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Haas Marius

Disclosed activity across 3 companies

Tapewire entity
11907
SEC CIK
0001556683

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Fermi Inc.FRMI · Entity 1231DirectorJune 01, 2026June 04, 2026
WESTLAKE CORPWLK · Entity 3555DirectorAugust 09, 2024August 12, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fermi Inc.

Report date June 01, 2026 · Filed June 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,075,094 Reported balance After 2026-06-01 transaction · row 1
1 source row

Row 1 · 2026-06-01 · Grant · Acquired 175,094 · Balance 1,075,094

F1: Represents an award of restricted stock units ("RSUs") of the Issuer granted to Mr. Haas under the Issuer's 2025 Long-Term Incentive Plan that will generally vest as follows: (i) 69,638 RSUs on September 30, 2026, (ii) 35,818 RSUs on May 29, 2027, and (iii) 69,638 RSUs on September 30, 2027, in each case subject to Mr. Haas's continued service relationship with the Issuer through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units ("RSUs") of the Issuer granted to Mr. Haas under the Issuer's 2025 Long-Term Incentive Plan that will generally vest as follows: (i) 69,638 RSUs on September 30, 2026, (ii) 35,818 RSUs on May 29, 2027, and (iii) 69,638 RSUs on September 30, 2027, in each case subject to Mr. Haas's continued service relationship with the Issuer through such date.

WESTLAKE CORP

Report date August 09, 2024 · Filed August 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,631 Reported balance After 2024-08-11 transaction · row 1
1 source row

Row 1 · 2024-08-11 · Exercise / conversion · Acquired 1,136 · Balance 11,631

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,128 Reported balance After 2024-08-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-08-09 · Grant · Acquired 1,128 · Balance 1,128

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2: All of the restricted stock units will vest on August 9, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-08-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-08-11 · Exercise / conversion · Disposed 1,136 · Balance 0

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3: On August 11, 2023 the reporting person was granted 1,136 restricted stock units vesting on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2: All of the restricted stock units will vest on August 9, 2025.

F3: On August 11, 2023 the reporting person was granted 1,136 restricted stock units vesting on the first anniversary of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Dell Technologies Inc.

Report date January 31, 2020 · Filed February 04, 2020

Section 16 reporting ended · disclosed 2020-02-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-01-31 transaction · row 1
1 source row

Row 1 · 2020-01-31 · Disposition to issuer · Disposed 96,017 · Balance 0

F1: Reflects 28,805 unvested time-based restricted stock units and 67,212 unvested performance-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects 28,805 unvested time-based restricted stock units and 67,212 unvested performance-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2026 Filed Jun 4, 2026 00:41 UTC Fermi Inc. FRMI · Entity 1231 GrantCommon Stock 175,094 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-064970 · ownership.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,075,094

F1 · shares: Represents an award of restricted stock units ("RSUs") of the Issuer granted to Mr. Haas under the Issuer's 2025 Long-Term Incentive Plan that will generally vest as follows: (i) 69,638 RSUs on September 30, 2026, (ii) 35,818 RSUs on May 29, 2027, and (iii) 69,638 RSUs on September 30, 2027, in each case subject to Mr. Haas's continued service relationship with the Issuer through such date.

Read SEC document
August 11, 2024 Filed Aug 12, 2024 15:24 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 1,136 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095192 · ownership.xml · derivative · entry 3

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 11, 2023 the reporting person was granted 1,136 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 11, 2023 the reporting person was granted 1,136 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 11, 2024 Filed Aug 12, 2024 15:24 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 1,136 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-095192 · ownership.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 15:24 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 1,128 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095192 · ownership.xml · derivative · entry 2

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,128

Underlying: Common Stock · 1,128 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 9, 2025.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 9, 2025.

Read SEC document
August 12, 2023 Filed Aug 14, 2023 13:16 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 1,446 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045505 · doc4.xml · derivative · entry 3

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 12, 2022 the reporting person was granted 1,446 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 12, 2022 the reporting person was granted 1,446 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 12, 2023 Filed Aug 14, 2023 13:16 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 1,446 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045505 · doc4.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 13:16 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 1,136 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045505 · doc4.xml · derivative · entry 2

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,136

Underlying: Common Stock · 1,136 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 11, 2024.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 11, 2024.

Read SEC document
August 13, 2022 Filed Aug 15, 2022 19:23 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 1,763 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-016165 · doc1.xml · derivative · entry 3

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 13, 2021 the reporting person was granted 1,763 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 13, 2021 the reporting person was granted 1,763 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 13, 2022 Filed Aug 15, 2022 19:23 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 1,763 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-016165 · doc1.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 19:23 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 1,446 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-016165 · doc1.xml · derivative · entry 2

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446

Underlying: Common Stock · 1,446 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 12, 2023.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 12, 2023.

Read SEC document
August 14, 2021 Filed Aug 16, 2021 17:57 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-015718 · doc1.xml · derivative · entry 3

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 14, 2020 the reporting person was granted 2,400 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 14, 2020 the reporting person was granted 2,400 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 14, 2021 Filed Aug 16, 2021 17:57 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 2,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-015718 · doc1.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 17:57 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 1,763 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-015718 · doc1.xml · derivative · entry 2

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763

Underlying: Common Stock · 1,763 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 13, 2022.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 13, 2022.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:22 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015595 · doc1.xml · derivative · entry 3

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 16, 2019 the reporting person was granted 2,387 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 16:22 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 2,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-015595 · doc1.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 16:22 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-015595 · doc1.xml · derivative · entry 2

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 14, 2021.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 14, 2021.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:58 UTC Dell Technologies Inc. DELL · Entity 2822 Disposition to issuerClass C Common Stock 96,017 $0.00 $0.00
Disclosure

SEC source: 0001123292-20-000215 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects 28,805 unvested time-based restricted stock units and 67,212 unvested performance-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc.

F1 · shares: Reflects 28,805 unvested time-based restricted stock units and 67,212 unvested performance-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:34 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 167,275 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001318 · edgar.xml · derivative · entry 5

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 2,927,318

Underlying: Class C Common Stock · 167,275 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

F6 · balance_after: Consists of 1,713,886 time-based options and 1,213,432 performance-based options.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:34 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 2,200 $48.51 $106,722.00
Disclosure

SEC source: 0001123292-19-001318 · edgar.xml · nonDerivative · entry 3

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 represents a weighted average sales price of $48.511. These shares were sold in multiple transactions at prices ranging from $48.35 to $48.64, inclusive.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:34 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 165,075 $47.86 $7,900,489.50
Disclosure

SEC source: 0001123292-19-001318 · edgar.xml · nonDerivative · entry 2

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 2,200

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $47.864. These shares were sold in multiple transactions at prices ranging from $47.34 to $48.34, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 3 and 4.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:34 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionClass C Common Stock 167,275 $13.75 $2,300,031.25
Disclosure

SEC source: 0001123292-19-001318 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 167,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:52 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 167,275 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001252 · edgar.xml · derivative · entry 4

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 3,094,593

Underlying: Class C Common Stock · 167,275 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

F5 · balance_after: Consists of 1,713,886 time-based options and 1,380,707 performance-based options.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:52 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 167,275 $53.12 $8,885,648.00
Disclosure

SEC source: 0001123292-19-001252 · edgar.xml · nonDerivative · entry 2

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $53.12. These shares were sold in multiple transactions at prices ranging from $52.80 to $53.35, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:52 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionClass C Common Stock 167,275 $13.75 $2,300,031.25
Disclosure

SEC source: 0001123292-19-001252 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 167,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:44 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 167,275 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001200 · edgar.xml · derivative · entry 5

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 3,261,868

Underlying: Class C Common Stock · 167,275 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

F6 · balance_after: Consists of 1,713,886 time-based options and 1,547,982 performance-based options.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:44 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 19,248 $52.65 $1,013,407.20
Disclosure

SEC source: 0001123292-19-001200 · edgar.xml · nonDerivative · entry 3

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 represents a weighted average sales price of $52.65. These shares were sold in multiple transactions at prices ranging from $52.42 to $52.89, inclusive.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:44 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 148,027 $51.78 $7,664,838.06
Disclosure

SEC source: 0001123292-19-001200 · edgar.xml · nonDerivative · entry 2

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 19,248

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.781. These shares were sold in multiple transactions at prices ranging from $51.40 to $52.39, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 3 and 4.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

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October 01, 2019 Filed Oct 3, 2019 21:44 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionClass C Common Stock 167,275 $13.75 $2,300,031.25
Disclosure

SEC source: 0001123292-19-001200 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 167,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

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August 30, 2019 Filed Sep 4, 2019 20:55 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 167,275 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001095 · edgar.xml · derivative · entry 7

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 3,429,143

Underlying: Class C Common Stock · 167,275 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options are fully vested.

F8 · balance_after: Consists of 1,713,886 time-based options and 1,715,257 performance-based options.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

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August 30, 2019 Filed Sep 4, 2019 20:55 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 8,000 $52.91 $423,280.00
Disclosure

SEC source: 0001123292-19-001095 · edgar.xml · nonDerivative · entry 5

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 represents a weighted average sales price of $52.908. These shares were sold in multiple transactions at prices ranging from $52.72 to $53.07, inclusive.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

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August 30, 2019 Filed Sep 4, 2019 20:55 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 20,500 $52.13 $1,068,665.00
Disclosure

SEC source: 0001123292-19-001095 · edgar.xml · nonDerivative · entry 4

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 8,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 represents a weighted average sales price of $52.13. These shares were sold in multiple transactions at prices ranging from $51.69 to $52.66, inclusive.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:55 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 93,631 $51.28 $4,801,397.68
Disclosure

SEC source: 0001123292-19-001095 · edgar.xml · nonDerivative · entry 3

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 28,500

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 represents a weighted average sales price of $51.284. These shares were sold in multiple transactions at prices ranging from $50.68 to $51.67, inclusive.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:55 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 45,144 $50.19 $2,265,777.36
Disclosure

SEC source: 0001123292-19-001095 · edgar.xml · nonDerivative · entry 2

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 122,131

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $50.193. These shares were sold in multiple transactions at prices ranging from $49.67 to $50.66, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 3, 4, 5 and 6.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:55 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionClass C Common Stock 167,275 $13.75 $2,300,031.25
Disclosure

SEC source: 0001123292-19-001095 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 167,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:41 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017226 · doc1.xml · derivative · entry 3

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

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August 17, 2019 Filed Aug 19, 2019 13:41 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 1,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017226 · doc1.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 13:41 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017226 · doc1.xml · derivative · entry 2

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common Stock · 2,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 16, 2020.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 16, 2020.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:33 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 167,275 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001031 · edgar.xml · derivative · entry 5

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 3,596,418

Underlying: Class C Common Stock · 167,275 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

F5 · balance_after: Consists of 1,713,886 time-based options and 1,882,532 performance-based options.

F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:33 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 88,707 $55.84 $4,953,398.88
Disclosure

SEC source: 0001123292-19-001031 · edgar.xml · nonDerivative · entry 3

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 0

F2 · price: The price reported in Column 4 represents a weighted average sales price of $55.836. These shares were sold in multiple transactions at prices ranging from $55.51 to $56.24, inclusive.

F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:33 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 78,568 $55.11 $4,329,882.48
Disclosure

SEC source: 0001123292-19-001031 · edgar.xml · nonDerivative · entry 2

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 88,707

F1 · price: The price reported in Column 4 represents a weighted average sales price of $55.112. These shares were sold in multiple transactions at prices ranging from $54.51 to $55.50, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes 1 and 2.

F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:33 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionClass C Common Stock 167,275 $13.75 $2,300,031.25
Disclosure

SEC source: 0001123292-19-001031 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 167,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:40 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 56,163 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-000981 · edgar.xml · derivative · entry 4

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 3,763,693

Underlying: Class C Common Stock · 56,163 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

F5 · balance_after: Consists of 1,713,886 time-based options and 2,049,807 performance-based options.

F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:40 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 56,163 $51.68 $2,902,503.84
Disclosure

SEC source: 0001123292-19-000981 · edgar.xml · nonDerivative · entry 2

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.682. These shares were sold in multiple transactions at prices ranging from $51.28 to $52.20, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:40 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionClass C Common Stock 56,163 $13.75 $772,241.25
Disclosure

SEC source: 0001123292-19-000981 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 56,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 23:30 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 189,464 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-000971 · edgar.xml · derivative · entry 5

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 3,819,856

Underlying: Class C Common Stock · 189,464 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

F6 · balance_after: Consists of 1,713,886 time-based options and 2,105,970 performance-based options.

F4 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 23:30 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 8,193 $51.90 $425,216.70
Disclosure

SEC source: 0001123292-19-000971 · edgar.xml · nonDerivative · entry 3

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.903. These shares were sold in multiple transactions at prices ranging from $51.66 to $52.61, inclusive.

F4 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 23:30 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 181,271 $51.16 $9,273,824.36
Disclosure

SEC source: 0001123292-19-000971 · edgar.xml · nonDerivative · entry 2

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 8,193

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.157. These shares were sold in multiple transactions at prices ranging from $50.66 to $51.64, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes 2 and 3 to this Form 4.

F4 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 23:30 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionClass C Common Stock 189,464 $13.75 $2,605,130.00
Disclosure

SEC source: 0001123292-19-000971 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 189,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 23:32 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 172,562 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-000930 · edgar.xml · derivative · entry 6

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 4,009,320

Underlying: Class C Common Stock · 172,562 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options are fully vested.

F7 · balance_after: Consists of 1,713,886 time-based options and 2,295,434 performance-based options.

F5 · ownership.nature: Held by a limited partnership, the limited partners of which are the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 23:32 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 19,967 $52.78 $1,053,858.26
Disclosure

SEC source: 0001123292-19-000930 · edgar.xml · nonDerivative · entry 4

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 represents a weighted average sales price of $52.779. These shares were sold in multiple transactions at prices ranging from $52.75 to $52.86, inclusive.

F5 · ownership.nature: Held by a limited partnership, the limited partners of which are the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.