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WD

Walker & Dunlop, Inc.

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Tapewire entity
4737
SEC CIK
0001497770
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2022 Filed May 9, 2022 20:33 UTC
Wells DonnaDirector
GrantDeferred Stock Units · Derivative 1,381 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-057574 · tm2214883-6_4seq1.xml · derivative · entry 1

Wells Donna · CIK 0001613921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

Underlying: Common Stock · 1,381 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:32 UTC GrantDeferred Stock Units · Derivative 1,381 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-057573 · tm2214883-5_4seq1.xml · derivative · entry 2

Warren Michael J. · CIK 0001698331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

Underlying: Common Stock · 1,381 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

F3 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:32 UTC GrantDeferred Stock Units · Derivative 1,012 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-057573 · tm2214883-5_4seq1.xml · derivative · entry 1

Warren Michael J. · CIK 0001698331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012

Underlying: Common Stock · 1,012 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:32 UTC GrantCommon Stock 1,381 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-057572 · tm2214883-4_4seq1.xml · nonDerivative · entry 1

Rice E. John Jr · CIK 0001503875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,382

F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2020 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:31 UTC GrantDeferred Stock Units · Derivative 1,381 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-057571 · tm2214883-3_4seq1.xml · derivative · entry 1

Malone Michael D · CIK 0001421021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

Underlying: Common Stock · 1,381 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:31 UTC
Levy EllenDirector
GrantDeferred Stock Units · Derivative 1,381 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-057570 · tm2214883-2_4seq1.xml · derivative · entry 1

Levy Ellen · CIK 0001657271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

Underlying: Common Stock · 1,381 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
April 22, 2022 Filed Jun 7, 2022 21:01 UTC
Smith Howard W IIIDirector · President
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069005 · tm2216903-4_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · The HIII 2011 Trust

Disclosed balance after: 287,321

Read SEC document
March 16, 2022 Filed Mar 17, 2022 21:01 UTC
Pryor Paula A.EVP & Chief HR Officer
SaleCommon Stock 1,652 $132.27 $218,510.04
Disclosure

SEC source: 0001104659-22-035089 · tm229210-9_4seq1.xml · nonDerivative · entry 3

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789.275

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:00 UTC Exercise / conversionDeferred Stock Units · Derivative 2,059 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035086 · tm229210-7_4seq1.xml · derivative · entry 2

SCHMALTZ DANA L · CIK 0001104397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2022 pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2022 pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:00 UTC Exercise / conversionCommon Stock 2,059 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035086 · tm229210-7_4seq1.xml · nonDerivative · entry 1

SCHMALTZ DANA L · CIK 0001104397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Pryor Paula A.EVP & Chief HR Officer
Exercise / conversionDividend Equivalent Rights · Derivative 66.584 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035089 · tm229210-9_4seq1.xml · derivative · entry 6

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138.102

Underlying: Common Stock · 66.584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Pryor Paula A.EVP & Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 946 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035089 · tm229210-9_4seq1.xml · derivative · entry 5

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F5 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2022.

F5 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Pryor Paula A.EVP & Chief HR Officer
Exercise / conversionDeferred Stock Units · Derivative 1,892 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035089 · tm229210-9_4seq1.xml · derivative · entry 4

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2022 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

F3 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2022 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Pryor Paula A.EVP & Chief HR Officer
Tax withholdingCommon Stock 1,252 $131.24 $164,312.48
Disclosure

SEC source: 0001104659-22-035089 · tm229210-9_4seq1.xml · nonDerivative · entry 2

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441.275

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Pryor Paula A.EVP & Chief HR Officer
Exercise / conversionCommon Stock 2,904.584 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035089 · tm229210-9_4seq1.xml · nonDerivative · entry 1

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,693.275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionDividend Equivalent Rights · Derivative 129.151 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035090 · tm229210-10_4seq1.xml · derivative · entry 5

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153.011

Underlying: Common Stock · 129.151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,835 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035090 · tm229210-10_4seq1.xml · derivative · entry 4

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2022.

F4 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionDeferred Stock Units · Derivative 3,670 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035090 · tm229210-10_4seq1.xml · derivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2022 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2022 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Tax withholdingCommon Stock 2,455 $131.24 $322,194.20
Disclosure

SEC source: 0001104659-22-035090 · tm229210-10_4seq1.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,648.503

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionCommon Stock 5,634.151 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035090 · tm229210-10_4seq1.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,103.503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Smith Howard W IIIDirector · President
Exercise / conversionDividend Equivalent Rights · Derivative 151.322 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035088 · tm229210-8_4seq1.xml · derivative · entry 11

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151.281

Underlying: Common Stock · 151.322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Smith Howard W IIIDirector · President
Exercise / conversionRestricted Stock Units · Derivative 2,150 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035088 · tm229210-8_4seq1.xml · derivative · entry 10

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2022.

F4 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Smith Howard W IIIDirector · President
Exercise / conversionDeferred Stock Units · Derivative 4,301 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035088 · tm229210-8_4seq1.xml · derivative · entry 9

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2022 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2022 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Smith Howard W IIIDirector · President
Tax withholdingCommon Stock 2,877 $131.24 $377,577.48
Disclosure

SEC source: 0001104659-22-035088 · tm229210-8_4seq1.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,201.094

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:01 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 6,602.332 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035088 · tm229210-8_4seq1.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,078.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 20:32 UTC OtherCommon Stock 14.325 $135.31 $1,938.29
Disclosure

SEC source: 0001104659-22-033348 · tm229210-2_4seq1.xml · nonDerivative · entry 1

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,025.5713

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:31 UTC
Pryor Paula A.EVP & Chief HR Officer
GrantDividend Equivalent Rights · Derivative 28.094 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-033345 · tm229210-1_4seq1.xml · derivative · entry 1

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204.686

Underlying: Common Stock · 28.094 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:34 UTC
Walker William MDirector · Chairman & CEO
GrantDividend Equivalent Rights · Derivative 50.137 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-033355 · tm229210-6_4seq1.xml · derivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440.0084

Underlying: Common Stock · 50.137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:34 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 42.4 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-033353 · tm229210-5_4seq1.xml · derivative · entry 1

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563.868

Underlying: Common Stock · 42.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:33 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
GrantDividend Equivalent Rights · Derivative 34.083 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-033352 · tm229210-4_4seq1.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282.162

Underlying: Common Stock · 34.083 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

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March 10, 2022 Filed Mar 14, 2022 20:32 UTC
Smith Howard W IIIDirector · President
GrantDividend Equivalent Rights · Derivative 36.461 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-033350 · tm229210-3_4seq1.xml · derivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302.603

Underlying: Common Stock · 36.461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

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March 08, 2022 Filed Mar 17, 2022 21:02 UTC OtherCommon Stock 2.444 $129.04 $315.38
Disclosure

SEC source: 0001104659-22-035091 · tm229210-11_4seq1.xml · nonDerivative · entry 4

Warren Michael J. · CIK 0001698331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528.081

Read SEC document
February 16, 2022 Filed Feb 17, 2022 21:31 UTC
Pryor Paula A.Director · EVP & Chief HR Officer
SaleCommon Stock 5,561 $137.96 $767,171.65
Disclosure

SEC source: 0001104659-22-024759 · tm225236-3_4seq1.xml · nonDerivative · entry 5

Pryor Paula A. · CIK 0001811383 · Director · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,788.691

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $137.71 to $138.45. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 15, 2022 Filed Feb 17, 2022 21:31 UTC
Pryor Paula A.Director · EVP & Chief HR Officer
GrantRestricted Stock Units · Derivative 1,431 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024759 · tm225236-3_4seq1.xml · derivative · entry 7

Pryor Paula A. · CIK 0001811383 · Director · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431

Underlying: Common Stock · 1,431 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F7 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

F7 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:31 UTC
Pryor Paula A.Director · EVP & Chief HR Officer
GrantDeferred Stock Units · Derivative 2,862 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024759 · tm225236-3_4seq1.xml · derivative · entry 6

Pryor Paula A. · CIK 0001811383 · Director · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

Underlying: Common Stock · 2,862 shares

Expires not disclosed

F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F5 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

F5 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:31 UTC
Pryor Paula A.Director · EVP & Chief HR Officer
Tax withholdingCommon Stock 1,722 $139.75 $240,649.50
Disclosure

SEC source: 0001104659-22-024759 · tm225236-3_4seq1.xml · nonDerivative · entry 4

Pryor Paula A. · CIK 0001811383 · Director · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,349.691

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:31 UTC
Pryor Paula A.Director · EVP & Chief HR Officer
Tax withholdingCommon Stock 2,757 $139.75 $385,290.75
Disclosure

SEC source: 0001104659-22-024759 · tm225236-3_4seq1.xml · nonDerivative · entry 3

Pryor Paula A. · CIK 0001811383 · Director · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,071.691

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:31 UTC
Pryor Paula A.Director · EVP & Chief HR Officer
GrantCommon Stock 2,862 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024759 · tm225236-3_4seq1.xml · nonDerivative · entry 2

Pryor Paula A. · CIK 0001811383 · Director · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,828.691

F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2023.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:31 UTC
Pryor Paula A.Director · EVP & Chief HR Officer
GrantCommon Stock 6,180 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024759 · tm225236-3_4seq1.xml · nonDerivative · entry 1

Pryor Paula A. · CIK 0001811383 · Director · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,966.691

F1 · shares: On April 2, 2019, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2022, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:34 UTC
Walker William MDirector · Chairman & CEO
GrantRestricted Stock Units · Derivative 1,788 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024763 · tm225236-6_4seq1.xml · derivative · entry 10

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

Underlying: Common Stock · 1,788 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:34 UTC
Walker William MDirector · Chairman & CEO
GrantDeferred Stock Units · Derivative 3,577 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024763 · tm225236-6_4seq1.xml · derivative · entry 9

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,577

Underlying: Common Stock · 3,577 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:34 UTC
Walker William MDirector · Chairman & CEO
Tax withholdingCommon Stock 6,155 $139.75 $860,161.25
Disclosure

SEC source: 0001104659-22-024763 · tm225236-6_4seq1.xml · nonDerivative · entry 4

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,340

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:34 UTC
Walker William MDirector · Chairman & CEO
Tax withholdingCommon Stock 30,790 $139.75 $4,302,902.50
Disclosure

SEC source: 0001104659-22-024763 · tm225236-6_4seq1.xml · nonDerivative · entry 3

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,495

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:34 UTC
Walker William MDirector · Chairman & CEO
GrantCommon Stock 10,137 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024763 · tm225236-6_4seq1.xml · nonDerivative · entry 2

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,285

F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2023.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:34 UTC
Walker William MDirector · Chairman & CEO
GrantCommon Stock 70,135 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024763 · tm225236-6_4seq1.xml · nonDerivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,148

F1 · shares: On April 2, 2019, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2022, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:33 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 715 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024762 · tm225236d5_4seq1.xml · derivative · entry 8

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715

Underlying: Common Stock · 715 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:33 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantDeferred Stock Units · Derivative 1,431 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024762 · tm225236d5_4seq1.xml · derivative · entry 7

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431

Underlying: Common Stock · 1,431 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:33 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,745 $139.75 $383,613.75
Disclosure

SEC source: 0001104659-22-024762 · tm225236d5_4seq1.xml · nonDerivative · entry 4

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,698.618

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:33 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
Tax withholdingCommon Stock 7,605 $139.75 $1,062,798.75
Disclosure

SEC source: 0001104659-22-024762 · tm225236d5_4seq1.xml · nonDerivative · entry 3

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,443.618

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:33 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantCommon Stock 3,875 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024762 · tm225236d5_4seq1.xml · nonDerivative · entry 2

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,048.618

F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.