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WESTLAKE CORP

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3555
SEC CIK
0001262823
Parsed reports
574

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2019 Filed Dec 3, 2019 13:59 UTC
Buesinger Robert F.EVP, Vinyl Products
Exercise / conversionRestricted Stock Units · Derivative 4,995 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022523 · doc1.xml · derivative · entry 3

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On December 1, 2016, the reporting person was granted 4,995 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On December 1, 2016, the reporting person was granted 4,995 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 13:59 UTC
Buesinger Robert F.EVP, Vinyl Products
Exercise / conversionCommon Stock 4,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-022523 · doc1.xml · nonDerivative · entry 1

Buesinger Robert F. · CIK 0001488587 · EVP, Vinyl Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 14:02 UTC
Kenner AndrewSVP - Chemical Manufacturing
Exercise / conversionRestricted Stock Units · Derivative 3,330 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022524 · doc1.xml · derivative · entry 3

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On December 1, 2016, the reporting person was granted 3,330 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On December 1, 2016, the reporting person was granted 3,330 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 14:02 UTC
Kenner AndrewSVP - Chemical Manufacturing
Exercise / conversionCommon Stock 3,330 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-022524 · doc1.xml · nonDerivative · entry 1

Kenner Andrew · CIK 0001439749 · SVP - Chemical Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 14:04 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,330 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022525 · doc1.xml · derivative · entry 3

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On December 1, 2016, the reporting person was granted 3,330 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On December 1, 2016, the reporting person was granted 3,330 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 14:04 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 3,330 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-022525 · doc1.xml · nonDerivative · entry 1

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 18:56 UTC Exercise / conversionRestricted Stock Units · Derivative 8,324 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022522 · doc1.xml · derivative · entry 3

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On December 1, 2016, the reporting person was granted 8,324 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On December 1, 2016, the reporting person was granted 8,324 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 18:56 UTC Exercise / conversionCommon Stock 8,324 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-022522 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 19:08 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Exercise / conversionRestricted Stock Units · Derivative 8,324 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022528 · doc1.xml · derivative · entry 2

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On December 1, 2016, the reporting person was granted 8,324 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On December 1, 2016, the reporting person was granted 8,324 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 19:08 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Exercise / conversionCommon Stock 8,324 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-022528 · doc1.xml · nonDerivative · entry 1

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 19:07 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionRestricted Stock Units · Derivative 1,665 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022526 · doc1.xml · derivative · entry 3

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On December 1, 2016, the reporting person was granted 1,665 restricted stock units vesting on the third anniversary of the grant date.

F2 · derivative.expiration_date: On December 1, 2016, the reporting person was granted 1,665 restricted stock units vesting on the third anniversary of the grant date.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 19:07 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionCommon Stock 1,665 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-022526 · doc1.xml · nonDerivative · entry 1

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's shares of common stock on a one-for-one basis.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 09:41 UTC
Mangieri George JSVP & Chief Accounting Officer
SaleCommon Stock 1,583 $75.05 $118,804.15
Disclosure

SEC source: 0001567619-19-020895 · doc1.xml · nonDerivative · entry 1

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Read SEC document
August 20, 2019 Filed Aug 21, 2019 11:50 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 7,098 $0.00 Strike: $12.26 $0.00
Disclosure

SEC source: 0001567619-19-017403 · doc1.xml · derivative · entry 4

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,098 shares

Expires 2019-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options are excercisable in four equal installments on August 20, 2010, 2011, 2012 and 2013.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 11:50 UTC
Jenkins Dorothy CDirector · 10% owner
SaleCommon Stock 390 $62.30 $24,295.83
Disclosure

SEC source: 0001567619-19-017403 · doc1.xml · nonDerivative · entry 2

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,228

Read SEC document
August 20, 2019 Filed Aug 21, 2019 11:50 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionCommon Stock 7,098 $12.26 $86,985.99
Disclosure

SEC source: 0001567619-19-017403 · doc1.xml · nonDerivative · entry 1

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 09:42 UTC
LUKENS MAX LDirector
Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017228 · doc1.xml · derivative · entry 5

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F4 · derivative.exercise_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

F4 · derivative.expiration_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 09:42 UTC
LUKENS MAX LDirector
Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017228 · doc1.xml · derivative · entry 4

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 09:42 UTC
LUKENS MAX LDirector
Exercise / conversionCommon Stock 1,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017228 · doc1.xml · nonDerivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 09:42 UTC
LUKENS MAX LDirector
Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017228 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:40 UTC
Chao David Tsung-HungDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017223 · doc1.xml · derivative · entry 4

Chao David Tsung-Hung · CIK 0001726418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock vesting on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:40 UTC
Chao David Tsung-HungDirector · 10% owner
Exercise / conversionCommon Stock 1,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017223 · doc1.xml · nonDerivative · entry 1

Chao David Tsung-Hung · CIK 0001726418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:41 UTC Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017225 · doc1.xml · derivative · entry 5

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F4 · derivative.exercise_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

F4 · derivative.expiration_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:41 UTC Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017225 · doc1.xml · derivative · entry 4

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:41 UTC Exercise / conversionCommon Stock 1,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017225 · doc1.xml · nonDerivative · entry 2

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:41 UTC Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017225 · doc1.xml · nonDerivative · entry 1

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:44 UTC Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017231 · doc1.xml · derivative · entry 3

Sheets Jeffrey Wayne · CIK 0001447712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:44 UTC Exercise / conversionCommon Stock 1,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017231 · doc1.xml · nonDerivative · entry 1

Sheets Jeffrey Wayne · CIK 0001447712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 09:42 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017227 · doc1.xml · derivative · entry 6

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F4 · derivative.exercise_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

F4 · derivative.expiration_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 09:42 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017227 · doc1.xml · derivative · entry 5

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 09:42 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionCommon Stock 1,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017227 · doc1.xml · nonDerivative · entry 2

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 09:42 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017227 · doc1.xml · nonDerivative · entry 1

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:43 UTC Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017230 · doc1.xml · derivative · entry 5

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F4 · derivative.exercise_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

F4 · derivative.expiration_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:43 UTC Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017230 · doc1.xml · derivative · entry 4

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:43 UTC Exercise / conversionCommon Stock 1,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017230 · doc1.xml · nonDerivative · entry 2

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:43 UTC Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017230 · doc1.xml · nonDerivative · entry 1

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:41 UTC
Haas MariusDirector
Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017226 · doc1.xml · derivative · entry 3

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:41 UTC
Haas MariusDirector
Exercise / conversionCommon Stock 1,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017226 · doc1.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:43 UTC Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017229 · doc1.xml · derivative · entry 3

MCCOLLUM MARK A · CIK 0001215888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:43 UTC Exercise / conversionCommon Stock 1,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017229 · doc1.xml · nonDerivative · entry 1

MCCOLLUM MARK A · CIK 0001215888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:41 UTC
Chao John Tsung-chenDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017224 · doc1.xml · derivative · entry 4

Chao John Tsung-chen · CIK 0001746472 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock vesting on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 13:41 UTC
Chao John Tsung-chenDirector · 10% owner
Exercise / conversionCommon Stock 1,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017224 · doc1.xml · nonDerivative · entry 1

Chao John Tsung-chen · CIK 0001746472 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 09:42 UTC
LUKENS MAX LDirector
GrantRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017228 · doc1.xml · derivative · entry 3

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common Stock · 2,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 16, 2020.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 16, 2020.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 13:40 UTC
Chao David Tsung-HungDirector · 10% owner
GrantRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017223 · doc1.xml · derivative · entry 3

Chao David Tsung-Hung · CIK 0001726418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common Stock · 2,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 16, 2020.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 16, 2020.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 13:41 UTC GrantRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017225 · doc1.xml · derivative · entry 3

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common Stock · 2,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 16, 2020.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 16, 2020.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 13:44 UTC GrantRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017231 · doc1.xml · derivative · entry 2

Sheets Jeffrey Wayne · CIK 0001447712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common Stock · 2,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 16, 2020.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 16, 2020.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 09:42 UTC
Jenkins Dorothy CDirector · 10% owner
GrantRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017227 · doc1.xml · derivative · entry 4

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common Stock · 2,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 16, 2020.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 16, 2020.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 13:43 UTC GrantRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017230 · doc1.xml · derivative · entry 3

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common Stock · 2,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 16, 2020.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 16, 2020.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 13:41 UTC
Haas MariusDirector
GrantRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017226 · doc1.xml · derivative · entry 2

Haas Marius · CIK 0001556683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common Stock · 2,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 16, 2020.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 16, 2020.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 13:43 UTC GrantRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017229 · doc1.xml · derivative · entry 2

MCCOLLUM MARK A · CIK 0001215888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common Stock · 2,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 16, 2020.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 16, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.