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WESTLAKE CORP

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3555
SEC CIK
0001262823
Parsed reports
574

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2019 Filed Feb 19, 2019 17:47 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
GrantEmployee Option (right to buy) · Derivative 14,417 $0.00 Strike: $79.83 $0.00
Disclosure

SEC source: 0001567619-19-004785 · doc1.xml · derivative · entry 1

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,417

Underlying: Common Stock · 14,417 shares

Expires 2029-02-15

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2020, 2021 and 2022, respectively.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:45 UTC
Chao JamesDirector · Chairman · 10% owner
GrantRestricted Stock Units · Derivative 14,683 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004783 · doc1.xml · derivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,683

Underlying: Common Stock · 14,683 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 15, 2022.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 15, 2022.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:45 UTC
Chao JamesDirector · Chairman · 10% owner
GrantEmployee Option (right to buy) · Derivative 55,766 $0.00 Strike: $79.83 $0.00
Disclosure

SEC source: 0001567619-19-004783 · doc1.xml · derivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,766

Underlying: Common Stock · 55,766 shares

Expires 2029-02-15

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2020, 2021 and 2022, respectively.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:42 UTC
Chao AlbertDirector · President & CEO · 10% owner
GrantRestricted Stock Units · Derivative 18,354 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004781 · doc1.xml · derivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,354

Underlying: Common Stock · 18,354 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 15, 2022.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 15, 2022.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:42 UTC
Chao AlbertDirector · President & CEO · 10% owner
GrantEmployee Option (right to buy) · Derivative 69,708 $0.00 Strike: $79.83 $0.00
Disclosure

SEC source: 0001567619-19-004781 · doc1.xml · derivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,708

Underlying: Common Stock · 69,708 shares

Expires 2029-02-15

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2020, 2021 and 2022, respectively.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:44 UTC
Mangieri George JSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004782 · doc1.xml · derivative · entry 2

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111

Underlying: Common Stock · 1,111 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 15, 2022.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 15, 2022.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:44 UTC
Mangieri George JSVP & Chief Accounting Officer
GrantEmployee Option (right to buy) · Derivative 4,218 $0.00 Strike: $79.83 $0.00
Disclosure

SEC source: 0001567619-19-004782 · doc1.xml · derivative · entry 1

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,218

Underlying: Common Stock · 4,218 shares

Expires 2029-02-15

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2020, 2021 and 2022, respectively.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:48 UTC GrantEmployee Option (right to buy) · Derivative 18,061 $0.00 Strike: $79.83 $0.00
Disclosure

SEC source: 0001567619-19-004786 · doc1.xml · derivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,061

Underlying: Common Stock · 18,061 shares

Expires 2029-02-15

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2020, 2021 and 2022, respectively.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:46 UTC
Teel Lawrence E.EVP, Olefins
GrantRestricted Stock Units · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004784 · doc1.xml · derivative · entry 2

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,869

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 15, 2022.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 15, 2022.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:46 UTC
Teel Lawrence E.EVP, Olefins
GrantEmployee Option (right to buy) · Derivative 14,694 $0.00 Strike: $79.83 $0.00
Disclosure

SEC source: 0001567619-19-004784 · doc1.xml · derivative · entry 1

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,694

Underlying: Common Stock · 14,694 shares

Expires 2029-02-15

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2020, 2021 and 2022, respectively.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:41 UTC
Kearns Roger L.EVP, Vinyls Chemicals
GrantRestricted Stock Units · Derivative 3,296 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004780 · doc1.xml · derivative · entry 2

Kearns Roger L. · CIK 0001739128 · EVP, Vinyls Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,296

Underlying: Common Stock · 3,296 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 15, 2022.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 15, 2022.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:41 UTC
Kearns Roger L.EVP, Vinyls Chemicals
GrantEmployee Option (right to buy) · Derivative 12,519 $0.00 Strike: $79.83 $0.00
Disclosure

SEC source: 0001567619-19-004780 · doc1.xml · derivative · entry 1

Kearns Roger L. · CIK 0001739128 · EVP, Vinyls Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,519

Underlying: Common Stock · 12,519 shares

Expires 2029-02-15

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2020, 2021 and 2022, respectively.

Read SEC document
January 05, 2019 Filed Jan 7, 2019 20:07 UTC
Chao David Tsung-HungDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,090 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000691 · doc1.xml · derivative · entry 3

Chao David Tsung-Hung · CIK 0001726418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 5, 2018 the reporting person was granted 1,090 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 5, 2018 the reporting person was granted 1,090 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
January 05, 2019 Filed Jan 7, 2019 20:07 UTC
Chao David Tsung-HungDirector · 10% owner
Exercise / conversionCommon Stock 1,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-000691 · doc1.xml · nonDerivative · entry 1

Chao David Tsung-Hung · CIK 0001726418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
January 05, 2019 Filed Jan 7, 2019 20:08 UTC Exercise / conversionRestricted Stock Units · Derivative 1,090 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000693 · doc1.xml · derivative · entry 2

Sheets Jeffrey Wayne · CIK 0001447712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 5, 2018 the reporting person was granted 1,090 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 5, 2018 the reporting person was granted 1,090 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
January 05, 2019 Filed Jan 7, 2019 20:08 UTC Exercise / conversionCommon Stock 1,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-000693 · doc1.xml · nonDerivative · entry 1

Sheets Jeffrey Wayne · CIK 0001447712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
January 05, 2019 Filed Jan 7, 2019 20:07 UTC
Haas MariusDirector
Exercise / conversionRestricted Stock Units · Derivative 1,090 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000692 · doc1.xml · derivative · entry 2

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 5, 2018 the reporting person was granted 1,090 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 5, 2018 the reporting person was granted 1,090 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
January 05, 2019 Filed Jan 7, 2019 20:07 UTC
Haas MariusDirector
Exercise / conversionCommon Stock 1,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-000692 · doc1.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 14:29 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 30,640 $0.00 Strike: $7.12 $0.00
Disclosure

SEC source: 0001567619-18-006577 · doc1.xml · derivative · entry 5

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,640 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 13, 2009, 2010 and 2011.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 14:29 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon Stock 7,120 $72.09 $513,295.04
Disclosure

SEC source: 0001567619-18-006577 · doc1.xml · nonDerivative · entry 3

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,654

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $71.97 to $72.26, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 14:29 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon Stock 17,389 $71.62 $1,245,313.24
Disclosure

SEC source: 0001567619-18-006577 · doc1.xml · nonDerivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,774

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $70.96 to $71.96, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 14:29 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 30,640 $7.12 $218,156.80
Disclosure

SEC source: 0001567619-18-006577 · doc1.xml · nonDerivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 18:06 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 30,640 $0.00 Strike: $7.12 $0.00
Disclosure

SEC source: 0001567619-18-006512 · doc1.xml · derivative · entry 11

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,640

Underlying: Common Stock · 30,640 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 13, 2009, 2010 and 2011.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 18:06 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon stock 1,100 $71.98 $79,181.30
Disclosure

SEC source: 0001567619-18-006512 · doc1.xml · nonDerivative · entry 8

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,523

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $71.93 to $72.06, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 18:06 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon stock 16,309 $71.48 $1,165,702.08
Disclosure

SEC source: 0001567619-18-006512 · doc1.xml · nonDerivative · entry 7

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,623

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $70.90 to $71.89, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 18:06 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon stock 7,100 $70.43 $500,060.10
Disclosure

SEC source: 0001567619-18-006512 · doc1.xml · nonDerivative · entry 6

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,932

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $69.87 to $70.86, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 18:06 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 30,640 $7.12 $218,156.80
Disclosure

SEC source: 0001567619-18-006512 · doc1.xml · nonDerivative · entry 5

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 18:06 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 30,639 $0.00 Strike: $7.12 $0.00
Disclosure

SEC source: 0001567619-18-006512 · doc1.xml · derivative · entry 10

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,280

Underlying: Common Stock · 30,639 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 13, 2009, 2010 and 2011.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 18:06 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon stock 900 $72.50 $65,250.00
Disclosure

SEC source: 0001567619-18-006512 · doc1.xml · nonDerivative · entry 4

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,392

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $72.38 to $72.64, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 18:06 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon stock 13,202 $71.77 $947,494.34
Disclosure

SEC source: 0001567619-18-006512 · doc1.xml · nonDerivative · entry 3

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,292

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $71.37 to $72.37, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 18:06 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon stock 10,519 $70.92 $745,954.89
Disclosure

SEC source: 0001567619-18-006512 · doc1.xml · nonDerivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,494

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $70.36 to $71.35, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 18:06 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 30,639 $7.12 $218,149.68
Disclosure

SEC source: 0001567619-18-006512 · doc1.xml · nonDerivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 18:14 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 25,000 $0.00 Strike: $7.12 $0.00
Disclosure

SEC source: 0001567619-18-006128 · doc1.xml · derivative · entry 10

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,919

Underlying: Common Stock · 25,000 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 13, 2009, 2010 and 2011.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 18:14 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon stock 1,200 $73.20 $87,840.00
Disclosure

SEC source: 0001567619-18-006128 · doc1.xml · nonDerivative · entry 7

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,374

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $73.12 to $73.32, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 18:14 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon stock 3,600 $72.47 $260,892.00
Disclosure

SEC source: 0001567619-18-006128 · doc1.xml · nonDerivative · entry 6

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,574

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $72.02 to $72.85, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 18:14 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon stock 10,200 $71.28 $727,056.00
Disclosure

SEC source: 0001567619-18-006128 · doc1.xml · nonDerivative · entry 5

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,174

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $71.00 to $71.99, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 13, 2018 Filed Nov 14, 2018 18:14 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 25,000 $7.12 $178,000.00
Disclosure

SEC source: 0001567619-18-006128 · doc1.xml · nonDerivative · entry 4

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 12, 2018 Filed Nov 14, 2018 18:14 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 38,973 $0.00 Strike: $7.12 $0.00
Disclosure

SEC source: 0001567619-18-006128 · doc1.xml · derivative · entry 9

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,919

Underlying: Common Stock · 38,973 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock options are excercisable in three equal installments on February 13, 2009, 2010 and 2011.

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November 12, 2018 Filed Nov 14, 2018 18:14 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon stock 6,900 $75.10 $518,190.00
Disclosure

SEC source: 0001567619-18-006128 · doc1.xml · nonDerivative · entry 3

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,374

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $74.83 to $75.38, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 12, 2018 Filed Nov 14, 2018 18:14 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon stock 18,100 $74.30 $1,344,830.00
Disclosure

SEC source: 0001567619-18-006128 · doc1.xml · nonDerivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,274

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $73.82 to $74.82, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 12, 2018 Filed Nov 14, 2018 18:14 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 38,973 $7.12 $277,487.76
Disclosure

SEC source: 0001567619-18-006128 · doc1.xml · nonDerivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 09:30 UTC
LUKENS MAX LDirector
Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001610 · doc1.xml · derivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

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August 21, 2018 Filed Aug 22, 2018 09:30 UTC
LUKENS MAX LDirector
Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-001610 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 09:32 UTC Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001612 · doc1.xml · derivative · entry 2

RILEY H JOHN JR · CIK 0001173593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

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August 21, 2018 Filed Aug 22, 2018 09:32 UTC Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-001612 · doc1.xml · nonDerivative · entry 1

RILEY H JOHN JR · CIK 0001173593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 13:30 UTC Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001609 · doc1.xml · derivative · entry 2

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

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August 21, 2018 Filed Aug 22, 2018 13:30 UTC Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-001609 · doc1.xml · nonDerivative · entry 1

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 09:28 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001607 · doc1.xml · derivative · entry 3

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

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August 21, 2018 Filed Aug 22, 2018 09:28 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-001607 · doc1.xml · nonDerivative · entry 1

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 13:31 UTC Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001611 · doc1.xml · derivative · entry 2

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.