Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2022 Filed Feb 7, 2022 14:53 UTC |
SMOLENSKI ERIC MPresident-Worthington Cylinder
|
Exercise / conversionCommon Shares | 5,444 | $19.18 | $104,415.92 |
DisclosureSEC source: 0001209191-22-007364 · doc4.xml · nonDerivative · entry 1 SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2022 Filed Feb 1, 2022 15:46 UTC |
Caravati Steven MPresident-Worthington Cylinder
|
Tax withholdingCommon Shares | 878 | $54.18 | $47,570.04 |
DisclosureSEC source: 0001209191-22-005798 · doc4.xml · nonDerivative · entry 1 Caravati Steven M · CIK 0001862951 · President-Worthington Cylinder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,980 F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| January 28, 2022 Filed Jan 31, 2022 16:36 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $54.28 | $108.56 |
DisclosureSEC source: 0001209191-22-005533 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,504 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in the footnote directly below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2021. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 16:24 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $58.19 | $116.38 |
DisclosureSEC source: 0001209191-22-003446 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,502 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in the footnote directly below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2021. Read SEC document |
| January 04, 2022 Filed Jan 4, 2022 20:40 UTC |
WELCH RICHARD GController
|
GiftCommon Shares | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000606 · doc4.xml · nonDerivative · entry 1 WELCH RICHARD G · CIK 0001194138 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,580 F1 · shares: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 19:37 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $53.95 | $107.90 |
DisclosureSEC source: 0001209191-22-000093 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in the footnote directly below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2021. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 13:59 UTC |
LYTTLE CATHERINE MSr VP & Chief HR Officer
|
Exercise / conversionNon-qualified stock option (right to by) · Derivative | 2,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001209191-21-070883 · doc4.xml · derivative · entry 4 LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,000 shares Expires 2023-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day the first portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/28/2015 and 6/28/2016. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 13:59 UTC |
LYTTLE CATHERINE MSr VP & Chief HR Officer
|
SaleCommon Shares | 2,000 | $49.60 | $99,200.00 |
DisclosureSEC source: 0001209191-21-070883 · doc4.xml · nonDerivative · entry 2 LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,553 Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 13:59 UTC |
LYTTLE CATHERINE MSr VP & Chief HR Officer
|
Exercise / conversionCommon Shares | 2,000 | $31.71 | $63,420.00 |
DisclosureSEC source: 0001209191-21-070883 · doc4.xml · nonDerivative · entry 1 LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 14:47 UTC |
ANDERSON KERRII BDirector
|
GiftCommon Shares | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070886 · doc4.xml · nonDerivative · entry 1 ANDERSON KERRII B · CIK 0001227159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,715 F1 · shares: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 14:31 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 3 | $51.61 | $154.83 |
DisclosureSEC source: 0001209191-21-070477 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,490 Underlying: Common Shares · 3 shares Expires not disclosed F3 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in the footnote directly below) tracks common shares on a one-for-one basis. F4 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. F5 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F6 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on November 30, 2021. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 14:31 UTC |
HAYEK JOSEPH BVP and CFO
|
GiftCommon Shares | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070477 · doc4.xml · nonDerivative · entry 1 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,905 F1 · shares: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 15:20 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 3 | $49.43 | $148.29 |
DisclosureSEC source: 0001209191-21-068033 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,487 Underlying: Common Shares · 3 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on November 30, 2021. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 16:10 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $54.04 | $108.08 |
DisclosureSEC source: 0001209191-21-066028 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,485 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on October 31, 2021. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 14:01 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $57.77 | $115.54 |
DisclosureSEC source: 0001209191-21-063304 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on October 31, 2021. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 14:11 UTC |
HAYEK JOSEPH BVP and CFO
|
Tax withholdingCommon Shares | 1,640 | $55.30 | $90,692.00 |
DisclosureSEC source: 0001209191-21-062281 · doc4.xml · nonDerivative · entry 1 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,005 F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 19:01 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $54.13 | $108.26 |
DisclosureSEC source: 0001209191-21-061464 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,480 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan"). F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on September 30, 2021. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 13:20 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $52.39 | $104.78 |
DisclosureSEC source: 0001209191-21-060154 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan"). F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on September 30, 2021. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 15:15 UTC |
KARMANOS PETERDirector
|
GrantPhantom Stock · Derivative | 2,034 | $54.07 | $109,978.38 |
DisclosureSEC source: 0001209191-21-058746 · doc4.xml · derivative · entry 2 KARMANOS PETER · CIK 0001110860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,133 Underlying: Common Shares · 2,034 shares Expires not disclosed F1 · derivative.exercise_price: The theoretical common shares (phantom stock) credited to the reporting person's account in the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors, as amended (the "2005 Director Deferred Compensation Plan") track Common Shares of Worthington Industries, Inc. (the "Company") on a one-for-one basis. F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. See footnote following. F3 · derivative.exercise_date: The 2005 Director Deferred Compensation Plan provides that effective October 1, 2014 and thereafter any amount credited in a participant's account to the phantom stock fund (i.e. theoretical common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 Director Deferred Compensation Plan until distribution from the 2005 Director Deferred Compensation Plan. Distributions are made only in Common Shares of Worthington Industries, Inc. and generally commence upon the leaving the Board of Directors of Worthington Industries, Inc. F3 · derivative.expiration_date: The 2005 Director Deferred Compensation Plan provides that effective October 1, 2014 and thereafter any amount credited in a participant's account to the phantom stock fund (i.e. theoretical common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 Director Deferred Compensation Plan until distribution from the 2005 Director Deferred Compensation Plan. Distributions are made only in Common Shares of Worthington Industries, Inc. and generally commence upon the leaving the Board of Directors of Worthington Industries, Inc. F4 · balance_after: The amount shown reflects additional theoretical common shares (i.e., phantom stock) which were credited pursuant to the dividend reinvestment feature of the 2005 Director Deferred Compensation Plan since the date on which the amount of theoretical common shares credited pursuant to dividend reinvestment under the 2005 Director Deferred Compensation Plan was last updated in the reporting person's Form 4 filed September 28, 2020. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 15:01 UTC |
ENDRES MICHAEL JDirector
|
GrantPhantom Stock · Derivative | 1,757 | $54.07 | $95,000.99 |
DisclosureSEC source: 0001209191-21-058744 · doc4.xml · derivative · entry 2 ENDRES MICHAEL J · CIK 0001110858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,496 Underlying: Common Shares · 1,757 shares Expires not disclosed F1 · derivative.exercise_price: The theoretical common shares (phantom stock) credited to the reporting person's account in the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors, as amended (the "2005 Director Deferred Compensation Plan") track Common Shares of Worthington Industries, Inc. (the "Company") on a one-for-one basis. F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. See footnote following. F3 · derivative.exercise_date: The 2005 Director Deferred Compensation Plan provides that effective October 1, 2014 and thereafter any amount credited in a participant's account to the phantom stock fund (i.e. theoretical common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 Director Deferred Compensation Plan until distribution from the 2005 Director Deferred Compensation Plan. Distributions are made only in Common Shares of Worthington Industries, Inc. and generally commence upon the leaving the Board of Directors of Worthington Industries, Inc. F3 · derivative.expiration_date: The 2005 Director Deferred Compensation Plan provides that effective October 1, 2014 and thereafter any amount credited in a participant's account to the phantom stock fund (i.e. theoretical common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 Director Deferred Compensation Plan until distribution from the 2005 Director Deferred Compensation Plan. Distributions are made only in Common Shares of Worthington Industries, Inc. and generally commence upon the leaving the Board of Directors of Worthington Industries, Inc. F4 · balance_after: The amount shown reflects additional theoretical common shares (i.e., phantom stock) which were credited pursuant to the dividend reinvestment feature of the 2005 Director Deferred Compensation Plan since the date on which the amount of theoretical common shares credited pursuant to dividend reinvestment under the 2005 Director Deferred Compensation Plan was last updated in the reporting person's Form 4 filed September 28, 2020. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 14:50 UTC |
ANDERSON KERRII BDirector
|
GrantPhantom Stock · Derivative | 439 | $54.07 | $23,736.73 |
DisclosureSEC source: 0001209191-21-058739 · doc4.xml · derivative · entry 4 ANDERSON KERRII B · CIK 0001227159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,879 Underlying: Common Shares · 439 shares Expires not disclosed F1 · derivative.exercise_price: The theoretical common shares (phantom stock) credited to the reporting person's account in the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors, as amended (the "2005 Director Deferred Compensation Plan") track Common Shares of Worthington Industries, Inc. (the "Company") on a one-for-one basis. F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. See Note (3). F3 · derivative.exercise_date: The 2005 Director Deferred Compensation Plan provides that effective October 1, 2014 and thereafter any amount credited in a participant's account to the phantom stock fund (i.e. theoretical common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 Director Deferred Compensation Plan until distribution from the 2005 Director Deferred Compensation Plan. Distributions are made only in Common Shares of Worthington Industries, Inc. and generally commence upon the leaving the Board of Directors of Worthington Industries, Inc. F3 · derivative.expiration_date: The 2005 Director Deferred Compensation Plan provides that effective October 1, 2014 and thereafter any amount credited in a participant's account to the phantom stock fund (i.e. theoretical common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 Director Deferred Compensation Plan until distribution from the 2005 Director Deferred Compensation Plan. Distributions are made only in Common Shares of Worthington Industries, Inc. and generally commence upon the leaving the Board of Directors of Worthington Industries, Inc. F4 · balance_after: The amount shown reflects additional theoretical common shares (i.e., phantom stock) which were credited pursuant to the dividend reinvestment feature of the 2005 Director Deferred Compensation Plan since the date on which the amount of theoretical common shares credited pursuant to dividend reinvestment under the 2005 Director Deferred Compensation Plan was last updated in the reporting person's Form 4 filed September 28, 2020. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:46 UTC |
ANDERSON KERRII BDirector
|
GrantCommon Shares | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058196 · doc4.xml · nonDerivative · entry 1 ANDERSON KERRII B · CIK 0001227159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,457 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2022); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:44 UTC |
SCHIAVO MARY FACKLERDirector
|
GrantCommon Shares | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058193 · doc4.xml · nonDerivative · entry 1 SCHIAVO MARY FACKLER · CIK 0001194134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,574 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2022); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:43 UTC |
RIBEAU SIDNEY ADirector
|
GrantCommon Shares | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058192 · doc4.xml · nonDerivative · entry 1 RIBEAU SIDNEY A · CIK 0001184881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,505 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2022); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:43 UTC |
NELSON CARL A JRDirector
|
GrantCommon Shares | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058190 · doc4.xml · nonDerivative · entry 1 NELSON CARL A JR · CIK 0001229316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,455 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2022); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:42 UTC |
KARMANOS PETERDirector
|
GrantCommon Shares | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058189 · doc4.xml · nonDerivative · entry 1 KARMANOS PETER · CIK 0001110860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,040 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2022); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:42 UTC |
HORTON OZEY K JRDirector
|
GrantCommon shares | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058188 · doc4.xml · nonDerivative · entry 1 HORTON OZEY K JR · CIK 0001523203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,869 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2022); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:42 UTC |
ENDRES MICHAEL JDirector
|
GrantCommon Shares | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058187 · doc4.xml · nonDerivative · entry 1 ENDRES MICHAEL J · CIK 0001110858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,640 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2022); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:41 UTC |
BLYSTONE JOHN BDirector
|
GrantCommon Shares | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058186 · doc4.xml · nonDerivative · entry 1 BLYSTONE JOHN B · CIK 0001110854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,825 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2022); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:41 UTC |
Blom David PDirector
|
GrantCommon Shares | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058185 · doc4.xml · nonDerivative · entry 1 Blom David P · CIK 0001290171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2022); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:40 UTC |
DAVIS MARK CDirector
|
GrantCommon Shares | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058183 · doc4.xml · nonDerivative · entry 1 DAVIS MARK C · CIK 0001420549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,080 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2022); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 14:43 UTC Amendment |
DAVIS MARK CDirector
|
GrantCommon Shares | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058346 · doc4a.xml · nonDerivative · entry 1 DAVIS MARK C · CIK 0001420549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,680 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2022); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held. F2 · balance_after: Based on a mathematical error, the number of common shares owned directly by the reporting person was incorrectly reported in the original Form 4 (dated September 30, 2021) as 48,080 instead of the correct number of 45.680. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 19:04 UTC |
GILMORE GEOFFREY GEVP & Chief Operating Officer
|
Tax withholdingCommon Shares | 9,370 | $55.52 | $520,222.40 |
DisclosureSEC source: 0001209191-21-057901 · doc4.xml · nonDerivative · entry 1 GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,780 F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 18:18 UTC |
LYTTLE CATHERINE MSr VP & Chief HR Officer
|
Tax withholdingCommon Shares | 844 | $55.52 | $46,858.88 |
DisclosureSEC source: 0001209191-21-057898 · doc4.xml · nonDerivative · entry 1 LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,545 F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 16:02 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $53.53 | $107.06 |
DisclosureSEC source: 0001209191-21-057744 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,468 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan"). F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on August 31, 2021. Read SEC document |
| September 17, 2021 Filed Sep 20, 2021 15:42 UTC |
Kennedy Patrick J.VP-General Counsel & Secy
|
Tax withholdingCommon Shares | 319 | $53.57 | $17,088.83 |
DisclosureSEC source: 0001209191-21-056809 · doc4.xml · nonDerivative · entry 1 Kennedy Patrick J. · CIK 0001837726 · VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,476 F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| September 17, 2021 Filed Sep 20, 2021 14:52 UTC |
Caravati Steven MPresident-Worthington Cylinder
|
Tax withholdingCommon Shares | 255 | $53.57 | $13,660.35 |
DisclosureSEC source: 0001209191-21-056807 · doc4.xml · nonDerivative · entry 1 Caravati Steven M · CIK 0001862951 · President-Worthington Cylinder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,858 F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 13:59 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $53.28 | $106.56 |
DisclosureSEC source: 0001209191-21-055598 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,465 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan"). F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on August 31, 2021. Read SEC document |
| September 03, 2021 Filed Oct 14, 2021 18:22 UTC |
ANDERSON KERRII BDirector
|
GiftCommon Shares | 1,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060454 · doc4.xml · nonDerivative · entry 4 ANDERSON KERRII B · CIK 0001227159 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Alexa M. Anderson Separate Trust Disclosed balance after: 1,421 F2 · shares: This transaction involved distributions, on September 3, 2021, of an aggregate of 2,842 Common Shares by the reporting person (in her capacity as trustee of the grantor retained annuity trust), to two separate trusts (1,421 Common Shares being distributed in the form of a gift to each trust). Each of the two trusts is for the benefit of one of the reporting person's two children (who no longer share her household) and the trustee of each of the two trusts is the spouse of the reporting person. The reporting person disclaims beneficial ownership of these Common Shares, and the filing of this Form 4 is not an admission that the reporting person is the beneficial owner of these Common Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · balance_after: This transaction involved distributions, on September 3, 2021, of an aggregate of 2,842 Common Shares by the reporting person (in her capacity as trustee of the grantor retained annuity trust), to two separate trusts (1,421 Common Shares being distributed in the form of a gift to each trust). Each of the two trusts is for the benefit of one of the reporting person's two children (who no longer share her household) and the trustee of each of the two trusts is the spouse of the reporting person. The reporting person disclaims beneficial ownership of these Common Shares, and the filing of this Form 4 is not an admission that the reporting person is the beneficial owner of these Common Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 03, 2021 Filed Oct 14, 2021 18:22 UTC |
ANDERSON KERRII BDirector
|
GiftCommon Shares | 1,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060454 · doc4.xml · nonDerivative · entry 3 ANDERSON KERRII B · CIK 0001227159 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cameron Taff Anderson Separate Trust Disclosed balance after: 1,421 F2 · shares: This transaction involved distributions, on September 3, 2021, of an aggregate of 2,842 Common Shares by the reporting person (in her capacity as trustee of the grantor retained annuity trust), to two separate trusts (1,421 Common Shares being distributed in the form of a gift to each trust). Each of the two trusts is for the benefit of one of the reporting person's two children (who no longer share her household) and the trustee of each of the two trusts is the spouse of the reporting person. The reporting person disclaims beneficial ownership of these Common Shares, and the filing of this Form 4 is not an admission that the reporting person is the beneficial owner of these Common Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · balance_after: This transaction involved distributions, on September 3, 2021, of an aggregate of 2,842 Common Shares by the reporting person (in her capacity as trustee of the grantor retained annuity trust), to two separate trusts (1,421 Common Shares being distributed in the form of a gift to each trust). Each of the two trusts is for the benefit of one of the reporting person's two children (who no longer share her household) and the trustee of each of the two trusts is the spouse of the reporting person. The reporting person disclaims beneficial ownership of these Common Shares, and the filing of this Form 4 is not an admission that the reporting person is the beneficial owner of these Common Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 03, 2021 Filed Oct 14, 2021 18:22 UTC |
ANDERSON KERRII BDirector
|
GiftCommon Shares | 2,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060454 · doc4.xml · nonDerivative · entry 2 ANDERSON KERRII B · CIK 0001227159 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 0 F2 · shares: This transaction involved distributions, on September 3, 2021, of an aggregate of 2,842 Common Shares by the reporting person (in her capacity as trustee of the grantor retained annuity trust), to two separate trusts (1,421 Common Shares being distributed in the form of a gift to each trust). Each of the two trusts is for the benefit of one of the reporting person's two children (who no longer share her household) and the trustee of each of the two trusts is the spouse of the reporting person. The reporting person disclaims beneficial ownership of these Common Shares, and the filing of this Form 4 is not an admission that the reporting person is the beneficial owner of these Common Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · balance_after: On September 2, 2021, the reporting person (in her capacity as trustee of the grantor retained annuity trust) distributed 2,258 Common Shares from the grantor retained annuity trust (which had previously been reported as owned indirectly) to her individual brokerage account whereby these Common Shares are reported as owned directly. F2 · balance_after: This transaction involved distributions, on September 3, 2021, of an aggregate of 2,842 Common Shares by the reporting person (in her capacity as trustee of the grantor retained annuity trust), to two separate trusts (1,421 Common Shares being distributed in the form of a gift to each trust). Each of the two trusts is for the benefit of one of the reporting person's two children (who no longer share her household) and the trustee of each of the two trusts is the spouse of the reporting person. The reporting person disclaims beneficial ownership of these Common Shares, and the filing of this Form 4 is not an admission that the reporting person is the beneficial owner of these Common Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 27, 2021 Filed Aug 30, 2021 14:38 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $59.42 | $118.84 |
DisclosureSEC source: 0001209191-21-053782 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan"). F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on July 30, 2021. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 13:57 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $61.82 | $123.64 |
DisclosureSEC source: 0001209191-21-051529 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan"). F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on July 30, 2021. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 12:56 UTC |
HORTON OZEY K JRDirector
|
SaleCommon shares | 1,000 | $62.30 | $62,300.00 |
DisclosureSEC source: 0001209191-21-049539 · doc4.xml · nonDerivative · entry 1 HORTON OZEY K JR · CIK 0001523203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,469 F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth. Read SEC document |
| July 30, 2021 Filed Aug 2, 2021 14:30 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $63.97 | $127.94 |
DisclosureSEC source: 0001209191-21-048998 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,459 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan"). F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on July 30, 2021. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 13:00 UTC |
HORTON OZEY K JRDirector
|
SaleCommon shares | 2,000 | $62.51 | $125,020.00 |
DisclosureSEC source: 0001209191-21-048396 · doc4.xml · nonDerivative · entry 1 HORTON OZEY K JR · CIK 0001523203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,469 F1 · shares: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth. Read SEC document |
| July 16, 2021 Filed Jul 19, 2021 20:13 UTC |
HAYEK JOSEPH BVP and CFO
|
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative | 2 | $59.90 | $119.80 |
DisclosureSEC source: 0001209191-21-047148 · doc4.xml · derivative · entry 4 HAYEK JOSEPH B · CIK 0001429897 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan"). F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on June 30, 2021. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 16:17 UTC |
GILMORE GEOFFREY GEVP & Chief Operating Officer
|
Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 2,133 | $0.00 Strike: $42.91 | $0.00 |
DisclosureSEC source: 0001209191-21-046647 · doc4.xml · derivative · entry 6 GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,133 shares Expires 2028-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 06/28/2020 and 06/28/2021. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 16:17 UTC |
GILMORE GEOFFREY GEVP & Chief Operating Officer
|
Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 3,333 | $0.00 Strike: $38.91 | $0.00 |
DisclosureSEC source: 0001209191-21-046647 · doc4.xml · derivative · entry 5 GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Common Shares · 3,333 shares Expires 2029-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/27/2021 and will vest 6/27/2022. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 16:17 UTC |
GILMORE GEOFFREY GEVP & Chief Operating Officer
|
SaleCommon Shares | 4,031 | $61.00 | $245,891.00 |
DisclosureSEC source: 0001209191-21-046647 · doc4.xml · nonDerivative · entry 4 GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,150 F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.