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Nasdaq · USD

WHLR

Wheeler Real Estate Investment Trust, Inc.

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8666
SEC CIK
0001527541
Parsed reports
345

Last 12 months

Inside the activity.

7 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 2026010
May 202600
Jun 202610
Jul 202641
Aug 202600
Sep 202622
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2025 Filed Jun 13, 2025 23:00 UTC
Stilwell JosephDirector · 10% owner
SaleSeries D Cumulative Convertible Preferred Stock · Derivative 1,893 $33.23 Strike: $17,095,680.00 $62,897.58
Disclosure

SEC source: 0001213900-25-054414 · ownership.xml · derivative · entry 10

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,944

Underlying: Common Stock · 0 shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Series D Preferred Stock has no expiration date.

F10 · shares: This Form 4 reports the following sales of Series D Preferred Stock on June 12, 2025: (i) SAI sold 13,193 shares at $33.2264 per share, (ii) SAF sold 1,893 shares at $33.2264 per share, and (iii) SVP VII sold 2,414 shares at $33.2264 per share.

F9 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Series D Preferred Stock has no expiration date.

F9 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Series D Preferred Stock has no expiration date.

F9 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Series D Preferred Stock has no expiration date.

F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 23:00 UTC
Stilwell JosephDirector · 10% owner
SaleSeries D Cumulative Convertible Preferred Stock · Derivative 13,193 $33.23 Strike: $17,095,680.00 $438,355.90
Disclosure

SEC source: 0001213900-25-054414 · ownership.xml · derivative · entry 9

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 69,306

Underlying: Common Stock · 0 shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Series D Preferred Stock has no expiration date.

F10 · shares: This Form 4 reports the following sales of Series D Preferred Stock on June 12, 2025: (i) SAI sold 13,193 shares at $33.2264 per share, (ii) SAF sold 1,893 shares at $33.2264 per share, and (iii) SVP VII sold 2,414 shares at $33.2264 per share.

F9 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Series D Preferred Stock has no expiration date.

F9 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Series D Preferred Stock has no expiration date.

F9 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 23:00 UTC
Stilwell JosephDirector · 10% owner
Conversion7.00% Subordinated Convertible Notes due 2031 · Derivative Not disclosed Not disclosed Strike: $2.82 $249,041.00
Disclosure

SEC source: 0001213900-25-054414 · ownership.xml · derivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 88,333 shares

Expires 2031-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted).

F8 · reported_value: On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Notes into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture.

F8 · price: On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Notes into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture.

F6 · derivative.exercise_date: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted).

F6 · derivative.underlying_shares: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted).

F7 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock ("Series B Preferred Stock") or in shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock"), in each case as set forth in the Notes.

F8 · derivative.underlying_shares: On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Notes into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture.

F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 23:00 UTC
Stilwell JosephDirector · 10% owner
Conversion7.00% Subordinated Convertible Notes due 2031 · Derivative Not disclosed Not disclosed Strike: $2.82 $120,002.00
Disclosure

SEC source: 0001213900-25-054414 · ownership.xml · derivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 42,564 shares

Expires 2031-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted).

F8 · reported_value: On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Notes into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture.

F8 · price: On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Notes into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture.

F6 · derivative.exercise_date: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted).

F6 · derivative.underlying_shares: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted).

F7 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock ("Series B Preferred Stock") or in shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock"), in each case as set forth in the Notes.

F8 · derivative.underlying_shares: On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Notes into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture.

F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 23:00 UTC
Stilwell JosephDirector · 10% owner
Conversion7.00% Subordinated Convertible Notes due 2031 · Derivative Not disclosed Not disclosed Strike: $2.82 $1,143,457.00
Disclosure

SEC source: 0001213900-25-054414 · ownership.xml · derivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 405,580 shares

Expires 2031-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted).

F8 · reported_value: On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Notes into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture.

F8 · price: On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Notes into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture.

F6 · derivative.exercise_date: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted).

F6 · derivative.underlying_shares: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted).

F7 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock ("Series B Preferred Stock") or in shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock"), in each case as set forth in the Notes.

F8 · derivative.underlying_shares: On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Notes into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture.

F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 23:00 UTC
Stilwell JosephDirector · 10% owner
ConversionCommon Stock 88,333 $2.82 $249,037.23
Disclosure

SEC source: 0001213900-25-054414 · ownership.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 88,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 23:00 UTC
Stilwell JosephDirector · 10% owner
ConversionCommon Stock 42,564 $2.82 $120,000.69
Disclosure

SEC source: 0001213900-25-054414 · ownership.xml · nonDerivative · entry 2

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 42,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 23:00 UTC
Stilwell JosephDirector · 10% owner
ConversionCommon Stock 405,580 $2.82 $1,143,451.69
Disclosure

SEC source: 0001213900-25-054414 · ownership.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 405,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On June 11, 2025, the Reporting Person submitted to the Issuer a notice to convert the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") into shares of the Issuer's common stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 23:26 UTC
Stilwell JosephDirector · 10% owner
Disposition to issuerSeries D Cumulative Convertible Preferred Stock · Derivative 100 Not disclosed Strike: $17,095,680.00 Not disclosed
Disclosure

SEC source: 0001213900-25-052270 · ownership.xml · derivative · entry 12

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 909

Underlying: Common Stock · 0 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Series D Preferred Stock has no expiration date.

F9 · shares: Disposition was as a result of the redemption of Series D Preferred Stock, which was settled in shares of the Issuer's common stock at a redemption price of approximately $41.34 per share of Series D Preferred Stock ($25.00 per share plus the amount of all accrued but unpaid dividends to and including the redemption date).

F9 · price: Disposition was as a result of the redemption of Series D Preferred Stock, which was settled in shares of the Issuer's common stock at a redemption price of approximately $41.34 per share of Series D Preferred Stock ($25.00 per share plus the amount of all accrued but unpaid dividends to and including the redemption date).

F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Series D Preferred Stock has no expiration date.

F4 · ownership.nature: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 23:26 UTC
Stilwell JosephDirector · 10% owner
GrantCommon Stock 806 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-052270 · ownership.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 806

F5 · price: Represents shares of the Issuer's common stock that were acquired as a result of the Issuer settling redemption requests for the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") in shares of the Issuer's common stock. The redemption price for each share of Series D Preferred Stock was approximately $41.34 ($25.00 per share plus the amount of all accrued but unpaid dividends to and including the redemption date). The number of shares of common stock issued upon redemption of Series D Preferred Stock was based on a common stock price of $5.13, which was the volume weighted average of the closing sales price, as reported on the Nasdaq Capital Market, per share of common stock for the ten consecutive trading days immediately preceding, but not including, the redemption date.

F4 · ownership.nature: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 23:26 UTC
Stilwell JosephDirector · 10% owner
SaleSeries B Convertible Preferred Stock · Derivative 2,344 $4.00 Strike: $40,320,000.00 $9,376.00
Disclosure

SEC source: 0001213900-25-052270 · ownership.xml · derivative · entry 15

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 131,199

Underlying: Common Stock · 0 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F10 · shares: This Form 4 reports the following sales of Series B Preferred Stock on June 4, 2025: (i) SAI sold 10,338 shares at $4.00 per share, (ii) SAF sold 1,492 shares at $4.00 per share, and (iii) SVP VII sold 2,344 shares at $4.00 per share.

F11 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F11 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F11 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 23:26 UTC
Stilwell JosephDirector · 10% owner
SaleSeries B Convertible Preferred Stock · Derivative 1,492 $4.00 Strike: $40,320,000.00 $5,968.00
Disclosure

SEC source: 0001213900-25-052270 · ownership.xml · derivative · entry 14

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 83,488

Underlying: Common Stock · 0 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F10 · shares: This Form 4 reports the following sales of Series B Preferred Stock on June 4, 2025: (i) SAI sold 10,338 shares at $4.00 per share, (ii) SAF sold 1,492 shares at $4.00 per share, and (iii) SVP VII sold 2,344 shares at $4.00 per share.

F11 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F11 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F11 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 23:26 UTC
Stilwell JosephDirector · 10% owner
SaleSeries B Convertible Preferred Stock · Derivative 10,338 $4.00 Strike: $40,320,000.00 $41,352.00
Disclosure

SEC source: 0001213900-25-052270 · ownership.xml · derivative · entry 13

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 578,645

Underlying: Common Stock · 0 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F10 · shares: This Form 4 reports the following sales of Series B Preferred Stock on June 4, 2025: (i) SAI sold 10,338 shares at $4.00 per share, (ii) SAF sold 1,492 shares at $4.00 per share, and (iii) SVP VII sold 2,344 shares at $4.00 per share.

F11 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F11 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F11 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:26 UTC
Stilwell JosephDirector · 10% owner
SaleSeries B Convertible Preferred Stock · Derivative 871 $4.00 Strike: $40,320,000.00 $3,484.00
Disclosure

SEC source: 0001213900-25-049018 · ownership.xml · derivative · entry 12

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 588,983

Underlying: Common Stock · 0 shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F8 · shares: This Form 4 reports the sale by SAI on May 27, 2025 of 871 shares of Series B Preferred Stock at $4.00 per share.

F9 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F9 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F9 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Series B Preferred Stock has no expiration date.

F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:22 UTC
Stilwell JosephDirector · 10% owner
SaleSeries B Convertible Preferred Stock · Derivative 1,277 $4.00 Strike: $1,152,000.00 $5,108.00
Disclosure

SEC source: 0001213900-25-024555 · ownership.xml · derivative · entry 15

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 133,543

Underlying: Common Stock · 0 shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F8 · shares: This Form 4 reports the following sales of Series B Preferred Stock on March 13, 2025: (i) SAI sold 2,911 shares at $4.00 per share, (ii) SAF sold 812 shares at $4.00 per share, and (iii) SVP VII sold 1,277 shares at $4.00 per share.

F9 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F9 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F9 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:22 UTC
Stilwell JosephDirector · 10% owner
SaleSeries B Convertible Preferred Stock · Derivative 812 $4.00 Strike: $1,152,000.00 $3,248.00
Disclosure

SEC source: 0001213900-25-024555 · ownership.xml · derivative · entry 14

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 84,980

Underlying: Common Stock · 0 shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F8 · shares: This Form 4 reports the following sales of Series B Preferred Stock on March 13, 2025: (i) SAI sold 2,911 shares at $4.00 per share, (ii) SAF sold 812 shares at $4.00 per share, and (iii) SVP VII sold 1,277 shares at $4.00 per share.

F9 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F9 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F9 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:22 UTC
Stilwell JosephDirector · 10% owner
SaleSeries B Convertible Preferred Stock · Derivative 2,911 $4.00 Strike: $1,152,000.00 $11,644.00
Disclosure

SEC source: 0001213900-25-024555 · ownership.xml · derivative · entry 13

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 589,854

Underlying: Common Stock · 0 shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F8 · shares: This Form 4 reports the following sales of Series B Preferred Stock on March 13, 2025: (i) SAI sold 2,911 shares at $4.00 per share, (ii) SAF sold 812 shares at $4.00 per share, and (iii) SVP VII sold 1,277 shares at $4.00 per share.

F9 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F9 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F9 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:25 UTC
Stilwell JosephDirector · 10% owner
SaleSeries B Convertible Preferred Stock · Derivative 3,708 $4.05 Strike: $1,152,000.00 $15,015.55
Disclosure

SEC source: 0001213900-25-023224 · ownership.xml · derivative · entry 13

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 592,765

Underlying: Common Stock · 0 shares

Expires not disclosed

F10 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F9 · shares: This Form 4 reports the sale by SAI on March 10, 2025 of 3,708 shares of Series B Preferred Stock at $4.0495 per share.

F10 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F10 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F10 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000022 shares of the Issuer's common stock (a conversion price of $1,152,000 per share of common stock). Series B Preferred Stock has no expiration date.

F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:25 UTC
Stilwell JosephDirector · 10% owner
SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,621 $30.17 Strike: $488,448.00 $79,086.32
Disclosure

SEC source: 0001213900-25-023224 · ownership.xml · derivative · entry 11

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 15,097

Underlying: Common Stock · 0 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000051 shares of the Issuer's common stock (a conversion price of $488,448 per share of common stock). Series D Preferred Stock has no expiration date.

F7 · shares: This Form 4 reports the following sales of Series D Preferred Stock on March 10, 2025: (i) SAI sold 14,324 shares at $30.1741 per share, (ii) SAF sold 2,055 shares at $30.1741 per share, and (iii) SVP VII sold 2,621 shares at $30.1741 per share.

F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000051 shares of the Issuer's common stock (a conversion price of $488,448 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000051 shares of the Issuer's common stock (a conversion price of $488,448 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000051 shares of the Issuer's common stock (a conversion price of $488,448 per share of common stock). Series D Preferred Stock has no expiration date.

F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:25 UTC
Stilwell JosephDirector · 10% owner
SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,055 $30.17 Strike: $488,448.00 $62,007.78
Disclosure

SEC source: 0001213900-25-023224 · ownership.xml · derivative · entry 10

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 11,837

Underlying: Common Stock · 0 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000051 shares of the Issuer's common stock (a conversion price of $488,448 per share of common stock). Series D Preferred Stock has no expiration date.

F7 · shares: This Form 4 reports the following sales of Series D Preferred Stock on March 10, 2025: (i) SAI sold 14,324 shares at $30.1741 per share, (ii) SAF sold 2,055 shares at $30.1741 per share, and (iii) SVP VII sold 2,621 shares at $30.1741 per share.

F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000051 shares of the Issuer's common stock (a conversion price of $488,448 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000051 shares of the Issuer's common stock (a conversion price of $488,448 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000051 shares of the Issuer's common stock (a conversion price of $488,448 per share of common stock). Series D Preferred Stock has no expiration date.

F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:25 UTC
Stilwell JosephDirector · 10% owner
SaleSeries D Cumulative Convertible Preferred Stock · Derivative 14,324 $30.17 Strike: $488,448.00 $432,213.81
Disclosure

SEC source: 0001213900-25-023224 · ownership.xml · derivative · entry 9

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 82,499

Underlying: Common Stock · 0 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000051 shares of the Issuer's common stock (a conversion price of $488,448 per share of common stock). Series D Preferred Stock has no expiration date.

F7 · shares: This Form 4 reports the following sales of Series D Preferred Stock on March 10, 2025: (i) SAI sold 14,324 shares at $30.1741 per share, (ii) SAF sold 2,055 shares at $30.1741 per share, and (iii) SVP VII sold 2,621 shares at $30.1741 per share.

F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000051 shares of the Issuer's common stock (a conversion price of $488,448 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000051 shares of the Issuer's common stock (a conversion price of $488,448 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000051 shares of the Issuer's common stock (a conversion price of $488,448 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 14:52 UTC
Hahn Andrew10% owner
OtherSeries D Cummulative Preferred 10,000 $39.82 $398,200.00
Disclosure

SEC source: 0001667731-25-000025 · ursawhlrd.xml · nonDerivative · entry 1

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 389,206

F3 · kind: The shares above were disposed of pursuant to the advisers participation in the January Monthly Redemption cycle that occurred on January 6th. The redemption price was $39.82 as indicated in the Company's 01.06.25 8-K filing.

F4 · balance_after: The total owned includes 6 shares that were issued pursuant to a dividend in the form of WHLRD shares.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP (the Fund). The Fund disposed the shares as specified in Table I (the Fund disposed 10,000 shares, total owned of 389,206 shares following the transactions). As General Partner and Investment Manager of the Fund, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Fund.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 15:00 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 3,600 $27.12 $97,637.76
Disclosure

SEC source: 0001667731-25-000001 · ursawhlrd.xml · nonDerivative · entry 2

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 399,200

F4 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $27.0980 to $27.2000 per share.

F5 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP (the Fund) . The Fund acquired 10,900 shares as specified in Table I (total owned is 399,200 shares following the transactions). As General Partner and Investment Manager of the Fund, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 17:48 UTC
Stilwell JosephDirector · 10% owner
OtherSeries D Cumulative Convertible Preferred Stock · Derivative 604 Not disclosed Strike: $122,112.00 Not disclosed
Disclosure

SEC source: 0001213900-25-000614 · ownership.xml · derivative · entry 12

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,009

Underlying: Common Stock · 0 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F7 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on November 20, 2024, the Issuer determined that interest on the Notes payable on December 31, 2024, would be paid in the form of Series D Preferred Stock. On December 31, 2024, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F9 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2024, was determined based on a per share value of $13.8953375, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F4 · ownership.nature: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 17:48 UTC
Stilwell JosephDirector · 10% owner
OtherSeries D Cumulative Convertible Preferred Stock · Derivative 10,390 Not disclosed Strike: $122,112.00 Not disclosed
Disclosure

SEC source: 0001213900-25-000614 · ownership.xml · derivative · entry 11

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 17,718

Underlying: Common Stock · 2 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F7 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on November 20, 2024, the Issuer determined that interest on the Notes payable on December 31, 2024, would be paid in the form of Series D Preferred Stock. On December 31, 2024, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F9 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2024, was determined based on a per share value of $13.8953375, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 17:48 UTC
Stilwell JosephDirector · 10% owner
OtherSeries D Cumulative Convertible Preferred Stock · Derivative 6,610 Not disclosed Strike: $122,112.00 Not disclosed
Disclosure

SEC source: 0001213900-25-000614 · ownership.xml · derivative · entry 10

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 13,892

Underlying: Common Stock · 1 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F7 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on November 20, 2024, the Issuer determined that interest on the Notes payable on December 31, 2024, would be paid in the form of Series D Preferred Stock. On December 31, 2024, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F9 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2024, was determined based on a per share value of $13.8953375, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 17:48 UTC
Stilwell JosephDirector · 10% owner
OtherSeries D Cumulative Convertible Preferred Stock · Derivative 46,099 Not disclosed Strike: $122,112.00 Not disclosed
Disclosure

SEC source: 0001213900-25-000614 · ownership.xml · derivative · entry 9

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 96,823

Underlying: Common Stock · 9 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F7 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on November 20, 2024, the Issuer determined that interest on the Notes payable on December 31, 2024, would be paid in the form of Series D Preferred Stock. On December 31, 2024, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F9 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2024, was determined based on a per share value of $13.8953375, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 13:46 UTC OtherSeries D Cumulative Convertible Preferred Stock · Derivative 67 Not disclosed Strike: $122,112.00 Not disclosed
Disclosure

SEC source: 0001527541-25-000004 · wk-form4_1735912009.xml · derivative · entry 1

Franklin Michael Andrew · CIK 0001697904 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock).

F2 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on November 20, 2024, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on December 31, 2024, would be paid in the form of Series D Preferred Stock. On December 31, 2024, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F4 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2024, was determined based on a per share value of $13.8953375, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock).

F3 · derivative.expiration_date: Series D Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock).

Read SEC document
December 31, 2024 Filed Jan 3, 2025 13:35 UTC OtherSeries D Cumulative Convertible Preferred Stock · Derivative 251 Not disclosed Strike: $122,112.00 Not disclosed
Disclosure

SEC source: 0001527541-25-000002 · wk-form4_1735911328.xml · derivative · entry 1

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,553

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock).

F2 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on November 20, 2024, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on December 31, 2024, would be paid in the form of Series D Preferred Stock. On December 31, 2024, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F4 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2024, was determined based on a per share value of $13.8953375, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock).

F3 · derivative.expiration_date: Series D Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock).

Read SEC document
December 30, 2024 Filed Jan 2, 2025 15:00 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 7,300 $26.73 $195,122.43
Disclosure

SEC source: 0001667731-25-000001 · ursawhlrd.xml · nonDerivative · entry 1

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 395,600

F3 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $26.2250 to $27.0000 per share.

F5 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP (the Fund) . The Fund acquired 10,900 shares as specified in Table I (total owned is 399,200 shares following the transactions). As General Partner and Investment Manager of the Fund, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 13:44 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 4,399 $26.13 $114,941.91
Disclosure

SEC source: 0001667731-24-000714 · ursawhlrd.xml · nonDerivative · entry 2

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 388,300

F4 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $26.08 to $26.15 per share.

F5 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP (the Fund) . The Fund acquired 18,300 shares as specified in Table I (total owned is 388,300 shares following the transactions). As General Partner and Investment Manager of the Fund, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 13:44 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 13,901 $25.10 $348,922.05
Disclosure

SEC source: 0001667731-24-000714 · ursawhlrd.xml · nonDerivative · entry 1

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 383,901

F3 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $24.71 to $25.25 per share.

F5 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP (the Fund) . The Fund acquired 18,300 shares as specified in Table I (total owned is 388,300 shares following the transactions). As General Partner and Investment Manager of the Fund, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 14:59 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 32,066 $25.11 $805,273.46
Disclosure

SEC source: 0001667731-24-000710 · ursawhlrd.xml · nonDerivative · entry 3

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · Prior 10% Owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 370,000

F4 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $24.65 to $25.5 per share.

F5 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired and disposed the shares as specified in Table I (Ursa Fund Partners LP acquired 202,387 shares and owns 370,000 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 14:59 UTC
Hahn Andrew10% owner
OtherSeries D Cummulative Preferred 170,321 $25.56 $4,353,983.85
Disclosure

SEC source: 0001667731-24-000710 · ursawhlrd.xml · nonDerivative · entry 2

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · Prior 10% Owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F6 · kind: Ursa Fund Management LLC is the adviser to two clients, Ursa Fund Partners LP and Investment Opportunties 14 SPC. The footnoted transaction was a permitted cross-trade between the two clients.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired and disposed the shares as specified in Table I (Ursa Fund Partners LP acquired 202,387 shares and owns 370,000 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F3 · ownership.nature: These shares are held by Investment Opportunities 14 Segregated Portfolio.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 14:59 UTC
Hahn Andrew10% owner
OtherSeries D Cummulative Preferred 170,321 $25.56 $4,353,983.85
Disclosure

SEC source: 0001667731-24-000710 · ursawhlrd.xml · nonDerivative · entry 1

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · Prior 10% Owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 337,934

F6 · kind: Ursa Fund Management LLC is the adviser to two clients, Ursa Fund Partners LP and Investment Opportunties 14 SPC. The footnoted transaction was a permitted cross-trade between the two clients.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired and disposed the shares as specified in Table I (Ursa Fund Partners LP acquired 202,387 shares and owns 370,000 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 14:00 UTC
Hahn Andrew10% owner
OtherSeries D Cummulative Preferred 10,000 $40.01 $400,100.00
Disclosure

SEC source: 0001667731-24-000709 · ursawhlrd.xml · nonDerivative · entry 2

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 170,321

F4 · kind: The shares above were disposed of pursuant to the advisers participation in the December Monthly Redemption cycle that occurred on December 5th. The redemption price was $40.01 as indicated in the Company's 12.06.24 8-K filing.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds disposed 15,000 shares and collectively own 337,934 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F3 · ownership.nature: These shares are held by Internet Opportunities 14 Segregated Portfolio.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 14:00 UTC
Hahn Andrew10% owner
OtherSeries D Cummulative Preferred 5,000 $40.01 $200,050.00
Disclosure

SEC source: 0001667731-24-000709 · ursawhlrd.xml · nonDerivative · entry 1

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 167,613

F4 · kind: The shares above were disposed of pursuant to the advisers participation in the December Monthly Redemption cycle that occurred on December 5th. The redemption price was $40.01 as indicated in the Company's 12.06.24 8-K filing.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds disposed 15,000 shares and collectively own 337,934 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 16:10 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 1,350 $26.49 $35,755.02
Disclosure

SEC source: 0001667731-24-000708 · ursawhlrd.xml · nonDerivative · entry 4

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 180,321

F7 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $26.3 to $26.5 per share.

F8 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 8,850 shares and collectively own 352,934 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F3 · ownership.nature: These shares are held by Internet Opportunities 14 Segregated Portfolio.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 16:10 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 150 $26.50 $3,975.00
Disclosure

SEC source: 0001667731-24-000708 · ursawhlrd.xml · nonDerivative · entry 3

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 172,613

F6 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $26.5 to $26.5 per share.

F8 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 8,850 shares and collectively own 352,934 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 16:10 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 3,200 $26.21 $83,866.88
Disclosure

SEC source: 0001667731-24-000708 · ursawhlrd.xml · nonDerivative · entry 2

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 178,971

F5 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $26.05 to $26.4 per share.

F8 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 8,850 shares and collectively own 352,934 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F3 · ownership.nature: These shares are held by Internet Opportunities 14 Segregated Portfolio.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 16:10 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 4,150 $26.14 $108,483.91
Disclosure

SEC source: 0001667731-24-000708 · ursawhlrd.xml · nonDerivative · entry 1

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 172,463

F4 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $26 to $26.4 per share.

F8 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 8,850 shares and collectively own 352,934 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 17:06 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 1,300 $25.02 $32,529.90
Disclosure

SEC source: 0001667731-24-000705 · ursawhlrd.xml · nonDerivative · entry 4

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 175,771

F7 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $24.88 to $25.20 per share.

F8 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 8,843 shares and collectively own 344,084 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F3 · ownership.nature: These shares are held by Internet Opportunities 14 Segregated Portfolio.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 17:06 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 1,810 $25.01 $45,268.10
Disclosure

SEC source: 0001667731-24-000705 · ursawhlrd.xml · nonDerivative · entry 3

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 168,313

F6 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $24.875 to $25.395 per share.

F8 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 8,843 shares and collectively own 344,084 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 17:06 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 1,797 $25.30 $45,464.46
Disclosure

SEC source: 0001667731-24-000705 · ursawhlrd.xml · nonDerivative · entry 2

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 174,471

F5 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $25.26 to $25.32 per share.

F8 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 8,843 shares and collectively own 344,084 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F3 · ownership.nature: These shares are held by Internet Opportunities 14 Segregated Portfolio.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 17:06 UTC
Hahn Andrew10% owner
PurchaseSeries D Cummulative Preferred 3,936 $25.23 $99,319.45
Disclosure

SEC source: 0001667731-24-000705 · ursawhlrd.xml · nonDerivative · entry 1

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 166,503

F4 · price: This is the weighted average purchase price. The shares were purchased at prices ranging from $24.895 to $25.35 per share.

F8 · price: The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer.

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 8,843 shares and collectively own 344,084 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
November 18, 2024 Filed Nov 25, 2024 14:03 UTC
Hahn Andrew10% owner
PurchaseSeries D Cumulative Preferred Stock 2,674 $26.00 $69,524.00
Disclosure

SEC source: 0001104659-24-122504 · tm2429039-2_4seq1.xml · nonDerivative · entry 6

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 172,674

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 20,241 shares and collectively own 335,241 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F3 · ownership.nature: These shares are held by Internet Opportunities 14 Segregated Portfolio.

Read SEC document
November 18, 2024 Filed Nov 25, 2024 14:03 UTC
Hahn Andrew10% owner
PurchaseSeries D Cumulative Preferred Stock 2,567 $26.25 $67,383.75
Disclosure

SEC source: 0001104659-24-122504 · tm2429039-2_4seq1.xml · nonDerivative · entry 5

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 162,567

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 20,241 shares and collectively own 335,241 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
November 15, 2024 Filed Nov 25, 2024 14:03 UTC
Hahn Andrew10% owner
PurchaseSeries D Cumulative Preferred Stock 8,069 $25.64 $206,889.16
Disclosure

SEC source: 0001104659-24-122504 · tm2429039-2_4seq1.xml · nonDerivative · entry 4

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 170,000

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 20,241 shares and collectively own 335,241 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F3 · ownership.nature: These shares are held by Internet Opportunities 14 Segregated Portfolio.

Read SEC document
November 15, 2024 Filed Nov 25, 2024 14:03 UTC
Hahn Andrew10% owner
PurchaseSeries D Cumulative Preferred Stock 3,500 $25.42 $88,970.00
Disclosure

SEC source: 0001104659-24-122504 · tm2429039-2_4seq1.xml · nonDerivative · entry 3

Ursa Fund Management, LLC · CIK 0001693838 · 10% owner

Ursa Fund Partners LP · CIK 0001668985 · 10% owner

Investment Opportunities 14 Segregated Portfolio · CIK 0002046115 · 10% owner

Hahn Andrew · CIK 0002008338 · 10% owner

Douglas Russell Palmer · CIK 0001729159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 160,000

F1 · ownership.nature: Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired the shares as specified in Table I (collectively, the Funds acquired 20,241 shares and collectively own 335,241 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds.

F2 · ownership.nature: These shares are held by Ursa Fund Partners LP.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:20 UTC
Stilwell JosephDirector · 10% owner
SaleSeries D Cumulative Convertible Preferred Stock · Derivative 7,291 $24.01 Strike: $61,056.00 $175,038.68
Disclosure

SEC source: 0001213900-24-099656 · ownership.xml · derivative · entry 11

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 7,328

Underlying: Common Stock · 2 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000409 shares of the Issuer's common stock (a conversion price of $61,056 per share of common stock). Series D Preferred Stock has no expiration date.

F7 · shares: This Form 4 reports the following sales of the Series D Preferred Stock on November 14, 2024: (i) SAI sold 50,465 shares at $24.0075 per share, (ii) SAF sold 7,244 shares at $24.0075 per share, and (iii) SVP VII sold 7,291 shares at $24.0075 per share.

F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000409 shares of the Issuer's common stock (a conversion price of $61,056 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000409 shares of the Issuer's common stock (a conversion price of $61,056 per share of common stock). Series D Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000409 shares of the Issuer's common stock (a conversion price of $61,056 per share of common stock). Series D Preferred Stock has no expiration date.

F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.