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Nasdaq · USD

WRAP

WRAP TECHNOLOGIES, INC.

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Tapewire entity
6770
SEC CIK
0001702924
Parsed reports
283

Last 12 months

Inside the activity.

3 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202602
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202630
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 24, 2023 Filed Apr 25, 2023 16:15 UTC PurchaseCommon Stock 5,000 $1.34 $6,700.00
Disclosure

SEC source: 0001239811-23-000001 · primary_doc.xml · nonDerivative · entry 2

NORRIS ELWOOD G · CIK 0001239811 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 5,461,553

Read SEC document
April 24, 2023 Filed Apr 25, 2023 16:15 UTC PurchaseCommon Stock 5,000 $1.34 $6,700.00
Disclosure

SEC source: 0001239811-23-000001 · primary_doc.xml · nonDerivative · entry 1

NORRIS ELWOOD G · CIK 0001239811 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 5,456,553

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:17 UTC
Mullins Kevin WDirector · CEO AND PRESIDENT
GrantCommon Stock 64,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-006935 · form4-04272023_120457.xml · nonDerivative · entry 1

Mullins Kevin W · CIK 0001923390 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,828

F1 · price: Represents award of restricted stock units to the Reporting Person by the Issuer for performance bonuses awarded for fiscal year 2022, which restricted stock units vest immediately on the date of the grant.

Read SEC document
April 24, 2023 Filed Apr 27, 2023 00:18 UTC
DeAlmeida Christopher JamesCHIEF FINANCIAL OFFICER
GrantCommon Stock 24,695 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-006937 · form4-04272023_120403.xml · nonDerivative · entry 1

DeAlmeida Christopher James · CIK 0001578001 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,945

F1 · price: Represents award of restricted stock units to the Reporting Person by the Issuer for performance bonuses awarded for fiscal year 2022, which restricted stock units vest immediately on the date of the grant.

Read SEC document
April 21, 2023 Filed Apr 27, 2023 00:24 UTC GrantStock Option (Right to Buy) · Derivative 30,000 Not disclosed Strike: $1.34 Not disclosed
Disclosure

SEC source: 0001415889-23-006942 · form4-04272023_120431.xml · derivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-04-21

F2 · price: Grant awarded in connection with the Reporting Person's appointment as a member of the Board of Directors of the Issuer.

F1 · derivative.exercise_date: 50% of the stock options shall vest on the one-year anniversary of the grant date, with the remainder vesting in four equal quarterly installments thereafter.

Read SEC document
April 21, 2023 Filed Apr 27, 2023 15:38 UTC
Savas MarcDirector
GrantStock Option (Right to Buy) · Derivative 30,000 Not disclosed Strike: $1.34 Not disclosed
Disclosure

SEC source: 0001415889-23-006949 · form4-04272023_030434.xml · derivative · entry 1

Savas Marc · CIK 0001603170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-04-21

F2 · price: Grant awarded in connection with the Reporting Person's appointment as a member of the Board of Directors of the Issuer.

F1 · derivative.exercise_date: 50% of the stock options shall vest on the one-year anniversary of the grant date, with the remainder vesting in four equal quarterly installments thereafter.

Read SEC document
April 20, 2023 Filed Apr 25, 2023 00:49 UTC
Kennedy TJFORMER CEO AND DIRECTOR
Tax withholdingCommon Stock 56,394 $1.17 $65,794.88
Disclosure

SEC source: 0001415889-23-006812 · form4-04252023_120446.xml · nonDerivative · entry 1

Kennedy TJ · CIK 0001818749 · FORMER CEO AND DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,430

F1 · kind: The shares were disposed to satisfy income tax withholding obligations relating to the vesting of previously reported restricted stock, and is a result of the default provision under the Company's equity incentive plan and does not represent a discretionary trade by the Reporting Person.

F2 · price: This transaction was executed in multiple sales at prices ranging from $1.1599 to $1.1702. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 10:21 UTC GrantCommon Stock 8,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-006221 · form4-04052023_020458.xml · nonDerivative · entry 1

Sherman Kevin Charles · CIK 0001483052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,976

F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2023. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 30% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in eight monthly tranches beginning May 1, 2023.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 14:08 UTC GrantCommon Stock 8,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-006213 · form4-04052023_020430.xml · nonDerivative · entry 1

WALKER WAYNE REMELL · CIK 0001428761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,525

F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2023. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 30% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in eight monthly tranches beginning May 1, 2023.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 14:18 UTC
Cohen ScotDirector · 10% owner
GrantCommon Stock 8,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-006217 · form4-04052023_020422.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,985,151

F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2023. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 30% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in eight monthly tranches beginning May 1, 2023.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 14:19 UTC GrantCommon Stock 8,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-006219 · form4-04052023_020426.xml · nonDerivative · entry 1

Sentovich Kimberly C. · CIK 0001766095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,726

F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2023. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 30% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in eight monthly tranches beginning May 1, 2023.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 14:17 UTC GrantCommon Stock 8,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-006215 · form4-04052023_020459.xml · nonDerivative · entry 1

Parris Michael · CIK 0001723737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,168

F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2023. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 30% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in eight monthly tranches beginning May 1, 2023.

Read SEC document
March 09, 2023 Filed Mar 9, 2023 18:08 UTC
Hickman Glenn MCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 6,608 $1.91 $12,608.06
Disclosure

SEC source: 0001415889-23-004612 · form4-03092023_110355.xml · nonDerivative · entry 1

Hickman Glenn M · CIK 0001871560 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,321

F1 · price: The shares were sold to satisfy income tax withholding obligations relating to the vesting of previously reported restricted stock. This sale is a result of the default provision under the Company's equity incentive plan and does not represent a discretionary trade by the Reporting Person.

F2 · price: This transaction was executed in multiple sales at prices ranging from $1.90 to $1.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 13:36 UTC
Kennedy TJDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 6,315 $1.90 $11,998.50
Disclosure

SEC source: 0001415889-23-004628 · form4-03102023_010352.xml · nonDerivative · entry 2

Kennedy TJ · CIK 0001818749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,824

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:22 UTC GrantCommon Stock 8,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-004529 · form4-03082023_110355.xml · nonDerivative · entry 1

Sherman Kevin Charles · CIK 0001483052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,182

F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 50% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in five monthly tranches beginning April 1, 2023.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 23:17 UTC GrantCommon Stock 8,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-004523 · form4-03082023_110332.xml · nonDerivative · entry 1

WALKER WAYNE REMELL · CIK 0001428761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,731

F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 50% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in five monthly tranches beginning April 1, 2023.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 23:20 UTC
Cohen ScotDirector · 10% owner
GrantCommon Stock 8,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-004527 · form4-03082023_110310.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,976,357

F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 50% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in five monthly tranches beginning April 1, 2023.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 23:18 UTC GrantCommon Stock 8,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-004525 · form4-03082023_110334.xml · nonDerivative · entry 1

Sentovich Kimberly C. · CIK 0001766095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,932

F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 50% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in five monthly tranches beginning April 1, 2023.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 23:11 UTC GrantCommon Stock 8,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-004521 · form4-03082023_110327.xml · nonDerivative · entry 1

Parris Michael · CIK 0001723737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,374

F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 50% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in five monthly tranches beginning April 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 10, 2023 13:36 UTC
Kennedy TJDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 52 $2.35 $122.32
Disclosure

SEC source: 0001415889-23-004628 · form4-03102023_010352.xml · nonDerivative · entry 1

Kennedy TJ · CIK 0001818749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,509

F1 · kind: The shares were sold to satisfy income tax withholding obligations relating to the vesting of previously reported restricted stock.This sale is a result of the default provision under the Company's equity incentive plan and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 20:20 UTC
Kennedy TJDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 45 $2.57 $115.43
Disclosure

SEC source: 0001415889-23-001908 · form4-02032023_080220.xml · nonDerivative · entry 1

Kennedy TJ · CIK 0001818749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,561

F1 · kind: The shares were sold to satisfy income tax withholding obligations relating to the vesting of previously reported restricted stock units that vested on January 31, 2023. This sale is a result of the default provision under the Company's equity incentive plan and does not represent a discretionary trade by the Reporting Person.

Read SEC document
January 03, 2023 Filed Feb 3, 2023 15:19 UTC
Hickman Glenn MCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 1,691 $1.70 $2,879.43
Disclosure

SEC source: 0001415889-23-001905 · form4-02032023_080211.xml · nonDerivative · entry 1

Hickman Glenn M · CIK 0001871560 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,929

F1 · price: The shares were sold to satisfy income tax withholding obligations relating to the vesting of previously reported restricted stock units that vested on January 1, 2023. This sale is a result of the default provision under the Company's equity incentive plan and does not represent a discretionary trade by the Reporting Person.

F2 · price: This transaction was executed in multiple sales at prices ranging from $1.66 to $1.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 17:19 UTC
Cohen ScotDirector · 10% owner
PurchaseCommon Stock 10,000 $2.65 $26,546.00
Disclosure

SEC source: 0001415889-22-012291 · form4-12092022_051241.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,967,407

Read SEC document
November 30, 2022 Filed Dec 1, 2022 17:40 UTC
Cohen ScotDirector · 10% owner
PurchaseCommon Stock 20,000 $2.09 $41,834.00
Disclosure

SEC source: 0001415889-22-011870 · form4-12012022_051242.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,957,407

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.0852 to $2.0969, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 18, 2022 Filed Nov 18, 2022 16:11 UTC PurchaseCommon Stock 4,250 $2.41 $10,248.88
Disclosure

SEC source: 0001415889-22-011585 · form4-11182022_091137.xml · nonDerivative · entry 4

Sherman Kevin Charles · CIK 0001483052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,232

Read SEC document
November 18, 2022 Filed Nov 22, 2022 16:10 UTC
Cohen ScotDirector · 10% owner
PurchaseCommon Stock 10,000 $2.48 $24,837.00
Disclosure

SEC source: 0001415889-22-011649 · form4-11222022_041135.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937,407

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.4737 to $2.4937, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 00:26 UTC
Kennedy TJDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 1,536 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011455 · form4-11172022_121129.xml · nonDerivative · entry 3

Kennedy TJ · CIK 0001818749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,606

F3 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $2,857, which reflects a prorated amount for partial quarter board service prior to becoming a named executive of the company, divided by the closing price of the Company's Common Stock on such date.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 00:26 UTC
Kennedy TJDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 5,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011455 · form4-11172022_121129.xml · nonDerivative · entry 2

Kennedy TJ · CIK 0001818749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,070

F2 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 19:14 UTC
Cohen ScotDirector · 10% owner
GrantCommon Stock 8,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011477 · form4-11172022_071130.xml · nonDerivative · entry 5

Cohen Scot · CIK 0001558913 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927,407

F5 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 19:14 UTC
Cohen ScotDirector · 10% owner
GrantCommon Stock 8,132 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011477 · form4-11172022_071130.xml · nonDerivative · entry 4

Cohen Scot · CIK 0001558913 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,918,562

F4 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 19:14 UTC
Cohen ScotDirector · 10% owner
GrantCommon Stock 5,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011477 · form4-11172022_071130.xml · nonDerivative · entry 3

Cohen Scot · CIK 0001558913 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910,430

F3 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 19:14 UTC
Cohen ScotDirector · 10% owner
PurchaseCommon Stock 10,000 $2.12 $21,237.00
Disclosure

SEC source: 0001415889-22-011477 · form4-11172022_071130.xml · nonDerivative · entry 2

Cohen Scot · CIK 0001558913 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,904,828

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.055 to $2.1402, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 16:11 UTC GrantCommon Stock 8,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011585 · form4-11182022_091137.xml · nonDerivative · entry 3

Sherman Kevin Charles · CIK 0001483052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,982

F3 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 16:11 UTC GrantCommon Stock 8,132 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011585 · form4-11182022_091137.xml · nonDerivative · entry 2

Sherman Kevin Charles · CIK 0001483052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,137

F2 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 16:11 UTC GrantCommon Stock 5,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011585 · form4-11182022_091137.xml · nonDerivative · entry 1

Sherman Kevin Charles · CIK 0001483052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,005

F1 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 22:14 UTC GrantCommon Stock 8,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011600 · form4-11182022_101121.xml · nonDerivative · entry 3

WALKER WAYNE REMELL · CIK 0001428761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,781

F3 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 22:14 UTC GrantCommon Stock 8,132 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011600 · form4-11182022_101121.xml · nonDerivative · entry 2

WALKER WAYNE REMELL · CIK 0001428761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,936

F2 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

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November 16, 2022 Filed Nov 18, 2022 22:14 UTC GrantCommon Stock 5,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011600 · form4-11182022_101121.xml · nonDerivative · entry 1

WALKER WAYNE REMELL · CIK 0001428761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,804

F1 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

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November 16, 2022 Filed Nov 19, 2022 00:28 UTC GrantCommon Stock 8,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011606 · form4-11192022_121158.xml · nonDerivative · entry 3

Sentovich Kimberly C. · CIK 0001766095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,982

F3 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

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November 16, 2022 Filed Nov 19, 2022 00:28 UTC GrantCommon Stock 8,132 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011606 · form4-11192022_121158.xml · nonDerivative · entry 2

Sentovich Kimberly C. · CIK 0001766095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,137

F2 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

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November 16, 2022 Filed Nov 19, 2022 00:28 UTC GrantCommon Stock 5,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011606 · form4-11192022_121158.xml · nonDerivative · entry 1

Sentovich Kimberly C. · CIK 0001766095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,005

F1 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

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November 16, 2022 Filed Nov 18, 2022 23:08 UTC GrantCommon Stock 8,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011605 · form4-11182022_111139.xml · nonDerivative · entry 3

Parris Michael · CIK 0001723737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,424

F3 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

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November 16, 2022 Filed Nov 18, 2022 23:08 UTC GrantCommon Stock 8,132 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011605 · form4-11182022_111139.xml · nonDerivative · entry 2

Parris Michael · CIK 0001723737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,579

F2 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

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November 16, 2022 Filed Nov 18, 2022 23:08 UTC GrantCommon Stock 5,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011605 · form4-11182022_111139.xml · nonDerivative · entry 1

Parris Michael · CIK 0001723737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,447

F1 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date.

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November 15, 2022 Filed Nov 16, 2022 19:32 UTC PurchaseCommon Stock 25,000 $2.00 $50,077.50
Disclosure

SEC source: 0001415889-22-011457 · form4-11172022_121142.xml · nonDerivative · entry 1

Mullins Kevin W · CIK 0001923390 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,173

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.99 to $2.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnotes (1) to this Form 4.

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November 15, 2022 Filed Nov 17, 2022 19:14 UTC
Cohen ScotDirector · 10% owner
PurchaseCommon Stock 50,000 $2.00 $100,020.00
Disclosure

SEC source: 0001415889-22-011477 · form4-11172022_071130.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,894,828

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.9644 to $2.0371, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.

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November 14, 2022 Filed Nov 17, 2022 00:26 UTC
Kennedy TJDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 16,200 $1.86 $30,144.96
Disclosure

SEC source: 0001415889-22-011455 · form4-11172022_121129.xml · nonDerivative · entry 1

Kennedy TJ · CIK 0001818749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,468

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.85 to $1.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnotes (1) to this Form 4.

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November 14, 2022 Filed Nov 17, 2022 00:29 UTC
DeAlmeida Christopher JamesCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 17,250 $1.83 $31,622.70
Disclosure

SEC source: 0001415889-22-011456 · form4-11172022_121124.xml · nonDerivative · entry 1

DeAlmeida Christopher James · CIK 0001578001 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,250

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.799 to $1.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnotes (1) to this Form 4.

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July 28, 2022 Filed Jul 29, 2022 13:54 UTC
BARNES JAMES AFORMER OFFICER
Tax withholdingCommon Stock 3 $1.77 $5.31
Disclosure

SEC source: 0001415889-22-008037 · form4-07292022_100705.xml · nonDerivative · entry 2

BARNES JAMES A · CIK 0000935660 · FORMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,493

F1 · kind: The shares were sold to satisfy income tax withholding obligations relating to the accelerated vesting of previously reported restricted stock units that vested on July 24, 2022. This sale is a result of the default provision under the Company's equity incentive plan and does not represent a discretionary trade by the Reporting Person.

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July 27, 2022 Filed Jul 29, 2022 13:54 UTC
BARNES JAMES AFORMER OFFICER
Tax withholdingCommon Stock 13,323 $1.76 $23,475.13
Disclosure

SEC source: 0001415889-22-008037 · form4-07292022_100705.xml · nonDerivative · entry 1

BARNES JAMES A · CIK 0000935660 · FORMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,496

F1 · kind: The shares were sold to satisfy income tax withholding obligations relating to the accelerated vesting of previously reported restricted stock units that vested on July 24, 2022. This sale is a result of the default provision under the Company's equity incentive plan and does not represent a discretionary trade by the Reporting Person.

F2 · price: This transaction was executed in multiple sales at prices ranging from $1.75 to $1.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.