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Desai Neil

Disclosed activity across 1 company

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38392
SEC CIK
0001878692

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Reported relationships

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CompanyLast reported asReport datePublished
Whitehawk Therapeutics, Inc.WHWK · Entity 6074DirectorJune 12, 2026June 15, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Whitehawk Therapeutics, Inc.

Report date June 12, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.16 · Expires 2036-06-12Direct38,040 Reported balance After 2026-06-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-12 · Grant · Acquired 38,040 · Balance 38,040

F1: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2026 Filed Jun 15, 2026 21:22 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 GrantStock Option (right to buy) · Derivative 38,040 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001878692-26-000003 · form4-06152026_090610.xml · derivative · entry 1

Desai Neil · CIK 0001878692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,040

Underlying: Common Stock · 38,040 shares

Expires 2036-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026.

Read SEC document
June 12, 2025 Filed Jun 17, 2025 20:37 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 GrantStock Option (right to buy) · Derivative 40,006 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001415889-25-017547 · form4-06172025_080628.xml · derivative · entry 1

Desai Neil · CIK 0001878692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,006

Underlying: Common Stock · 40,006 shares

Expires 2035-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:55 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 40,000 $1.71 $68,316.00
Disclosure

SEC source: 0001415889-24-022964 · form4-09052024_090938.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,171,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 40,000 shares sold in the price range of $1.63 to $1.82 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
August 05, 2024 Filed Aug 5, 2024 22:49 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 5,652 $1.34 $7,594.59
Disclosure

SEC source: 0001415889-24-020784 · form4-08052024_100800.xml · nonDerivative · entry 3

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,211,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F5 · price: Represents the weighted average share price of an aggregate total of 5,652 shares sold in the price range of $1.31 to $1.38 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
August 02, 2024 Filed Aug 5, 2024 22:49 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 18,933 $1.41 $26,705.00
Disclosure

SEC source: 0001415889-24-020784 · form4-08052024_100800.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,217,195

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 18,933 shares sold in the price range of $1.38 to $1.47 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 22:49 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 15,415 $1.50 $23,054.67
Disclosure

SEC source: 0001415889-24-020784 · form4-08052024_100800.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,236,128

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 15,415 shares sold in the price range of $1.47 to $1.53 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
July 02, 2024 Filed Jul 2, 2024 22:37 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 8,652 $1.34 $11,611.85
Disclosure

SEC source: 0001415889-24-019045 · form4-07022024_100754.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,251,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 8,652 shares sold in the price range of $1.32 to $1.40 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 22:37 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 31,348 $1.45 $45,605.07
Disclosure

SEC source: 0001415889-24-019045 · form4-07022024_100754.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,260,195

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 31,348 shares sold in the price range of $1.4201 to $1.52 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 20:25 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 20,225 $1.77 $35,745.67
Disclosure

SEC source: 0001415889-24-015561 · form4-06052024_080618.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,291,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 20,225 shares sold in the price range of $1.73 to $1.81 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:25 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 19,775 $1.81 $35,765.07
Disclosure

SEC source: 0001415889-24-015561 · form4-06052024_080618.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,311,768

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 19,775 shares sold in the price range of $1.79 to $1.89 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
May 01, 2024 Filed May 2, 2024 00:50 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 40,000 $1.93 $77,184.00
Disclosure

SEC source: 0001415889-24-011937 · form4-05022024_120534.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,331,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 40,000 shares sold in the price range of $1.885 to $1.975 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 20:49 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 22,228 $2.23 $49,512.87
Disclosure

SEC source: 0001415889-24-010037 · form4-04032024_080413.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,371,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 22,228 shares sold in the price range of $2.185 to $2.28 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:49 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 17,772 $2.31 $41,101.30
Disclosure

SEC source: 0001415889-24-010037 · form4-04032024_080413.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,393,771

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 17,772 shares sold in the price range of $2.28 to $2.35 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 00:22 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 14,964 $2.10 $31,415.42
Disclosure

SEC source: 0001415889-24-006421 · form4-03052024_120319.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,411,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 14,964 shares sold in the price range of $2.02 to $2.175 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 00:22 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 27,036 $1.97 $53,225.77
Disclosure

SEC source: 0001415889-24-006421 · form4-03052024_120319.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,426,507

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 27,036 shares sold in the price range of $1.93 to $1.995 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:04 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 42,000 $1.74 $73,269.00
Disclosure

SEC source: 0001209191-24-002684 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 1,453,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 42,000 shares sold in the price range of $1.72 to $1.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 00:48 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 42,000 $2.06 $86,549.40
Disclosure

SEC source: 0001209191-24-000254 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,495,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 42,000 shares sold in the price range of $2.00 to $2.10 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 21:04 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 7,037 $4.82 $33,914.12
Disclosure

SEC source: 0001209191-23-057713 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,537,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 7,037 shares sold in the price range of $4.64 to $4.92 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
December 05, 2023 Filed Dec 5, 2023 23:40 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 15,740 $5.02 $78,940.82
Disclosure

SEC source: 0001209191-23-057545 · doc4.xml · nonDerivative · entry 3

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,544,580

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F5 · price: Represents the weighted average share price of an aggregate total of 15,740 shares sold in the price range of $4.85 to $5.2050 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 23:40 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 10,876 $5.15 $55,986.39
Disclosure

SEC source: 0001209191-23-057545 · doc4.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,560,320

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 10,876 shares sold in the price range of $5.04 to $5.24 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 23:40 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 8,347 $5.14 $42,881.04
Disclosure

SEC source: 0001209191-23-057545 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,571,196

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 8,347 shares sold in the price range of $4.97 to $5.34 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
November 02, 2023 Filed Nov 2, 2023 22:45 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 31,662 $4.46 $141,104.87
Disclosure

SEC source: 0001209191-23-054214 · doc4.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,579,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 31,662 shares sold in the price range of $4.35 to $4.61 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 22:45 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 10,338 $4.32 $44,644.65
Disclosure

SEC source: 0001209191-23-054214 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,611,205

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 10,338 shares sold in the price range of $4.275 to $4.36 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
October 03, 2023 Filed Oct 3, 2023 22:51 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 16,431 $4.10 $67,303.02
Disclosure

SEC source: 0001209191-23-051697 · doc4.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,621,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 16,431 shares sold in the price range of $3.97 to $4.32 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 22:51 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 25,569 $4.37 $111,698.18
Disclosure

SEC source: 0001209191-23-051697 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,637,974

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 25,569 shares sold in the price range of $4.17 to $4.88 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

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September 06, 2023 Filed Sep 6, 2023 23:05 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 7,111 $5.29 $37,637.10
Disclosure

SEC source: 0001209191-23-048535 · doc4.xml · nonDerivative · entry 3

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,663,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F5 · price: Represents the weighted average share price of an aggregate total of 7,111 shares sold in the price range of $5.24 to $5.45 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

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September 05, 2023 Filed Sep 6, 2023 23:05 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 21,000 $5.63 $118,316.10
Disclosure

SEC source: 0001209191-23-048535 · doc4.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,670,654

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 21,000 shares sold in the price range of $5.46 to $5.91 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

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September 01, 2023 Filed Sep 6, 2023 23:05 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 13,889 $5.97 $82,872.89
Disclosure

SEC source: 0001209191-23-048535 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,691,654

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 13,889 shares sold in the price range of $5.80 to $6.37 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

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August 02, 2023 Filed Aug 3, 2023 20:22 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 19,290 $5.20 $100,250.13
Disclosure

SEC source: 0001209191-23-044439 · doc4.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,705,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 19,290 shares sold in the price range of $5.09 to $5.30 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

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August 01, 2023 Filed Aug 3, 2023 20:22 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 22,710 $5.22 $118,523.49
Disclosure

SEC source: 0001209191-23-044439 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,724,833

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 22,710 shares sold in the price range of $5.12 to $5.30 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

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July 06, 2023 Filed Jul 6, 2023 23:36 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 15,829 $6.27 $99,273.16
Disclosure

SEC source: 0001209191-23-041700 · doc4.xml · nonDerivative · entry 3

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,747,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F5 · price: Represents the weighted average share price of an aggregate total of 15,829 shares sold in the price range of $6.14 to $6.50 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 23:36 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 16,171 $6.55 $105,873.15
Disclosure

SEC source: 0001209191-23-041700 · doc4.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,763,372

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 16,171 shares sold in the price range of $6.41 to $6.715 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

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July 03, 2023 Filed Jul 6, 2023 23:36 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 10,000 $6.64 $66,446.00
Disclosure

SEC source: 0001209191-23-041700 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,779,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 10,000 shares sold in the price range of $6.53 to $6.815 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 00:11 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 7,260 $8.19 $59,452.87
Disclosure

SEC source: 0001209191-23-034888 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,789,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 7,260 shares sold in the price range of $8.02 to $8.34 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
June 05, 2023 Filed Jun 5, 2023 23:01 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 17,315 $8.11 $140,417.72
Disclosure

SEC source: 0001209191-23-034632 · doc4.xml · nonDerivative · entry 3

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,796,803

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F5 · price: Represents the weighted average share price of an aggregate total of 17,315 shares sold in the price range of $7.98 to $8.19 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 23:01 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 12,443 $7.99 $99,420.81
Disclosure

SEC source: 0001209191-23-034632 · doc4.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,814,118

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 12,443 shares sold in the price range of $7.90 to $8.07 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 23:01 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 4,982 $7.92 $39,468.40
Disclosure

SEC source: 0001209191-23-034632 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,826,561

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 4,982 shares sold in the price range of $7.82 to $8.05 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
May 04, 2023 Filed May 5, 2023 20:16 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 2,305 $7.57 $17,444.70
Disclosure

SEC source: 0001209191-23-027672 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,831,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 2,305 shares sold in the price range of $7.47 to $7.75 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
May 03, 2023 Filed May 3, 2023 22:55 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 7,695 $7.68 $59,072.98
Disclosure

SEC source: 0001209191-23-027161 · doc4.xml · nonDerivative · entry 3

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,833,848

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F5 · price: Represents the weighted average share price of an aggregate total of 7,695 shares sold in the price range of $7.46 to $7.83 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
May 02, 2023 Filed May 3, 2023 22:55 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 7,521 $7.48 $56,224.74
Disclosure

SEC source: 0001209191-23-027161 · doc4.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,841,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 7,521 shares sold in the price range of $7.37 to $7.78 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
May 01, 2023 Filed May 3, 2023 22:55 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 24,479 $7.80 $190,894.59
Disclosure

SEC source: 0001209191-23-027161 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,849,064

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 24,479 shares sold in the price range of $7.68 to $7.855 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 00:45 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 12,212 $7.09 $86,616.05
Disclosure

SEC source: 0001209191-23-023692 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,873,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 12,212 shares sold in the price range of $7.00 to $7.23 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 23:32 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 7,336 $7.24 $53,075.96
Disclosure

SEC source: 0001209191-23-023483 · doc4.xml · nonDerivative · entry 3

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,885,755

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F5 · price: Represents the weighted average share price of an aggregate total of 7,336 shares sold in the price range of $7.20 to $7.37 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
April 04, 2023 Filed Apr 5, 2023 23:32 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 12,869 $7.30 $93,981.02
Disclosure

SEC source: 0001209191-23-023483 · doc4.xml · nonDerivative · entry 2

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,893,091

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F4 · price: Represents the weighted average share price of an aggregate total of 12,869 shares sold in the price range of $7.20 to $7.40 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 23:32 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 9,583 $7.45 $71,355.02
Disclosure

SEC source: 0001209191-23-023483 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,905,960

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan originally adopted on September 20, 2021, as replaced on December 1, 2022, by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 9,583 shares sold in the price range of $7.29 to $7.59 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

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January 03, 2023 Filed Jan 4, 2023 21:05 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 GrantStock option (right to buy) · Derivative 150,000 $0.00 Strike: $12.31 $0.00
Disclosure

SEC source: 0001209191-23-000843 · doc4.xml · derivative · entry 1

Desai Neil · CIK 0001878692 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-01-03

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the total shares subject to the option shall vest each month thereafter on the same day as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month) such that all shares of common stock subject to the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean January 1, 2023.

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April 01, 2022 Filed Apr 6, 2022 00:14 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 GrantStock option (right to buy) · Derivative 153,300 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001209191-22-023349 · doc4.xml · derivative · entry 1

Desai Neil · CIK 0001878692 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,300

Underlying: Common Stock · 153,300 shares

Expires 2032-04-01

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the total shares subject to the option shall vest each month thereafter on the same day as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month) such that all shares of common stock subject to the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2022.

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March 18, 2022 Filed Mar 22, 2022 21:34 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 3,550 $20.07 $71,233.59
Disclosure

SEC source: 0001209191-22-020582 · doc4.xml · nonDerivative · entry 1

Desai Neil · CIK 0001878692 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,915,543

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 20, 2021 by the Reporting Person.

F2 · price: Represents the weighted average share price of an aggregate total of 3,550 shares sold in the price range of $20.00 to $20.09 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by Neil Prafulla Desai, Trustee of the Anishka Family Trust (the "Family Trust"). The Reporting Person is trustee of the Family Trust.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 21:05 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 GrantStock option (right to buy) · Derivative 125,000 $0.00 Strike: $27.67 $0.00
Disclosure

SEC source: 0000899243-21-035568 · doc4.xml · derivative · entry 1

Desai Neil · CIK 0001878692 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2031-09-08

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one year anniversary of the Vesting Commencement Date, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter on the same day as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month) such that all shares of common stock subject to the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 8, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.