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Nasdaq · USD

WHWK

Whitehawk Therapeutics, Inc.

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Tapewire entity
6074
SEC CIK
0001422142
Parsed reports
260

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 2026011
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2026 Filed Apr 3, 2026 22:20 UTC
BALL BRYANSee remarks
GrantStock Option (right to buy) · Derivative 250,058 $0.00 Strike: $3.54 $0.00
Disclosure

SEC source: 0001766522-26-000005 · form4-04032026_100426.xml · derivative · entry 3

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,058

Underlying: Common Stock · 250,058 shares

Expires 2036-04-01

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:20 UTC
BALL BRYANSee remarks
Exercise / conversionRestricted Stock Units · Derivative 366,532 $0.00 $0.00
Disclosure

SEC source: 0001766522-26-000005 · form4-04032026_100426.xml · derivative · entry 2

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 366,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:20 UTC
BALL BRYANSee remarks
Exercise / conversionCommon Stock 366,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001766522-26-000005 · form4-04032026_100426.xml · nonDerivative · entry 1

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:18 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
GrantStock Option (right to buy) · Derivative 300,677 $0.00 Strike: $3.54 $0.00
Disclosure

SEC source: 0001754154-26-000005 · form4-04032026_100439.xml · derivative · entry 3

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,677

Underlying: Common Stock · 300,677 shares

Expires 2036-04-01

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:18 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 473,902 $0.00 $0.00
Disclosure

SEC source: 0001754154-26-000005 · form4-04032026_100439.xml · derivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 473,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:18 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 473,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001754154-26-000005 · form4-04032026_100439.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:17 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (right to buy) · Derivative 831,148 $0.00 Strike: $3.54 $0.00
Disclosure

SEC source: 0001995275-26-000006 · form4-04032026_100411.xml · derivative · entry 4

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 831,148

Underlying: Common Stock · 831,148 shares

Expires 2036-04-01

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:17 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Units · Derivative 775,828 $0.00 $0.00
Disclosure

SEC source: 0001995275-26-000006 · form4-04032026_100411.xml · derivative · entry 3

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 775,828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:17 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 775,828 Not disclosed Not disclosed
Disclosure

SEC source: 0001995275-26-000006 · form4-04032026_100411.xml · nonDerivative · entry 1

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

Read SEC document
March 02, 2026 Filed Mar 10, 2026 23:36 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 5,100 $3.31 $16,878.96
Disclosure

SEC source: 0001995275-26-000002 · form4-03102026_110350.xml · nonDerivative · entry 2

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,579

F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 02, 2026 Filed Mar 10, 2026 23:36 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
SaleCommon Stock 2,594 $3.31 $8,585.10
Disclosure

SEC source: 0001754154-26-000002 · form4-03102026_110300.xml · nonDerivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,100

F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 02, 2026 Filed Mar 10, 2026 23:35 UTC
BALL BRYANSee remarks
SaleCommon Stock 1,834 $3.31 $6,069.81
Disclosure

SEC source: 0001766522-26-000002 · form4-03102026_110307.xml · nonDerivative · entry 2

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,019

F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 01, 2026 Filed Mar 10, 2026 23:36 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Units · Derivative 16,250 $0.00 $0.00
Disclosure

SEC source: 0001995275-26-000002 · form4-03102026_110350.xml · derivative · entry 3

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 16,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

Read SEC document
March 01, 2026 Filed Mar 10, 2026 23:36 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 16,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001995275-26-000002 · form4-03102026_110350.xml · nonDerivative · entry 1

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

Read SEC document
March 01, 2026 Filed Mar 10, 2026 23:36 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001754154-26-000002 · form4-03102026_110300.xml · derivative · entry 3

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

Read SEC document
March 01, 2026 Filed Mar 10, 2026 23:36 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 6,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001754154-26-000002 · form4-03102026_110300.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

Read SEC document
March 01, 2026 Filed Mar 10, 2026 23:35 UTC
BALL BRYANSee remarks
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001766522-26-000002 · form4-03102026_110307.xml · derivative · entry 3

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

Read SEC document
March 01, 2026 Filed Mar 10, 2026 23:35 UTC
BALL BRYANSee remarks
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001766522-26-000002 · form4-03102026_110307.xml · nonDerivative · entry 1

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:48 UTC
Dugan MargaretChief Medical Officer
GrantRestricted Stock Units · Derivative 55,309 $0.00 $0.00
Disclosure

SEC source: 0001909734-25-000006 · form4-12022025_091222.xml · derivative · entry 2

Dugan Margaret · CIK 0001909734 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,309

Underlying: Common Stock · 55,309 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean December 1, 2025.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean December 1, 2025.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:48 UTC
Dugan MargaretChief Medical Officer
GrantStock option (right to buy) · Derivative 650,000 $0.00 Strike: $2.26 $0.00
Disclosure

SEC source: 0001909734-25-000006 · form4-12022025_091222.xml · derivative · entry 1

Dugan Margaret · CIK 0001909734 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2035-12-01

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the total shares subject to the option shall vest each month thereafter on the same day as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month) such that all shares of common stock subject to the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean December 1, 2025.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 00:10 UTC
Zhao BaitengDirector
GrantStock Option (right to buy) · Derivative 40,006 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001415889-25-017620 · form4-06182025_120641.xml · derivative · entry 1

Zhao Baiteng · CIK 0002049287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,006

Underlying: Common Stock · 40,006 shares

Expires 2035-06-17

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) June 12, 2026 or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 17, 2025.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:51 UTC
Aghazadeh BehzadDirector · 10% owner · See remarks
Avoro Capital Advisors LLCDirector · 10% owner · See remarks
Avoro Ventures LLCDirector · 10% owner · See remarks
GrantStock Option (right to buy) · Derivative 40,006 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001415889-25-017406 · form4-06162025_080637.xml · derivative · entry 1

Aghazadeh Behzad · CIK 0001701815 · Director · 10% owner · See remarks

Avoro Capital Advisors LLC · CIK 0001633313 · Director · 10% owner · See remarks

Avoro Ventures LLC · CIK 0001879253 · Director · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,006

Underlying: Common Stock · 40,006 shares

Expires 2035-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025.

F2 · balance_after: This Form 4 is filed by Avoro Capital Advisors LLC, a Delaware limited liability company ("Avoro Capital Advisors"), Avoro Ventures LLC, a Delaware limited liability company ("Avoro Ventures") and Behzad Aghazadeh ("Dr. Aghazadeh", and together with Avoro Capital Advisors and Avoro Ventures, the "Reporting Persons"). Dr. Aghazadeh serves as the portfolio manager and controlling person of Avoro Capital Advisors and Avoro Ventures LLC.

F3 · balance_after: The filing of this statement shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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June 12, 2025 Filed Jun 16, 2025 20:58 UTC GrantStock Option (right to buy) · Derivative 40,006 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001415889-25-017412 · form4-06162025_080632.xml · derivative · entry 1

Hirmand Mohammad · CIK 0001654482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,006

Underlying: Common Stock · 40,006 shares

Expires 2035-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:56 UTC GrantStock Option (right to buy) · Derivative 40,006 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001415889-25-017411 · form4-06162025_080629.xml · derivative · entry 1

Maroun Richard E · CIK 0001364590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,006

Underlying: Common Stock · 40,006 shares

Expires 2035-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:54 UTC
Reeve EmmaDirector
GrantStock Option (right to buy) · Derivative 40,006 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001415889-25-017410 · form4-06162025_080636.xml · derivative · entry 1

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,006

Underlying: Common Stock · 40,006 shares

Expires 2035-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025.

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June 12, 2025 Filed Jun 16, 2025 20:53 UTC GrantStock Option (right to buy) · Derivative 40,006 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001415889-25-017409 · form4-06162025_080636.xml · derivative · entry 1

Castelein Caley · CIK 0001355758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,006

Underlying: Common Stock · 40,006 shares

Expires 2035-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025.

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June 12, 2025 Filed Jun 16, 2025 20:52 UTC
Dalal AnupamDirector
GrantStock Option (right to buy) · Derivative 40,006 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001415889-25-017407 · form4-06162025_080639.xml · derivative · entry 1

Dalal Anupam · CIK 0001602474 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,006

Underlying: Common Stock · 40,006 shares

Expires 2035-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025.

Read SEC document
June 12, 2025 Filed Jun 17, 2025 20:37 UTC
Desai NeilDirector
GrantStock Option (right to buy) · Derivative 40,006 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001415889-25-017547 · form4-06172025_080628.xml · derivative · entry 1

Desai Neil · CIK 0001878692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,006

Underlying: Common Stock · 40,006 shares

Expires 2035-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025.

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April 01, 2025 Filed Apr 3, 2025 23:24 UTC
BALL BRYANSee remarks
GrantRestricted Stock Units · Derivative 366,532 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010080 · form4-04032025_110433.xml · derivative · entry 2

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,532

Underlying: Common Stock · 366,532 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

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April 01, 2025 Filed Apr 3, 2025 23:24 UTC
BALL BRYANSee remarks
GrantStock Option (right to buy) · Derivative 366,532 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001415889-25-010080 · form4-04032025_110433.xml · derivative · entry 1

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,532

Underlying: Common Stock · 366,532 shares

Expires 2035-04-01

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

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April 01, 2025 Filed Apr 3, 2025 23:23 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 473,902 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010079 · form4-04032025_110445.xml · derivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,902

Underlying: Common Stock · 473,902 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

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April 01, 2025 Filed Apr 3, 2025 23:23 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
GrantStock Option (right to buy) · Derivative 473,902 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001415889-25-010079 · form4-04032025_110445.xml · derivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,902

Underlying: Common Stock · 473,902 shares

Expires 2035-04-01

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

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April 01, 2025 Filed Apr 3, 2025 23:22 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Units · Derivative 775,828 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010076 · form4-04032025_110406.xml · derivative · entry 2

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 775,828

Underlying: Common Stock · 775,828 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:22 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (right to buy) · Derivative 775,828 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001415889-25-010076 · form4-04032025_110406.xml · derivative · entry 1

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 775,828

Underlying: Common Stock · 775,828 shares

Expires 2035-04-01

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

Read SEC document
March 04, 2025 Filed Mar 4, 2025 23:14 UTC
Zhao BaitengDirector
GrantCommon Stock 1,250,000 $2.40 $3,000,000.00
Disclosure

SEC source: 0001415889-25-006682 · form4-03042025_110310.xml · nonDerivative · entry 1

Zhao Baiteng · CIK 0002049287 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,250,000

F1 · ownership.nature: Shares held by WZCUBE LLC. The Reporting Person is the sole manager of WZCUBE LLC.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 00:24 UTC GrantCommon Stock 1,666,000 $2.40 $3,998,400.00
Disclosure

SEC source: 0001415889-25-006742 · form4-03052025_120307.xml · nonDerivative · entry 1

Castelein Caley · CIK 0001355758 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,165,998

F1 · ownership.nature: Shares held by KVP Capital, LP. The Reporting Person is the Managing Director of KVP Capital. The Reporting Person disclaims beneficial ownership of shares held by KVP Capital, except to the extent of their pecuniary interest therein.

Read SEC document
March 04, 2025 Filed Mar 4, 2025 23:09 UTC
BALL BRYANSee remarks
GrantCommon Stock 100,000 $2.40 $240,000.00
Disclosure

SEC source: 0001415889-25-006676 · form4-03042025_110346.xml · nonDerivative · entry 3

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,853

Read SEC document
March 04, 2025 Filed Mar 4, 2025 23:11 UTC
Dornan DavidChief Scientific Officer
GrantStock Option (right to buy) · Derivative 687,979 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001415889-25-006678 · form4-03042025_110311.xml · derivative · entry 1

Dornan David · CIK 0001821353 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,979

Underlying: Common Stock · 687,979 shares

Expires 2035-03-04

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean February 18, 2025.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 00:51 UTC
Dalal AnupamDirector
GrantCommon Stock 1,561,000 $2.40 $3,746,400.00
Disclosure

SEC source: 0001415889-25-007096 · form4-03062025_120354.xml · nonDerivative · entry 1

Dalal Anupam · CIK 0001602474 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,410,402

F1 · ownership.nature: Consists of (i) 2,535,488 shares held by Acuta Capital Fund, LP ("Acuta Capital") and (ii) 874,914 shares held by Acuta Opportunity Fund, LP. ("Acuta Opportunity Fund"). Acuta Capital Partners, LLC ("Acuta Partners") is the general partner of each of Acuta Capital and Acuta Opportunity Fund. The Reporting Person is the Chief Investment Officer and Managing Member of Acuta Partners. The Reporting Person has voting and investment authority over all of the shares held by each of Acuta Capital and Acuta Opportunity Fund. Each of Acuta Partners and the Reporting Person disclaim beneficial ownership of the shares of common stock held by each of Acuta Capital and Acuta Opportunity Fund except to the extent of their pecuniary interest therein.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 01:38 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
SaleCommon Stock 2,806 $2.35 $6,594.10
Disclosure

SEC source: 0001415889-25-006318 · form4-03042025_010336.xml · nonDerivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,944

F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 01:37 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 5,690 $2.35 $13,371.50
Disclosure

SEC source: 0001415889-25-006316 · form4-03042025_010346.xml · nonDerivative · entry 2

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,429

F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 23:09 UTC
BALL BRYANSee remarks
SaleCommon Stock 2,147 $2.35 $5,045.45
Disclosure

SEC source: 0001415889-25-006676 · form4-03042025_110346.xml · nonDerivative · entry 2

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,853

F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 01:38 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006318 · form4-03042025_010336.xml · derivative · entry 3

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,250

Underlying: Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 01:38 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 6,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006318 · form4-03042025_010336.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 01:37 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Units · Derivative 16,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006316 · form4-03042025_010346.xml · derivative · entry 3

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,750

Underlying: Common Stock · 16,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 01:37 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 16,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006316 · form4-03042025_010346.xml · nonDerivative · entry 1

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:09 UTC
BALL BRYANSee remarks
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006676 · form4-03042025_110346.xml · derivative · entry 4

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:09 UTC
BALL BRYANSee remarks
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006676 · form4-03042025_110346.xml · nonDerivative · entry 1

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:56 UTC
Aghazadeh BehzadDirector · 10% owner · See Remarks
Avoro Capital Advisors LLCDirector · 10% owner · See Remarks
Avoro Ventures LLCDirector · 10% owner · See Remarks
GrantPre-funded Warrant (right to buy) · Derivative 8,333,000 $2.40 Strike: $0.00 $19,998,366.70
Disclosure

SEC source: 0000902664-25-001334 · ownership.xml · derivative · entry 1

Aghazadeh Behzad · CIK 0001701815 · Director · 10% owner · See Remarks

Avoro Capital Advisors LLC · CIK 0001633313 · Director · 10% owner · See Remarks

Avoro Ventures LLC · CIK 0001879253 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 8,333,000

Underlying: Common Stock · 8,333,000 shares

Expires not disclosed

F1 · kind: The securities reported herein were acquired on behalf of accounts managed by Avoro Capital Advisors and Avoro Ventures (as defined below) directly from the Issuer in a private placement.

F2 · derivative.exercise_date: Subject to the terms and conditions set forth in the Pre-funded Warrant, the holder thereof may, at any time and from time to time on or after March 4, 2025, exercise the Pre-funded Warrant until it has been exercised in full. Pursuant to the terms of the Pre-Funded Warrant, the Reporting Persons cannot exercise any of the Pre-Funded Warrants to the extent the Reporting Persons would beneficially own, after any such exercise, more than 19.99% of the outstanding Common Stock (the "19.99% Blocker"). Consequently, at this time, the Reporting Persons are not able to exercise all the Pre-Funded Warrants due to the 19.99% Blocker.

F2 · derivative.expiration_date: Subject to the terms and conditions set forth in the Pre-funded Warrant, the holder thereof may, at any time and from time to time on or after March 4, 2025, exercise the Pre-funded Warrant until it has been exercised in full. Pursuant to the terms of the Pre-Funded Warrant, the Reporting Persons cannot exercise any of the Pre-Funded Warrants to the extent the Reporting Persons would beneficially own, after any such exercise, more than 19.99% of the outstanding Common Stock (the "19.99% Blocker"). Consequently, at this time, the Reporting Persons are not able to exercise all the Pre-Funded Warrants due to the 19.99% Blocker.

F3 · ownership.nature: This Form 4 is filed by Avoro Capital Advisors LLC, a Delaware limited liability company ("Avoro Capital Advisors"), Avoro Ventures LLC, a Delaware limited liability company ("Avoro Ventures") and Behzad Aghazadeh ("Dr. Aghazadeh", and together with Avoro Capital Advisors and Avoro Ventures, the "Reporting Persons"). Dr. Aghazadeh serves as the portfolio manager and controlling person of Avoro Capital Advisors and Avoro Ventures.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 22:36 UTC
Zhao BaitengDirector
GrantStock Option (right to buy) · Derivative 61,192 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001415889-24-030096 · form4-12232024_101210.xml · derivative · entry 1

Zhao Baiteng · CIK 0002049287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,192

Underlying: Common Stock · 61,192 shares

Expires 2034-12-19

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one-thirty-sixth (1/36th) of the shares subject to the option shall vest monthly following the Date of Grant on the same day of the month as the Date of Grant (and if there is no corresponding day, the last day of the month), such that the option will be fully vested and exercisable three (3) years from the Date of Grant. "Date of Grant" shall mean December 19, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.