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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2020 Filed Mar 31, 2020 20:41 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 12,715.6655 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012253 · form4.xml · derivative · entry 10

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,429.2441

Underlying: Common Stock, $1 2/3 Par Value · 12,715.6655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F9 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:41 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,409.4063 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012253 · form4.xml · derivative · entry 9

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,409.4063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:41 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversion2017 Performance Shares · Derivative 78,392.6803 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012253 · form4.xml · derivative · entry 8

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 78,392.6803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F6 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F6 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:41 UTC
Mack Mary TSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 5,385.6655 $30.28 $163,077.95
Disclosure

SEC source: 0001127602-20-012253 · form4.xml · nonDerivative · entry 6

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,576

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:41 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 12,715.6655 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012253 · form4.xml · nonDerivative · entry 5

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,961.6655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:41 UTC
Mack Mary TSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 597.4063 $30.28 $18,089.46
Disclosure

SEC source: 0001127602-20-012253 · form4.xml · nonDerivative · entry 4

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,246

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:41 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,409.4063 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012253 · form4.xml · nonDerivative · entry 3

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,843.4063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 28, 2017. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:41 UTC
Mack Mary TSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 35,041.6803 $30.28 $1,061,062.08
Disclosure

SEC source: 0001127602-20-012253 · form4.xml · nonDerivative · entry 2

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,434

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:41 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 78,392.6803 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012253 · form4.xml · nonDerivative · entry 1

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,475.6803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 29, 2020 upon settlement of a Performance Share award granted on February 28, 2017 for the three-year performance period ended December 31, 2019 (as previously disclosed on a Form 4 filed on March 5, 2020).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:45 UTC
Norton Amanda GSr. EVP and Chief Risk Officer
Exercise / conversionRestricted Share Right · Derivative 7,015.3236 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012258 · form4.xml · derivative · entry 4

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,030.6476

Underlying: Common Stock, $1 2/3 Par Value · 7,015.3236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:45 UTC
Norton Amanda GSr. EVP and Chief Risk Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 3,169.3236 $30.28 $95,967.12
Disclosure

SEC source: 0001127602-20-012258 · form4.xml · nonDerivative · entry 2

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,619

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:45 UTC
Norton Amanda GSr. EVP and Chief Risk Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 7,015.3236 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012258 · form4.xml · nonDerivative · entry 1

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,788.3236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:50 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 13,153.9929 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012262 · form4.xml · derivative · entry 10

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,306.9422

Underlying: Common Stock, $1 2/3 Par Value · 13,153.9929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F9 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:50 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 2,127.4053 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012262 · form4.xml · derivative · entry 9

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 2,127.4053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:50 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversion2017 Performance Shares · Derivative 111,990.1763 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012262 · form4.xml · derivative · entry 8

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 111,990.1763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F6 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F6 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:50 UTC
Pelos Petros GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 5,932.9929 $30.28 $179,651.03
Disclosure

SEC source: 0001127602-20-012262 · form4.xml · nonDerivative · entry 6

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,032

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:50 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 13,153.9929 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012262 · form4.xml · nonDerivative · entry 5

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,964.9929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:50 UTC
Pelos Petros GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,019.4053 $30.28 $30,867.59
Disclosure

SEC source: 0001127602-20-012262 · form4.xml · nonDerivative · entry 4

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,811

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:50 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 2,127.4053 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012262 · form4.xml · nonDerivative · entry 3

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,830.4053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 28, 2017. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:50 UTC
Pelos Petros GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 56,271.1763 $30.28 $1,703,891.22
Disclosure

SEC source: 0001127602-20-012262 · form4.xml · nonDerivative · entry 2

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,703

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:50 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 111,990.1763 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012262 · form4.xml · nonDerivative · entry 1

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,974.1763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 29, 2020 upon settlement of a Performance Share award granted on February 28, 2017 for the three-year performance period ended December 31, 2019 (as previously disclosed on a Form 4 filed on March 5, 2020).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:56 UTC
Shrewsberry John R.Sr. EVP & CFO
Exercise / conversionRestricted Share Right · Derivative 16,223.3275 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012265 · form4.xml · derivative · entry 8

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,444.5677

Underlying: Common Stock, $1 2/3 Par Value · 16,223.3275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:56 UTC
Shrewsberry John R.Sr. EVP & CFO
Exercise / conversion2017 Performance Shares · Derivative 201,581.6534 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012265 · form4.xml · derivative · entry 7

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 201,581.6534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F5 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:56 UTC
Shrewsberry John R.Sr. EVP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 8,044.3275 $30.28 $243,582.24
Disclosure

SEC source: 0001127602-20-012265 · form4.xml · nonDerivative · entry 4

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,936

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:56 UTC
Shrewsberry John R.Sr. EVP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 16,223.3275 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012265 · form4.xml · nonDerivative · entry 3

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,980.3275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:56 UTC
Shrewsberry John R.Sr. EVP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 99,944.6534 $30.28 $3,026,324.10
Disclosure

SEC source: 0001127602-20-012265 · form4.xml · nonDerivative · entry 2

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,757

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:56 UTC
Shrewsberry John R.Sr. EVP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 201,581.6534 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012265 · form4.xml · nonDerivative · entry 1

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,701.6534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 29, 2020 upon settlement of a Performance Share award granted on February 28, 2017 for the three-year performance period ended December 31, 2019 (as previously disclosed on a Form 4 filed on March 5, 2020).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:01 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 8,769.6764 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012269 · form4.xml · derivative · entry 13

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,537.2658

Underlying: Common Stock, $1 2/3 Par Value · 8,769.6764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F11 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:01 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 2,095.4409 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012269 · form4.xml · derivative · entry 12

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,094.3641

Underlying: Common Stock, $1 2/3 Par Value · 2,095.4409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2017 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2017 annual incentive compensation award.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:01 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 5,141.23 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012269 · form4.xml · derivative · entry 11

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 5,141.23 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:01 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversion2017 Performance Shares · Derivative 55,823.3447 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012269 · form4.xml · derivative · entry 10

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 55,823.3447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F7 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:01 UTC
Weiss Jonathan G.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 4,461.6764 $30.28 $135,099.56
Disclosure

SEC source: 0001127602-20-012269 · form4.xml · nonDerivative · entry 8

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,304

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:01 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 8,769.6764 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012269 · form4.xml · nonDerivative · entry 7

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,765.6764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:01 UTC
Weiss Jonathan G.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,066.4409 $30.28 $32,291.83
Disclosure

SEC source: 0001127602-20-012269 · form4.xml · nonDerivative · entry 6

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,996

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:01 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 2,095.4409 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012269 · form4.xml · nonDerivative · entry 5

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,062.4409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on March 29, 2020. Original grant date was February 26, 2018. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:01 UTC
Weiss Jonathan G.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,616.23 $30.28 $79,219.44
Disclosure

SEC source: 0001127602-20-012269 · form4.xml · nonDerivative · entry 4

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,967

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:01 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 5,141.23 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012269 · form4.xml · nonDerivative · entry 3

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,583.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 28, 2017. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:01 UTC
Weiss Jonathan G.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 29,709.3447 $30.28 $899,598.96
Disclosure

SEC source: 0001127602-20-012269 · form4.xml · nonDerivative · entry 2

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,442

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:01 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 55,823.3447 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012269 · form4.xml · nonDerivative · entry 1

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,151.3447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 29, 2020 upon settlement of a Performance Share award granted on February 28, 2017 for the three-year performance period ended December 31, 2019 (as previously disclosed on a Form 4 filed on March 5, 2020).

Read SEC document
March 15, 2020 Filed Mar 17, 2020 17:18 UTC
Edwards Douglas REVP & Acting General Counsel
Exercise / conversionRestricted Share Right · Derivative 2,249.2881 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011004 · form4.xml · derivative · entry 7

Edwards Douglas R · CIK 0001772306 · EVP & Acting General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,249.2884

Underlying: Common Stock, $1 2/3 Par Value · 2,249.2881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2018, 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F6 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2018, 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 17:18 UTC
Edwards Douglas REVP & Acting General Counsel
Exercise / conversionRestricted Share Right · Derivative 2,339.9296 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011004 · form4.xml · derivative · entry 6

Edwards Douglas R · CIK 0001772306 · EVP & Acting General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 2,339.9296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2017, 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2017, 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 17:18 UTC
Edwards Douglas REVP & Acting General Counsel
Tax withholdingCommon Stock, $1 2/3 Par Value 615.2881 $30.89 $19,006.25
Disclosure

SEC source: 0001127602-20-011004 · form4.xml · nonDerivative · entry 4

Edwards Douglas R · CIK 0001772306 · EVP & Acting General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,961.179

Read SEC document
March 15, 2020 Filed Mar 17, 2020 17:18 UTC
Edwards Douglas REVP & Acting General Counsel
Exercise / conversionCommon Stock, $1 2/3 Par Value 2,249.2881 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011004 · form4.xml · nonDerivative · entry 3

Edwards Douglas R · CIK 0001772306 · EVP & Acting General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,576.4671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2020. Original grant date was 2/28/2017. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2020 Filed Mar 17, 2020 17:18 UTC
Edwards Douglas REVP & Acting General Counsel
Tax withholdingCommon Stock, $1 2/3 Par Value 640.9296 $30.89 $19,798.32
Disclosure

SEC source: 0001127602-20-011004 · form4.xml · nonDerivative · entry 2

Edwards Douglas R · CIK 0001772306 · EVP & Acting General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,327.179

Read SEC document
March 15, 2020 Filed Mar 17, 2020 17:18 UTC
Edwards Douglas REVP & Acting General Counsel
Exercise / conversionCommon Stock, $1 2/3 Par Value 2,339.9296 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011004 · form4.xml · nonDerivative · entry 1

Edwards Douglas R · CIK 0001772306 · EVP & Acting General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,968.1086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2020. Original grant date was 2/23/2016. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 13, 2020 Filed Mar 16, 2020 17:13 UTC
SCHARF CHARLES WDirector · CEO & President
PurchaseCommon Stock, $1 2/3 Par Value 173,000 $28.69 $4,963,370.00
Disclosure

SEC source: 0001127602-20-010727 · form4.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,916

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.36 to $28.88 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 17:28 UTC PurchaseCommon Stock, $1 2/3 Par Value 20,000 $29.53 $590,600.00
Disclosure

SEC source: 0001127602-20-010732 · form4.xml · nonDerivative · entry 1

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Revocable Trust

Disclosed balance after: 20,235

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.38 to $29.63 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:42 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 7,570 $0.00 Strike: $31.72 $0.00
Disclosure

SEC source: 0001127602-20-009439 · form4.xml · derivative · entry 5

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,570 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:42 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 7,570 $31.72 $240,120.40
Disclosure

SEC source: 0001127602-20-009439 · form4.xml · nonDerivative · entry 1

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:48 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 7,570 $0.00 Strike: $31.72 $0.00
Disclosure

SEC source: 0001127602-20-009449 · form4.xml · derivative · entry 2

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,570 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.