Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Waterstone Financial, Inc.WSBF · Entity 5713 | Director | February 03, 2026 | February 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Waterstone Financial, Inc.
Report date February 03, 2026 · Filed February 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-02-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-03 · Sale · Disposed 30,000 · Balance 19,255 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at different prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Row 2 · 2026-02-04 · Sale · Disposed 19,255 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at different prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at different prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at different prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2026 Filed Feb 5, 2026 08:29 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 19,255 | $18.64 | $358,913.20 |
DisclosureSEC source: 0001437749-26-003098 · rdgdoc.xml · nonDerivative · entry 2 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at different prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 08:29 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 30,000 | $18.53 | $555,900.00 |
DisclosureSEC source: 0001437749-26-003098 · rdgdoc.xml · nonDerivative · entry 1 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,255 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at different prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 28, 2025 Filed Mar 3, 2025 10:18 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Option · Derivative | 37,500 | $0.00 Strike: $12.75 | $0.00 |
DisclosureSEC source: 0001437749-25-005829 · rdgdoc.xml · derivative · entry 3 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2025-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2025 Filed Mar 3, 2025 10:18 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 37,500 | $14.03 | $526,061.25 |
DisclosureSEC source: 0001437749-25-005829 · rdgdoc.xml · nonDerivative · entry 2 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,131 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 28, 2025 Filed Mar 3, 2025 10:18 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 37,500 | $12.75 | $478,125.00 |
DisclosureSEC source: 0001437749-25-005829 · rdgdoc.xml · nonDerivative · entry 1 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2020 Filed Dec 29, 2020 10:31 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | GiftCommon Stock | 65,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-021622 · doc1.xml · nonDerivative · entry 2 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,131 Read SEC document |
| December 23, 2020 Filed Dec 29, 2020 10:31 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | GiftCommon Stock | 136,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-021622 · doc1.xml · nonDerivative · entry 1 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,573 Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 13:32 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Options · Derivative | 62,500 | $12.75 Strike: $12.75 | $796,875.00 |
DisclosureSEC source: 0001567619-20-013148 · doc1.xml · derivative · entry 6 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 62,500 shares Expires 2025-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 13:32 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 62,500 | $12.75 | $796,875.00 |
DisclosureSEC source: 0001567619-20-013148 · doc1.xml · nonDerivative · entry 1 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 13, 2020 15:07 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 2,287 | $17.53 | $40,091.11 |
DisclosureSEC source: 0001567619-20-003287 · doc1.xml · nonDerivative · entry 6 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| February 03, 2020 Filed Feb 13, 2020 15:07 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | GiftCommon Stock | 18,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-003287 · doc1.xml · nonDerivative · entry 4 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,562 Read SEC document |
| February 03, 2020 Filed Feb 13, 2020 15:07 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 8,778 | $17.52 | $153,790.56 |
DisclosureSEC source: 0001567619-20-003287 · doc1.xml · nonDerivative · entry 3 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,539 Read SEC document |
| February 03, 2020 Filed Feb 13, 2020 15:07 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 2,386 | $17.56 | $41,898.16 |
DisclosureSEC source: 0001567619-20-003287 · doc1.xml · nonDerivative · entry 2 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,317 Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 15:21 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Appreciation Rights · Derivative | 54,865 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001140361-16-087373 · doc1.xml · derivative · entry 8 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,865 shares Expires 2017-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 15:21 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Tax withholdingCommon Stock | 49,105 | $18.00 | $883,890.00 |
DisclosureSEC source: 0001140361-16-087373 · doc1.xml · nonDerivative · entry 2 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,458 Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 15:21 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 54,865 | $16.11 | $883,875.15 |
DisclosureSEC source: 0001140361-16-087373 · doc1.xml · nonDerivative · entry 1 Lawton Patrick S · CIK 0001336613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.