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WFC

WELLS FARGO & COMPANY/MN

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Tapewire entity
2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2020 Filed Apr 30, 2020 17:21 UTC GrantPhantom Stock Units · Derivative 6,110 $28.87 $176,395.70
Disclosure

SEC source: 0001127602-20-014722 · form4.xml · derivative · entry 2

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

Underlying: Common Stock, $1 2/3 Par Value · 6,110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 17:21 UTC GrantCommon Stock, $1 2/3 Par Value 125 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014722 · form4.xml · nonDerivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125

Read SEC document
April 28, 2020 Filed Apr 30, 2020 17:25 UTC GrantPhantom Stock Units · Derivative 6,235 $28.87 $180,004.45
Disclosure

SEC source: 0001127602-20-014724 · form4.xml · derivative · entry 2

Clark Celeste A. · CIK 0001261319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,986.772

Underlying: Common Stock, $1 2/3 Par Value · 6,235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 17:30 UTC GrantCommon Stock, $1 2/3 Par Value 6,235 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014726 · form4.xml · nonDerivative · entry 1

CRAVER THEODORE F JR · CIK 0001187019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,324

Read SEC document
April 28, 2020 Filed Apr 30, 2020 17:34 UTC GrantPhantom Stock Units · Derivative 6,235 $28.87 $180,004.45
Disclosure

SEC source: 0001127602-20-014728 · form4.xml · derivative · entry 2

Hewett Wayne M. · CIK 0001500124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,034.1301

Underlying: Common Stock, $1 2/3 Par Value · 6,235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 17:38 UTC GrantPhantom Stock Units · Derivative 6,235 $28.87 $180,004.45
Disclosure

SEC source: 0001127602-20-014730 · form4.xml · derivative · entry 2

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,501.3415

Underlying: Common Stock, $1 2/3 Par Value · 6,235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 17:41 UTC GrantPhantom Stock Units · Derivative 6,235 $28.87 $180,004.45
Disclosure

SEC source: 0001127602-20-014732 · form4.xml · derivative · entry 2

Morris Maria R · CIK 0001423154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,863.8655

Underlying: Common Stock, $1 2/3 Par Value · 6,235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 17:45 UTC GrantPhantom Stock Units · Derivative 6,235 $28.87 $180,004.45
Disclosure

SEC source: 0001127602-20-014734 · form4.xml · derivative · entry 3

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,489.5253

Underlying: Common Stock, $1 2/3 Par Value · 6,235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 17:50 UTC GrantPhantom Stock Units · Derivative 6,235 $28.87 $180,004.45
Disclosure

SEC source: 0001127602-20-014736 · form4.xml · derivative · entry 2

Payne Richard B JR · CIK 0001288880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,630.6282

Underlying: Common Stock, $1 2/3 Par Value · 6,235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 17:53 UTC GrantCommon Stock, $1 2/3 Par Value 6,235 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014738 · form4.xml · nonDerivative · entry 1

Pujadas Juan A · CIK 0001715973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,820

Read SEC document
April 28, 2020 Filed Apr 30, 2020 17:57 UTC GrantPhantom Stock Units · Derivative 6,235 $28.87 $180,004.45
Disclosure

SEC source: 0001127602-20-014740 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,150.7685

Underlying: Common Stock, $1 2/3 Par Value · 6,235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 18:03 UTC GrantCommon Stock, $1 2/3 Par Value 6,235 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014742 · form4.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,342.732

F1 · balance_after: Total includes the following shares acquired through Wells Fargo & Company's dividend reinvestment plan: 1.365 shares on 3/1/2020.

Read SEC document
April 20, 2020 Filed Oct 2, 2020 22:02 UTC
Shrewsberry John R.Sr. EVP & CFO
GiftCommon Stock, $1 2/3 Par Value 13,299 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026379 · form4.xml · nonDerivative · entry 4

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 589,355

Read SEC document
April 20, 2020 Filed Oct 2, 2020 22:02 UTC
Shrewsberry John R.Sr. EVP & CFO
GiftCommon Stock, $1 2/3 Par Value 13,299 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026379 · form4.xml · nonDerivative · entry 3

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 20, 2020 Filed Nov 23, 2020 18:11 UTC
Van Beurden SaulSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 50 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029813 · form4.xml · nonDerivative · entry 4

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child 3

Disclosed balance after: 50

Read SEC document
April 20, 2020 Filed Nov 23, 2020 18:11 UTC
Van Beurden SaulSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 50 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029813 · form4.xml · nonDerivative · entry 3

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child 2

Disclosed balance after: 50

Read SEC document
April 20, 2020 Filed Nov 23, 2020 18:11 UTC
Van Beurden SaulSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 50 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029813 · form4.xml · nonDerivative · entry 2

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child 1

Disclosed balance after: 50

Read SEC document
April 20, 2020 Filed Nov 23, 2020 18:11 UTC
Van Beurden SaulSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 150 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029813 · form4.xml · nonDerivative · entry 1

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,919

Read SEC document
April 17, 2020 Filed Apr 21, 2020 16:13 UTC
Pelos Petros GSr. Executive Vice President
Disposition to issuerPhantom Stock Units · Derivative 2.6431 $28.38 $75.01
Disclosure

SEC source: 0001127602-20-014188 · form4.xml · derivative · entry 3

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,781.281

Underlying: Common Stock, $1 2/3 Par Value · 2.6431 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Read SEC document
April 16, 2020 Filed Oct 2, 2020 22:02 UTC
Shrewsberry John R.Sr. EVP & CFO
GiftCommon Stock, $1 2/3 Par Value 101,637 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026379 · form4.xml · nonDerivative · entry 2

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 576,056

Read SEC document
April 16, 2020 Filed Oct 2, 2020 22:02 UTC
Shrewsberry John R.Sr. EVP & CFO
GiftCommon Stock, $1 2/3 Par Value 101,637 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026379 · form4.xml · nonDerivative · entry 1

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,299

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:55 UTC
Van Beurden SaulSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 29,891.8332 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013522 · form4.xml · derivative · entry 6

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,782.6226

Underlying: Common Stock, $1 2/3 Par Value · 29,891.8332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 4/8/2020, 4/8/2021, and 4/8/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 4/8/2020, 4/8/2021, and 4/8/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:55 UTC
Van Beurden SaulSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 3,558.8001 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013522 · form4.xml · derivative · entry 5

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,117.6001

Underlying: Common Stock, $1 2/3 Par Value · 3,558.8001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 4/8/2020, 4/8/2021, and 4/8/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 4/8/2020, 4/8/2021, and 4/8/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:55 UTC
Van Beurden SaulSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 14,638.8332 $30.28 $443,263.87
Disclosure

SEC source: 0001127602-20-013522 · form4.xml · nonDerivative · entry 4

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,069

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:55 UTC
Van Beurden SaulSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 29,891.8332 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013522 · form4.xml · nonDerivative · entry 3

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,707.8332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on April 8, 2020. Original grant date was April 8, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:55 UTC
Van Beurden SaulSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,742.8001 $30.28 $52,771.99
Disclosure

SEC source: 0001127602-20-013522 · form4.xml · nonDerivative · entry 2

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:55 UTC
Van Beurden SaulSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,558.8001 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013522 · form4.xml · nonDerivative · entry 1

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,558.8001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on April 8, 2020. Original grant date was April 8, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
April 03, 2020 Filed Jun 16, 2020 16:10 UTC
Flowers Derek A.Sr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 14,515 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019658 · form4.xml · nonDerivative · entry 2

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 84,991.775

F1 · balance_after: Includes 1,561.567 shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan on 6/1/2020.

Read SEC document
April 03, 2020 Filed Jun 16, 2020 16:10 UTC
Flowers Derek A.Sr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 14,515 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019658 · form4.xml · nonDerivative · entry 1

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:26 UTC GrantPhantom Stock Units · Derivative 1,765.7761 $26.57 $46,916.67
Disclosure

SEC source: 0001127602-20-012956 · form4.xml · derivative · entry 5

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,661.765

Underlying: Common Stock, $1 2/3 Par Value · 1,765.7761 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:30 UTC GrantPhantom Stock Units · Derivative 1,684.2303 $26.57 $44,750.00
Disclosure

SEC source: 0001127602-20-012958 · form4.xml · derivative · entry 2

Clark Celeste A. · CIK 0001261319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,751.772

Underlying: Common Stock, $1 2/3 Par Value · 1,684.2303 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:34 UTC GrantPhantom Stock Units · Derivative 1,714.8099 $26.57 $45,562.50
Disclosure

SEC source: 0001127602-20-012960 · form4.xml · derivative · entry 2

Hewett Wayne M. · CIK 0001500124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,799.1301

Underlying: Common Stock, $1 2/3 Par Value · 1,714.8099 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:52 UTC GrantPhantom Stock Units · Derivative 2,140.7237 $26.57 $56,879.03
Disclosure

SEC source: 0001127602-20-012962 · form4.xml · derivative · entry 3

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,254.5253

Underlying: Common Stock, $1 2/3 Par Value · 2,140.7237 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:58 UTC GrantPhantom Stock Units · Derivative 2,371.0952 $26.57 $63,000.00
Disclosure

SEC source: 0001127602-20-012965 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,915.7685

Underlying: Common Stock, $1 2/3 Par Value · 2,371.0952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 18:32 UTC
Patterson Ellen RSr. EVP and General Counsel
GrantRestricted Share Right · Derivative 75,958 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012379 · form4.xml · derivative · entry 1

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,958

Underlying: Common Stock, $1 2/3 Par Value · 75,958 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:23 UTC
Flowers Derek A.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 3,507.6619 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012229 · form4.xml · derivative · entry 10

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,015.3238

Underlying: Common Stock, $1 2/3 Par Value · 3,507.6619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:23 UTC
Flowers Derek A.Sr. Executive Vice President
Exercise / conversion2017 Performance Shares · Derivative 22,742.1873 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012229 · form4.xml · derivative · entry 9

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 22,742.1873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F5 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:23 UTC
Flowers Derek A.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,568.6619 $30.28 $47,499.08
Disclosure

SEC source: 0001127602-20-012229 · form4.xml · nonDerivative · entry 4

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,515

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:23 UTC
Flowers Derek A.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,507.6619 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012229 · form4.xml · nonDerivative · entry 3

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,083.6619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:23 UTC
Flowers Derek A.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 10,166.1873 $30.28 $307,832.15
Disclosure

SEC source: 0001127602-20-012229 · form4.xml · nonDerivative · entry 2

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,576

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:23 UTC
Flowers Derek A.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 22,742.1873 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012229 · form4.xml · nonDerivative · entry 1

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,742.1873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 29, 2020 upon settlement of a Performance Share award granted on February 28, 2017 for the three-year performance period ended December 31, 2019 (as previously disclosed on a Form 4 filed on March 5, 2020).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:31 UTC
Galloreese DavidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 2,981.6692 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012237 · form4.xml · derivative · entry 3

Galloreese David · CIK 0001757760 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,963.3383

Underlying: Common Stock, $1 2/3 Par Value · 2,981.6692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:31 UTC
Galloreese DavidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,478.6692 $30.28 $44,774.10
Disclosure

SEC source: 0001127602-20-012237 · form4.xml · nonDerivative · entry 2

Galloreese David · CIK 0001757760 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,807

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:31 UTC
Galloreese DavidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 2,981.6692 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012237 · form4.xml · nonDerivative · entry 1

Galloreese David · CIK 0001757760 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,285.6692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:36 UTC
LEVY RICHARDEVP & Chief Accounting Officer
Exercise / conversionRestricted Share Right · Derivative 3,858.3236 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012245 · form4.xml · derivative · entry 9

LEVY RICHARD · CIK 0001201666 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,716.6474

Underlying: Common Stock, $1 2/3 Par Value · 3,858.3236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F7 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:36 UTC
LEVY RICHARDEVP & Chief Accounting Officer
Exercise / conversion2017 Performance Shares · Derivative 45,485.4831 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012245 · form4.xml · derivative · entry 8

LEVY RICHARD · CIK 0001201666 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 45,485.4831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F5 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:36 UTC
LEVY RICHARDEVP & Chief Accounting Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 1,634.3236 $30.28 $49,487.32
Disclosure

SEC source: 0001127602-20-012245 · form4.xml · nonDerivative · entry 4

LEVY RICHARD · CIK 0001201666 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,137

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:36 UTC
LEVY RICHARDEVP & Chief Accounting Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,858.3236 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012245 · form4.xml · nonDerivative · entry 3

LEVY RICHARD · CIK 0001201666 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,771.3236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:36 UTC
LEVY RICHARDEVP & Chief Accounting Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 18,351.4831 $30.28 $555,682.91
Disclosure

SEC source: 0001127602-20-012245 · form4.xml · nonDerivative · entry 2

LEVY RICHARD · CIK 0001201666 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,913

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:36 UTC
LEVY RICHARDEVP & Chief Accounting Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 45,485.4831 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012245 · form4.xml · nonDerivative · entry 1

LEVY RICHARD · CIK 0001201666 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,264.4831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 29, 2020 upon settlement of a Performance Share award granted on February 28, 2017 for the three-year performance period ended December 31, 2019 (as previously disclosed on a Form 4 filed on March 5, 2020).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.