry 1

Rome Amanda J · CIK 0001812632 · EVP, Group President Utilities

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,488

Underlying: Common Stock · 350 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2025.

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September 28, 2023 Filed Oct 2, 2023 23:01 UTC GrantCommon Stock 300.096 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000155 · form4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,494.241

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 300.096 stock equivalent units, 250.08 were granted at a price of $57.21 per unit in lieu of the reporting person's quarterly cash retainer, and 50.016 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

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September 28, 2023 Filed Oct 2, 2023 22:59 UTC GrantCommon Stock 786.576 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000153 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,547.887

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 786.576 stock equivalent units, 655.48 were granted at a price of $57.21 per unit in lieu of the reporting person's quarterly cash retainer, and 131.096 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 993.091 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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September 28, 2023 Filed Oct 2, 2023 22:57 UTC GrantCommon Stock 812.795 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000151 · form4.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,425.149

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 812.795 stock equivalent units, 677.329 were granted at a price of $57.21 per unit in lieu of the reporting person 's quarterly cash retainer, and 135.466 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 56.195 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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September 28, 2023 Filed Oct 2, 2023 22:54 UTC GrantCommon Stock 760.357 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000149 · form4.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,921.92

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 760.357 stock equivalent units, 633.631 were granted at a price of $57.21 per unit in lieu of the reporting person's quarterly cash retainer, and 126.726 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 594.651 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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September 28, 2023 Filed Oct 2, 2023 22:48 UTC GrantCommon Stock 353.959 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000147 · form4.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,299.925

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 353.959 stock equivalent units, 294.966 were granted at a price of $57.21 per unit in lieu of the reporting person's quarterly cash retainer, and 58.993 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 43.128 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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September 28, 2023 Filed Oct 2, 2023 22:45 UTC
Casey LynnDirector
GrantCommon Stock 655.48 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000145 · form4.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,488.885

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 655.48 stock equivalent units 546.233 were granted at a price of $57.21 per unit in lieu of the reporting person's quarterly cash retainer, and 109.247 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 204.432 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F4 · balance_after: Includes 1.075 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

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September 28, 2023 Filed Oct 2, 2023 22:41 UTC GrantCommon Stock 707.918 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000143 · form4.xml · nonDerivative · entry 1

Burkhart Megan D · CIK 0001482556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,747.081

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 707.918 stock equivalent units, 589.932 were granted at a price of $57.21 per unit in lieu of the reporting person's quarterly cash retainer, and 117.986 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 52.224 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

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August 31, 2023 Filed Sep 5, 2023 22:16 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 6,153.388 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000133 · form4.xml · derivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,153.388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% of which vested on August 31, 2023.

F4 · derivative.expiration_date: On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% of which vested on August 31, 2023.

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August 31, 2023 Filed Sep 5, 2023 22:16 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
Tax withholdingCommon Stock 1,740.388 $57.68 $100,385.58
Disclosure

SEC source: 0000072903-23-000133 · form4.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,911

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes.

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August 31, 2023 Filed Sep 5, 2023 22:16 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
Exercise / conversionCommon Stock 6,153.388 Not disclosed Not disclosed
Disclosure

SEC source: 0000072903-23-000133 · form4.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,651.388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

F2 · balance_after: The amount includes 94.644 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

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August 23, 2023 Filed Aug 24, 2023 20:56 UTC GrantCommon Stock 2,194.145 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000129 · form4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,194.145

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

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June 28, 2023 Filed Jun 29, 2023 20:19 UTC GrantCommon Stock 706.701 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000104 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,768.22

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 706.701 stock equivalent units, 588.918 were granted at a price of $62.44 per unit in lieu of the reporting person's quarterly cash retainer, and 117.783 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

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June 28, 2023 Filed Jun 29, 2023 20:17 UTC GrantCommon Stock 716.732 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000102 · form4.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,556.159

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 716.732 stock equivalent units, 597.277 were granted at a price of $62.44 per unit in lieu of the reporting person 's quarterly cash retainer, and 119.455 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

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June 28, 2023 Filed Jun 29, 2023 20:15 UTC GrantCommon Stock 710.66 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000100 · form4.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,566.912

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 710.66 stock equivalent units, 592.217 were granted at a price of $62.44 per unit in lieu of the reporting person's quarterly cash retainer, and 118.443 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

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June 28, 2023 Filed Jun 29, 2023 20:12 UTC GrantCommon Stock 296.328 $0.00 $0.00
Disclosure

SEC source: 0000072903-23-000098 · form4.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,902.838

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 296.328 stock equivalent units, 246.94 were granted at a price of $62.44 per unit in lieu of the reporting person's quarterly cash retainer, and 49.388 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.