Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JOHN WILEY & SONS, INC.JWA/JWB · Entity 4304 | EVP, Knowledge and Learning | June 22, 2016 | August 11, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JOHN WILEY & SONS, INC.
Report date June 22, 2016 · Filed August 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Performance UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,497 |
Reported balance
After 2016-06-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-06-22 · Grant · Acquired 1,497 · Balance 1,497 F1: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting. F2: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th. |
Filing footnotes · ownership attribution and instrument terms
F1: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting.
F2: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2017 Filed Jun 27, 2017 20:55 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionNon-Qualified Stock Options · Derivative | 1,550 | $0.00 Strike: $39.53 | $0.00 |
DisclosureSEC source: 0001225208-17-011613 · doc4.xml · derivative · entry 3 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550 Underlying: Class A Common · 1,550 shares Expires 2023-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On June 25, 2013, the reporting person was granted 3,100 stock options, vesting 50% on 4/30/2017 and 50% on 4/30/2018. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 20:55 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | SaleClass A Common | 2,656 | $51.50 | $136,784.00 |
DisclosureSEC source: 0001225208-17-011613 · doc4.xml · nonDerivative · entry 2 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067 Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 20:55 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 1,550 | $39.53 | $61,271.50 |
DisclosureSEC source: 0001225208-17-011613 · doc4.xml · nonDerivative · entry 1 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 21:17 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Stock Units · Derivative | 2,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011573 · doc4.xml · derivative · entry 1 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,259 Underlying: Class A Common · 2,466 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 30, 2018. F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:59 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 597 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008894 · doc4.xml · derivative · entry 11 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,793 Underlying: Class A Common · 597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F8 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 2,390 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017. F8 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 2,390 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:59 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008894 · doc4.xml · derivative · entry 10 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985 Underlying: Class A Common · 250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F7 · derivative.exercise_date: On June 25, 2013, the reporting person was granted 500 Restricted Share Units, to vest on the April 30th of the 4th and 5th anniversary year of the grant. F7 · derivative.expiration_date: On June 25, 2013, the reporting person was granted 500 Restricted Share Units, to vest on the April 30th of the 4th and 5th anniversary year of the grant. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:59 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008894 · doc4.xml · derivative · entry 9 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235 Underlying: Class A Common · 118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F6 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 470 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. F6 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 470 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:59 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Performance Units · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008894 · doc4.xml · derivative · entry 8 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 200 shares Expires 2022-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis. F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant. F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:59 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Performance Units · Derivative | 748 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008894 · doc4.xml · derivative · entry 7 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749 Underlying: Class A Common · 748 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis. F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant. F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:59 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Tax withholdingClass A Common | 807 | $52.70 | $42,528.90 |
DisclosureSEC source: 0001225208-17-008894 · doc4.xml · nonDerivative · entry 6 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173 F2 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:59 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008894 · doc4.xml · nonDerivative · entry 5 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:59 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008894 · doc4.xml · nonDerivative · entry 4 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: $0.00 Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:59 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008894 · doc4.xml · nonDerivative · entry 3 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:59 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 597 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008894 · doc4.xml · nonDerivative · entry 2 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: $0.00 Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:59 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 748 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008894 · doc4.xml · nonDerivative · entry 1 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2016 Filed Aug 11, 2017 20:32 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Performance Units · Derivative | 1,497 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013929 · doc4.xml · derivative · entry 1 O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497 Underlying: Class A Common · 1,497 shares Expires not disclosed F1 · derivative.exercise_price: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting. F2 · derivative.exercise_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th. F2 · derivative.expiration_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.