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WLY

JOHN WILEY & SONS, INC.

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4304
SEC CIK
0000107140
Parsed reports
832

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2017 Filed Jan 17, 2017 22:03 UTC GrantPhantom Stock Units · Derivative 74.73 $57.30 Strike: $0.00 $4,282.03
Disclosure

SEC source: 0001225208-17-001211 · doc4.xml · derivative · entry 1

RAINA KALPANA · CIK 0001229271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,886.6651

Underlying: Class A Common · 74.73 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 22:02 UTC GrantPhantom Stock Units · Derivative 230.11 $57.30 Strike: $0.00 $13,185.30
Disclosure

SEC source: 0001225208-17-001210 · doc4.xml · derivative · entry 1

PLUMMER WILLIAM B · CIK 0001254896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,763.68

Underlying: Class A Common · 230.11 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 22:01 UTC GrantPhantom Stock Units · Derivative 139.51 $57.30 Strike: $0.00 $7,993.92
Disclosure

SEC source: 0001225208-17-001209 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,926.0601

Underlying: Class A Common · 139.51 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 22:00 UTC GrantPhantom Stock Units · Derivative 19.96 $57.30 Strike: $0.00 $1,143.71
Disclosure

SEC source: 0001225208-17-001208 · doc4.xml · derivative · entry 1

Leshin Laurie A · CIK 0001658477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,709.24

Underlying: Class A Common · 19.96 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:58 UTC GrantPhantom Stock Units · Derivative 163.51 $57.30 Strike: $0.00 $9,369.12
Disclosure

SEC source: 0001225208-17-001206 · doc4.xml · derivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,385.3371

Underlying: Class A Common · 163.51 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:56 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 31.66 $57.30 $1,814.12
Disclosure

SEC source: 0001225208-17-001202 · doc4.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,884.28

Underlying: Class A Common · 31.66 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:55 UTC GrantPhantom Stock Units · Derivative 56.39 $57.30 Strike: $0.00 $3,231.15
Disclosure

SEC source: 0001225208-17-001201 · doc4.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,480.12

Underlying: Class A Common · 56.39 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 22:58 UTC
Semel JohnEVP, Chief Strategy Officer
Exercise / conversionNon-Qualified Stock Options · Derivative 4,100 $0.00 Strike: $48.06 $0.00
Disclosure

SEC source: 0001225208-17-001113 · doc4.xml · derivative · entry 5

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Class A Common · 4,100 shares

Expires 2022-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 22:58 UTC
Semel JohnEVP, Chief Strategy Officer
Exercise / conversionNon-Qualified Stock Options · Derivative 3,150 $0.00 Strike: $49.55 $0.00
Disclosure

SEC source: 0001225208-17-001113 · doc4.xml · derivative · entry 4

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 3,150 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 22:58 UTC
Semel JohnEVP, Chief Strategy Officer
SaleClass A Common 7,250 $57.05 $413,612.50
Disclosure

SEC source: 0001225208-17-001113 · doc4.xml · nonDerivative · entry 3

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.00 and $57.125, inclusive.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 22:58 UTC
Semel JohnEVP, Chief Strategy Officer
Exercise / conversionClass A Common 3,150 $49.55 $156,082.50
Disclosure

SEC source: 0001225208-17-001113 · doc4.xml · nonDerivative · entry 2

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 22:58 UTC
Semel JohnEVP, Chief Strategy Officer
Exercise / conversionClass A Common 4,100 $48.06 $197,046.00
Disclosure

SEC source: 0001225208-17-001113 · doc4.xml · nonDerivative · entry 1

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 19:21 UTC GrantPhantom Stock Units · Derivative 82.84 $51.38 Strike: $0.00 $4,256.32
Disclosure

SEC source: 0001225208-16-040663 · doc4.xml · derivative · entry 1

RAINA KALPANA · CIK 0001229271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,811.9351

Underlying: Class A Common · 82.84 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 19:20 UTC GrantPhantom Stock Units · Derivative 255.09 $51.38 Strike: $0.00 $13,106.52
Disclosure

SEC source: 0001225208-16-040662 · doc4.xml · derivative · entry 1

PLUMMER WILLIAM B · CIK 0001254896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,533.57

Underlying: Class A Common · 255.09 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 19:14 UTC GrantPhantom Stock Units · Derivative 154.65 $51.38 Strike: $0.00 $7,945.92
Disclosure

SEC source: 0001225208-16-040660 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,786.5501

Underlying: Class A Common · 154.65 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 18:56 UTC GrantPhantom Stock Units · Derivative 181.25 $51.38 Strike: $0.00 $9,312.63
Disclosure

SEC source: 0001225208-16-040656 · doc4.xml · derivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,221.8271

Underlying: Class A Common · 181.25 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 19:09 UTC GrantPhantom Stock Units · Derivative 22.13 $51.38 Strike: $0.00 $1,137.04
Disclosure

SEC source: 0001225208-16-040658 · doc4.xml · derivative · entry 1

Leshin Laurie A · CIK 0001658477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,689.28

Underlying: Class A Common · 22.13 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 15:14 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 35.1 $51.38 $1,803.44
Disclosure

SEC source: 0001225208-16-040624 · doc4.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,852.62

Underlying: Class A Common · 35.1 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 15:11 UTC GrantPhantom Stock Units · Derivative 62.51 $51.38 Strike: $0.00 $3,211.76
Disclosure

SEC source: 0001225208-16-040623 · doc4.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,423.73

Underlying: Class A Common · 62.51 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
September 28, 2016 Filed Sep 28, 2016 19:13 UTC
Semel JohnEVP, Chief Strategy Officer
SaleClass A Common 3,677 $50.93 $187,257.84
Disclosure

SEC source: 0001225208-16-039734 · doc4.xml · nonDerivative · entry 1

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750

F1 · price: Price reported represents the weighted average price per share of the number of shares sold in open market transactions over a range of prices on September 28, 2016. The reporting person undertakes to provide upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 26, 2016 Filed Sep 27, 2016 22:31 UTC
Stobaugh ClayEVP, Chief Marketing Officer
SaleClass A Common 1,469 $49.91 $73,317.79
Disclosure

SEC source: 0001225208-16-039715 · doc4.xml · nonDerivative · entry 2

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361

F2 · price: Price reported represents the weighted average price per share of the number of shares sold in open market transactions over a range of prices on September 26, 2016. The reporting person undertakes to provide upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 20:51 UTC GrantClass A Common 1,995 $50.13 $100,009.35
Disclosure

SEC source: 0001225208-16-039686 · doc4.xml · nonDerivative · entry 1

PESCE WILLIAM J · CIK 0001201959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,995

F1 · price: Annual Director Stock Grant issued at the closing price of John Wiley & Sons, Inc. (JWa) on the date of the subject grant.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 20:48 UTC GrantClass A Common 1,995 $50.13 $100,009.35
Disclosure

SEC source: 0001225208-16-039685 · doc4.xml · nonDerivative · entry 1

Pence William Edward IV · CIK 0001417365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,727

F1 · price: Annual Director Stock Grant issued at the closing price of John Wiley & Sons, Inc. (JWa) on the date of the subject grant.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 20:09 UTC GrantPhantom Stock Units · Derivative 1,995 $50.13 Strike: $0.00 $100,009.35
Disclosure

SEC source: 0001225208-16-039666 · doc4.xml · derivative · entry 1

RAINA KALPANA · CIK 0001229271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,729.0951

Underlying: Class A Common · 1,995 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 20:06 UTC GrantPhantom Stock Units · Derivative 997 $50.13 Strike: $0.00 $49,979.61
Disclosure

SEC source: 0001225208-16-039665 · doc4.xml · derivative · entry 2

PLUMMER WILLIAM B · CIK 0001254896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,278.48

Underlying: Class A Common · 997 shares

Expires not disclosed

F2 · derivative.exercise_date: Annual director cash award deferred pursuant to the Company's Deferred Compensation Plan for Directors. Settled upon reporting person's retirement in 100% Company stock.

F2 · derivative.expiration_date: Annual director cash award deferred pursuant to the Company's Deferred Compensation Plan for Directors. Settled upon reporting person's retirement in 100% Company stock.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 20:06 UTC GrantPhantom Stock Units · Derivative 1,995 $50.13 Strike: $0.00 $100,009.35
Disclosure

SEC source: 0001225208-16-039665 · doc4.xml · derivative · entry 1

PLUMMER WILLIAM B · CIK 0001254896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,281.48

Underlying: Class A Common · 1,995 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 20:01 UTC GrantPhantom Stock Units · Derivative 1,995 $50.13 Strike: $0.00 $100,009.35
Disclosure

SEC source: 0001225208-16-039663 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,631.9001

Underlying: Class A Common · 1,995 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 19:42 UTC GrantPhantom Stock Units · Derivative 3,286.5 $50.13 Strike: $0.00 $164,752.25
Disclosure

SEC source: 0001225208-16-039659 · doc4.xml · derivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,040.5771

Underlying: Class A Common · 3,286.5 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award and Chairman fee issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

F1 · derivative.expiration_date: Annual director stock award and Chairman fee issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 19:51 UTC GrantPhantom Stock Units · Derivative 1,995 $50.13 Strike: $0.00 $100,009.35
Disclosure

SEC source: 0001225208-16-039661 · doc4.xml · derivative · entry 1

Leshin Laurie A · CIK 0001658477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667.15

Underlying: Class A Common · 1,995 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 19:24 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 1,995 $50.13 $100,009.35
Disclosure

SEC source: 0001225208-16-039656 · doc4.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,817.52

Underlying: Class A Common · 1,995 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 18:03 UTC GrantPhantom Stock Units · Derivative 1,995 $50.13 Strike: $0.00 $100,009.35
Disclosure

SEC source: 0001225208-16-039654 · doc4.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,361.22

Underlying: Class A Common · 1,995 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Shares settled upon retirement in 100% of Company stock.

Read SEC document
September 18, 2016 Filed Sep 20, 2016 22:10 UTC
Semel JohnEVP, Chief Strategy Officer
Tax withholdingClass A Common 2,062 $48.82 $100,666.84
Disclosure

SEC source: 0001225208-16-039549 · doc4.xml · nonDerivative · entry 1

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,427

Read SEC document
August 01, 2016 Filed Sep 27, 2016 22:31 UTC
Stobaugh ClayEVP, Chief Marketing Officer
Tax withholdingClass A Common 1,031 $57.44 $59,220.64
Disclosure

SEC source: 0001225208-16-039715 · doc4.xml · nonDerivative · entry 1

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830

F1 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted shares.

Read SEC document
June 22, 2016 Filed Aug 11, 2017 20:35 UTC
Stobaugh ClayEVP, Chief Marketing Officer
GrantRestricted Performance Units · Derivative 2,779 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013932 · doc4.xml · derivative · entry 1

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,779

Underlying: Class A Common · 2,779 shares

Expires not disclosed

F1 · derivative.exercise_price: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

F2 · derivative.expiration_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

Read SEC document
June 22, 2016 Filed Aug 11, 2017 20:34 UTC
Semel JohnEVP, Chief Strategy Officer · (as of June 30,2017)
GrantRestricted Performance Units · Derivative 2,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013931 · doc4.xml · derivative · entry 1

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer · (as of June 30,2017)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,673

Underlying: Class A Common · 2,673 shares

Expires not disclosed

F1 · derivative.exercise_price: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

F2 · derivative.expiration_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

Read SEC document
June 22, 2016 Filed Aug 11, 2017 20:34 UTC
RINCK GARY MEVP and General Counsel
GrantRestricted Performance Units · Derivative 6,735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013930 · doc4.xml · derivative · entry 1

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,735

Underlying: Class A Common · 6,735 shares

Expires not disclosed

F1 · derivative.exercise_price: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

F2 · derivative.expiration_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

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June 22, 2016 Filed Aug 11, 2017 20:32 UTC
O'Neil JoanEVP, Knowledge and Learning
GrantRestricted Performance Units · Derivative 1,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013929 · doc4.xml · derivative · entry 1

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497

Underlying: Class A Common · 1,497 shares

Expires not disclosed

F1 · derivative.exercise_price: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

F2 · derivative.expiration_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

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June 22, 2016 Filed Aug 11, 2017 20:32 UTC
Marzano VincentVP, Treasurer
GrantRestricted Performance Units · Derivative 1,390 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013927 · doc4.xml · derivative · entry 1

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

Underlying: Class A Common · 1,390 shares

Expires not disclosed

F1 · derivative.exercise_price: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

F2 · derivative.expiration_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

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June 22, 2016 Filed Aug 11, 2017 20:32 UTC
KRITZMACHER JOHN AExec VP and CFO
GrantRestricted Performance Units · Derivative 10,690 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013926 · doc4.xml · derivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,690

Underlying: Class A Common · 10,690 shares

Expires not disclosed

F1 · derivative.exercise_price: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

F2 · derivative.expiration_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

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June 22, 2016 Filed Aug 11, 2017 20:32 UTC
Elfenbein ReedSVP, International Development · (as of July 31, 2017)
GrantRestricted Performance Units · Derivative 2,779 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013923 · doc4.xml · derivative · entry 1

Elfenbein Reed · CIK 0001562181 · SVP, International Development · (as of July 31, 2017)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,779

Underlying: Class A Common · 2,779 shares

Expires not disclosed

F1 · derivative.exercise_price: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

F2 · derivative.expiration_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

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June 22, 2016 Filed Aug 11, 2017 20:32 UTC
Allin MarkPresident and CEO · (as of May 8, 2017)
GrantRestricted Performance Units · Derivative 6,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013921 · doc4.xml · derivative · entry 1

Allin Mark · CIK 0001495763 · President and CEO · (as of May 8, 2017)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Underlying: Class A Common · 6,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

F2 · derivative.expiration_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

Read SEC document
June 22, 2016 Filed Aug 11, 2017 20:32 UTC
Sugerman JeffreyEVP, Talent Solutions
GrantRestricted Performance Units · Derivative 2,031 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013920 · doc4.xml · derivative · entry 1

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,365

Underlying: Class A Common · 2,031 shares

Expires not disclosed

F1 · derivative.exercise_price: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

F2 · derivative.expiration_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.