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Nasdaq · USD

WHWK

Whitehawk Therapeutics, Inc.

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Tapewire entity
6074
SEC CIK
0001422142
Parsed reports
260

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 2026011
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 18, 2026 20:43 UTC Amendment
Dornan DavidChief Scientific Officer
GrantRestricted Stock Units · Derivative 85,887 $0.00 $0.00
Disclosure

SEC source: 0001821353-26-000007 · form4a-09182026_080955.xml · derivative · entry 2

Dornan David · CIK 0001821353 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,887

Underlying: Common Stock · 85,887 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

F3 · derivative.expiration_date: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 18, 2026 20:43 UTC Amendment
Dornan DavidChief Scientific Officer
GrantStock Option (right to buy) · Derivative 85,887 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001821353-26-000007 · form4a-09182026_080955.xml · derivative · entry 1

Dornan David · CIK 0001821353 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,887

Underlying: Common Stock · 85,887 shares

Expires 2036-09-15

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 18, 2026 20:40 UTC Amendment
Dugan MargaretChief Medical Officer
GrantRestricted Stock Units · Derivative 81,250 $0.00 $0.00
Disclosure

SEC source: 0001909734-26-000011 · form4a-09182026_080933.xml · derivative · entry 2

Dugan Margaret · CIK 0001909734 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common Stock · 81,250 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

F3 · derivative.expiration_date: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 18, 2026 20:40 UTC Amendment
Dugan MargaretChief Medical Officer
GrantStock Option (right to buy) · Derivative 81,250 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001909734-26-000011 · form4a-09182026_080933.xml · derivative · entry 1

Dugan Margaret · CIK 0001909734 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common Stock · 81,250 shares

Expires 2036-09-15

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 18, 2026 20:41 UTC Amendment
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Units · Derivative 193,957 $0.00 $0.00
Disclosure

SEC source: 0001995275-26-000018 · form4a-09182026_080949.xml · derivative · entry 2

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,957

Underlying: Common Stock · 193,957 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

F3 · derivative.expiration_date: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 18, 2026 20:41 UTC Amendment
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
GrantStock option (right to buy) · Derivative 193,957 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001995275-26-000018 · form4a-09182026_080949.xml · derivative · entry 1

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,957

Underlying: Common Stock · 193,957 shares

Expires 2036-09-15

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 18, 2026 20:45 UTC Amendment
Giacobello Scott M.CHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 118,476 $0.00 $0.00
Disclosure

SEC source: 0001754154-26-000016 · form4a-09182026_080953.xml · derivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,476

Underlying: Common Stock · 118,476 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

F3 · derivative.expiration_date: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 18, 2026 20:45 UTC Amendment
Giacobello Scott M.CHIEF FINANCIAL OFFICER
GrantStock Option (right to buy) · Derivative 118,476 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001754154-26-000016 · form4a-09182026_080953.xml · derivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,476

Underlying: Common Stock · 118,476 shares

Expires 2036-09-15

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 18, 2026 20:44 UTC Amendment
BALL BRYANSee remarks
GrantRestricted Stock Units · Derivative 91,633 $0.00 $0.00
Disclosure

SEC source: 0001766522-26-000017 · form4a-09182026_080958.xml · derivative · entry 2

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,633

Underlying: Common Stock · 91,633 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

F3 · derivative.expiration_date: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 18, 2026 20:44 UTC Amendment
BALL BRYANSee remarks
GrantStock Option (right to buy) · Derivative 91,633 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001766522-26-000017 · form4a-09182026_080958.xml · derivative · entry 1

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,633

Underlying: Common Stock · 91,633 shares

Expires 2036-09-15

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:07 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Units · Derivative 193,957 $0.00 $0.00
Disclosure

SEC source: 0001995275-26-000016 · form4-09152026_110953.xml · derivative · entry 2

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,957

Underlying: Common Stock · 193,957 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest on each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean September 15, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest on each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:07 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
GrantStock option (right to buy) · Derivative 193,957 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001995275-26-000016 · form4-09152026_110953.xml · derivative · entry 1

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,957

Underlying: Common Stock · 193,957 shares

Expires 2036-09-15

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:07 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 118,476 $0.00 $0.00
Disclosure

SEC source: 0001754154-26-000014 · form4-09152026_110910.xml · derivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,476

Underlying: Common Stock · 118,476 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest on each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean September 15, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest on each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:07 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
GrantStock Option (right to buy) · Derivative 118,476 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001754154-26-000014 · form4-09152026_110910.xml · derivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,476

Underlying: Common Stock · 118,476 shares

Expires 2036-09-15

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:06 UTC
Dugan MargaretChief Medical Officer
GrantRestricted Stock Units · Derivative 81,250 $0.00 $0.00
Disclosure

SEC source: 0001909734-26-000009 · form4-09152026_110928.xml · derivative · entry 2

Dugan Margaret · CIK 0001909734 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common Stock · 81,250 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest on each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean September 15, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest on each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:06 UTC
Dugan MargaretChief Medical Officer
GrantStock Option (right to buy) · Derivative 81,250 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001909734-26-000009 · form4-09152026_110928.xml · derivative · entry 1

Dugan Margaret · CIK 0001909734 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common Stock · 81,250 shares

Expires 2036-09-15

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:05 UTC
Dornan DavidChief Scientific Officer
GrantRestricted Stock Units · Derivative 85,887 $0.00 $0.00
Disclosure

SEC source: 0001821353-26-000005 · form4-09152026_110942.xml · derivative · entry 2

Dornan David · CIK 0001821353 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,887

Underlying: Common Stock · 85,887 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest on each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean September 15, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest on each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:05 UTC
Dornan DavidChief Scientific Officer
GrantStock Option (right to buy) · Derivative 85,887 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001821353-26-000005 · form4-09152026_110942.xml · derivative · entry 1

Dornan David · CIK 0001821353 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,887

Underlying: Common Stock · 85,887 shares

Expires 2036-09-15

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:05 UTC
BALL BRYANSee remarks
GrantRestricted Stock Units · Derivative 91,633 $0.00 $0.00
Disclosure

SEC source: 0001766522-26-000015 · form4-09152026_110959.xml · derivative · entry 2

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,633

Underlying: Common Stock · 91,633 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest on each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean September 15, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest on each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:05 UTC
BALL BRYANSee remarks
GrantStock Option (right to buy) · Derivative 91,633 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001766522-26-000015 · form4-09152026_110959.xml · derivative · entry 1

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,633

Underlying: Common Stock · 91,633 shares

Expires 2036-09-15

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 20:04 UTC GrantStock Option (right to buy) · Derivative 76,080 $0.00 Strike: $4.19 $0.00
Disclosure

SEC source: 0001670000-26-000008 · form4-09112026_080943.xml · derivative · entry 1

Iyengar Vijay K · CIK 0001670000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,080

Underlying: Common Stock · 76,080 shares

Expires 2036-09-09

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one thirty-sixth (1/36th) of the shares subject to the option shall vest on a monthly basis following the grant date on the same day of the month as the grant date (and if there is no corresponding day, on the last day of the month) such that all shares subject to the option shall be fully vested on the three year anniversary of the grant date. The grant date is September 9, 2026.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 21:22 UTC
Desai NeilDirector
GrantStock Option (right to buy) · Derivative 38,040 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001878692-26-000003 · form4-06152026_090610.xml · derivative · entry 1

Desai Neil · CIK 0001878692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,040

Underlying: Common Stock · 38,040 shares

Expires 2036-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026.

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June 12, 2026 Filed Jun 15, 2026 21:27 UTC
Zhao BaitengDirector
GrantStock Option (right to buy) · Derivative 38,040 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0002049287-26-000003 · form4-06152026_090634.xml · derivative · entry 1

Zhao Baiteng · CIK 0002049287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,040

Underlying: Common Stock · 38,040 shares

Expires 2036-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026.

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June 12, 2026 Filed Jun 15, 2026 21:18 UTC
Aghazadeh BehzadDirector · 10% owner · See remarks
Avoro Capital Advisors LLCDirector · 10% owner · See remarks
Avoro Ventures LLCDirector · 10% owner · See remarks
GrantStock Option (right to buy) · Derivative 38,040 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001701815-26-000006 · form4-06152026_090652.xml · derivative · entry 1

Aghazadeh Behzad · CIK 0001701815 · Director · 10% owner · See remarks

Avoro Capital Advisors LLC · CIK 0001633313 · Director · 10% owner · See remarks

Avoro Ventures LLC · CIK 0001879253 · Director · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,040

Underlying: Common Stock · 38,040 shares

Expires 2036-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026.

F2 · balance_after: This Form 4 is filed by Avoro Capital Advisors LLC, a Delaware limited liability company ("Avoro Capital Advisors"), Avoro Ventures LLC, a Delaware limited liability company ("Avoro Ventures") and Behzad Aghazadeh ("Dr. Aghazadeh", and together with Avoro Capital Advisors and Avoro Ventures, the "Reporting Persons"). Dr. Aghazadeh serves as the portfolio manager and controlling person of Avoro Capital Advisors and Avoro Ventures LLC.

F3 · balance_after: The filing of this statement shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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June 12, 2026 Filed Jun 15, 2026 21:26 UTC
Reeve EmmaDirector
GrantStock Option (right to buy) · Derivative 38,040 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001680329-26-000005 · form4-06152026_090628.xml · derivative · entry 1

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,040

Underlying: Common Stock · 38,040 shares

Expires 2036-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026.

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June 12, 2026 Filed Jun 15, 2026 21:24 UTC GrantStock Option (right to buy) · Derivative 38,040 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001364590-26-000003 · form4-06152026_090617.xml · derivative · entry 1

Maroun Richard E · CIK 0001364590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,040

Underlying: Common Stock · 38,040 shares

Expires 2036-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 21:21 UTC GrantStock Option (right to buy) · Derivative 38,040 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001355758-26-000007 · form4-06152026_090621.xml · derivative · entry 1

Castelein Caley · CIK 0001355758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,040

Underlying: Common Stock · 38,040 shares

Expires 2036-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 21:23 UTC GrantStock Option (right to buy) · Derivative 38,040 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001654482-26-000003 · form4-06152026_090619.xml · derivative · entry 1

Hirmand Mohammad · CIK 0001654482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,040

Underlying: Common Stock · 38,040 shares

Expires 2036-06-12

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026.

Read SEC document
June 12, 2026 Filed Jul 30, 2026 20:04 UTC
Dalal AnupamDirector
GrantStock Option (right to buy) · Derivative 38,040 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001602474-26-000004 · form4-07302026_080728.xml · derivative · entry 3

Dalal Anupam · CIK 0001602474 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,040

Underlying: Common Stock · 38,040 shares

Expires 2036-06-12

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026.

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May 14, 2026 Filed May 18, 2026 20:06 UTC
Dugan MargaretChief Medical Officer
GrantCommon Stock 19,132 $3.92 $74,997.44
Disclosure

SEC source: 0001909734-26-000005 · form4-05182026_080531.xml · nonDerivative · entry 1

Dugan Margaret · CIK 0001909734 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,132

Read SEC document
May 14, 2026 Filed May 18, 2026 20:05 UTC
BALL BRYANSee remarks
GrantCommon Stock 51,020 $3.92 $199,998.40
Disclosure

SEC source: 0001766522-26-000013 · form4-05182026_080529.xml · nonDerivative · entry 1

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,126

Read SEC document
May 14, 2026 Filed May 18, 2026 20:04 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
GrantCommon Stock 38,265 $3.92 $149,998.80
Disclosure

SEC source: 0001754154-26-000012 · form4-05182026_080534.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,489

Read SEC document
May 14, 2026 Filed May 18, 2026 20:03 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 51,021 $3.92 $200,002.32
Disclosure

SEC source: 0001995275-26-000014 · form4-05182026_080535.xml · nonDerivative · entry 1

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569,643

Read SEC document
May 14, 2026 Filed May 18, 2026 20:02 UTC GrantPre-Funded Warrant (right to buy) · Derivative 2,072,756 $8,124,996.24 Strike: $0.00 $16,841,134,706,437.44
Disclosure

SEC source: 0001355758-26-000003 · form4-05182026_080536.xml · derivative · entry 3

Castelein Caley · CIK 0001355758 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,072,756

Underlying: Common Stock · 2,072,756 shares

Expires not disclosed

F2 · derivative.exercise_date: Subject to the terms and conditions set forth in the Pre-Funded Warrant, the holder thereof may, at any time and from time to time on or after May 14, 2026, exercise the Pre-Funded Warrant until it has been exercised in full. Pursuant to the terms of the Pre-Funded Warrant, the holder cannot exercise any of the Pre-Funded Warrant to the extent the holder and its affiliates, including the Reporting Person, would beneficially own, after any such exercise, more than 4.99% of the outstanding Common Stock.

F2 · derivative.expiration_date: Subject to the terms and conditions set forth in the Pre-Funded Warrant, the holder thereof may, at any time and from time to time on or after May 14, 2026, exercise the Pre-Funded Warrant until it has been exercised in full. Pursuant to the terms of the Pre-Funded Warrant, the holder cannot exercise any of the Pre-Funded Warrant to the extent the holder and its affiliates, including the Reporting Person, would beneficially own, after any such exercise, more than 4.99% of the outstanding Common Stock.

F3 · ownership.nature: Pre-Funded Warrant held by KVP Capital, LP. The Reporting Person is the Managing Director of KVP Capital. The Reporting Person disclaims beneficial ownership of the Pre-Funded Warrant held by KVP Capital, except to the extent of his pecuniary interest therein.

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May 14, 2026 Filed May 18, 2026 20:02 UTC GrantCommon Stock 255,102 $3.92 $999,999.84
Disclosure

SEC source: 0001355758-26-000003 · form4-05182026_080536.xml · nonDerivative · entry 1

Castelein Caley · CIK 0001355758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,796

Read SEC document
May 14, 2026 Filed Jul 30, 2026 20:04 UTC
Dalal AnupamDirector
GrantCommon Stock 1,275,510 $3.92 $4,999,999.20
Disclosure

SEC source: 0001602474-26-000004 · form4-07302026_080728.xml · nonDerivative · entry 1

Dalal Anupam · CIK 0001602474 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,685,912

F1 · ownership.nature: Consists of (i) 3,538,288 shares held by Acuta Capital Fund, LP ("Acuta Capital") and (ii) 1,147,624 shares held by Acuta Opportunity Fund, LP. ("Acuta Opportunity Fund"). Acuta Capital Partners, LLC ("Acuta Partners") is the general partner of each of Acuta Capital and Acuta Opportunity Fund. The Reporting Person is the Chief Investment Officer and Managing Member of Acuta Partners. The Reporting Person has voting and investment authority over all of the shares held by each of Acuta Capital and Acuta Opportunity Fund. Each of Acuta Partners and the Reporting Person disclaim beneficial ownership of the shares of common stock held by each of Acuta Capital and Acuta Opportunity Fund except to the extent of their pecuniary interest therein.

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May 12, 2026 Filed May 14, 2026 23:40 UTC
Avoro Capital Advisors LLCDirector · 10% owner · See Remarks
Aghazadeh BehzadDirector · 10% owner · See Remarks
Avoro Ventures LLCDirector · 10% owner · See Remarks
GrantPre-funded Warrant (right to buy) · Derivative 6,377,714 $3.92 Strike: $0.00 $25,000,001.11
Disclosure

SEC source: 0000902664-26-002449 · ownership.xml · derivative · entry 1

Avoro Capital Advisors LLC · CIK 0001633313 · Director · 10% owner · See Remarks

Aghazadeh Behzad · CIK 0001701815 · Director · 10% owner · See Remarks

Avoro Ventures LLC · CIK 0001879253 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 14,710,714

Underlying: Common Stock · 6,377,714 shares

Expires not disclosed

F1 · kind: The securities reported herein were acquired on behalf of accounts managed by Avoro Capital Advisors (as defined below) directly from the Issuer in a private placement.

F1 · shares: The securities reported herein were acquired on behalf of accounts managed by Avoro Capital Advisors (as defined below) directly from the Issuer in a private placement.

F2 · derivative.exercise_date: Subject to the terms and conditions set forth in the Pre-funded Warrant, the holder thereof may, at any time and from time to time on or after May 12, 2026, exercise the Pre-funded Warrant until it has been exercised in full. Pursuant to the terms of the Pre-Funded Warrant, the Reporting Persons cannot exercise any of the Pre-Funded Warrants to the extent the Reporting Persons would beneficially own, after any such exercise, more than 19.99% of the outstanding Common Stock (the "19.99% Blocker"). Consequently, at this time, the Reporting Persons are not able to exercise all the Pre-Funded Warrants due to the 19.99% Blocker.

F2 · derivative.expiration_date: Subject to the terms and conditions set forth in the Pre-funded Warrant, the holder thereof may, at any time and from time to time on or after May 12, 2026, exercise the Pre-funded Warrant until it has been exercised in full. Pursuant to the terms of the Pre-Funded Warrant, the Reporting Persons cannot exercise any of the Pre-Funded Warrants to the extent the Reporting Persons would beneficially own, after any such exercise, more than 19.99% of the outstanding Common Stock (the "19.99% Blocker"). Consequently, at this time, the Reporting Persons are not able to exercise all the Pre-Funded Warrants due to the 19.99% Blocker.

F3 · ownership.nature: This Form 4 is filed by Avoro Capital Advisors LLC, a Delaware limited liability company ("Avoro Capital Advisors"), Avoro Ventures LLC, a Delaware limited liability company ("Avoro Ventures") and Behzad Aghazadeh ("Dr. Aghazadeh", and together with Avoro Capital Advisors and Avoro Ventures, the "Reporting Persons"). Dr. Aghazadeh serves as the portfolio manager and controlling person of Avoro Capital Advisors and Avoro Ventures.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any.

Read SEC document
April 16, 2026 Filed Apr 17, 2026 20:53 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
SaleCommon Stock 141,600 $4.13 $584,808.00
Disclosure

SEC source: 0001754154-26-000010 · form4-04172026_080413.xml · nonDerivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,224

F1 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:53 UTC
Giacobello Scott M.CHIEF FINANCIAL OFFICER
SaleCommon Stock 77,000 $3.86 $297,220.00
Disclosure

SEC source: 0001754154-26-000010 · form4-04172026_080413.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,824

F1 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes an aggregate of 11,822 shares of Common Stock acquired between November 14, 2022 and November 15, 2025 under the Issuer's 2021 Employee Stock Purchase Plan.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 23:59 UTC
BALL BRYANSee remarks
SaleCommon Stock 92,460 $3.64 $336,554.40
Disclosure

SEC source: 0001766522-26-000011 · form4-04152026_110455.xml · nonDerivative · entry 2

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,106

F1 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 13, 2026 Filed Apr 15, 2026 23:59 UTC
BALL BRYANSee remarks
SaleCommon Stock 26,389 $3.46 $91,305.94
Disclosure

SEC source: 0001766522-26-000011 · form4-04152026_110455.xml · nonDerivative · entry 1

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,566

F1 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 00:34 UTC
BALL BRYANSee remarks
SaleCommon Stock 6,596 $3.43 $22,624.28
Disclosure

SEC source: 0001766522-26-000009 · form4-04142026_120420.xml · nonDerivative · entry 2

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515,955

F1 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 09, 2026 Filed Apr 10, 2026 22:46 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 14,500 $3.38 $49,010.00
Disclosure

SEC source: 0001995275-26-000012 · form4-04102026_100459.xml · nonDerivative · entry 1

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,622

F1 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 09, 2026 Filed Apr 14, 2026 00:34 UTC
BALL BRYANSee remarks
SaleCommon Stock 50,000 $3.57 $178,500.00
Disclosure

SEC source: 0001766522-26-000009 · form4-04142026_120420.xml · nonDerivative · entry 1

BALL BRYAN · CIK 0001766522 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,551

F1 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 08, 2026 Filed Apr 9, 2026 00:32 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 63,945 $3.40 $217,413.00
Disclosure

SEC source: 0001995275-26-000008 · form4-04092026_120451.xml · nonDerivative · entry 3

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,122

F1 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 07, 2026 Filed Apr 9, 2026 00:32 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 94,087 $3.43 $322,718.41
Disclosure

SEC source: 0001995275-26-000008 · form4-04092026_120451.xml · nonDerivative · entry 2

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597,067

F1 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 06, 2026 Filed Apr 9, 2026 00:32 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 102,395 $3.51 $359,406.45
Disclosure

SEC source: 0001995275-26-000008 · form4-04092026_120451.xml · nonDerivative · entry 1

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,154

F1 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 22:17 UTC
Lennon David JamesDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 26,858 $3.48 $93,465.84
Disclosure

SEC source: 0001995275-26-000006 · form4-04032026_100411.xml · nonDerivative · entry 2

Lennon David James · CIK 0001995275 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,549

F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:22 UTC
Dornan DavidChief Scientific Officer
GrantStock Option (right to buy) · Derivative 282,340 $0.00 Strike: $3.54 $0.00
Disclosure

SEC source: 0001821353-26-000003 · form4-04032026_100433.xml · derivative · entry 1

Dornan David · CIK 0001821353 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,340

Underlying: Common Stock · 282,340 shares

Expires 2036-04-01

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026.

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April 01, 2026 Filed Apr 3, 2026 22:21 UTC
Dugan MargaretChief Medical Officer
GrantStock Option (right to buy) · Derivative 283,157 $0.00 Strike: $3.54 $0.00
Disclosure

SEC source: 0001909734-26-000003 · form4-04032026_100421.xml · derivative · entry 1

Dugan Margaret · CIK 0001909734 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,157

Underlying: Common Stock · 283,157 shares

Expires 2036-04-01

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.