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WLY

JOHN WILEY & SONS, INC.

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0000107140
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2017 Filed Oct 2, 2017 21:46 UTC
Kissner MatthewDirector · Interim CEO
GrantPhantom Stock Units · Derivative 3,079 $53.50 Strike: $0.00 $164,726.50
Disclosure

SEC source: 0001225208-17-015635 · doc4.xml · derivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,821.8371

Underlying: Class A Common · 3,079 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award and Chairman fee issued pursuant to the Director Stock Plan and accrued as phantom stock units under the Director Deferred Compensation Plan. Shares settled upon retirement from the Board of Directors in 100% of John Wiley & Sons, Inc. Class A Common stock.

F1 · derivative.expiration_date: Annual director stock award and Chairman fee issued pursuant to the Director Stock Plan and accrued as phantom stock units under the Director Deferred Compensation Plan. Shares settled upon retirement from the Board of Directors in 100% of John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 21:46 UTC GrantPhantom Stock Units · Derivative 1,869 $53.50 Strike: $0.00 $99,991.50
Disclosure

SEC source: 0001225208-17-015636 · doc4.xml · derivative · entry 1

Leshin Laurie A · CIK 0001658477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,621.88

Underlying: Class A Common · 1,869 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued as phantom stock units under the Director Deferred Compensation Plan. Shares settled upon retirement from the Board of Directors in 100% of John Wiley & Sons, Inc. Class A Common stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued as phantom stock units under the Director Deferred Compensation Plan. Shares settled upon retirement from the Board of Directors in 100% of John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 21:46 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 1,869 $53.50 $99,991.50
Disclosure

SEC source: 0001225208-17-015634 · doc4.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,822.52

Underlying: Class A Common · 1,869 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued as phantom stock units under the Director Deferred Compensation Plan. Shares settled upon retirement from the Board of Directors in 100% of John Wiley & Sons, Inc. Class A Common stock.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued as phantom stock units under the Director Deferred Compensation Plan. Shares settled upon retirement from the Board of Directors in 100% of John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 21:46 UTC GrantPhantom Stock Units · Derivative 1,869 $53.50 Strike: $0.00 $99,991.50
Disclosure

SEC source: 0001225208-17-015633 · doc4.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,472.42

Underlying: Class A Common · 1,869 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued as phantom stock units under the Director Deferred Compensation Plan. Shares settled upon retirement from the Board of Directors in 100% of John Wiley & Sons, Inc. Class A Common stock.

F1 · derivative.expiration_date: Annual director stock award issued pursuant to the Director Stock Plan and accrued as phantom stock units under the Director Deferred Compensation Plan. Shares settled upon retirement from the Board of Directors in 100% of John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 21:45 UTC GrantClass A Common 1,869 $53.50 $99,991.50
Disclosure

SEC source: 0001225208-17-015632 · doc4.xml · nonDerivative · entry 1

Dobson David C · CIK 0001437906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,809

F1 · shares: Annual Director Stock Grant issued at the closing price of John Wiley & Sons, Inc. (JWa) on the date of the subject grant.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 21:45 UTC GrantClass A Common 1,869 $53.50 $99,991.50
Disclosure

SEC source: 0001225208-17-015631 · doc4.xml · nonDerivative · entry 1

Pence William Edward IV · CIK 0001417365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,596

F1 · shares: Annual Director Stock Grant issued at the closing price of John Wiley & Sons, Inc. (JWa) on the date of the subject grant.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 21:45 UTC GrantClass A Common 1,869 $53.50 $99,991.50
Disclosure

SEC source: 0001225208-17-015630 · doc4.xml · nonDerivative · entry 1

PESCE WILLIAM J · CIK 0001201959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,351

F1 · shares: Annual Director Stock Grant issued at the closing price of John Wiley & Sons, Inc. (JWa) on the date of the subject grant.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:52 UTC GrantPhantom Stock Units · Derivative 82.54 $54.15 Strike: $0.00 $4,469.54
Disclosure

SEC source: 0001225208-17-012799 · doc4.xml · derivative · entry 1

RAINA KALPANA · CIK 0001229271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,050.0451

Underlying: Class A Common · 82.54 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:45 UTC GrantPhantom Stock Units · Derivative 154.1 $54.15 Strike: $0.00 $8,344.52
Disclosure

SEC source: 0001225208-17-012796 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,231.0901

Underlying: Class A Common · 154.1 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:49 UTC GrantPhantom Stock Units · Derivative 259.77 $54.15 Strike: $0.00 $14,066.55
Disclosure

SEC source: 0001225208-17-012798 · doc4.xml · derivative · entry 1

PLUMMER WILLIAM B · CIK 0001254896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,217.88

Underlying: Class A Common · 259.77 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:42 UTC
Kissner MatthewDirector · Interim CEO
GrantPhantom Stock Units · Derivative 180.61 $54.15 Strike: $0.00 $9,780.03
Disclosure

SEC source: 0001225208-17-012795 · doc4.xml · derivative · entry 1

KISSNER MATTHEW S · CIK 0001204532 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,742.8371

Underlying: Class A Common · 180.61 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:38 UTC GrantPhantom Stock Units · Derivative 22.05 $54.15 Strike: $0.00 $1,194.01
Disclosure

SEC source: 0001225208-17-012794 · doc4.xml · derivative · entry 1

Leshin Laurie A · CIK 0001658477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,752.88

Underlying: Class A Common · 22.05 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:32 UTC
Bell GeorgeDirector
GrantPhantom Stock Units · Derivative 34.98 $54.15 $1,894.17
Disclosure

SEC source: 0001225208-17-012793 · doc4.xml · derivative · entry 1

BELL GEORGE · CIK 0001274466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,953.52

Underlying: Class A Common · 34.98 shares

Expires not disclosed

F1 · derivative.exercise_price: $0.00

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:28 UTC GrantPhantom Stock Units · Derivative 62.29 $54.15 Strike: $0.00 $3,373.00
Disclosure

SEC source: 0001225208-17-012792 · doc4.xml · derivative · entry 1

Baker Mari Jean · CIK 0001529999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,603.42

Underlying: Class A Common · 62.29 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 22:39 UTC
Sugerman JeffreyEVP, Talent Solutions
Exercise / conversionNon-Qualified Stock Options · Derivative 2,200 $39.53 $86,966.00
Disclosure

SEC source: 0001225208-17-012375 · doc4.xml · derivative · entry 8

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Class A Common · 2,200 shares

Expires 2023-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: $39.53

F4 · derivative.exercise_date: Options vest in equal increments on April 30th of the fourth and fifth anniversary year of the grant.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 22:39 UTC
Sugerman JeffreyEVP, Talent Solutions
SaleClass A Common 3,630 $52.45 $190,393.50
Disclosure

SEC source: 0001225208-17-012375 · doc4.xml · nonDerivative · entry 5

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 05, 2017 Filed Jul 6, 2017 22:39 UTC
Sugerman JeffreyEVP, Talent Solutions
SaleClass A Common 2,200 $52.51 $115,515.40
Disclosure

SEC source: 0001225208-17-012375 · doc4.xml · nonDerivative · entry 4

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.505 and $52.550, inclusive.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 22:39 UTC
Sugerman JeffreyEVP, Talent Solutions
Exercise / conversionClass A Common 2,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012375 · doc4.xml · nonDerivative · entry 3

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $39.53

Read SEC document
June 30, 2017 Filed Jul 6, 2017 22:39 UTC
Sugerman JeffreyEVP, Talent Solutions
Exercise / conversionRestricted Performance Units · Derivative 3,770 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012375 · doc4.xml · derivative · entry 7

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016

Underlying: Class A Common · 3,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted performance units convert into Class A common stock on a one-for-one basis.

F3 · derivative.expiration_date: Restricted performance units convert into Class A common stock on a one-for-one basis.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 22:39 UTC
Sugerman JeffreyEVP, Talent Solutions
Tax withholdingClass A Common 1,555 $52.75 $82,026.25
Disclosure

SEC source: 0001225208-17-012375 · doc4.xml · nonDerivative · entry 2

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630

Read SEC document
June 30, 2017 Filed Jul 6, 2017 22:39 UTC
Sugerman JeffreyEVP, Talent Solutions
Exercise / conversionClass A Common 3,770 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012375 · doc4.xml · nonDerivative · entry 1

Sugerman Jeffrey · CIK 0001645898 · EVP, Talent Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 20:51 UTC
Stobaugh ClayEVP, Chief Marketing Officer
SaleClass A Common 1,816 $51.95 $94,341.20
Disclosure

SEC source: 0001225208-17-011612 · doc4.xml · nonDerivative · entry 1

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:55 UTC
O'Neil JoanEVP, Knowledge and Learning
Exercise / conversionNon-Qualified Stock Options · Derivative 1,550 $0.00 Strike: $39.53 $0.00
Disclosure

SEC source: 0001225208-17-011613 · doc4.xml · derivative · entry 3

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Class A Common · 1,550 shares

Expires 2023-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On June 25, 2013, the reporting person was granted 3,100 stock options, vesting 50% on 4/30/2017 and 50% on 4/30/2018.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:55 UTC
O'Neil JoanEVP, Knowledge and Learning
SaleClass A Common 2,656 $51.50 $136,784.00
Disclosure

SEC source: 0001225208-17-011613 · doc4.xml · nonDerivative · entry 2

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:55 UTC
O'Neil JoanEVP, Knowledge and Learning
Exercise / conversionClass A Common 1,550 $39.53 $61,271.50
Disclosure

SEC source: 0001225208-17-011613 · doc4.xml · nonDerivative · entry 1

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:19 UTC
Verses JudyEVP, Research
GrantRestricted Stock Units · Derivative 4,771 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011577 · doc4.xml · derivative · entry 2

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,588

Underlying: Class A Common · 4,771 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on April 30, 2018.

F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:19 UTC
Verses JudyEVP, Research
GrantRestricted Stock Units · Derivative 4,866 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011577 · doc4.xml · derivative · entry 1

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,817

Underlying: Class A Common · 4,866 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 30, 2018.

F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:18 UTC
KRITZMACHER JOHN AExec VP and CFO
GrantRestricted Stock Units · Derivative 9,151 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011576 · doc4.xml · derivative · entry 2

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,138

Underlying: Class A Common · 9,151 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 30, 2018.

F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:18 UTC
KRITZMACHER JOHN AExec VP and CFO
GrantRestricted Stock Units · Derivative 19,084 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011576 · doc4.xml · derivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,987

Underlying: Class A Common · 19,084 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on April 30, 2018.

F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:18 UTC
Stobaugh ClayEVP, Chief Marketing Officer
GrantRestricted Stock Units · Derivative 2,118 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011575 · doc4.xml · derivative · entry 1

Stobaugh Clay · CIK 0001527252 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,146

Underlying: Class A Common · 2,118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 30, 2018.

F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:18 UTC
RINCK GARY MEVP and General Counsel
GrantRestricted Stock Units · Derivative 4,366 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011574 · doc4.xml · derivative · entry 1

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,788

Underlying: Class A Common · 4,366 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 30, 2018.

F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:17 UTC
O'Neil JoanEVP, Knowledge and Learning
GrantRestricted Stock Units · Derivative 2,466 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011573 · doc4.xml · derivative · entry 1

O'Neil Joan · CIK 0001659038 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,259

Underlying: Class A Common · 2,466 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 30, 2018.

F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:17 UTC
Marzano VincentVP, Treasurer
GrantRestricted Stock Units · Derivative 934 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011572 · doc4.xml · derivative · entry 1

Marzano Vincent · CIK 0001376507 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760

Underlying: Class A Common · 934 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 30, 2018.

F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:17 UTC
Caridi ChristopherSVP, Corporate Controller
GrantRestricted Stock Units · Derivative 1,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011571 · doc4.xml · derivative · entry 1

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Class A Common · 1,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 30, 2018.

F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:16 UTC
Singh ArchanaEVP, Human Resources
GrantRestricted Stock Units · Derivative 2,863 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011570 · doc4.xml · derivative · entry 2

Singh Archana · CIK 0001678680 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,450

Underlying: Class A Common · 2,863 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 30, 2018.

F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:16 UTC
Singh ArchanaEVP, Human Resources
GrantRestricted Stock Units · Derivative 3,817 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011570 · doc4.xml · derivative · entry 1

Singh Archana · CIK 0001678680 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,587

Underlying: Class A Common · 3,817 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on April 30, 2018.

F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
June 20, 2017 Filed Jun 20, 2017 18:43 UTC
Elfenbein ReedSVP, International Development
Exercise / conversionNon-Qualified Stock Options · Derivative 4,400 $0.00 Strike: $48.46 $0.00
Disclosure

SEC source: 0001225208-17-011505 · doc4.xml · derivative · entry 3

Elfenbein Reed · CIK 0001562181 · SVP, International Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 4,400 shares

Expires 2017-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 20, 2017 Filed Jun 20, 2017 18:43 UTC
Elfenbein ReedSVP, International Development
SaleClass A Common 4,400 $51.84 $228,096.00
Disclosure

SEC source: 0001225208-17-011505 · doc4.xml · nonDerivative · entry 2

Elfenbein Reed · CIK 0001562181 · SVP, International Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,104

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.755 and $51.95, inclusive.

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June 20, 2017 Filed Jun 20, 2017 18:43 UTC
Elfenbein ReedSVP, International Development
Exercise / conversionClass A Common 4,400 $48.46 $213,224.00
Disclosure

SEC source: 0001225208-17-011505 · doc4.xml · nonDerivative · entry 1

Elfenbein Reed · CIK 0001562181 · SVP, International Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 20, 2017 Filed Jul 14, 2023 21:03 UTC GiftClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-081281 · tm2321282-4_4seq1.xml · nonDerivative · entry 1

WILEY BRADFORD II · CIK 0001203434 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,047

F1 · balance_after: The Reporting Person transferred 100,000 shares of Class A Common Stock to his ex-spouse on or around June 20, 2017 in connection with a divorce settlement. Following a routine review of the Reporting Person's holdings, the total number of shares of Class A Common Stock reflect a reduction of 99,849 shares from the time of the Reporting Person's last Section 16 report. Records are no longer available to determine whether the 151-share discrepancy was the result of a historical accounting error or share acquisition.

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June 16, 2017 Filed Jun 20, 2017 18:43 UTC
Semel JohnEVP, Chief Strategy Officer
Exercise / conversionNon-Qualified Stock Options · Derivative 4,100 $0.00 Strike: $48.06 $0.00
Disclosure

SEC source: 0001225208-17-011506 · doc4.xml · derivative · entry 6

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 4,100 shares

Expires 2022-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 18:43 UTC
Semel JohnEVP, Chief Strategy Officer
Exercise / conversionNon-Qualified Stock Options · Derivative 2,850 $0.00 Strike: $39.53 $0.00
Disclosure

SEC source: 0001225208-17-011506 · doc4.xml · derivative · entry 5

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Class A Common · 2,850 shares

Expires 2023-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 4/30/2017

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June 16, 2017 Filed Jun 20, 2017 18:43 UTC
Semel JohnEVP, Chief Strategy Officer
SaleClass A Common 6,950 $52.05 $361,747.50
Disclosure

SEC source: 0001225208-17-011506 · doc4.xml · nonDerivative · entry 4

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,080

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.00 and $52.20, inclusive.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 18:43 UTC
Semel JohnEVP, Chief Strategy Officer
SaleClass A Common 2,117 $52.05 $110,189.85
Disclosure

SEC source: 0001225208-17-011506 · doc4.xml · nonDerivative · entry 3

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,030

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.00 and $52.20, inclusive.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 18:43 UTC
Semel JohnEVP, Chief Strategy Officer
Exercise / conversionClass A Common 2,850 $39.53 $112,660.50
Disclosure

SEC source: 0001225208-17-011506 · doc4.xml · nonDerivative · entry 2

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 18:43 UTC
Semel JohnEVP, Chief Strategy Officer
Exercise / conversionClass A Common 4,100 $48.06 $197,046.00
Disclosure

SEC source: 0001225208-17-011506 · doc4.xml · nonDerivative · entry 1

Semel John · CIK 0001455482 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 3, 2017 00:00 UTC
Elfenbein ReedSVP, International Development
Exercise / conversionRestricted Stock Units · Derivative 615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008897 · doc4.xml · derivative · entry 7

Elfenbein Reed · CIK 0001562181 · SVP, International Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,468

Underlying: Class A Common · 615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: This exercise consists of 417 units represented by a settlement of PSU's granted as RSU's on June 24, 2015, and 198 units represented by the grant of 790 RSU's on June 24, 2015 vesting in four equal annual installments on April 30th following the initial award date.

F7 · derivative.expiration_date: This exercise consists of 417 units represented by a settlement of PSU's granted as RSU's on June 24, 2015, and 198 units represented by the grant of 790 RSU's on June 24, 2015 vesting in four equal annual installments on April 30th following the initial award date.

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April 30, 2017 Filed May 3, 2017 00:00 UTC
Elfenbein ReedSVP, International Development
Exercise / conversionRestricted Stock Units · Derivative 435 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008897 · doc4.xml · derivative · entry 6

Elfenbein Reed · CIK 0001562181 · SVP, International Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304

Underlying: Class A Common · 435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 1,739 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.

F6 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 1,739 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.

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April 30, 2017 Filed May 3, 2017 00:00 UTC
Elfenbein ReedSVP, International Development
Exercise / conversionRestricted Performance Units · Derivative 1,389 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008897 · doc4.xml · derivative · entry 5

Elfenbein Reed · CIK 0001562181 · SVP, International Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

Underlying: Class A Common · 1,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

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April 30, 2017 Filed May 3, 2017 00:00 UTC
Elfenbein ReedSVP, International Development
Tax withholdingClass A Common 1,206 $52.70 $63,556.20
Disclosure

SEC source: 0001225208-17-008897 · doc4.xml · nonDerivative · entry 4

Elfenbein Reed · CIK 0001562181 · SVP, International Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,104

F2 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.