Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Maverick Merger Sub 2, LLCCOOP · Entity 15594 | Director | May 23, 2024 | May 24, 2024 |
| Walker & Dunlop, Inc.WD · Entity 4737 | Director | May 02, 2024 | May 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Maverick Merger Sub 2, LLC
Report date May 23, 2024 · Filed May 24, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 117,890 |
Reported balance
After 2024-05-23 transaction · row 1
1 source rowRow 1 · 2024-05-23 · Grant · Acquired 1,499 · Balance 117,890 F1: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors.
Walker & Dunlop, Inc.
Report date May 02, 2024 · Filed May 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,591 |
Reported balance
After 2024-05-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-02 · Grant · Acquired 1,591 · Balance 1,591 F1: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.
F2: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Nationstar Mortgage Holdings Inc.
Report date July 31, 2018 · Filed August 02, 2018
Section 16 reporting ended · disclosed 2018-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-31 transaction · row 1
1 source rowRow 1 · 2018-07-31 · Disposition to issuer · Disposed 71,429 · Balance 0 F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-31 · Disposition to issuer · Disposed 34,370 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion.
New Senior Investment Group Inc.
Report date September 21, 2021 · Filed September 23, 2021
Section 16 reporting ended · disclosed 2021-09-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-09-21 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2021-09-21 · Disposition to issuer · Disposed 68,537.2398 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of June 28, 2021 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among New Senior Investment Group Inc., a Delaware corporation ("New Senior"), Ventas, Inc., a Delaware corporation ("Ventas") and Cadence Merger Sub LLC, a Delaware limited liability company and subsidiary of Ventas, each outstanding share of New Senior common stock, par value $0.01 ("Common Stock"), was converted into the right to receive 0.1561 (the "Exchange Ratio") of a newly issued share of Ventas common stock, par value $0.25 per share ("Ventas Common Stock"). Holders of record of Common Stock will receive cash in lieu of fractional shares. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-09-21 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2021-09-21 · Disposition to issuer · Disposed 15,129 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding New Senior restricted stock unit award became fully vested and was canceled and converted into the right to receive a number of shares of Ventas Common Stock equal to the product of (a) the Exchange Ratio and (b) the number of shares of Common Stock subject to such restricted stock unit award, less applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of June 28, 2021 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among New Senior Investment Group Inc., a Delaware corporation ("New Senior"), Ventas, Inc., a Delaware corporation ("Ventas") and Cadence Merger Sub LLC, a Delaware limited liability company and subsidiary of Ventas, each outstanding share of New Senior common stock, par value $0.01 ("Common Stock"), was converted into the right to receive 0.1561 (the "Exchange Ratio") of a newly issued share of Ventas common stock, par value $0.25 per share ("Ventas Common Stock"). Holders of record of Common Stock will receive cash in lieu of fractional shares.
F2: Pursuant to the Merger Agreement, each outstanding New Senior restricted stock unit award became fully vested and was canceled and converted into the right to receive a number of shares of Ventas Common Stock equal to the product of (a) the Exchange Ratio and (b) the number of shares of Common Stock subject to such restricted stock unit award, less applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2024 Filed May 24, 2024 16:24 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 1,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-24-000052 · wk-form4_1716582238.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,890 F1 · shares: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors. Read SEC document |
| May 02, 2024 Filed May 6, 2024 20:33 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 1,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-057473 · tm2413610-3_4seq1.xml · derivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,591 Underlying: Common Stock · 1,591 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| May 11, 2023 Filed May 12, 2023 16:07 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 2,559 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-23-000062 · wk-form4_1683922043.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,391 F1 · shares: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:36 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 2,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-057281 · tm2315011-4_4seq1.xml · derivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,303 Underlying: Common Stock · 2,303 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| May 19, 2022 Filed May 23, 2022 17:02 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 2,514 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-22-000063 · wf-form4_165333973246930.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,832 F1 · shares: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 1,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-057571 · tm2214883-3_4seq1.xml · derivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,381 Underlying: Common Stock · 1,381 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 16:15 UTC | New Senior Investment Group Inc. SNR · Entity 135250 | Disposition to issuerCommon Stock | 15,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-037331 · doc4.xml · nonDerivative · entry 2 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each outstanding New Senior restricted stock unit award became fully vested and was canceled and converted into the right to receive a number of shares of Ventas Common Stock equal to the product of (a) the Exchange Ratio and (b) the number of shares of Common Stock subject to such restricted stock unit award, less applicable withholding taxes. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 16:15 UTC | New Senior Investment Group Inc. SNR · Entity 135250 | Disposition to issuerCommon Stock | 68,537.2398 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-037331 · doc4.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of June 28, 2021 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among New Senior Investment Group Inc., a Delaware corporation ("New Senior"), Ventas, Inc., a Delaware corporation ("Ventas") and Cadence Merger Sub LLC, a Delaware limited liability company and subsidiary of Ventas, each outstanding share of New Senior common stock, par value $0.01 ("Common Stock"), was converted into the right to receive 0.1561 (the "Exchange Ratio") of a newly issued share of Ventas common stock, par value $0.25 per share ("Ventas Common Stock"). Holders of record of Common Stock will receive cash in lieu of fractional shares. Read SEC document |
| May 27, 2021 Filed May 28, 2021 20:53 UTC | New Senior Investment Group Inc. SNR · Entity 135250 | GrantCommon Stock | 15,129 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-021219 · doc4.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,048.2004 F1 · price: Reflects an award of restricted stock units for the reporting person's service as a director, each representing a contingent right to one share of common stock, which, subject to continued service, shall vest on May 25, 2022. F2 · balance_after: Includes 1,459.2004 shares under a dividend reinvestment feature of the issuer's equity plan. Read SEC document |
| May 13, 2021 Filed May 14, 2021 16:09 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 3,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-21-000050 · wf-form4_162102297394066.xml · nonDerivative · entry 2 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,318 F1 · shares: Director equity award under Issuer's 2019 Omnibus Incentive Compensation Plan. Read SEC document |
| May 13, 2021 Filed May 14, 2021 16:09 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 6,905 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-21-000050 · wf-form4_162102297394066.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,867 F1 · shares: Director equity award under Issuer's 2019 Omnibus Incentive Compensation Plan. Read SEC document |
| May 06, 2021 Filed May 10, 2021 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 992 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-063966 · tm2115746-5_4seq1.xml · derivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992 Underlying: Common Stock · 992 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 20:16 UTC | New Senior Investment Group Inc. SNR · Entity 135250 | GrantCommon Stock | 5,146 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034208 · doc4.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,460 F1 · price: Reflects an award of restricted stock units for the reporting person's service as a director, each representing a contingent right to one share of common stock, which, subject to continued service, shall vest on May 26, 2021. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | PurchaseCommon Stock | 10,000 | $47.82 | $478,170.00 |
DisclosureSEC source: 0001104659-20-073434 · a4.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,519 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.58 to $48.09. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 09:23 UTC | New Senior Investment Group Inc. SNR · Entity 135250 | GrantCommon Stock | 33,557 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014657 · doc4.xml · nonDerivative · entry 2 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,314 F2 · price: Reflects an award of restricted stock units for the reporting person's service as a director, each representing a contingent right to one share of common stock, which, subject to continued service, shall vest on the business day immediately prior to the issuer's next annual meeting of shareholders. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 09:23 UTC | New Senior Investment Group Inc. SNR · Entity 135250 | GrantCommon Stock | 10,067 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014657 · doc4.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,757 F1 · price: Reflects a grant of shares of the issuer's common stock in lieu of the final cash compensation installment for the reporting person's service as a director in 2019-2020. Read SEC document |
| May 14, 2020 Filed May 15, 2020 16:23 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 5,796 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-20-000049 · wf-form4_158957417432574.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,962 F1 · shares: Director equity award under Issuer's incentive compensation plan. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-063212 · a4.xml · derivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,770 Underlying: Common Stock · 2,770 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 17:58 UTC | New Senior Investment Group Inc. SNR · Entity 135250 | GrantCommon Stock | 15,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036911 · doc4.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,690 F1 · price: Award of restricted stock units, each representing a contingent right to one share of common stock, which, subject to continued service, shall vest on the business day immediately prior to the first regularly scheduled annual meeting of issuer stockholders occurring after the date of grant. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 1,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-030572 · a4.xml · derivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,860 Underlying: Common Stock · 1,860 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:16 UTC | Nationstar Mortgage Holdings Inc. NSM · Entity 164540 | Disposition to issuerRestricted Stock Units · Derivative | 34,370 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-021184 · doc4.xml · derivative · entry 2 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,370 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion. F2 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion. F2 · derivative.underlying_shares: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:16 UTC | Nationstar Mortgage Holdings Inc. NSM · Entity 164540 | Disposition to issuerCommon Stock | 71,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-021184 · doc4.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement. F1 · price: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement. Read SEC document |
| May 17, 2018 Filed May 17, 2018 16:03 UTC | Nationstar Mortgage Holdings Inc. NSM · Entity 164540 | GrantRestricted Stock Units · Derivative | 17,935 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001520566-18-000042 · wf-form4_152658736639194.xml · derivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,370 Underlying: Common Stock · 17,935 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock of the Issuer and is granted pursuant to the Issuer's Second Amended and Restated 2012 Incentive Compensation Plan. F2 · derivative.exercise_date: The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the date of grant, subject to the reporting person's continued service as a director with the Issuer. The receipt of the RSUs has been deferred by the Reporting Person under the Issuer's Second Amended and Restated 2012 Incentive Compensation Plan. F2 · derivative.expiration_date: The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the date of grant, subject to the reporting person's continued service as a director with the Issuer. The receipt of the RSUs has been deferred by the Reporting Person under the Issuer's Second Amended and Restated 2012 Incentive Compensation Plan. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 1,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-032997 · a4.xml · derivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,790 Underlying: Common Stock · 1,790 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 13:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | PurchaseCommon Stock | 10,000 | $49.75 | $497,500.00 |
DisclosureSEC source: 0001104659-18-008247 · a4.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,519 Read SEC document |
| May 18, 2017 Filed May 19, 2017 20:16 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-034029 · a4.xml · derivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150 Underlying: Common Stock · 2,150 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 09:00 UTC | Nationstar Mortgage Holdings Inc. NSM · Entity 164540 | PurchaseCommon Stock | 5,370 | $15.82 | $84,953.40 |
DisclosureSEC source: 0001520566-17-000030 · wf-form4_149087880311652.xml · nonDerivative · entry 2 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,429 F2 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE PURCHASED IN MULITIPLE TRANSACTIONS AT PRICES RANGING FROM $15.74 TO $15.94. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 09:00 UTC | Nationstar Mortgage Holdings Inc. NSM · Entity 164540 | PurchaseCommon Stock | 24,630 | $15.98 | $393,587.40 |
DisclosureSEC source: 0001520566-17-000030 · wf-form4_149087880311652.xml · nonDerivative · entry 1 Malone Michael D · CIK 0001421021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,059 F1 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE PURCHASED IN MULITIPLE TRANSACTIONS AT PRICES RANGING FROM $15.94 TO $16.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.