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Nasdaq · USD

WNEB

Western New England Bancorp, Inc.

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Tapewire entity
6063
SEC CIK
0001157647
Parsed reports
673

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2018 Filed Jan 4, 2018 21:20 UTC
Inacio CidaliaSVP, Retail Banking/Operations
Tax withholdingCommon Stock, par value $.01 per share 181 $10.95 $1,981.95
Disclosure

SEC source: 0001123292-18-000045 · edgar.xml · nonDerivative · entry 1

Inacio Cidalia · CIK 0001689079 · SVP, Retail Banking/Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543

Read SEC document
January 02, 2018 Filed Jan 23, 2018 20:41 UTC Amendment
Libiszewski Darlene MSVP, Chief Information Officer
Tax withholdingCommon Stock, par value $.01 per share 186 $10.95 $2,036.70
Disclosure

SEC source: 0001123292-18-000176 · edgar.xml · nonDerivative · entry 1

Libiszewski Darlene M · CIK 0001689076 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587

F2 · balance_after: The Form 4 filed on January 4, 2018 misattributed shares to the reporting person's direct holdings that are actually held indirectly by the reporting person's IRA. These shares were distributed into the reporting person's IRA account upon cancellation of the Chicopee Saving Bank Employee Stock Ownership Plan following the Company's acquisition of Chicopee.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 16:09 UTC PurchaseCommon Stock, par value $.01 per share 600 $10.79 $6,474.00
Disclosure

SEC source: 0001123292-17-001766 · edgar.xml · nonDerivative · entry 1

Richter Steven G. · CIK 0001521874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,848

Read SEC document
November 29, 2017 Filed Dec 1, 2017 19:20 UTC
SAGAN LEO R JRSVP & Chief Risk Officer
SaleCommon Stock, par value $.01 per share 3,500 $10.66 $37,292.50
Disclosure

SEC source: 0001123292-17-001727 · edgar.xml · nonDerivative · entry 1

SAGAN LEO R JR · CIK 0001278058 · SVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,356

Read SEC document
November 28, 2017 Filed Nov 29, 2017 20:41 UTC
Ciejka Gerald PSVP and General Counsel
SaleCommon Stock, par value $.01 per share 1,000 $10.30 $10,300.00
Disclosure

SEC source: 0001123292-17-001724 · edgar.xml · nonDerivative · entry 2

Ciejka Gerald P · CIK 0001319193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,369

Read SEC document
November 27, 2017 Filed Nov 29, 2017 20:41 UTC
Ciejka Gerald PSVP and General Counsel
SaleCommon Stock, par value $.01 per share 1,000 $10.40 $10,400.00
Disclosure

SEC source: 0001123292-17-001724 · edgar.xml · nonDerivative · entry 1

Ciejka Gerald P · CIK 0001319193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,369

Read SEC document
November 17, 2017 Filed Nov 21, 2017 16:11 UTC
Miles Allen J IIIEVP & Chief Lending Officer
SaleCommon Stock, par value $.01 per share 2,000 $10.40 $20,800.00
Disclosure

SEC source: 0001123292-17-001723 · edgar.xml · nonDerivative · entry 1

Miles Allen J III · CIK 0001351165 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,242

Read SEC document
September 18, 2017 Filed Sep 22, 2017 21:31 UTC
Sajdak Guida REVP & Chief Financial Officer
OtherCommon Stock, par value $.01 per share 30,968 $10.14 $314,015.52
Disclosure

SEC source: 0001123292-17-001440 · edgar.xml · nonDerivative · entry 1

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 1,630

F1 · shares: The reporting person rebalanced her 401(k) account, which resulted in a disposition of shares.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 14:18 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
Exercise / conversionStock Options · Derivative 55,395 $0.00 Strike: $5.89 $0.00
Disclosure

SEC source: 0001123292-17-001125 · edgar.xml · derivative · entry 12

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,395 shares

Expires 2017-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 14:18 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
SaleCommon Stock 55,395 $10.23 $566,591.14
Disclosure

SEC source: 0001123292-17-001125 · edgar.xml · nonDerivative · entry 4

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,932

Read SEC document
June 09, 2017 Filed Jun 12, 2017 14:18 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
Exercise / conversionCommon Stock 55,395 $5.89 $326,276.55
Disclosure

SEC source: 0001123292-17-001125 · edgar.xml · nonDerivative · entry 3

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 14:18 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
Exercise / conversionStock Options · Derivative 106,968 $0.00 Strike: $5.89 $0.00
Disclosure

SEC source: 0001123292-17-001125 · edgar.xml · derivative · entry 11

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,395

Underlying: Common Stock · 106,968 shares

Expires 2017-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 14:18 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
SaleCommon Stock 106,968 $10.20 $1,091,105.69
Disclosure

SEC source: 0001123292-17-001125 · edgar.xml · nonDerivative · entry 2

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,932

Read SEC document
June 08, 2017 Filed Jun 12, 2017 14:18 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
Exercise / conversionCommon Stock 106,968 $5.89 $630,041.52
Disclosure

SEC source: 0001123292-17-001125 · edgar.xml · nonDerivative · entry 1

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:42 UTC
HAGAN JAMES CDirector · President and CEO
GrantCommon Stock, par value $.01 per share 6,410 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001036 · edgar.xml · nonDerivative · entry 1

HAGAN JAMES C · CIK 0001241421 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,784

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests in three substantially equal annual installments commencing on December 31, 2017.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:41 UTC
SAGAN LEO R JRSVP & Chief Risk Officer
GrantCommon Stock, par value $.01 per share 1,872 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001035 · edgar.xml · nonDerivative · entry 1

SAGAN LEO R JR · CIK 0001278058 · SVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,856

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests in three substantially equal annual installments commencing on December 31, 2017.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:39 UTC
Miles Allen J IIIEVP & Chief Lending Officer
GrantCommon Stock, par value $.01 per share 2,569 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001034 · edgar.xml · nonDerivative · entry 1

Miles Allen J III · CIK 0001351165 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,242

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests in three substantially equal annual installments commencing on December 31, 2017.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:38 UTC
Ciejka Gerald PSVP and General Counsel
GrantCommon Stock, par value $.01 per share 2,141 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001033 · edgar.xml · nonDerivative · entry 1

Ciejka Gerald P · CIK 0001319193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,369

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests in three substantially equal annual installments commencing on December 31, 2017.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:37 UTC
Gorman Louis O IIISVP & Chief Credit Officer
GrantCommon Stock, par value $.01 per share 1,782 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001031 · edgar.xml · nonDerivative · entry 1

Gorman Louis O III · CIK 0001474838 · SVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,663

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests in three substantially equal annual installments commencing on December 31, 2017.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:38 UTC GrantCommon Stock, par value $.01 per share 1,643 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001032 · edgar.xml · nonDerivative · entry 1

MCCARTHY DEBORAH J · CIK 0001269435 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,679

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests in three substantially equal annual installments commencing on December 31, 2017.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:37 UTC
O'Connor Kevin CSVP & Chief Banking Officer
GrantCommon Stock, par value $.01 per share 1,978 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001030 · edgar.xml · nonDerivative · entry 1

O'Connor Kevin C · CIK 0001481264 · SVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,663

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests in three substantially equal annual installments commencing on December 31, 2017.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:36 UTC
Inacio CidaliaSVP, Retail Banking/Operations
GrantCommon Stock, par value $.01 per share 1,724 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001029 · edgar.xml · nonDerivative · entry 1

Inacio Cidalia · CIK 0001689079 · SVP, Retail Banking/Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests in three substantially equal annual installments commencing on December 31, 2017.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:35 UTC
Libiszewski Darlene MSVP, Chief Information Officer
GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001028 · edgar.xml · nonDerivative · entry 1

Libiszewski Darlene M · CIK 0001689076 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,809

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests in three substantially equal annual installments commencing on December 31, 2017.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:35 UTC
Sajdak Guida REVP & Chief Financial Officer
GrantCommon Stock, par value $.01 per share 2,141 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001027 · edgar.xml · nonDerivative · entry 1

Sajdak Guida R · CIK 0001496082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,848

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests in three substantially equal annual installments commencing on December 31, 2017.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:33 UTC
Benoit LauraDirector
GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001026 · edgar.xml · nonDerivative · entry 1

Benoit Laura · CIK 0001608870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,567

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests on the first anniversary of the grant.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:32 UTC GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001024 · edgar.xml · nonDerivative · entry 1

Fitzgerald Gary G · CIK 0001460432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,350

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests on the first anniversary of the grant.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:32 UTC GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001025 · edgar.xml · nonDerivative · entry 1

Damon Donna J. · CIK 0001521875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,067

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests on the first anniversary of the grant.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:31 UTC GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001023 · edgar.xml · nonDerivative · entry 1

McMahon Lisa G · CIK 0001609093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,067

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests on the first anniversary of the grant.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:31 UTC GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001022 · edgar.xml · nonDerivative · entry 1

Richter Steven G. · CIK 0001521874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,767

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests on the first anniversary of the grant.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:31 UTC GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001021 · edgar.xml · nonDerivative · entry 1

Smith Philip R · CIK 0001466142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,773

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests on the first anniversary of the grant.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:30 UTC GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001020 · edgar.xml · nonDerivative · entry 1

Sweeney Kevin M · CIK 0001569267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,067

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests on the first anniversary of the grant.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:30 UTC GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001019 · edgar.xml · nonDerivative · entry 1

Tapases Christos A · CIK 0001569220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,067

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests on the first anniversary of the grant.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:29 UTC GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001018 · edgar.xml · nonDerivative · entry 1

WILLIAMS DONALD A · CIK 0001241435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests on the first anniversary of the grant.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:28 UTC GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001017 · edgar.xml · nonDerivative · entry 1

PICKNELLY PAUL C · CIK 0001362487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,874

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests on the first anniversary of the grant.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:28 UTC GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001016 · edgar.xml · nonDerivative · entry 1

ORLEN GREGG F · CIK 0001362445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,927

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests on the first anniversary of the grant.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:27 UTC GrantCommon Stock, par value $.01 per share 1,773 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001015 · edgar.xml · nonDerivative · entry 1

MASSE WILLIAM D · CIK 0001362448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,053

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests on the first anniversary of the grant.

Read SEC document
May 23, 2017 Filed Feb 9, 2018 22:19 UTC
HAGAN JAMES CDirector · President and CEO
GrantCommon Stock, par value $.01 per share 6,380 $0.00 $0.00
Disclosure

SEC source: 0001123292-18-000293 · edgar.xml · nonDerivative · entry 1

HAGAN JAMES C · CIK 0001241421 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,745

F1 · shares: Represents an award of restricted stock under the 2014 Omnibus Plan, which vests in three substantially equal annual installments commencing on December 31, 2018.

Read SEC document
May 16, 2017 Filed May 10, 2017 18:31 UTC
Inacio CidaliaSVP, Retail Banking/Operations
SaleCommon Stock 10,751 $10.44 $112,240.44
Disclosure

SEC source: 0001123292-17-000908 · edgar.xml · nonDerivative · entry 1

Inacio Cidalia · CIK 0001689079 · SVP, Retail Banking/Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 20, 2017 Filed Mar 21, 2017 19:36 UTC Exercise / conversionStock Options · Derivative 28,130 $0.00 Strike: $5.89 $0.00
Disclosure

SEC source: 0001123292-17-000755 · edgar.xml · derivative · entry 3

PICKNELLY PAUL C · CIK 0001362487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,130 shares

Expires 2017-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 19:36 UTC SaleCommon Stock 15,558 $10.65 $165,692.70
Disclosure

SEC source: 0001123292-17-000755 · edgar.xml · nonDerivative · entry 2

PICKNELLY PAUL C · CIK 0001362487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,101

Read SEC document
March 20, 2017 Filed Mar 21, 2017 19:36 UTC Exercise / conversionCommon Stock 28,130 $5.89 $165,685.70
Disclosure

SEC source: 0001123292-17-000755 · edgar.xml · nonDerivative · entry 1

PICKNELLY PAUL C · CIK 0001362487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 24, 2017 21:06 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
SaleCommon Stock 25,670 $9.70 $248,999.00
Disclosure

SEC source: 0001123292-17-000487 · edgar.xml · nonDerivative · entry 6

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,980

Read SEC document
February 24, 2017 Filed Feb 24, 2017 21:06 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
Exercise / conversionCommon Stock 25,670 $5.89 $151,196.30
Disclosure

SEC source: 0001123292-17-000487 · edgar.xml · nonDerivative · entry 5

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:06 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
Exercise / conversionStock Options · Derivative 25,670 $0.00 Strike: $5.89 $0.00
Disclosure

SEC source: 0001123292-17-000487 · edgar.xml · derivative · entry 15

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,362

Underlying: Common Stock · 25,670 shares

Expires 2017-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:06 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
Exercise / conversionStock Options · Derivative 21,855 $0.00 Strike: $5.89 $0.00
Disclosure

SEC source: 0001123292-17-000487 · edgar.xml · derivative · entry 14

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,032

Underlying: Common Stock · 21,855 shares

Expires 2017-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:06 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
SaleCommon Stock 21,855 $9.70 $212,030.65
Disclosure

SEC source: 0001123292-17-000487 · edgar.xml · nonDerivative · entry 4

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,980

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:06 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
Exercise / conversionCommon Stock 21,855 $5.89 $128,725.95
Disclosure

SEC source: 0001123292-17-000487 · edgar.xml · nonDerivative · entry 3

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:06 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
Exercise / conversionStock Options · Derivative 114,839 $0.00 Strike: $5.89 $0.00
Disclosure

SEC source: 0001123292-17-000487 · edgar.xml · derivative · entry 13

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,887

Underlying: Common Stock · 114,839 shares

Expires 2017-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:06 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
SaleCommon Stock 30,000 $9.65 $289,527.00
Disclosure

SEC source: 0001123292-17-000487 · edgar.xml · nonDerivative · entry 2

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,980

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February 22, 2017 Filed Feb 24, 2017 21:06 UTC
WAGNER WILLIAM JDirector · Chief Business Dev Officer
Exercise / conversionCommon Stock 114,839 $5.89 $676,401.71
Disclosure

SEC source: 0001123292-17-000487 · edgar.xml · nonDerivative · entry 1

WAGNER WILLIAM J · CIK 0001362548 · Director · Chief Business Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.