Last 12 months
Inside the activity.
0 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 11 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2026 Filed Apr 3, 2026 22:20 UTC |
BALL BRYANSee remarks
|
GrantStock Option (right to buy) · Derivative | 250,058 | $0.00 Strike: $3.54 | $0.00 |
DisclosureSEC source: 0001766522-26-000005 · form4-04032026_100426.xml · derivative · entry 3 BALL BRYAN · CIK 0001766522 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,058 Underlying: Common Stock · 250,058 shares Expires 2036-04-01 F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:20 UTC |
BALL BRYANSee remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 366,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001766522-26-000005 · form4-04032026_100426.xml · derivative · entry 2 BALL BRYAN · CIK 0001766522 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 366,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:20 UTC |
BALL BRYANSee remarks
|
Exercise / conversionCommon Stock | 366,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766522-26-000005 · form4-04032026_100426.xml · nonDerivative · entry 1 BALL BRYAN · CIK 0001766522 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 572,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:18 UTC |
Giacobello Scott M.CHIEF FINANCIAL OFFICER
|
GrantStock Option (right to buy) · Derivative | 300,677 | $0.00 Strike: $3.54 | $0.00 |
DisclosureSEC source: 0001754154-26-000005 · form4-04032026_100439.xml · derivative · entry 3 Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,677 Underlying: Common Stock · 300,677 shares Expires 2036-04-01 F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:18 UTC |
Giacobello Scott M.CHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 473,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001754154-26-000005 · form4-04032026_100439.xml · derivative · entry 2 Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 473,902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:18 UTC |
Giacobello Scott M.CHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 473,902 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001754154-26-000005 · form4-04032026_100439.xml · nonDerivative · entry 1 Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:17 UTC |
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (right to buy) · Derivative | 831,148 | $0.00 Strike: $3.54 | $0.00 |
DisclosureSEC source: 0001995275-26-000006 · form4-04032026_100411.xml · derivative · entry 4 Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 831,148 Underlying: Common Stock · 831,148 shares Expires 2036-04-01 F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:17 UTC |
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 775,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001995275-26-000006 · form4-04032026_100411.xml · derivative · entry 3 Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 775,828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:17 UTC |
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 775,828 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001995275-26-000006 · form4-04032026_100411.xml · nonDerivative · entry 1 Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 820,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Read SEC document |
| March 02, 2026 Filed Mar 10, 2026 23:36 UTC |
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 5,100 | $3.31 | $16,878.96 |
DisclosureSEC source: 0001995275-26-000002 · form4-03102026_110350.xml · nonDerivative · entry 2 Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,579 F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 02, 2026 Filed Mar 10, 2026 23:36 UTC |
Giacobello Scott M.CHIEF FINANCIAL OFFICER
|
SaleCommon Stock | 2,594 | $3.31 | $8,585.10 |
DisclosureSEC source: 0001754154-26-000002 · form4-03102026_110300.xml · nonDerivative · entry 2 Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,100 F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 02, 2026 Filed Mar 10, 2026 23:35 UTC |
BALL BRYANSee remarks
|
SaleCommon Stock | 1,834 | $3.31 | $6,069.81 |
DisclosureSEC source: 0001766522-26-000002 · form4-03102026_110307.xml · nonDerivative · entry 2 BALL BRYAN · CIK 0001766522 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,019 F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 01, 2026 Filed Mar 10, 2026 23:36 UTC |
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 16,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001995275-26-000002 · form4-03102026_110350.xml · derivative · entry 3 Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 16,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. Read SEC document |
| March 01, 2026 Filed Mar 10, 2026 23:36 UTC |
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 16,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001995275-26-000002 · form4-03102026_110350.xml · nonDerivative · entry 1 Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Read SEC document |
| March 01, 2026 Filed Mar 10, 2026 23:36 UTC |
Giacobello Scott M.CHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001754154-26-000002 · form4-03102026_110300.xml · derivative · entry 3 Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 6,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. Read SEC document |
| March 01, 2026 Filed Mar 10, 2026 23:36 UTC |
Giacobello Scott M.CHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 6,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001754154-26-000002 · form4-03102026_110300.xml · nonDerivative · entry 1 Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Read SEC document |
| March 01, 2026 Filed Mar 10, 2026 23:35 UTC |
BALL BRYANSee remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001766522-26-000002 · form4-03102026_110307.xml · derivative · entry 3 BALL BRYAN · CIK 0001766522 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. Read SEC document |
| March 01, 2026 Filed Mar 10, 2026 23:35 UTC |
BALL BRYANSee remarks
|
Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766522-26-000002 · form4-03102026_110307.xml · nonDerivative · entry 1 BALL BRYAN · CIK 0001766522 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 21:48 UTC |
Dugan MargaretChief Medical Officer
|
GrantRestricted Stock Units · Derivative | 55,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001909734-25-000006 · form4-12022025_091222.xml · derivative · entry 2 Dugan Margaret · CIK 0001909734 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,309 Underlying: Common Stock · 55,309 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean December 1, 2025. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean December 1, 2025. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 21:48 UTC |
Dugan MargaretChief Medical Officer
|
GrantStock option (right to buy) · Derivative | 650,000 | $0.00 Strike: $2.26 | $0.00 |
DisclosureSEC source: 0001909734-25-000006 · form4-12022025_091222.xml · derivative · entry 1 Dugan Margaret · CIK 0001909734 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2035-12-01 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the total shares subject to the option shall vest each month thereafter on the same day as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month) such that all shares of common stock subject to the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean December 1, 2025. Read SEC document |
| June 17, 2025 Filed Jun 18, 2025 00:10 UTC |
Zhao BaitengDirector
|
GrantStock Option (right to buy) · Derivative | 40,006 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001415889-25-017620 · form4-06182025_120641.xml · derivative · entry 1 Zhao Baiteng · CIK 0002049287 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,006 Underlying: Common Stock · 40,006 shares Expires 2035-06-17 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) June 12, 2026 or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 17, 2025. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:51 UTC |
Aghazadeh BehzadDirector · 10% owner · See remarks
Avoro Capital Advisors LLCDirector · 10% owner · See remarks
Avoro Ventures LLCDirector · 10% owner · See remarks
|
GrantStock Option (right to buy) · Derivative | 40,006 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001415889-25-017406 · form4-06162025_080637.xml · derivative · entry 1 Aghazadeh Behzad · CIK 0001701815 · Director · 10% owner · See remarks Avoro Capital Advisors LLC · CIK 0001633313 · Director · 10% owner · See remarks Avoro Ventures LLC · CIK 0001879253 · Director · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,006 Underlying: Common Stock · 40,006 shares Expires 2035-06-12 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025. F2 · balance_after: This Form 4 is filed by Avoro Capital Advisors LLC, a Delaware limited liability company ("Avoro Capital Advisors"), Avoro Ventures LLC, a Delaware limited liability company ("Avoro Ventures") and Behzad Aghazadeh ("Dr. Aghazadeh", and together with Avoro Capital Advisors and Avoro Ventures, the "Reporting Persons"). Dr. Aghazadeh serves as the portfolio manager and controlling person of Avoro Capital Advisors and Avoro Ventures LLC. F3 · balance_after: The filing of this statement shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:58 UTC |
Hirmand MohammadDirector
|
GrantStock Option (right to buy) · Derivative | 40,006 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001415889-25-017412 · form4-06162025_080632.xml · derivative · entry 1 Hirmand Mohammad · CIK 0001654482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,006 Underlying: Common Stock · 40,006 shares Expires 2035-06-12 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:56 UTC |
Maroun Richard EDirector
|
GrantStock Option (right to buy) · Derivative | 40,006 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001415889-25-017411 · form4-06162025_080629.xml · derivative · entry 1 Maroun Richard E · CIK 0001364590 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,006 Underlying: Common Stock · 40,006 shares Expires 2035-06-12 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:54 UTC |
Reeve EmmaDirector
|
GrantStock Option (right to buy) · Derivative | 40,006 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001415889-25-017410 · form4-06162025_080636.xml · derivative · entry 1 Reeve Emma · CIK 0001680329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,006 Underlying: Common Stock · 40,006 shares Expires 2035-06-12 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:53 UTC |
Castelein CaleyDirector
|
GrantStock Option (right to buy) · Derivative | 40,006 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001415889-25-017409 · form4-06162025_080636.xml · derivative · entry 1 Castelein Caley · CIK 0001355758 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,006 Underlying: Common Stock · 40,006 shares Expires 2035-06-12 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:52 UTC |
Dalal AnupamDirector
|
GrantStock Option (right to buy) · Derivative | 40,006 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001415889-25-017407 · form4-06162025_080639.xml · derivative · entry 1 Dalal Anupam · CIK 0001602474 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,006 Underlying: Common Stock · 40,006 shares Expires 2035-06-12 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025. Read SEC document |
| June 12, 2025 Filed Jun 17, 2025 20:37 UTC |
Desai NeilDirector
|
GrantStock Option (right to buy) · Derivative | 40,006 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001415889-25-017547 · form4-06172025_080628.xml · derivative · entry 1 Desai Neil · CIK 0001878692 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,006 Underlying: Common Stock · 40,006 shares Expires 2035-06-12 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:24 UTC |
BALL BRYANSee remarks
|
GrantRestricted Stock Units · Derivative | 366,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-010080 · form4-04032025_110433.xml · derivative · entry 2 BALL BRYAN · CIK 0001766522 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,532 Underlying: Common Stock · 366,532 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:24 UTC |
BALL BRYANSee remarks
|
GrantStock Option (right to buy) · Derivative | 366,532 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001415889-25-010080 · form4-04032025_110433.xml · derivative · entry 1 BALL BRYAN · CIK 0001766522 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,532 Underlying: Common Stock · 366,532 shares Expires 2035-04-01 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:23 UTC |
Giacobello Scott M.CHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Units · Derivative | 473,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-010079 · form4-04032025_110445.xml · derivative · entry 2 Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,902 Underlying: Common Stock · 473,902 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:23 UTC |
Giacobello Scott M.CHIEF FINANCIAL OFFICER
|
GrantStock Option (right to buy) · Derivative | 473,902 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001415889-25-010079 · form4-04032025_110445.xml · derivative · entry 1 Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,902 Underlying: Common Stock · 473,902 shares Expires 2035-04-01 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:22 UTC |
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
|
GrantRestricted Stock Units · Derivative | 775,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-010076 · form4-04032025_110406.xml · derivative · entry 2 Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 775,828 Underlying: Common Stock · 775,828 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:22 UTC |
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (right to buy) · Derivative | 775,828 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001415889-25-010076 · form4-04032025_110406.xml · derivative · entry 1 Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 775,828 Underlying: Common Stock · 775,828 shares Expires 2035-04-01 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. Read SEC document |
| March 04, 2025 Filed Mar 4, 2025 23:14 UTC |
Zhao BaitengDirector
|
GrantCommon Stock | 1,250,000 | $2.40 | $3,000,000.00 |
DisclosureSEC source: 0001415889-25-006682 · form4-03042025_110310.xml · nonDerivative · entry 1 Zhao Baiteng · CIK 0002049287 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,250,000 F1 · ownership.nature: Shares held by WZCUBE LLC. The Reporting Person is the sole manager of WZCUBE LLC. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 00:24 UTC |
Castelein CaleyDirector
|
GrantCommon Stock | 1,666,000 | $2.40 | $3,998,400.00 |
DisclosureSEC source: 0001415889-25-006742 · form4-03052025_120307.xml · nonDerivative · entry 1 Castelein Caley · CIK 0001355758 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,165,998 F1 · ownership.nature: Shares held by KVP Capital, LP. The Reporting Person is the Managing Director of KVP Capital. The Reporting Person disclaims beneficial ownership of shares held by KVP Capital, except to the extent of their pecuniary interest therein. Read SEC document |
| March 04, 2025 Filed Mar 4, 2025 23:09 UTC |
BALL BRYANSee remarks
|
GrantCommon Stock | 100,000 | $2.40 | $240,000.00 |
DisclosureSEC source: 0001415889-25-006676 · form4-03042025_110346.xml · nonDerivative · entry 3 BALL BRYAN · CIK 0001766522 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,853 Read SEC document |
| March 04, 2025 Filed Mar 4, 2025 23:11 UTC |
Dornan DavidChief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 687,979 | $0.00 Strike: $2.31 | $0.00 |
DisclosureSEC source: 0001415889-25-006678 · form4-03042025_110311.xml · derivative · entry 1 Dornan David · CIK 0001821353 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 687,979 Underlying: Common Stock · 687,979 shares Expires 2035-03-04 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean February 18, 2025. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 00:51 UTC |
Dalal AnupamDirector
|
GrantCommon Stock | 1,561,000 | $2.40 | $3,746,400.00 |
DisclosureSEC source: 0001415889-25-007096 · form4-03062025_120354.xml · nonDerivative · entry 1 Dalal Anupam · CIK 0001602474 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,410,402 F1 · ownership.nature: Consists of (i) 2,535,488 shares held by Acuta Capital Fund, LP ("Acuta Capital") and (ii) 874,914 shares held by Acuta Opportunity Fund, LP. ("Acuta Opportunity Fund"). Acuta Capital Partners, LLC ("Acuta Partners") is the general partner of each of Acuta Capital and Acuta Opportunity Fund. The Reporting Person is the Chief Investment Officer and Managing Member of Acuta Partners. The Reporting Person has voting and investment authority over all of the shares held by each of Acuta Capital and Acuta Opportunity Fund. Each of Acuta Partners and the Reporting Person disclaim beneficial ownership of the shares of common stock held by each of Acuta Capital and Acuta Opportunity Fund except to the extent of their pecuniary interest therein. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 01:38 UTC |
Giacobello Scott M.CHIEF FINANCIAL OFFICER
|
SaleCommon Stock | 2,806 | $2.35 | $6,594.10 |
DisclosureSEC source: 0001415889-25-006318 · form4-03042025_010336.xml · nonDerivative · entry 2 Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,944 F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 01:37 UTC |
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 5,690 | $2.35 | $13,371.50 |
DisclosureSEC source: 0001415889-25-006316 · form4-03042025_010346.xml · nonDerivative · entry 2 Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,429 F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 23:09 UTC |
BALL BRYANSee remarks
|
SaleCommon Stock | 2,147 | $2.35 | $5,045.45 |
DisclosureSEC source: 0001415889-25-006676 · form4-03042025_110346.xml · nonDerivative · entry 2 BALL BRYAN · CIK 0001766522 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,853 F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 01:38 UTC |
Giacobello Scott M.CHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006318 · form4-03042025_010336.xml · derivative · entry 3 Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,250 Underlying: Common Stock · 6,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 01:38 UTC |
Giacobello Scott M.CHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 6,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006318 · form4-03042025_010336.xml · nonDerivative · entry 1 Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 01:37 UTC |
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 16,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006316 · form4-03042025_010346.xml · derivative · entry 3 Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,750 Underlying: Common Stock · 16,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 01:37 UTC |
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 16,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006316 · form4-03042025_010346.xml · nonDerivative · entry 1 Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 23:09 UTC |
BALL BRYANSee remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006676 · form4-03042025_110346.xml · derivative · entry 4 BALL BRYAN · CIK 0001766522 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 23:09 UTC |
BALL BRYANSee remarks
|
Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006676 · form4-03042025_110346.xml · nonDerivative · entry 1 BALL BRYAN · CIK 0001766522 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:56 UTC |
Aghazadeh BehzadDirector · 10% owner · See Remarks
Avoro Capital Advisors LLCDirector · 10% owner · See Remarks
Avoro Ventures LLCDirector · 10% owner · See Remarks
|
GrantPre-funded Warrant (right to buy) · Derivative | 8,333,000 | $2.40 Strike: $0.00 | $19,998,366.70 |
DisclosureSEC source: 0000902664-25-001334 · ownership.xml · derivative · entry 1 Aghazadeh Behzad · CIK 0001701815 · Director · 10% owner · See Remarks Avoro Capital Advisors LLC · CIK 0001633313 · Director · 10% owner · See Remarks Avoro Ventures LLC · CIK 0001879253 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 8,333,000 Underlying: Common Stock · 8,333,000 shares Expires not disclosed F1 · kind: The securities reported herein were acquired on behalf of accounts managed by Avoro Capital Advisors and Avoro Ventures (as defined below) directly from the Issuer in a private placement. F2 · derivative.exercise_date: Subject to the terms and conditions set forth in the Pre-funded Warrant, the holder thereof may, at any time and from time to time on or after March 4, 2025, exercise the Pre-funded Warrant until it has been exercised in full. Pursuant to the terms of the Pre-Funded Warrant, the Reporting Persons cannot exercise any of the Pre-Funded Warrants to the extent the Reporting Persons would beneficially own, after any such exercise, more than 19.99% of the outstanding Common Stock (the "19.99% Blocker"). Consequently, at this time, the Reporting Persons are not able to exercise all the Pre-Funded Warrants due to the 19.99% Blocker. F2 · derivative.expiration_date: Subject to the terms and conditions set forth in the Pre-funded Warrant, the holder thereof may, at any time and from time to time on or after March 4, 2025, exercise the Pre-funded Warrant until it has been exercised in full. Pursuant to the terms of the Pre-Funded Warrant, the Reporting Persons cannot exercise any of the Pre-Funded Warrants to the extent the Reporting Persons would beneficially own, after any such exercise, more than 19.99% of the outstanding Common Stock (the "19.99% Blocker"). Consequently, at this time, the Reporting Persons are not able to exercise all the Pre-Funded Warrants due to the 19.99% Blocker. F3 · ownership.nature: This Form 4 is filed by Avoro Capital Advisors LLC, a Delaware limited liability company ("Avoro Capital Advisors"), Avoro Ventures LLC, a Delaware limited liability company ("Avoro Ventures") and Behzad Aghazadeh ("Dr. Aghazadeh", and together with Avoro Capital Advisors and Avoro Ventures, the "Reporting Persons"). Dr. Aghazadeh serves as the portfolio manager and controlling person of Avoro Capital Advisors and Avoro Ventures. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 19, 2024 Filed Dec 23, 2024 22:36 UTC |
Zhao BaitengDirector
|
GrantStock Option (right to buy) · Derivative | 61,192 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001415889-24-030096 · form4-12232024_101210.xml · derivative · entry 1 Zhao Baiteng · CIK 0002049287 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,192 Underlying: Common Stock · 61,192 shares Expires 2034-12-19 F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one-thirty-sixth (1/36th) of the shares subject to the option shall vest monthly following the Date of Grant on the same day of the month as the Date of Grant (and if there is no corresponding day, the last day of the month), such that the option will be fully vested and exercisable three (3) years from the Date of Grant. "Date of Grant" shall mean December 19, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.