Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fermi Inc.FRMI · Entity 1231 | Director | June 01, 2026 | June 04, 2026 |
| WESTLAKE CORPWLK · Entity 3555 | Director | August 09, 2024 | August 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fermi Inc.
Report date June 01, 2026 · Filed June 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,075,094 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 175,094 · Balance 1,075,094 F1: Represents an award of restricted stock units ("RSUs") of the Issuer granted to Mr. Haas under the Issuer's 2025 Long-Term Incentive Plan that will generally vest as follows: (i) 69,638 RSUs on September 30, 2026, (ii) 35,818 RSUs on May 29, 2027, and (iii) 69,638 RSUs on September 30, 2027, in each case subject to Mr. Haas's continued service relationship with the Issuer through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs") of the Issuer granted to Mr. Haas under the Issuer's 2025 Long-Term Incentive Plan that will generally vest as follows: (i) 69,638 RSUs on September 30, 2026, (ii) 35,818 RSUs on May 29, 2027, and (iii) 69,638 RSUs on September 30, 2027, in each case subject to Mr. Haas's continued service relationship with the Issuer through such date.
WESTLAKE CORP
Report date August 09, 2024 · Filed August 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,631 |
Reported balance
After 2024-08-11 transaction · row 1
1 source rowRow 1 · 2024-08-11 · Exercise / conversion · Acquired 1,136 · Balance 11,631 F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,128 |
Reported balance
After 2024-08-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-08-09 · Grant · Acquired 1,128 · Balance 1,128 F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F2: All of the restricted stock units will vest on August 9, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-08-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-08-11 · Exercise / conversion · Disposed 1,136 · Balance 0 F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F3: On August 11, 2023 the reporting person was granted 1,136 restricted stock units vesting on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.
F2: All of the restricted stock units will vest on August 9, 2025.
F3: On August 11, 2023 the reporting person was granted 1,136 restricted stock units vesting on the first anniversary of the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Dell Technologies Inc.
Report date January 31, 2020 · Filed February 04, 2020
Section 16 reporting ended · disclosed 2020-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-01-31 transaction · row 1
1 source rowRow 1 · 2020-01-31 · Disposition to issuer · Disposed 96,017 · Balance 0 F1: Reflects 28,805 unvested time-based restricted stock units and 67,212 unvested performance-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 28,805 unvested time-based restricted stock units and 67,212 unvested performance-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 4, 2026 00:41 UTC | Fermi Inc. FRMI · Entity 1231 | GrantCommon Stock | 175,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-064970 · ownership.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,075,094 F1 · shares: Represents an award of restricted stock units ("RSUs") of the Issuer granted to Mr. Haas under the Issuer's 2025 Long-Term Incentive Plan that will generally vest as follows: (i) 69,638 RSUs on September 30, 2026, (ii) 35,818 RSUs on May 29, 2027, and (iii) 69,638 RSUs on September 30, 2027, in each case subject to Mr. Haas's continued service relationship with the Issuer through such date. Read SEC document |
| August 11, 2024 Filed Aug 12, 2024 15:24 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-095192 · ownership.xml · derivative · entry 3 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 11, 2023 the reporting person was granted 1,136 restricted stock units vesting on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 11, 2023 the reporting person was granted 1,136 restricted stock units vesting on the first anniversary of the grant date. Read SEC document |
| August 11, 2024 Filed Aug 12, 2024 15:24 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 1,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-095192 · ownership.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| August 09, 2024 Filed Aug 12, 2024 15:24 UTC | WESTLAKE CORP WLK · Entity 3555 | GrantRestricted Stock Units · Derivative | 1,128 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-095192 · ownership.xml · derivative · entry 2 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,128 Underlying: Common Stock · 1,128 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: All of the restricted stock units will vest on August 9, 2025. F2 · derivative.expiration_date: All of the restricted stock units will vest on August 9, 2025. Read SEC document |
| August 12, 2023 Filed Aug 14, 2023 13:16 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 1,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045505 · doc4.xml · derivative · entry 3 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 12, 2022 the reporting person was granted 1,446 restricted stock units vesting on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 12, 2022 the reporting person was granted 1,446 restricted stock units vesting on the first anniversary of the grant date. Read SEC document |
| August 12, 2023 Filed Aug 14, 2023 13:16 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 1,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-045505 · doc4.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 13:16 UTC | WESTLAKE CORP WLK · Entity 3555 | GrantRestricted Stock Units · Derivative | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045505 · doc4.xml · derivative · entry 2 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,136 Underlying: Common Stock · 1,136 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: All of the restricted stock units will vest on August 11, 2024. F2 · derivative.expiration_date: All of the restricted stock units will vest on August 11, 2024. Read SEC document |
| August 13, 2022 Filed Aug 15, 2022 19:23 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 1,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016165 · doc1.xml · derivative · entry 3 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 13, 2021 the reporting person was granted 1,763 restricted stock units vesting on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 13, 2021 the reporting person was granted 1,763 restricted stock units vesting on the first anniversary of the grant date. Read SEC document |
| August 13, 2022 Filed Aug 15, 2022 19:23 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 1,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-016165 · doc1.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 19:23 UTC | WESTLAKE CORP WLK · Entity 3555 | GrantRestricted Stock Units · Derivative | 1,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016165 · doc1.xml · derivative · entry 2 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,446 Underlying: Common Stock · 1,446 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: All of the restricted stock units will vest on August 12, 2023. F2 · derivative.expiration_date: All of the restricted stock units will vest on August 12, 2023. Read SEC document |
| August 14, 2021 Filed Aug 16, 2021 17:57 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-015718 · doc1.xml · derivative · entry 3 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 14, 2020 the reporting person was granted 2,400 restricted stock units vesting on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 14, 2020 the reporting person was granted 2,400 restricted stock units vesting on the first anniversary of the grant date. Read SEC document |
| August 14, 2021 Filed Aug 16, 2021 17:57 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 2,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-015718 · doc1.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 17:57 UTC | WESTLAKE CORP WLK · Entity 3555 | GrantRestricted Stock Units · Derivative | 1,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-015718 · doc1.xml · derivative · entry 2 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,763 Underlying: Common Stock · 1,763 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: All of the restricted stock units will vest on August 13, 2022. F2 · derivative.expiration_date: All of the restricted stock units will vest on August 13, 2022. Read SEC document |
| August 16, 2020 Filed Aug 17, 2020 16:22 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 2,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-015595 · doc1.xml · derivative · entry 3 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date. Read SEC document |
| August 16, 2020 Filed Aug 17, 2020 16:22 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 2,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-015595 · doc1.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 16:22 UTC | WESTLAKE CORP WLK · Entity 3555 | GrantRestricted Stock Units · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-015595 · doc1.xml · derivative · entry 2 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 2,400 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: All of the restricted stock units will vest on August 14, 2021. F2 · derivative.expiration_date: All of the restricted stock units will vest on August 14, 2021. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:58 UTC | Dell Technologies Inc. DELL · Entity 2822 | Disposition to issuerClass C Common Stock | 96,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000215 · edgar.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects 28,805 unvested time-based restricted stock units and 67,212 unvested performance-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc. F1 · shares: Reflects 28,805 unvested time-based restricted stock units and 67,212 unvested performance-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:34 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 167,275 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-001318 · edgar.xml · derivative · entry 5 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 2,927,318 Underlying: Class C Common Stock · 167,275 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are fully vested. F6 · balance_after: Consists of 1,713,886 time-based options and 1,213,432 performance-based options. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:34 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 2,200 | $48.51 | $106,722.00 |
DisclosureSEC source: 0001123292-19-001318 · edgar.xml · nonDerivative · entry 3 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 represents a weighted average sales price of $48.511. These shares were sold in multiple transactions at prices ranging from $48.35 to $48.64, inclusive. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:34 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 165,075 | $47.86 | $7,900,489.50 |
DisclosureSEC source: 0001123292-19-001318 · edgar.xml · nonDerivative · entry 2 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 2,200 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $47.864. These shares were sold in multiple transactions at prices ranging from $47.34 to $48.34, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 3 and 4. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:34 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 167,275 | $13.75 | $2,300,031.25 |
DisclosureSEC source: 0001123292-19-001318 · edgar.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 167,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:52 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 167,275 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-001252 · edgar.xml · derivative · entry 4 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 3,094,593 Underlying: Class C Common Stock · 167,275 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F5 · balance_after: Consists of 1,713,886 time-based options and 1,380,707 performance-based options. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:52 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 167,275 | $53.12 | $8,885,648.00 |
DisclosureSEC source: 0001123292-19-001252 · edgar.xml · nonDerivative · entry 2 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $53.12. These shares were sold in multiple transactions at prices ranging from $52.80 to $53.35, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:52 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 167,275 | $13.75 | $2,300,031.25 |
DisclosureSEC source: 0001123292-19-001252 · edgar.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 167,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:44 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 167,275 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-001200 · edgar.xml · derivative · entry 5 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 3,261,868 Underlying: Class C Common Stock · 167,275 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are fully vested. F6 · balance_after: Consists of 1,713,886 time-based options and 1,547,982 performance-based options. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:44 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 19,248 | $52.65 | $1,013,407.20 |
DisclosureSEC source: 0001123292-19-001200 · edgar.xml · nonDerivative · entry 3 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 represents a weighted average sales price of $52.65. These shares were sold in multiple transactions at prices ranging from $52.42 to $52.89, inclusive. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:44 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 148,027 | $51.78 | $7,664,838.06 |
DisclosureSEC source: 0001123292-19-001200 · edgar.xml · nonDerivative · entry 2 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 19,248 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.781. These shares were sold in multiple transactions at prices ranging from $51.40 to $52.39, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 3 and 4. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:44 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 167,275 | $13.75 | $2,300,031.25 |
DisclosureSEC source: 0001123292-19-001200 · edgar.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 167,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:55 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 167,275 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-001095 · edgar.xml · derivative · entry 7 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 3,429,143 Underlying: Class C Common Stock · 167,275 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options are fully vested. F8 · balance_after: Consists of 1,713,886 time-based options and 1,715,257 performance-based options. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:55 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 8,000 | $52.91 | $423,280.00 |
DisclosureSEC source: 0001123292-19-001095 · edgar.xml · nonDerivative · entry 5 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F6 · price: The price reported in Column 4 represents a weighted average sales price of $52.908. These shares were sold in multiple transactions at prices ranging from $52.72 to $53.07, inclusive. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:55 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 20,500 | $52.13 | $1,068,665.00 |
DisclosureSEC source: 0001123292-19-001095 · edgar.xml · nonDerivative · entry 4 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 8,000 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 represents a weighted average sales price of $52.13. These shares were sold in multiple transactions at prices ranging from $51.69 to $52.66, inclusive. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:55 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 93,631 | $51.28 | $4,801,397.68 |
DisclosureSEC source: 0001123292-19-001095 · edgar.xml · nonDerivative · entry 3 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 28,500 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 represents a weighted average sales price of $51.284. These shares were sold in multiple transactions at prices ranging from $50.68 to $51.67, inclusive. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:55 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 45,144 | $50.19 | $2,265,777.36 |
DisclosureSEC source: 0001123292-19-001095 · edgar.xml · nonDerivative · entry 2 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 122,131 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $50.193. These shares were sold in multiple transactions at prices ranging from $49.67 to $50.66, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 3, 4, 5 and 6. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:55 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 167,275 | $13.75 | $2,300,031.25 |
DisclosureSEC source: 0001123292-19-001095 · edgar.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 167,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| August 17, 2019 Filed Aug 19, 2019 13:41 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 1,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017226 · doc1.xml · derivative · entry 3 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,409 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date. Read SEC document |
| August 17, 2019 Filed Aug 19, 2019 13:41 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 1,409 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-017226 · doc1.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 13:41 UTC | WESTLAKE CORP WLK · Entity 3555 | GrantRestricted Stock Units · Derivative | 2,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017226 · doc1.xml · derivative · entry 2 Haas Marius · CIK 0001556683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,387 Underlying: Common Stock · 2,387 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: All of the restricted stock units will vest on August 16, 2020. F2 · derivative.expiration_date: All of the restricted stock units will vest on August 16, 2020. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:33 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 167,275 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-001031 · edgar.xml · derivative · entry 5 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 3,596,418 Underlying: Class C Common Stock · 167,275 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F5 · balance_after: Consists of 1,713,886 time-based options and 1,882,532 performance-based options. F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:33 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 88,707 | $55.84 | $4,953,398.88 |
DisclosureSEC source: 0001123292-19-001031 · edgar.xml · nonDerivative · entry 3 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 0 F2 · price: The price reported in Column 4 represents a weighted average sales price of $55.836. These shares were sold in multiple transactions at prices ranging from $55.51 to $56.24, inclusive. F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:33 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 78,568 | $55.11 | $4,329,882.48 |
DisclosureSEC source: 0001123292-19-001031 · edgar.xml · nonDerivative · entry 2 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 88,707 F1 · price: The price reported in Column 4 represents a weighted average sales price of $55.112. These shares were sold in multiple transactions at prices ranging from $54.51 to $55.50, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes 1 and 2. F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:33 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 167,275 | $13.75 | $2,300,031.25 |
DisclosureSEC source: 0001123292-19-001031 · edgar.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 167,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:40 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 56,163 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-000981 · edgar.xml · derivative · entry 4 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 3,763,693 Underlying: Class C Common Stock · 56,163 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F5 · balance_after: Consists of 1,713,886 time-based options and 2,049,807 performance-based options. F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:40 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 56,163 | $51.68 | $2,902,503.84 |
DisclosureSEC source: 0001123292-19-000981 · edgar.xml · nonDerivative · entry 2 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.682. These shares were sold in multiple transactions at prices ranging from $51.28 to $52.20, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:40 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 56,163 | $13.75 | $772,241.25 |
DisclosureSEC source: 0001123292-19-000981 · edgar.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 56,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 23:30 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 189,464 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-000971 · edgar.xml · derivative · entry 5 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 3,819,856 Underlying: Class C Common Stock · 189,464 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are fully vested. F6 · balance_after: Consists of 1,713,886 time-based options and 2,105,970 performance-based options. F4 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 23:30 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 8,193 | $51.90 | $425,216.70 |
DisclosureSEC source: 0001123292-19-000971 · edgar.xml · nonDerivative · entry 3 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.903. These shares were sold in multiple transactions at prices ranging from $51.66 to $52.61, inclusive. F4 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 23:30 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 181,271 | $51.16 | $9,273,824.36 |
DisclosureSEC source: 0001123292-19-000971 · edgar.xml · nonDerivative · entry 2 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 8,193 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.157. These shares were sold in multiple transactions at prices ranging from $50.66 to $51.64, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes 2 and 3 to this Form 4. F4 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 23:30 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 189,464 | $13.75 | $2,605,130.00 |
DisclosureSEC source: 0001123292-19-000971 · edgar.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 189,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 23:32 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 172,562 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-000930 · edgar.xml · derivative · entry 6 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 4,009,320 Underlying: Class C Common Stock · 172,562 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options are fully vested. F7 · balance_after: Consists of 1,713,886 time-based options and 2,295,434 performance-based options. F5 · ownership.nature: Held by a limited partnership, the limited partners of which are the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 23:32 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 19,967 | $52.78 | $1,053,858.26 |
DisclosureSEC source: 0001123292-19-000930 · edgar.xml · nonDerivative · entry 4 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 represents a weighted average sales price of $52.779. These shares were sold in multiple transactions at prices ranging from $52.75 to $52.86, inclusive. F5 · ownership.nature: Held by a limited partnership, the limited partners of which are the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.