Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Zovio IncZVO · Entity 124041 | EVP, Chief Strategy Officer | March 29, 2022 | March 31, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Zovio Inc
Report date March 29, 2022 · Filed March 31, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,206 |
Ending reported balance
After 2022-03-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-29 · Exercise / conversion · Acquired 33,989 · Balance 52,934 F1: On March 29, 2022, 33,989 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock. Row 2 · 2022-03-29 · Tax withholding · Disposed 13,728 · Balance 39,206 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 9,072 |
Reported balance
After 2022-03-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-29 · Exercise / conversion · Disposed 9,072 · Balance 9,072 F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 13,333 |
Reported balance
After 2022-03-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-03-29 · Exercise / conversion · Disposed 13,333 · Balance 13,333 F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F4: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 40,000 |
Reported balance
After 2022-03-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-03-29 · Grant · Acquired 40,000 · Balance 40,000 F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F6: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2022. |
| Restricted StockSEC Table II · derivative / convertible security | Direct | 23,166 |
Reported balance
After 2022-03-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-03-29 · Exercise / conversion · Disposed 11,584 · Balance 23,166 F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F5: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 29, 2022, 33,989 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
F3: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019.
F4: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020.
F5: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2021.
F6: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2022.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JOHN WILEY & SONS, INC.
Report date June 22, 2016 · Filed August 11, 2017
Section 16 reporting ended · disclosed 2017-08-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Performance UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,673 |
Reported balance
After 2016-06-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-06-22 · Grant · Acquired 2,673 · Balance 2,673 F1: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting. F2: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th. |
Filing footnotes · ownership attribution and instrument terms
F1: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting.
F2: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2022 Filed Mar 31, 2022 20:41 UTC | Zovio Inc ZVO · Entity 124041 | GrantRestricted Stock Unit · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007806 · doc1.xml · derivative · entry 6 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F6 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2022. F6 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2022. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:41 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock · Derivative | 11,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007806 · doc1.xml · derivative · entry 5 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,166 Underlying: Common Stock · 11,584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F5 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2021. F5 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2021. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:41 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007806 · doc1.xml · derivative · entry 4 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Common Stock · 13,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F4 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. F4 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:41 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 9,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007806 · doc1.xml · derivative · entry 3 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,072 Underlying: Common Stock · 9,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:41 UTC | Zovio Inc ZVO · Entity 124041 | Tax withholdingCommon Stock | 13,728 | $0.84 | $11,504.06 |
DisclosureSEC source: 0001567619-22-007806 · doc1.xml · nonDerivative · entry 2 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,206 Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:41 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionCommon Stock | 33,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007806 · doc1.xml · nonDerivative · entry 1 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 29, 2022, 33,989 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock. Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 21:25 UTC | Zovio Inc ZVO · Entity 124041 | GrantRestricted Stock Unit · Derivative | 34,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011584 · doc1.xml · derivative · entry 1 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,750 Underlying: Common Stock · 34,750 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2021. F2 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2021. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 19:33 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 13,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007327 · doc1.xml · derivative · entry 4 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 Underlying: Common Stock · 13,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F4 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. F4 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 19:33 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 9,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007327 · doc1.xml · derivative · entry 3 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,144 Underlying: Common Stock · 9,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 19:33 UTC | Zovio Inc ZVO · Entity 124041 | Tax withholdingCommon Stock | 8,571 | $4.25 | $36,426.75 |
DisclosureSEC source: 0001567619-21-007327 · doc1.xml · nonDerivative · entry 2 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,945 Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 19:33 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionCommon Stock | 22,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007327 · doc1.xml · nonDerivative · entry 1 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 29, 2021, 22,407 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:41 UTC | Zovio Inc ZVO · Entity 124041 | GrantRestricted Stock Unit · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-010213 · doc1.xml · derivative · entry 1 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. F2 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 17:52 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 9,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007316 · doc1.xml · derivative · entry 3 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,217 Underlying: Common Stock · 9,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 17:52 UTC | Zovio Inc ZVO · Entity 124041 | Tax withholdingCommon Stock | 3,964 | $1.50 | $5,946.00 |
DisclosureSEC source: 0001567619-20-007316 · doc1.xml · nonDerivative · entry 2 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,109 Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 17:52 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionCommon Stock | 9,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007316 · doc1.xml · nonDerivative · entry 1 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 29, 2020, 9,073 of the reporting person's restricted stock units vested. 9,073 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock on March 30, 2020, the first business day following the closing price of the issuer's common stock on March 27, 2020, which was the settlement price used to calculate the shares withheld. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:02 UTC | Zovio Inc BPI · Entity 124041 | GrantRestricted Stock Unit · Derivative | 36,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008232 · doc1.xml · derivative · entry 1 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,290 Underlying: Common Stock · 36,290 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. F2 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:43 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionNon-Qualified Stock Options · Derivative | 4,100 | $0.00 Strike: $48.06 | $0.00 |
DisclosureSEC source: 0001225208-17-011506 · doc4.xml · derivative · entry 6 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 4,100 shares Expires 2022-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:43 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionNon-Qualified Stock Options · Derivative | 2,850 | $0.00 Strike: $39.53 | $0.00 |
DisclosureSEC source: 0001225208-17-011506 · doc4.xml · derivative · entry 5 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 Underlying: Class A Common · 2,850 shares Expires 2023-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 4/30/2017 Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:43 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | SaleClass A Common | 6,950 | $52.05 | $361,747.50 |
DisclosureSEC source: 0001225208-17-011506 · doc4.xml · nonDerivative · entry 4 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,080 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.00 and $52.20, inclusive. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:43 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | SaleClass A Common | 2,117 | $52.05 | $110,189.85 |
DisclosureSEC source: 0001225208-17-011506 · doc4.xml · nonDerivative · entry 3 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,030 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.00 and $52.20, inclusive. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:43 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 2,850 | $39.53 | $112,660.50 |
DisclosureSEC source: 0001225208-17-011506 · doc4.xml · nonDerivative · entry 2 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:43 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 4,100 | $48.06 | $197,046.00 |
DisclosureSEC source: 0001225208-17-011506 · doc4.xml · nonDerivative · entry 1 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:57 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 940 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008890 · doc4.xml · derivative · entry 9 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,823 Underlying: Class A Common · 940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F8 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 3,763 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017. F8 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 3,763 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:57 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 438 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008890 · doc4.xml · derivative · entry 8 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,422 Underlying: Class A Common · 438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F7 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 876 restricted stock units as settlement of PSUs, vesting in two annual installments on April 30 2016 and 2017. F7 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 876 restricted stock units as settlement of PSUs, vesting in two annual installments on April 30 2016 and 2017. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:57 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008890 · doc4.xml · derivative · entry 7 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,860 Underlying: Class A Common · 393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F6 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 1,570 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. F6 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 1,570 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:57 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Performance Units · Derivative | 1,336 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008890 · doc4.xml · derivative · entry 6 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,337 Underlying: Class A Common · 1,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis. F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant. F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:57 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Tax withholdingClass A Common | 1,490 | $52.70 | $78,523.00 |
DisclosureSEC source: 0001225208-17-008890 · doc4.xml · nonDerivative · entry 5 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,197 F2 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:57 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008890 · doc4.xml · nonDerivative · entry 4 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:57 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 438 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008890 · doc4.xml · nonDerivative · entry 3 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:57 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 940 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008890 · doc4.xml · nonDerivative · entry 2 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: $0.00 Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:57 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 1,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008890 · doc4.xml · nonDerivative · entry 1 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 22:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionNon-Qualified Stock Options · Derivative | 4,100 | $0.00 Strike: $48.06 | $0.00 |
DisclosureSEC source: 0001225208-17-001113 · doc4.xml · derivative · entry 5 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 Underlying: Class A Common · 4,100 shares Expires 2022-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 22:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionNon-Qualified Stock Options · Derivative | 3,150 | $0.00 Strike: $49.55 | $0.00 |
DisclosureSEC source: 0001225208-17-001113 · doc4.xml · derivative · entry 4 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 3,150 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 22:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | SaleClass A Common | 7,250 | $57.05 | $413,612.50 |
DisclosureSEC source: 0001225208-17-001113 · doc4.xml · nonDerivative · entry 3 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,750 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.00 and $57.125, inclusive. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 22:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 3,150 | $49.55 | $156,082.50 |
DisclosureSEC source: 0001225208-17-001113 · doc4.xml · nonDerivative · entry 2 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 22:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 4,100 | $48.06 | $197,046.00 |
DisclosureSEC source: 0001225208-17-001113 · doc4.xml · nonDerivative · entry 1 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2016 Filed Sep 28, 2016 19:13 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | SaleClass A Common | 3,677 | $50.93 | $187,257.84 |
DisclosureSEC source: 0001225208-16-039734 · doc4.xml · nonDerivative · entry 1 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,750 F1 · price: Price reported represents the weighted average price per share of the number of shares sold in open market transactions over a range of prices on September 28, 2016. The reporting person undertakes to provide upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| September 18, 2016 Filed Sep 20, 2016 22:10 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Tax withholdingClass A Common | 2,062 | $48.82 | $100,666.84 |
DisclosureSEC source: 0001225208-16-039549 · doc4.xml · nonDerivative · entry 1 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,427 Read SEC document |
| June 22, 2016 Filed Aug 11, 2017 20:34 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Performance Units · Derivative | 2,673 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013931 · doc4.xml · derivative · entry 1 Semel John · CIK 0001455482 · EVP, Chief Strategy Officer · (as of June 30,2017) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,673 Underlying: Class A Common · 2,673 shares Expires not disclosed F1 · derivative.exercise_price: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting. F2 · derivative.exercise_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th. F2 · derivative.expiration_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.