Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Opendoor Technologies Inc.OPEN · Entity 4242 | Director | June 14, 2024 | June 18, 2024 |
| Plum Acquisition Corp. IIIAPTMU · Entity 83854 | Director | July 27, 2021 | July 27, 2021 |
| Walker & Dunlop, Inc.WD · Entity 4737 | Director | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Opendoor Technologies Inc.
Report date June 14, 2024 · Filed June 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 310,509 |
Reported balance
After 2024-06-14 transaction · row 1
1 source rowRow 1 · 2024-06-14 · Grant · Acquired 87,960 · Balance 310,509 F1: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 14, 2025, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 14, 2025, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date.
Plum Acquisition Corp. III
Report date July 27, 2021 · Filed July 27, 2021
This filing explicitly reported no securities owned.
Walker & Dunlop, Inc.
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,397 |
Reported balance
After 2026-05-19 transaction · row 1
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 3,096 · Balance 36,397 F1: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2024 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 55 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 55 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2024 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2026 Filed May 21, 2026 21:24 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 3,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-065262 · tm2615341-5_4seq1.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,397 F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2024 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date. Read SEC document |
| May 01, 2025 Filed May 5, 2025 21:17 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 2,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-044589 · tm2514022-4_4seq1.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,301 F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2024 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 21:41 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 87,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001801169-24-000110 · wk-form4_1718746899.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,509 F1 · shares: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 14, 2025, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date. Read SEC document |
| May 02, 2024 Filed May 6, 2024 20:34 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 1,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-057475 · tm2413610-4_4seq1.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,276 F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2024 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:22 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 22,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001801169-24-000025 · wk-form4_1708554139.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,549 F1 · shares: These restricted stock units ("RSUs") were issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Plan in lieu of retainer fees of $80,000.00. The RSUs vest in four substantially equal installments on the last trading day in each quarter occurring during 2024, subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:48 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 92,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001801169-23-000076 · wk-form4_1686948495.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,713 F1 · shares: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 14, 2024, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:37 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 2,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-057283 · tm2315011-5_4seq1.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,685 F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2020 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 23:25 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 51,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001801169-23-000035 · wf-form4_167762667350752.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,547 F1 · shares: These restricted stock units were issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Plan in lieu of retainer fees of $80,000.00. Read SEC document |
| May 25, 2022 Filed May 27, 2022 22:49 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 25,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001801169-22-000059 · wf-form4_165369176857512.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,199 F1 · shares: Represents an award of 25,543 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in a single installment on the earlier to occur of (a) the Issuer's next annual meeting of stockholders and (b) May 25, 2023, in each case subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:32 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 1,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-057572 · tm2214883-4_4seq1.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,382 F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2020 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date. Read SEC document |
| February 16, 2022 Filed Feb 19, 2022 01:44 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 5,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001801169-22-000017 · wf-form4_164523504492075.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,656 F1 · price: These restricted stock units were issued to the reporting person pursuant to the Issuer's Non-Employee Director Compensation Plan in lieu of retainer fees of $55,000.00. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 01:22 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 12,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001801169-21-000060 · wf-form4_162432496238679.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,619 F1 · shares: Represents 12,277 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in a single installment on the earlier to occur of (a) the Issuer's next annual meeting of stockholders and (b) June 17, 2022, in each case subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| May 06, 2021 Filed May 10, 2021 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 992 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-063964 · tm2115746-4_4seq1.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,001 F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2020 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 2,200 | $112.16 | $246,762.78 |
DisclosureSEC source: 0001104659-21-039165 · tm217076-15_4seq1.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,009 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.88 to $112.73. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:26 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 13,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-039099 · tm2110300d2_4.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,342 F1 · shares: Represents 13,342 restricted stock units subject to time based vesting. Each restricted stock unit represents a contingent right to receive one share of the Opendoor Technologies Inc.'s (the "Company's") common stock. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-063211 · a4.xml · nonDerivative · entry 2 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,209 F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2020 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date. Read SEC document |
| May 08, 2020 Filed May 18, 2020 20:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | OtherCommon Stock | 55 | $39.96 | $2,197.77 |
DisclosureSEC source: 0001104659-20-063211 · a4.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 55 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:33 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 1,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-030577 · a4.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,439 F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2015 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:03 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 4,644 | $54.25 | $251,933.75 |
DisclosureSEC source: 0001104659-18-055611 · a4.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,579 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.85 to $54.56. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 1,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-032990 · a4.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,223 F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2015 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date. Read SEC document |
| May 18, 2017 Filed May 19, 2017 20:16 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-034030 · a4.xml · nonDerivative · entry 1 Rice E. John Jr · CIK 0001503875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,433 F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2015 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.