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WFC

WELLS FARGO & COMPANY/MN

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Tapewire entity
2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2016 Filed May 4, 2016 17:05 UTC
SLOAN TIMOTHY JPresident & COO
Tax withholdingCommon Stock, $1 2/3 Par Value 111,100 $50.59 $5,620,549.00
Disclosure

SEC source: 0001127602-16-051006 · form4.xml · nonDerivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,760

Read SEC document
May 02, 2016 Filed May 4, 2016 17:05 UTC
SLOAN TIMOTHY JPresident & COO
Exercise / conversionCommon Stock, $1 2/3 Par Value 131,190 $34.39 $4,511,624.10
Disclosure

SEC source: 0001127602-16-051006 · form4.xml · nonDerivative · entry 1

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2016 Filed Jul 19, 2016 17:20 UTC
LEVY RICHARDExecutive VP & Controller
GiftCommon Stock, $1 2/3 Par Value 41,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-058204 · form4.xml · nonDerivative · entry 2

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Through RL & DL Trust

Disclosed balance after: 134,222

Read SEC document
April 29, 2016 Filed Jul 19, 2016 17:20 UTC
LEVY RICHARDExecutive VP & Controller
GiftCommon Stock, $1 2/3 Par Value 41,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-058204 · form4.xml · nonDerivative · entry 1

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743

Read SEC document
April 27, 2016 Filed Apr 28, 2016 18:43 UTC
Modjtabai AvidSr. Executive Vice President
SaleCommon Stock, $1 2/3 Par Value 55,000 $50.77 $2,792,350.00
Disclosure

SEC source: 0001127602-16-050161 · form4.xml · nonDerivative · entry 3

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 364,802

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.77 to $50.805, inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
April 27, 2016 Filed Apr 28, 2016 19:05 UTC
STROTHER JAMES MSr. Executive Vice President
SaleCommon Stock, $1 2/3 Par Value 40,000 $50.77 $2,030,800.00
Disclosure

SEC source: 0001127602-16-050170 · form4.xml · nonDerivative · entry 1

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,584

Read SEC document
April 26, 2016 Filed Apr 28, 2016 17:27 UTC GrantPhantom Stock Units · Derivative 3,535 $50.92 $180,002.20
Disclosure

SEC source: 0001127602-16-050121 · form4.xml · derivative · entry 2

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,365.9184

Underlying: Common Stock, $1 2/3 Par Value · 3,535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 26, 2016 Filed Apr 28, 2016 17:34 UTC
CHEN JOHN SDirector
GrantCommon Stock, $1 2/3 Par Value 3,535 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-050124 · form4.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,199

Read SEC document
April 26, 2016 Filed Apr 28, 2016 17:59 UTC
Dean Lloyd HDirector
GrantPhantom Stock Units · Derivative 3,535 $50.92 $180,002.20
Disclosure

SEC source: 0001127602-16-050131 · form4.xml · derivative · entry 4

Dean Lloyd H · CIK 0001332215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,441.6688

Underlying: Common Stock, $1 2/3 Par Value · 3,535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 26, 2016 Filed Apr 28, 2016 18:03 UTC GrantPhantom Stock Units · Derivative 3,535 $50.92 $180,002.20
Disclosure

SEC source: 0001127602-16-050139 · form4.xml · derivative · entry 2

Duke Elizabeth A · CIK 0001628509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,819.0462

Underlying: Common Stock, $1 2/3 Par Value · 3,535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 26, 2016 Filed Apr 28, 2016 18:14 UTC GrantCommon Stock, $1 2/3 Par Value 3,535 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-050148 · form4.xml · nonDerivative · entry 1

ENGEL SUSAN E · CIK 0001217310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,189

Read SEC document
April 26, 2016 Filed Apr 28, 2016 18:20 UTC GrantCommon Stock, $1 2/3 Par Value 3,535 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-050150 · form4.xml · nonDerivative · entry 1

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,701

Read SEC document
April 26, 2016 Filed Apr 28, 2016 18:32 UTC GrantPhantom Stock Units · Derivative 3,535 $50.92 $180,002.20
Disclosure

SEC source: 0001127602-16-050156 · form4.xml · derivative · entry 2

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,852.049

Underlying: Common Stock, $1 2/3 Par Value · 3,535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 26, 2016 Filed Apr 28, 2016 18:38 UTC GrantPhantom Stock Units · Derivative 3,535 $50.92 $180,002.20
Disclosure

SEC source: 0001127602-16-050158 · form4.xml · derivative · entry 5

MILLIGAN CYNTHIA · CIK 0001164401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,181.5616

Underlying: Common Stock, $1 2/3 Par Value · 3,535 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 26, 2016 Filed Apr 28, 2016 18:47 UTC GrantCommon Stock, $1 2/3 Par Value 3,535 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-050163 · form4.xml · nonDerivative · entry 1

PENA FEDERICO F · CIK 0001166862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,066

Read SEC document
April 26, 2016 Filed Apr 28, 2016 18:51 UTC GrantPhantom Stock Units · Derivative 3,535 $50.92 $180,002.20
Disclosure

SEC source: 0001127602-16-050165 · form4.xml · derivative · entry 2

Quigley James H. · CIK 0001554331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,476.6161

Underlying: Common Stock, $1 2/3 Par Value · 3,535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 26, 2016 Filed Apr 28, 2016 18:55 UTC GrantPhantom Stock Units · Derivative 3,535 $50.92 $180,002.20
Disclosure

SEC source: 0001127602-16-050167 · form4.xml · derivative · entry 3

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,065.986

Underlying: Common Stock, $1 2/3 Par Value · 3,535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 26, 2016 Filed Apr 28, 2016 19:14 UTC GrantPhantom Stock Units · Derivative 3,535 $50.92 $180,002.20
Disclosure

SEC source: 0001127602-16-050174 · form4.xml · derivative · entry 2

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,621.3119

Underlying: Common Stock, $1 2/3 Par Value · 3,535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 26, 2016 Filed Apr 28, 2016 20:00 UTC GrantCommon Stock, $1 2/3 Par Value 3,535 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-050197 · form4.xml · nonDerivative · entry 1

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,689

Read SEC document
April 26, 2016 Filed Apr 28, 2016 20:08 UTC GrantPhantom Stock Units · Derivative 3,535 $50.92 $180,002.20
Disclosure

SEC source: 0001127602-16-050203 · form4.xml · derivative · entry 6

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,280.8601

Underlying: Common Stock, $1 2/3 Par Value · 3,535 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 22, 2016 Filed Apr 26, 2016 18:54 UTC
CARROLL DAVID MSenior Exec. Vice President
SaleCommon Stock, $1 2/3 Par Value 62,300 $50.28 $3,132,444.00
Disclosure

SEC source: 0001127602-16-049899 · form4.xml · nonDerivative · entry 4

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 423,337

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.26 to $50.30 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
April 22, 2016 Filed Apr 26, 2016 18:54 UTC
CARROLL DAVID MSenior Exec. Vice President
GiftCommon Stock, $1 2/3 Par Value 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-049899 · form4.xml · nonDerivative · entry 3

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 485,637

Read SEC document
April 21, 2016 Filed Jul 26, 2016 19:08 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 119,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-058639 · form4.xml · nonDerivative · entry 2

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 937,376.77

Read SEC document
April 21, 2016 Filed Jul 26, 2016 19:08 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 119,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-058639 · form4.xml · nonDerivative · entry 1

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 20, 2016 Filed Apr 22, 2016 17:56 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 6,658 $0.00 Strike: $32.55 $0.00
Disclosure

SEC source: 0001127602-16-049717 · form4.xml · derivative · entry 4

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 6,658 shares

Expires 2016-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2016 Filed Apr 22, 2016 17:56 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 4,295 $50.45 $216,682.75
Disclosure

SEC source: 0001127602-16-049717 · form4.xml · nonDerivative · entry 2

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,213

Read SEC document
April 20, 2016 Filed Apr 22, 2016 17:56 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 6,658 $32.55 $216,717.90
Disclosure

SEC source: 0001127602-16-049717 · form4.xml · nonDerivative · entry 1

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2016 Filed Apr 20, 2016 18:49 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 6,658 $0.00 Strike: $32.55 $0.00
Disclosure

SEC source: 0001127602-16-049565 · form4.xml · derivative · entry 3

ENGEL SUSAN E · CIK 0001217310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 6,658 shares

Expires 2016-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2016 Filed Apr 20, 2016 18:49 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 4,437 $48.84 $216,703.08
Disclosure

SEC source: 0001127602-16-049565 · form4.xml · nonDerivative · entry 2

ENGEL SUSAN E · CIK 0001217310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,654

Read SEC document
April 18, 2016 Filed Apr 20, 2016 18:49 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 6,658 $32.55 $216,717.90
Disclosure

SEC source: 0001127602-16-049565 · form4.xml · nonDerivative · entry 1

ENGEL SUSAN E · CIK 0001217310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2016 Filed Feb 13, 2017 19:43 UTC GiftCommon Stock, $1 2/3 Par Value 100 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005344 · form5.xml · nonDerivative · entry 2

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 0

Read SEC document
April 07, 2016 Filed Feb 13, 2017 19:43 UTC GiftCommon Stock, $1 2/3 Par Value 100 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005344 · form5.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
April 01, 2016 Filed Apr 5, 2016 17:16 UTC GrantPhantom Stock Units · Derivative 1,171.3106 $48.45 $56,750.00
Disclosure

SEC source: 0001127602-16-048738 · form4.xml · derivative · entry 6

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,745.8601

Underlying: Common Stock, $1 2/3 Par Value · 1,171.3106 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 01, 2016 Filed Apr 5, 2016 17:23 UTC
Dean Lloyd HDirector
GrantPhantom Stock Units · Derivative 245.098 $48.45 $11,875.00
Disclosure

SEC source: 0001127602-16-048744 · form4.xml · derivative · entry 4

Dean Lloyd H · CIK 0001332215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,906.6688

Underlying: Common Stock, $1 2/3 Par Value · 245.098 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 01, 2016 Filed Apr 5, 2016 17:31 UTC GrantPhantom Stock Units · Derivative 675.9546 $48.45 $32,750.00
Disclosure

SEC source: 0001127602-16-048747 · form4.xml · derivative · entry 2

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,317.049

Underlying: Common Stock, $1 2/3 Par Value · 675.9546 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 01, 2016 Filed Apr 5, 2016 17:45 UTC GrantPhantom Stock Units · Derivative 1,289.9897 $48.45 $62,500.00
Disclosure

SEC source: 0001127602-16-048749 · form4.xml · derivative · entry 3

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,530.986

Underlying: Common Stock, $1 2/3 Par Value · 1,289.9897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 01, 2016 Filed May 27, 2016 17:35 UTC
STUMPF JOHN GDirector · Chairman & CEO
GiftCommon Stock, $1 2/3 Par Value 278,661 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-053675 · form4.xml · nonDerivative · entry 2

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 1,127,685

Read SEC document
April 01, 2016 Filed May 27, 2016 17:35 UTC
STUMPF JOHN GDirector · Chairman & CEO
GiftCommon Stock, $1 2/3 Par Value 278,661 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-053675 · form4.xml · nonDerivative · entry 1

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
March 29, 2016 Filed Apr 28, 2016 18:43 UTC
Modjtabai AvidSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 119,565 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-050161 · form4.xml · nonDerivative · entry 2

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 419,802

Read SEC document
March 29, 2016 Filed Apr 28, 2016 18:43 UTC
Modjtabai AvidSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 119,565 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-050161 · form4.xml · nonDerivative · entry 1

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 29, 2016 Filed May 27, 2016 17:31 UTC
Shrewsberry John R.Senior Executive VP & CFO
GiftCommon Stock, $1 2/3 Par Value 63,122 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-053669 · form4.xml · nonDerivative · entry 2

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 281,307

Read SEC document
March 29, 2016 Filed May 27, 2016 17:31 UTC
Shrewsberry John R.Senior Executive VP & CFO
GiftCommon Stock, $1 2/3 Par Value 63,122 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-053669 · form4.xml · nonDerivative · entry 1

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 24, 2016 Filed Apr 26, 2016 18:54 UTC
CARROLL DAVID MSenior Exec. Vice President
GiftCommon Stock, $1 2/3 Par Value 130,673 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-049899 · form4.xml · nonDerivative · entry 2

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 487,637

Read SEC document
March 24, 2016 Filed Apr 26, 2016 18:54 UTC
CARROLL DAVID MSenior Exec. Vice President
GiftCommon Stock, $1 2/3 Par Value 130,673 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-049899 · form4.xml · nonDerivative · entry 1

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 18, 2016 Filed Apr 5, 2016 17:45 UTC GiftCommon Stock, $1 2/3 Par Value 2,230 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-048749 · form4.xml · nonDerivative · entry 2

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through SWS Revocable Trust

Disclosed balance after: 21,492

Read SEC document
March 18, 2016 Filed Apr 5, 2016 17:45 UTC GiftCommon Stock, $1 2/3 Par Value 2,230 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-048749 · form4.xml · nonDerivative · entry 1

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
March 18, 2016 Filed Jul 26, 2016 18:00 UTC
Loughlin Michael JSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 54,830 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-058623 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 268,181.387

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March 18, 2016 Filed Jul 26, 2016 18:00 UTC
Loughlin Michael JSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 54,830 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-058623 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,267

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March 15, 2016 Filed Mar 17, 2016 17:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionRestricted Share Right · Derivative 826.1099 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046666 · form4.xml · derivative · entry 14

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,652.2199

Underlying: Common Stock, $1 2/3 Par Value · 826.1099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

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March 15, 2016 Filed Mar 17, 2016 17:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionRestricted Share Right · Derivative 1,566.6502 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046666 · form4.xml · derivative · entry 13

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566.6507

Underlying: Common Stock, $1 2/3 Par Value · 1,566.6502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.