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WESTLAKE CORP

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3555
SEC CIK
0001262823
Parsed reports
574

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2018 Filed Feb 23, 2018 12:54 UTC
LUKENS MAX LDirector
SaleCommon Stock 17,458 $110.93 $1,936,615.94
Disclosure

SEC source: 0001140361-18-009762 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $110.40 to $111.35, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 17:49 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Exercise / conversionEmployee Option (right to buy) · Derivative 5,876 $0.00 Strike: $68.09 $0.00
Disclosure

SEC source: 0001140361-18-009761 · doc1.xml · derivative · entry 5

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,876 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 20, 2016, 2017 and 2018.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 17:49 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Exercise / conversionEmployee Option (right to buy) · Derivative 1,066 $0.00 Strike: $63.98 $0.00
Disclosure

SEC source: 0001140361-18-009761 · doc1.xml · derivative · entry 4

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,066 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 14, 2015, 2016 and 2017.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 17:49 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
SaleCommon Stock 6,942 $111.45 $773,665.07
Disclosure

SEC source: 0001140361-18-009761 · doc1.xml · nonDerivative · entry 3

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,045

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $111.36 to $111.74, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 17:49 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Exercise / conversionCommon Stock 5,876 $68.09 $400,096.84
Disclosure

SEC source: 0001140361-18-009761 · doc1.xml · nonDerivative · entry 2

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 17:49 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Exercise / conversionCommon Stock 1,066 $63.98 $68,200.02
Disclosure

SEC source: 0001140361-18-009761 · doc1.xml · nonDerivative · entry 1

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 17:45 UTC SaleCommon Stock 4,000 $110.97 $443,880.00
Disclosure

SEC source: 0001140361-18-009760 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,810

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $110.951 to $110.973, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 16:54 UTC SaleCommon Stock 2,000 $110.64 $221,270.00
Disclosure

SEC source: 0001140361-18-010042 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,810

Read SEC document
February 21, 2018 Filed Feb 22, 2018 09:26 UTC
Buesinger Robert F.EVP, Vinyl Products
Tax withholdingCommon Stock 494 $106.98 $52,848.12
Disclosure

SEC source: 0001140361-18-009518 · doc1.xml · nonDerivative · entry 2

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,123

Read SEC document
February 21, 2018 Filed Feb 22, 2018 09:29 UTC
Kenner AndrewSVP - Chemical Manufacturing
Tax withholdingCommon Stock 456 $106.98 $48,782.88
Disclosure

SEC source: 0001140361-18-009523 · doc1.xml · nonDerivative · entry 2

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,053

Read SEC document
February 21, 2018 Filed Feb 22, 2018 09:27 UTC
Chao JamesDirector · Chairman · 10% owner
Tax withholdingCommon Stock 4,172 $106.98 $446,320.56
Disclosure

SEC source: 0001140361-18-009520 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,797

Read SEC document
February 21, 2018 Filed Feb 22, 2018 14:30 UTC
Chao AlbertDirector · President & CEO · 10% owner
Tax withholdingCommon Stock 5,202 $106.98 $556,509.96
Disclosure

SEC source: 0001140361-18-009524 · doc1.xml · nonDerivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,401

Read SEC document
February 21, 2018 Filed Feb 22, 2018 09:27 UTC
Mangieri George JSVP & Chief Accounting Officer
Tax withholdingCommon Stock 254 $106.98 $27,172.92
Disclosure

SEC source: 0001140361-18-009519 · doc1.xml · nonDerivative · entry 2

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,321

Read SEC document
February 21, 2018 Filed Feb 22, 2018 14:29 UTC
Teel Lawrence E.EVP, Olefins
Tax withholdingCommon Stock 444 $106.98 $47,499.12
Disclosure

SEC source: 0001140361-18-009522 · doc1.xml · nonDerivative · entry 2

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122

Read SEC document
February 21, 2018 Filed Feb 22, 2018 14:28 UTC Tax withholdingCommon Stock 876 $106.98 $93,714.48
Disclosure

SEC source: 0001140361-18-009521 · doc1.xml · nonDerivative · entry 2

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,810

Read SEC document
February 20, 2018 Filed Feb 22, 2018 09:26 UTC
Buesinger Robert F.EVP, Vinyl Products
Exercise / conversionRestricted Stock Units · Derivative 1,982 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009518 · doc1.xml · derivative · entry 3

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 20, 2015, the reporting person was granted 1,982 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 20, 2015, the reporting person was granted 1,982 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 09:26 UTC
Buesinger Robert F.EVP, Vinyl Products
Exercise / conversionCommon Stock 1,982 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009518 · doc1.xml · nonDerivative · entry 1

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 09:29 UTC
Kenner AndrewSVP - Chemical Manufacturing
Exercise / conversionRestricted Stock Units · Derivative 1,802 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009523 · doc1.xml · derivative · entry 3

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 20, 2015, the reporting person was granted 1,802 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 20, 2015, the reporting person was granted 1,802 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 09:29 UTC
Kenner AndrewSVP - Chemical Manufacturing
Exercise / conversionCommon Stock 1,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009523 · doc1.xml · nonDerivative · entry 1

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 09:27 UTC
Chao JamesDirector · Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 10,868 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009520 · doc1.xml · derivative · entry 4

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 20, 2015, the reporting person was granted 10,868 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 20, 2015, the reporting person was granted 10,868 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 09:27 UTC
Chao JamesDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 10,868 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009520 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 14:30 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 13,585 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009524 · doc1.xml · derivative · entry 4

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 20, 2015, the reporting person was granted 13,585 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 20, 2015, the reporting person was granted 13,585 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 14:30 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 13,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009524 · doc1.xml · nonDerivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 09:27 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 913 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009519 · doc1.xml · derivative · entry 3

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 20, 2015, the reporting person was granted 913 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 20, 2015, the reporting person was granted 913 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 09:27 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 913 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009519 · doc1.xml · nonDerivative · entry 1

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 14:31 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,762 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009525 · doc1.xml · derivative · entry 2

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 20, 2015, the reporting person was granted 1,762 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 20, 2015, the reporting person was granted 1,762 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 14:31 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Exercise / conversionCommon Stock 1,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009525 · doc1.xml · nonDerivative · entry 1

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 14:29 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionRestricted Stock Units · Derivative 1,762 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009522 · doc1.xml · derivative · entry 3

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 20, 2015, the reporting person was granted 1,762 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 20, 2015, the reporting person was granted 1,762 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 14:29 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionCommon Stock 1,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009522 · doc1.xml · nonDerivative · entry 1

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 14:28 UTC Exercise / conversionRestricted Stock Units · Derivative 3,619 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009521 · doc1.xml · derivative · entry 3

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 20, 2015, the reporting person was granted 3,619 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 20, 2015, the reporting person was granted 3,619 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 14:28 UTC Exercise / conversionCommon Stock 3,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009521 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:00 UTC
Buesinger Robert F.EVP, Vinyl Products
GrantRestricted Stock Units · Derivative 2,569 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008968 · doc1.xml · derivative · entry 2

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,569

Underlying: Common Stock · 2,569 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 16, 2021.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 16, 2021.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:00 UTC
Buesinger Robert F.EVP, Vinyl Products
GrantEmployee Option (right to buy) · Derivative 9,571 $0.00 Strike: $107.75 $0.00
Disclosure

SEC source: 0001140361-18-008968 · doc1.xml · derivative · entry 1

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,571

Underlying: Common Stock · 9,571 shares

Expires 2028-02-16

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 16, 2019, 2020 and 2021, respectively.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:03 UTC
Kenner AndrewSVP - Chemical Manufacturing
GrantRestricted Stock Units · Derivative 1,924 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008971 · doc1.xml · derivative · entry 2

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,924

Underlying: Common Stock · 1,924 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 16, 2021.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 16, 2021.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:03 UTC
Kenner AndrewSVP - Chemical Manufacturing
GrantEmployee Option (right to buy) · Derivative 7,168 $0.00 Strike: $107.75 $0.00
Disclosure

SEC source: 0001140361-18-008971 · doc1.xml · derivative · entry 1

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,168

Underlying: Common Stock · 7,168 shares

Expires 2028-02-16

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 16, 2019, 2020 and 2021, respectively.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 13:57 UTC
Chao JamesDirector · Chairman · 10% owner
GrantRestricted Stock Units · Derivative 9,480 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008966 · doc1.xml · derivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,480

Underlying: Common Stock · 9,480 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 16, 2021.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 16, 2021.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 13:57 UTC
Chao JamesDirector · Chairman · 10% owner
GrantEmployee Option (right to buy) · Derivative 35,321 $0.00 Strike: $107.75 $0.00
Disclosure

SEC source: 0001140361-18-008966 · doc1.xml · derivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,321

Underlying: Common Stock · 35,321 shares

Expires 2028-02-16

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 16, 2019, 2020 and 2021, respectively.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 18:56 UTC
Chao AlbertDirector · President & CEO · 10% owner
GrantRestricted Stock Units · Derivative 11,983 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008965 · doc1.xml · derivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,983

Underlying: Common Stock · 11,983 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 16, 2021.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 16, 2021.

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February 16, 2018 Filed Feb 20, 2018 18:56 UTC
Chao AlbertDirector · President & CEO · 10% owner
GrantEmployee Option (right to buy) · Derivative 44,647 $0.00 Strike: $107.75 $0.00
Disclosure

SEC source: 0001140361-18-008965 · doc1.xml · derivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,647

Underlying: Common Stock · 44,647 shares

Expires 2028-02-16

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 16, 2019, 2020 and 2021, respectively.

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February 16, 2018 Filed Feb 20, 2018 14:04 UTC
Mangieri George JSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 693 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008972 · doc1.xml · derivative · entry 2

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693

Underlying: Common Stock · 693 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 16, 2021.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 16, 2021.

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February 16, 2018 Filed Feb 20, 2018 14:04 UTC
Mangieri George JSVP & Chief Accounting Officer
GrantEmployee Option (right to buy) · Derivative 2,582 $0.00 Strike: $107.75 $0.00
Disclosure

SEC source: 0001140361-18-008972 · doc1.xml · derivative · entry 1

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,582

Underlying: Common Stock · 2,582 shares

Expires 2028-02-16

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 16, 2019, 2020 and 2021, respectively.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 19:02 UTC
Teel Lawrence E.EVP, Olefins
GrantRestricted Stock Units · Derivative 2,295 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008970 · doc1.xml · derivative · entry 2

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,295

Underlying: Common Stock · 2,295 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 16, 2021.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 16, 2021.

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February 16, 2018 Filed Feb 20, 2018 19:02 UTC
Teel Lawrence E.EVP, Olefins
GrantEmployee Option (right to buy) · Derivative 8,550 $0.00 Strike: $107.75 $0.00
Disclosure

SEC source: 0001140361-18-008970 · doc1.xml · derivative · entry 1

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,550

Underlying: Common Stock · 8,550 shares

Expires 2028-02-16

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 16, 2019, 2020 and 2021, respectively.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 19:01 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
GrantRestricted Stock Units · Derivative 2,472 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008969 · doc1.xml · derivative · entry 2

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,472

Underlying: Common Stock · 2,472 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 16, 2021.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 16, 2021.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 19:01 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
GrantEmployee Option (right to buy) · Derivative 9,209 $0.00 Strike: $107.75 $0.00
Disclosure

SEC source: 0001140361-18-008969 · doc1.xml · derivative · entry 1

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,209

Underlying: Common Stock · 9,209 shares

Expires 2028-02-16

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 16, 2019, 2020 and 2021, respectively.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 18:59 UTC GrantRestricted Stock Units · Derivative 3,230 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008967 · doc1.xml · derivative · entry 2

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,230

Underlying: Common Stock · 3,230 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 16, 2021.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 16, 2021.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 18:59 UTC GrantEmployee Option (right to buy) · Derivative 12,033 $0.00 Strike: $107.75 $0.00
Disclosure

SEC source: 0001140361-18-008967 · doc1.xml · derivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,033

Underlying: Common Stock · 12,033 shares

Expires 2028-02-16

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 16, 2019, 2020 and 2021, respectively.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 13:57 UTC
Chao David Tsung-HungDirector · 10% owner
GrantRestricted Stock Units · Derivative 1,090 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-001290 · doc1.xml · derivative · entry 1

Chao David Tsung-Hung · CIK 0001726418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Stock · 1,090 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units will vest on January 5, 2019.

F2 · derivative.expiration_date: All of the restricted stock units will vest on January 5, 2019.

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January 05, 2018 Filed Jan 9, 2018 13:59 UTC GrantRestricted Stock Units · Derivative 1,090 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-001292 · doc1.xml · derivative · entry 1

Sheets Jeffrey Wayne · CIK 0001447712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Stock · 1,090 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units will vest on January 5, 2019.

F2 · derivative.expiration_date: All of the restricted stock units will vest on January 5, 2019.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 14:00 UTC
Haas MariusDirector
GrantRestricted Stock Units · Derivative 1,090 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-001294 · doc1.xml · derivative · entry 1

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Stock · 1,090 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units will vest on January 5, 2019.

F2 · derivative.expiration_date: All of the restricted stock units will vest on January 5, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.