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WESTLAKE CORP

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3555
SEC CIK
0001262823
Parsed reports
574

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2019 Filed Aug 19, 2019 13:41 UTC
Chao John Tsung-chenDirector · 10% owner
GrantRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017224 · doc1.xml · derivative · entry 3

Chao John Tsung-chen · CIK 0001746472 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common Stock · 2,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 16, 2020.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 16, 2020.

Read SEC document
May 18, 2019 Filed May 20, 2019 08:25 UTC
LUKENS MAX LDirector
Exercise / conversionRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011610 · doc1.xml · derivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 18, 2018 the reporting person was granted 103 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On May 18, 2018 the reporting person was granted 103 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
May 18, 2019 Filed May 20, 2019 08:25 UTC
LUKENS MAX LDirector
Exercise / conversionCommon Stock 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-011610 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
May 18, 2019 Filed May 20, 2019 12:23 UTC Exercise / conversionRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011608 · doc1.xml · derivative · entry 2

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 18, 2018 the reporting person was granted 103 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On May 18, 2018 the reporting person was granted 103 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
May 18, 2019 Filed May 20, 2019 12:23 UTC Exercise / conversionCommon Stock 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-011608 · doc1.xml · nonDerivative · entry 1

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
May 18, 2019 Filed May 20, 2019 08:24 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011609 · doc1.xml · derivative · entry 3

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 18, 2018 the reporting person was granted 103 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On May 18, 2018 the reporting person was granted 103 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
May 18, 2019 Filed May 20, 2019 08:24 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionCommon Stock 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-011609 · doc1.xml · nonDerivative · entry 1

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
May 18, 2019 Filed May 20, 2019 12:26 UTC Exercise / conversionRestricted Stock Units · Derivative 144 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011612 · doc1.xml · derivative · entry 2

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 18, 2018 the reporting person was granted 144 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On May 18, 2018 the reporting person was granted 144 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
May 18, 2019 Filed May 20, 2019 12:26 UTC Exercise / conversionCommon Stock 144 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-011612 · doc1.xml · nonDerivative · entry 1

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
May 18, 2019 Filed May 20, 2019 12:25 UTC Exercise / conversionRestricted Stock Units · Derivative 987 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011611 · doc1.xml · derivative · entry 2

MCCOLLUM MARK A · CIK 0001215888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 18, 2018 the reporting person was granted 987 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On May 18, 2018 the reporting person was granted 987 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
May 18, 2019 Filed May 20, 2019 12:25 UTC Exercise / conversionCommon Stock 987 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-011611 · doc1.xml · nonDerivative · entry 1

MCCOLLUM MARK A · CIK 0001215888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
May 15, 2019 Filed Feb 19, 2019 17:48 UTC GrantRestricted Stock Units · Derivative 4,755 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004786 · doc1.xml · derivative · entry 2

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,755

Underlying: Common Stock · 4,755 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 15, 2022.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 15, 2022.

Read SEC document
April 30, 2019 Filed May 1, 2019 12:28 UTC
Kearns Roger L.EVP, Vinyls Chemicals
Exercise / conversionRestricted Stock Units · Derivative 9,224 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-009503 · doc1.xml · derivative · entry 2

Kearns Roger L. · CIK 0001739128 · EVP, Vinyls Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,224

Underlying: Common Stock · 9,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 30, 2018, the reporting person was granted 18,448 restricted stock units vesting in two equal installments on the first and second anniversary of the grant date.

F2 · derivative.expiration_date: On April 30, 2018, the reporting person was granted 18,448 restricted stock units vesting in two equal installments on the first and second anniversary of the grant date.

Read SEC document
April 30, 2019 Filed May 1, 2019 12:28 UTC
Kearns Roger L.EVP, Vinyls Chemicals
Exercise / conversionCommon Stock 9,224 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-009503 · doc1.xml · nonDerivative · entry 1

Kearns Roger L. · CIK 0001739128 · EVP, Vinyls Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 14:06 UTC SaleCommon Stock 3,327 $69.92 $232,623.84
Disclosure

SEC source: 0001567619-19-007285 · doc1.xml · nonDerivative · entry 1

RILEY H JOHN JR · CIK 0001173593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,652

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $69.9166 to $69.9325, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 13:45 UTC
Buesinger Robert F.EVP, Vinyl Products
Tax withholdingCommon Stock 85 $75.53 $6,420.05
Disclosure

SEC source: 0001567619-19-004966 · doc1.xml · nonDerivative · entry 3

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,211

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $75.52 to $75.64, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 13:45 UTC
Buesinger Robert F.EVP, Vinyl Products
Tax withholdingCommon Stock 885 $73.29 $64,861.65
Disclosure

SEC source: 0001567619-19-004966 · doc1.xml · nonDerivative · entry 2

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,296

Read SEC document
February 19, 2019 Filed Feb 20, 2019 13:50 UTC
Kenner AndrewSVP - Chemical Manufacturing
Tax withholdingCommon Stock 68 $75.58 $5,139.44
Disclosure

SEC source: 0001567619-19-004970 · doc1.xml · nonDerivative · entry 3

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,488

Read SEC document
February 19, 2019 Filed Feb 20, 2019 13:50 UTC
Kenner AndrewSVP - Chemical Manufacturing
Tax withholdingCommon Stock 725 $73.29 $53,135.25
Disclosure

SEC source: 0001567619-19-004970 · doc1.xml · nonDerivative · entry 2

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,556

Read SEC document
February 19, 2019 Filed Feb 20, 2019 13:47 UTC
Chao JamesDirector · Chairman · 10% owner
Tax withholdingCommon Stock 462 $75.62 $34,936.44
Disclosure

SEC source: 0001567619-19-004968 · doc1.xml · nonDerivative · entry 3

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,323

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $75.56 to $75.65, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 13:47 UTC
Chao JamesDirector · Chairman · 10% owner
Tax withholdingCommon Stock 4,861 $73.29 $356,262.69
Disclosure

SEC source: 0001567619-19-004968 · doc1.xml · nonDerivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,785

Read SEC document
February 19, 2019 Filed Feb 20, 2019 18:46 UTC
Chao AlbertDirector · President & CEO · 10% owner
Tax withholdingCommon Stock 622 $75.79 $47,141.38
Disclosure

SEC source: 0001567619-19-004967 · doc1.xml · nonDerivative · entry 3

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,939

Read SEC document
February 19, 2019 Filed Feb 20, 2019 18:46 UTC
Chao AlbertDirector · President & CEO · 10% owner
Tax withholdingCommon Stock 6,547 $73.29 $479,829.63
Disclosure

SEC source: 0001567619-19-004967 · doc1.xml · nonDerivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,561

Read SEC document
February 19, 2019 Filed Feb 20, 2019 13:51 UTC
Mangieri George JSVP & Chief Accounting Officer
Tax withholdingCommon Stock 37 $75.57 $2,796.09
Disclosure

SEC source: 0001567619-19-004971 · doc1.xml · nonDerivative · entry 3

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,165

Read SEC document
February 19, 2019 Filed Feb 20, 2019 13:51 UTC
Mangieri George JSVP & Chief Accounting Officer
Tax withholdingCommon Stock 399 $73.29 $29,242.71
Disclosure

SEC source: 0001567619-19-004971 · doc1.xml · nonDerivative · entry 2

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,202

Read SEC document
February 19, 2019 Filed Feb 20, 2019 18:52 UTC
Teel Lawrence E.EVP, Olefins
Tax withholdingCommon Stock 75 $75.81 $5,685.75
Disclosure

SEC source: 0001567619-19-004972 · doc1.xml · nonDerivative · entry 3

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,398

Read SEC document
February 19, 2019 Filed Feb 20, 2019 18:52 UTC
Teel Lawrence E.EVP, Olefins
Tax withholdingCommon Stock 786 $73.29 $57,605.94
Disclosure

SEC source: 0001567619-19-004972 · doc1.xml · nonDerivative · entry 2

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,473

Read SEC document
February 19, 2019 Filed Feb 20, 2019 18:44 UTC Tax withholdingCommon Stock 152 $75.83 $11,526.16
Disclosure

SEC source: 0001567619-19-004965 · doc1.xml · nonDerivative · entry 3

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,614

Read SEC document
February 19, 2019 Filed Feb 20, 2019 18:44 UTC Tax withholdingCommon Stock 1,610 $73.29 $117,996.90
Disclosure

SEC source: 0001567619-19-004965 · doc1.xml · nonDerivative · entry 2

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,766

Read SEC document
February 18, 2019 Filed Feb 20, 2019 13:45 UTC
Buesinger Robert F.EVP, Vinyl Products
Exercise / conversionRestricted Stock Units · Derivative 3,539 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004966 · doc1.xml · derivative · entry 4

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 18, 2016, the reporting person was granted 3,539 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 18, 2016, the reporting person was granted 3,539 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 13:45 UTC
Buesinger Robert F.EVP, Vinyl Products
Exercise / conversionCommon Stock 3,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-004966 · doc1.xml · nonDerivative · entry 1

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 13:50 UTC
Kenner AndrewSVP - Chemical Manufacturing
Exercise / conversionRestricted Stock Units · Derivative 2,844 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004970 · doc1.xml · derivative · entry 4

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 18, 2016, the reporting person was granted 2,844 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 18, 2016, the reporting person was granted 2,844 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 13:50 UTC
Kenner AndrewSVP - Chemical Manufacturing
Exercise / conversionCommon Stock 2,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-004970 · doc1.xml · nonDerivative · entry 1

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 13:47 UTC
Chao JamesDirector · Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 17,154 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004968 · doc1.xml · derivative · entry 5

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 18, 2016, the reporting person was granted 17,154 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 18, 2016, the reporting person was granted 17,154 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 13:47 UTC
Chao JamesDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 17,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-004968 · doc1.xml · nonDerivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 18:46 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 21,454 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004967 · doc1.xml · derivative · entry 5

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 18, 2016, the reporting person was granted 21,454 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 18, 2016, the reporting person was granted 21,454 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 18:46 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 21,454 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-004967 · doc1.xml · nonDerivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 13:51 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,441 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004971 · doc1.xml · derivative · entry 4

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 18, 2016, the reporting person was granted 1,441 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 18, 2016, the reporting person was granted 1,441 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 13:51 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-004971 · doc1.xml · nonDerivative · entry 1

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

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February 18, 2019 Filed Feb 20, 2019 18:52 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionRestricted Stock Units · Derivative 3,137 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004972 · doc1.xml · derivative · entry 4

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 18, 2016, the reporting person was granted 3,137 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 18, 2016, the reporting person was granted 3,137 restricted stock units vesting on the third anniversary of the grant date.

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February 18, 2019 Filed Feb 20, 2019 18:52 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionCommon Stock 3,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-004972 · doc1.xml · nonDerivative · entry 1

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 18:49 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,302 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004969 · doc1.xml · derivative · entry 2

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 18, 2016, the reporting person was granted 3,302 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 18, 2016, the reporting person was granted 3,302 restricted stock units vesting on the third anniversary of the grant date.

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February 18, 2019 Filed Feb 20, 2019 18:49 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Exercise / conversionCommon Stock 3,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-004969 · doc1.xml · nonDerivative · entry 1

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 18:44 UTC Exercise / conversionRestricted Stock Units · Derivative 6,566 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004965 · doc1.xml · derivative · entry 4

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 18, 2016, the reporting person was granted 6,566 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On February 18, 2016, the reporting person was granted 6,566 restricted stock units vesting on the third anniversary of the grant date.

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February 18, 2019 Filed Feb 20, 2019 18:44 UTC Exercise / conversionCommon Stock 6,566 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-004965 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:48 UTC
Buesinger Robert F.EVP, Vinyl Products
GrantRestricted Stock Units · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004787 · doc1.xml · derivative · entry 2

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,869

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 15, 2022.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 15, 2022.

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February 15, 2019 Filed Feb 19, 2019 12:48 UTC
Buesinger Robert F.EVP, Vinyl Products
GrantEmployee Option (right to buy) · Derivative 14,694 $0.00 Strike: $79.83 $0.00
Disclosure

SEC source: 0001567619-19-004787 · doc1.xml · derivative · entry 1

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,694

Underlying: Common Stock · 14,694 shares

Expires 2029-02-15

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2020, 2021 and 2022, respectively.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:49 UTC
Kenner AndrewSVP - Chemical Manufacturing
GrantRestricted Stock Units · Derivative 2,859 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004788 · doc1.xml · derivative · entry 2

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,859

Underlying: Common Stock · 2,859 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 15, 2022.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 15, 2022.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:49 UTC
Kenner AndrewSVP - Chemical Manufacturing
GrantEmployee Option (right to buy) · Derivative 10,860 $0.00 Strike: $79.83 $0.00
Disclosure

SEC source: 0001567619-19-004788 · doc1.xml · derivative · entry 1

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,860

Underlying: Common Stock · 10,860 shares

Expires 2029-02-15

F1 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2020, 2021 and 2022, respectively.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:47 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
GrantRestricted Stock Units · Derivative 3,796 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004785 · doc1.xml · derivative · entry 2

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,796

Underlying: Common Stock · 3,796 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the restricted stock units will vest on February 15, 2022.

F3 · derivative.expiration_date: All of the restricted stock units will vest on February 15, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.