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Nasdaq · USD

WNEB

Western New England Bancorp, Inc.

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Tapewire entity
6063
SEC CIK
0001157647
Parsed reports
673

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2022 Filed Mar 4, 2022 21:59 UTC GrantCommon Stock 1,975 $9.11 $17,992.25
Disclosure

SEC source: 0001062993-22-006887 · form4.xml · nonDerivative · entry 1

MASSE WILLIAM D · CIK 0001362448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,177

F1 · shares: Reflects shares acquired through the Company's 2021 Omnibus Incentive Plan and is representative of the 2022 $18,000 Director Equity Retainer.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:58 UTC GrantCommon Stock 1,975 $9.11 $17,992.25
Disclosure

SEC source: 0001062993-22-006886 · form4.xml · nonDerivative · entry 1

McMahon Lisa G · CIK 0001609093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,746

F1 · shares: Reflects shares acquired through the Company's 2021 Omnibus Incentive Plan and is representative of the 2022 $18,000 Director Equity Retainer.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:58 UTC GrantCommon Stock 1,975 $9.11 $17,992.25
Disclosure

SEC source: 0001062993-22-006885 · form4.xml · nonDerivative · entry 1

Fitzgerald Gary G · CIK 0001460432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,248

F1 · shares: Reflects shares acquired through the Company's 2021 Omnibus Incentive Plan and is representative of the 2022 $18,000 Director Equity Retainer.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:58 UTC GrantCommon Stock 1,975 $9.11 $17,992.25
Disclosure

SEC source: 0001062993-22-006884 · form4.xml · nonDerivative · entry 1

Damon Donna J. · CIK 0001521875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,193

F1 · shares: Reflects shares acquired through the Company's 2021 Omnibus Incentive Plan and is representative of the 2022 $18,000 Director Equity Retainer.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:57 UTC
Benoit LauraDirector
GrantCommon Stock 1,975 $9.11 $17,992.25
Disclosure

SEC source: 0001062993-22-006883 · form4.xml · nonDerivative · entry 1

Benoit Laura · CIK 0001608870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,883

F1 · shares: Reflects shares acquired through the Company's 2021 Omnibus Incentive Plan and is representative of the 2022 $18,000 Director Equity Retainer.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:56 UTC
O'Connor Kevin CEVP & Chief Banking Officer
GrantCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006880 · form4.xml · nonDerivative · entry 1

O'Connor Kevin C · CIK 0001481264 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,953

F1 · shares: Represents an award of restricted stock under the 2022 Long-Term Incentive Plan, which vests in three equal annual installments commencing on December 31, 2022.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:28 UTC
Libiszewski Darlene MSVP, Chief Information Officer
Tax withholdingCommon Stock 1,045 $9.14 $9,551.30
Disclosure

SEC source: 0001062993-22-005918 · form4.xml · nonDerivative · entry 2

Libiszewski Darlene M · CIK 0001689076 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,957

F2 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the award of common stock described in footnote 1.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:28 UTC
Libiszewski Darlene MSVP, Chief Information Officer
GrantCommon Stock 2,988 $9.14 $27,310.32
Disclosure

SEC source: 0001062993-22-005918 · form4.xml · nonDerivative · entry 1

Libiszewski Darlene M · CIK 0001689076 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,002

F1 · shares: These shares were issued to the reporting person pursuant to the Western New England Bancorp, Inc. 2019 Long-Term Incentive Plan, which provided for the award of shares of common stock of the Company based on the Company's performance over a designated three-year period.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:35 UTC
Inacio CidaliaSVP, Retail Banking
Tax withholdingCommon Stock 1,021 $9.14 $9,331.94
Disclosure

SEC source: 0001062993-22-005920 · form4.xml · nonDerivative · entry 2

Inacio Cidalia · CIK 0001689079 · SVP, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,529

F2 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the award of common stock described in footnote 1.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:35 UTC
Inacio CidaliaSVP, Retail Banking
GrantCommon Stock 2,919 $9.14 $26,679.66
Disclosure

SEC source: 0001062993-22-005920 · form4.xml · nonDerivative · entry 1

Inacio Cidalia · CIK 0001689079 · SVP, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,550

F1 · shares: These shares were issued to the reporting person pursuant to the Western New England Bancorp, Inc. 2019 Long-Term Incentive Plan, which provided for the award of shares of common stock of the Company based on the Company's performance over a designated three-year period.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:25 UTC
Gorman Louis O IIISVP & Chief Credit Officer
Tax withholdingCommon Stock 1,051 $9.14 $9,606.14
Disclosure

SEC source: 0001062993-22-005917 · form4.xml · nonDerivative · entry 2

Gorman Louis O III · CIK 0001474838 · SVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,715

F2 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the award of common stock described in footnote 1.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:25 UTC
Gorman Louis O IIISVP & Chief Credit Officer
GrantCommon Stock 3,005 $9.14 $27,465.70
Disclosure

SEC source: 0001062993-22-005917 · form4.xml · nonDerivative · entry 1

Gorman Louis O III · CIK 0001474838 · SVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,766

F1 · shares: These shares were issued to the reporting person pursuant to the Western New England Bancorp, Inc. 2019 Long-Term Incentive Plan, which provided for the award of shares of common stock of the Company based on the Company's performance over a designated three-year period.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:25 UTC
SAGAN LEO R JRSVP & Chief Risk Officer
Tax withholdingCommon Stock 1,125 $9.14 $10,282.50
Disclosure

SEC source: 0001062993-22-005915 · form4.xml · nonDerivative · entry 2

SAGAN LEO R JR · CIK 0001278058 · SVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 48,279

F3 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the award of common stock described in footnote 1.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:25 UTC
SAGAN LEO R JRSVP & Chief Risk Officer
GrantCommon Stock 3,216 $9.14 $29,394.24
Disclosure

SEC source: 0001062993-22-005915 · form4.xml · nonDerivative · entry 1

SAGAN LEO R JR · CIK 0001278058 · SVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 49,404

F1 · shares: These shares were issued to the reporting person pursuant to the Western New England Bancorp, Inc. 2019 Long-Term Incentive Plan, which provided for the award of shares of common stock of the Company based on the Company's performance over a designated three-year period.

F2 · ownership.nature: Shares held in trust by Leo R. Sagan & Jennifer A. Sagan, trustees to the Leo R. Sagan Jr. 2013 Family Trust UAD September 13, 2013.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:24 UTC
O'Connor Kevin CEVP & Chief Banking Officer
Tax withholdingCommon Stock 1,200 $9.14 $10,968.00
Disclosure

SEC source: 0001062993-22-005913 · form4.xml · nonDerivative · entry 2

O'Connor Kevin C · CIK 0001481264 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,976

F2 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the award of common stock described in footnote 1.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:24 UTC
O'Connor Kevin CEVP & Chief Banking Officer
GrantCommon Stock 3,431 $9.14 $31,359.34
Disclosure

SEC source: 0001062993-22-005913 · form4.xml · nonDerivative · entry 1

O'Connor Kevin C · CIK 0001481264 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,176

F1 · shares: These shares were issued to the reporting person pursuant to the Western New England Bancorp, Inc. 2019 Long-Term Incentive Plan, which provided for the award of shares of common stock of the Company based on the Company's performance over a designated three-year period.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:22 UTC
Sajdak Guida REVP & Chief Financial Officer
Tax withholdingCommon Stock 1,120 $9.14 $10,236.80
Disclosure

SEC source: 0001062993-22-005909 · form4.xml · nonDerivative · entry 2

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,791

F2 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the award of common stock described in footnote 1.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:22 UTC
Sajdak Guida REVP & Chief Financial Officer
GrantCommon Stock 3,906 $9.14 $35,700.84
Disclosure

SEC source: 0001062993-22-005909 · form4.xml · nonDerivative · entry 1

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,911

F1 · shares: These shares were issued to the reporting person pursuant to the Western New England Bancorp, Inc. 2019 Long-Term Incentive Plan, which provided for the award of shares of common stock of the Company based on the Company's performance over a designated three-year period.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:22 UTC
Miles Allen J IIISVP & Senior Lender
Tax withholdingCommon Stock 1,335 $9.14 $12,201.90
Disclosure

SEC source: 0001062993-22-005908 · form4.xml · nonDerivative · entry 2

Miles Allen J III · CIK 0001351165 · SVP & Senior Lender

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,679

F2 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the award of common stock described in footnote 1.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:22 UTC
Miles Allen J IIISVP & Senior Lender
GrantCommon Stock 4,413 $9.14 $40,334.82
Disclosure

SEC source: 0001062993-22-005908 · form4.xml · nonDerivative · entry 1

Miles Allen J III · CIK 0001351165 · SVP & Senior Lender

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,014

F1 · shares: These shares were issued to the reporting person pursuant to the Western New England Bancorp, Inc. 2019 Long-Term Incentive Plan, which provided for the award of shares of common stock of the Company based on the Company's performance over a designated three-year period.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:21 UTC
HAGAN JAMES CDirector · President and CEO
Tax withholdingCommon Stock 3,431 $9.14 $31,359.34
Disclosure

SEC source: 0001062993-22-005906 · form4.xml · nonDerivative · entry 2

HAGAN JAMES C · CIK 0001241421 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,894

F2 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the award of common stock described in footnote 1.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:21 UTC
HAGAN JAMES CDirector · President and CEO
GrantCommon Stock 11,690 $9.14 $106,846.60
Disclosure

SEC source: 0001062993-22-005906 · form4.xml · nonDerivative · entry 1

HAGAN JAMES C · CIK 0001241421 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,325

F1 · shares: These shares were issued to the reporting person pursuant to the Western New England Bancorp, Inc. 2019 Long-Term Incentive Plan, which provided for the award of shares of common stock of the Company based on the Company's performance over a designated three-year period.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 21:18 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionStock Options · Derivative 15,068 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001062993-22-003533 · form4.xml · derivative · entry 10

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,068 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 21:18 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,000 $6.82 $13,640.00
Disclosure

SEC source: 0001062993-22-003533 · form4.xml · nonDerivative · entry 5

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 21:18 UTC
Sajdak Guida REVP & Chief Financial Officer
SaleCommon Stock 13,068 $9.20 $120,225.60
Disclosure

SEC source: 0001062993-22-003533 · form4.xml · nonDerivative · entry 4

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,005

Read SEC document
February 09, 2022 Filed Feb 10, 2022 21:18 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionCommon Stock 13,068 $6.82 $89,123.76
Disclosure

SEC source: 0001062993-22-003533 · form4.xml · nonDerivative · entry 3

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 21:18 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionStock Options · Derivative 6,832 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001062993-22-003533 · form4.xml · derivative · entry 9

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,068

Underlying: Common Stock · 6,832 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 21:18 UTC
Sajdak Guida REVP & Chief Financial Officer
SaleCommon Stock 6,832 $9.20 $62,854.40
Disclosure

SEC source: 0001062993-22-003533 · form4.xml · nonDerivative · entry 2

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,005

Read SEC document
February 08, 2022 Filed Feb 10, 2022 21:18 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionCommon Stock 6,832 $6.82 $46,594.24
Disclosure

SEC source: 0001062993-22-003533 · form4.xml · nonDerivative · entry 1

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 21:21 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionStock Options · Derivative 5,420 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001062993-22-003076 · form4.xml · derivative · entry 9

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,900

Underlying: Common Stock · 5,420 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 21:21 UTC
Sajdak Guida REVP & Chief Financial Officer
SaleCommon Stock 5,420 $9.20 $49,864.00
Disclosure

SEC source: 0001062993-22-003076 · form4.xml · nonDerivative · entry 4

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,005

Read SEC document
February 07, 2022 Filed Feb 8, 2022 21:21 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionCommon Stock 5,420 $6.82 $36,964.40
Disclosure

SEC source: 0001062993-22-003076 · form4.xml · nonDerivative · entry 3

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:21 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionStock Options · Derivative 708 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001062993-22-003076 · form4.xml · derivative · entry 8

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,320

Underlying: Common Stock · 708 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:21 UTC
Sajdak Guida REVP & Chief Financial Officer
SaleCommon Stock 708 $9.20 $6,513.60
Disclosure

SEC source: 0001062993-22-003076 · form4.xml · nonDerivative · entry 2

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,005

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:21 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionCommon Stock 708 $6.82 $4,828.56
Disclosure

SEC source: 0001062993-22-003076 · form4.xml · nonDerivative · entry 1

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 21:26 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionStock Options · Derivative 4,281 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001062993-22-002634 · form4.xml · derivative · entry 9

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,028

Underlying: Common Stock · 4,281 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 21:26 UTC
Sajdak Guida REVP & Chief Financial Officer
SaleCommon Stock 4,281 $9.20 $39,385.20
Disclosure

SEC source: 0001062993-22-002634 · form4.xml · nonDerivative · entry 4

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,005

Read SEC document
February 03, 2022 Filed Feb 4, 2022 21:26 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionCommon Stock 4,281 $6.82 $29,196.42
Disclosure

SEC source: 0001062993-22-002634 · form4.xml · nonDerivative · entry 3

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:27 UTC GrantCommon Stock 568 $9.20 $5,225.60
Disclosure

SEC source: 0001062993-22-002636 · form4.xml · nonDerivative · entry 1

McMahon Lisa G · CIK 0001609093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,771

F1 · shares: Represents an acquisition of stock under the Company's Non-Employee Director Stock Election Program. Shares acquired are self-funded and are not representative of a stock award.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:31 UTC GrantCommon Stock 442 $9.20 $4,066.40
Disclosure

SEC source: 0001062993-22-002639 · form4.xml · nonDerivative · entry 1

MASSE WILLIAM D · CIK 0001362448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,202

F1 · shares: Represents an acquisition of stock under the Company's Non-Employee Director Stock Election Program. Shares acquired are self-funded and are not representative of a stock award.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:30 UTC GrantCommon Stock 249 $9.20 $2,290.80
Disclosure

SEC source: 0001062993-22-002638 · form4.xml · nonDerivative · entry 1

Damon Donna J. · CIK 0001521875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,218

F1 · shares: Represents an acquisition of stock under the Company's Non-Employee Director Stock Election Program. Shares acquired are self-funded and are not representative of a stock award.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:27 UTC GrantCommon Stock 357 $9.20 $3,284.40
Disclosure

SEC source: 0001062993-22-002637 · form4.xml · nonDerivative · entry 1

ORLEN GREGG F · CIK 0001362445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by IRA

Disclosed balance after: 27,487

F1 · shares: Represents an acquisition of stock under the Company's Non-Employee Director Stock Election Program. Shares acquired are self-funded and are not representative of a stock award.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:26 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionStock Options · Derivative 4,066 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001062993-22-002634 · form4.xml · derivative · entry 8

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,309

Underlying: Common Stock · 4,066 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:26 UTC
Sajdak Guida REVP & Chief Financial Officer
SaleCommon Stock 4,066 $9.20 $37,407.20
Disclosure

SEC source: 0001062993-22-002634 · form4.xml · nonDerivative · entry 2

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,005

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:26 UTC
Sajdak Guida REVP & Chief Financial Officer
Exercise / conversionCommon Stock 4,066 $6.82 $27,730.12
Disclosure

SEC source: 0001062993-22-002634 · form4.xml · nonDerivative · entry 1

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 02, 2022 Filed Feb 4, 2022 21:27 UTC GrantCommon Stock 198 $9.20 $1,821.60
Disclosure

SEC source: 0001062993-22-002635 · form4.xml · nonDerivative · entry 1

Fitzgerald Gary G · CIK 0001460432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,273

F1 · shares: Represents an acquisition of stock under the Company's Non-Employee Director Stock Election Program. Shares acquired are self-funded and are not representative of a stock award.

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February 02, 2022 Filed Feb 4, 2022 21:26 UTC GrantCommon Stock 466 $9.20 $4,287.20
Disclosure

SEC source: 0001062993-22-002633 · form4.xml · nonDerivative · entry 1

PICKNELLY PAUL C · CIK 0001362487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,825

F1 · shares: Represents an acquisition of stock under the Company's Non-Employee Director Stock Election Program. Shares acquired are self-funded and are not representative of a stock award.

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February 02, 2022 Filed Feb 4, 2022 21:25 UTC
Benoit LauraDirector
GrantCommon Stock 260 $9.20 $2,392.00
Disclosure

SEC source: 0001062993-22-002632 · form4.xml · nonDerivative · entry 1

Benoit Laura · CIK 0001608870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,908

F1 · shares: Represents an acquisition of stock under the Company's Non-Employee Director Stock Election Program. Shares acquired are self-funded and are not representative of a stock award.

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February 02, 2022 Filed Feb 4, 2022 21:25 UTC GrantCommon Stock 530 $9.20 $4,876.00
Disclosure

SEC source: 0001062993-22-002631 · form4.xml · nonDerivative · entry 1

Richter Steven G. · CIK 0001521874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,836

F1 · shares: Represents an acquisition of stock under the Company's Non-Employee Director Stock Election Program. Shares acquired are self-funded and are not representative of a stock award.

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December 31, 2021 Filed Jan 4, 2022 23:00 UTC
SAGAN LEO R JRSVP & Chief Risk Officer
Tax withholdingCommon Stock 706 $8.76 $6,184.56
Disclosure

SEC source: 0001062993-22-000363 · form4.xml · nonDerivative · entry 1

SAGAN LEO R JR · CIK 0001278058 · SVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,618

F1 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.