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WORKIVA INC

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0001445305
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0 purchase rows · 6 sale rows

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2020 Filed Dec 2, 2020 23:13 UTC
Miller J StuartExecutive VP & CFO
SaleClass A Common Stock 3,289 $75.18 $247,267.02
Disclosure

SEC source: 0001445305-20-000137 · wf-form4_160695078111403.xml · nonDerivative · entry 3

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,428

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $75.14 to $75.23. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 23:13 UTC
Miller J StuartExecutive VP & CFO
SaleClass A Common Stock 17,974 $74.72 $1,343,017.28
Disclosure

SEC source: 0001445305-20-000137 · wf-form4_160695078111403.xml · nonDerivative · entry 2

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,717

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $74.14 to $75.13. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 23:13 UTC
Miller J StuartExecutive VP & CFO
Exercise / conversionClass A Common Stock 21,263 $15.83 $336,593.29
Disclosure

SEC source: 0001445305-20-000137 · wf-form4_160695078111403.xml · nonDerivative · entry 1

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2020 Filed Nov 27, 2020 13:03 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 4,351 $76.05 $330,893.55
Disclosure

SEC source: 0001445305-20-000135 · wf-form4_160650016773633.xml · nonDerivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 25,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $75.96 to $76.22. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 25, 2020 Filed Nov 27, 2020 13:03 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 13,914 $75.49 $1,050,367.86
Disclosure

SEC source: 0001445305-20-000135 · wf-form4_160650016773633.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 29,351

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $74.96 to $75.95. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 25, 2020 Filed Nov 27, 2020 13:03 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 6,735 $74.62 $502,565.70
Disclosure

SEC source: 0001445305-20-000135 · wf-form4_160650016773633.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 43,265

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $73.96 to $74.92. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 11,470 $74.03 $849,124.10
Disclosure

SEC source: 0001445305-20-000134 · wf-form4_160625251091737.xml · nonDerivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 25,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $73.82 to $74.32. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 10,807 $73.50 $794,314.50
Disclosure

SEC source: 0001445305-20-000134 · wf-form4_160625251091737.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 36,470

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $72.82 to $73.80. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 2,723 $72.36 $197,036.28
Disclosure

SEC source: 0001445305-20-000134 · wf-form4_160625251091737.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 47,277

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $71.81 to $72.78. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 22:14 UTC GiftClass A Common Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001445305-20-000132 · wf-form4_160556488180246.xml · nonDerivative · entry 2

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,586

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:15 UTC SaleClass A Common Stock 1,000 $70.00 $70,000.00
Disclosure

SEC source: 0001445305-20-000130 · wf-form4_160521573187247.xml · nonDerivative · entry 1

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,711

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:15 UTC SaleClass A Common Stock 5,000 $68.49 $342,450.00
Disclosure

SEC source: 0001445305-20-000129 · wf-form4_160521570465071.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 31,943

Read SEC document
November 11, 2020 Filed Nov 16, 2020 22:14 UTC GiftClass A Common Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001445305-20-000132 · wf-form4_160556488180246.xml · nonDerivative · entry 1

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,661

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:15 UTC SaleClass A Common Stock 2,000 $68.00 $136,000.00
Disclosure

SEC source: 0001445305-20-000130 · wf-form4_160521573187247.xml · nonDerivative · entry 2

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,711

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $68.00 to $68.01. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 16:19 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001014008-20-000006 · wf-form4_160469756707727.xml · derivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 1,149,645

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
November 05, 2020 Filed Nov 6, 2020 16:19 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001014008-20-000006 · wf-form4_160469756707727.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:19 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001014008-20-000005 · wf-form4_160469753175356.xml · derivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 2,154,023

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:19 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001014008-20-000005 · wf-form4_160469753175356.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 16:05 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 211 $56.38 $11,896.18
Disclosure

SEC source: 0001445305-20-000116 · wf-form4_160391551485132.xml · nonDerivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $56.38 to $56.39. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 16:05 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 2,683 $55.68 $149,389.44
Disclosure

SEC source: 0001445305-20-000116 · wf-form4_160391551485132.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 211

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $55.23 to $55.91. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 16:05 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 22,106 $54.66 $1,208,313.96
Disclosure

SEC source: 0001445305-20-000116 · wf-form4_160391551485132.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 2,894

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $54.14 to $54.98. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.direct: Due to an administrative error, 50,000 shares were reported on September 3, 2020 as directly held instead of indirectly held through a revocable trust. 25,000 of those shares were subsequently sold on September 25, 2020.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 20:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 3,552 $56.12 $199,338.24
Disclosure

SEC source: 0001445305-20-000114 · wf-form4_160348410643954.xml · nonDerivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 0

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $55.83 to $56.64. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 20:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 21,448 $55.11 $1,181,999.28
Disclosure

SEC source: 0001445305-20-000114 · wf-form4_160348410643954.xml · nonDerivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 3,552

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $54.82 to $55.76. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:22 UTC
Iskow JulieEVP & Chief Operating Officer
Tax withholdingClass A Common Stock 24,285 $56.65 $1,375,745.25
Disclosure

SEC source: 0001445305-20-000112 · wf-form4_160192929359480.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,751

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 16:13 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 9,931 $55.93 $555,440.83
Disclosure

SEC source: 0001445305-20-000110 · wf-form4_160132398122036.xml · nonDerivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,127

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $55.71 to $56.12. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 16:13 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 12,901 $55.21 $712,264.21
Disclosure

SEC source: 0001445305-20-000110 · wf-form4_160132398122036.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,058

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $54.71 to $55.70. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 16:13 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 2,168 $54.13 $117,353.84
Disclosure

SEC source: 0001445305-20-000110 · wf-form4_160132398122036.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,959

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $53.58 to $54.51. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 10,931 $56.98 $622,848.38
Disclosure

SEC source: 0001445305-20-000109 · wf-form4_160089212425195.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,952

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $56.55 to $57.54. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 14,069 $56.30 $792,084.70
Disclosure

SEC source: 0001445305-20-000109 · wf-form4_160089212425195.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,883

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $55.55 to $56.54. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 21:07 UTC GiftClass A Common Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001445305-20-000103 · wf-form4_159916723972126.xml · nonDerivative · entry 1

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,711

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:07 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-20-000107 · wf-form4_159917803113102.xml · derivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 1,199,645

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:07 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-20-000107 · wf-form4_159917803113102.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 00:07 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
ConversionClass B Common Stock · Derivative 35,986 $0.00 $0.00
Disclosure

SEC source: 0001445305-20-000106 · wf-form4_159917801168880.xml · derivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 2,204,023

Underlying: Class A Common Stock · 35,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
September 01, 2020 Filed Sep 4, 2020 00:07 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
ConversionClass A Common Stock 35,986 $0.00 $0.00
Disclosure

SEC source: 0001445305-20-000106 · wf-form4_159917801168880.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:05 UTC
Klindt JillSVP, Treasurer & CAO
SaleClass A Common Stock 4,150 $60.15 $249,622.50
Disclosure

SEC source: 0001445305-20-000102 · wf-form4_159916353369521.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,602

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:09 UTC
Miller J StuartExecutive VP & CFO
SaleClass A Common Stock 15,889 $59.53 $945,872.17
Disclosure

SEC source: 0001445305-20-000100 · wf-form4_159890457545864.xml · nonDerivative · entry 3

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,028

F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $58.88 to $59.86. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:09 UTC
Miller J StuartExecutive VP & CFO
SaleClass A Common Stock 600 $59.98 $35,988.00
Disclosure

SEC source: 0001445305-20-000100 · wf-form4_159890457545864.xml · nonDerivative · entry 4

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,428

F4 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $59.92 to $60.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:09 UTC
Miller J StuartExecutive VP & CFO
SaleClass A Common Stock 1,718 $59.20 $101,705.60
Disclosure

SEC source: 0001445305-20-000100 · wf-form4_159890457545864.xml · nonDerivative · entry 2

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,917

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $59.03 to $59.31. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:09 UTC
Miller J StuartExecutive VP & CFO
SaleClass A Common Stock 14,106 $58.78 $829,150.68
Disclosure

SEC source: 0001445305-20-000100 · wf-form4_159890457545864.xml · nonDerivative · entry 1

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,635

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $58.03 to $58.98. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 8,250 $55.05 Strike: $13.55 $454,162.50
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · derivative · entry 13

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Class A Common Stock · 8,250 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 2,789 $55.05 Strike: $14.28 $153,534.45
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · derivative · entry 12

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,789 shares

Expires 2026-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
SaleClass A Common Stock 11,039 $55.05 $607,696.95
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 9

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,474

F5 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.61 to $55.32. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionClass A Common Stock 8,250 $13.55 $111,787.50
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 8

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionClass A Common Stock 2,789 $14.28 $39,826.92
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 7

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 6,000 $55.81 Strike: $14.28 $334,860.00
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · derivative · entry 11

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,789

Underlying: Class A Common Stock · 6,000 shares

Expires 2026-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 5,000 $55.21 Strike: $16.66 $276,050.00
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · derivative · entry 10

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
SaleClass A Common Stock 508 $56.03 $28,463.24
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 6

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,474

F4 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.98 to $56.11. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
SaleClass A Common Stock 6,118 $55.36 $338,692.48
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 5

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,982

F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.98 to $55.96. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
SaleClass A Common Stock 4,816 $55.92 $269,310.72
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 4

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,100

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.68 to $56.21. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
SaleClass A Common Stock 6,184 $55.25 $341,666.00
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 3

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,916

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.65 to $55.62. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.