Tapewire

NYSE · USD

WD

Walker & Dunlop, Inc.

Export transactions ↓
Tapewire entity
4737
SEC CIK
0001497770
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2018 Filed Sep 6, 2018 21:04 UTC
Walker William MDirector · Chairman & CEO
GrantDividend Equivalent Rights · Derivative 44.9731 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-055614 · a4.xml · derivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134.8995

Underlying: Common Stock · 44.9731 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:03 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 32.8384 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-055612 · a4.xml · derivative · entry 1

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113.0267

Underlying: Common Stock · 32.8384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:03 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
GrantDividend Equivalent Rights · Derivative 44.2655 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-055613 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132.7772

Underlying: Common Stock · 44.2655 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:03 UTC SaleCommon Stock 4,644 $54.25 $251,933.75
Disclosure

SEC source: 0001104659-18-055611 · a4.xml · nonDerivative · entry 1

Rice E. John Jr · CIK 0001503875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,579

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.85 to $54.56. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Options (right to buy) · Derivative 8,158 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-18-054826 · a4.xml · derivative · entry 9

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,158 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Options (right to buy) · Derivative 6,479 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001104659-18-054826 · a4.xml · derivative · entry 8

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,479 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Options (right to buy) · Derivative 4,250 $0.00 Strike: $12.52 $0.00
Disclosure

SEC source: 0001104659-18-054826 · a4.xml · derivative · entry 7

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,250 shares

Expires 2021-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 4,603 $54.56 $251,157.17
Disclosure

SEC source: 0001104659-18-054826 · a4.xml · nonDerivative · entry 5

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,395

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.24 to $54.86. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 18,034 $53.92 $972,373.44
Disclosure

SEC source: 0001104659-18-054826 · a4.xml · nonDerivative · entry 4

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,998

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.23 to $54.23. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 8,158 $18.03 $147,088.74
Disclosure

SEC source: 0001104659-18-054826 · a4.xml · nonDerivative · entry 3

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 6,479 $13.05 $84,550.95
Disclosure

SEC source: 0001104659-18-054826 · a4.xml · nonDerivative · entry 2

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 4,250 $12.52 $53,210.00
Disclosure

SEC source: 0001104659-18-054826 · a4.xml · nonDerivative · entry 1

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Disposition to issuerRestricted Stock Units · Derivative 3,608 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-050984 · a4.xml · derivative · entry 4

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 3,608 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Company.

F5 · derivative.exercise_date: Pursuant to the Company's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), each restricted stock unit held by the reporting person's spouse was forfeited upon her resignation from her position as an officer of the Company.

F5 · derivative.expiration_date: Pursuant to the Company's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), each restricted stock unit held by the reporting person's spouse was forfeited upon her resignation from her position as an officer of the Company.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Disposition to issuerDividend Equivalent Rights · Derivative 33.363 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-050984 · a4.xml · derivative · entry 3

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 33.363 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F3 · derivative.exercise_date: Upon the reporting person's spouse's resignation from her position as an officer of the Company, each dividend equivalent right held by the reporting person's spouse was forfeited to the Company.

F3 · derivative.expiration_date: Upon the reporting person's spouse's resignation from her position as an officer of the Company, each dividend equivalent right held by the reporting person's spouse was forfeited to the Company.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Disposition to issuerCommon Stock 15,604 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-050984 · a4.xml · nonDerivative · entry 1

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,886

F1 · shares: Upon the reporting person's spouse's resignation from her position as an officer of the Company, each share of restricted stock held by the reporting person's spouse was forfeited to the Company.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:00 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 565 $59.00 $33,335.00
Disclosure

SEC source: 0001104659-18-049228 · a4.xml · nonDerivative · entry 3

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,406

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:00 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 3,299 $54.72 $180,535.14
Disclosure

SEC source: 0001104659-18-049228 · a4.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,971

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.39 to $55.02. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:00 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 21,136 $53.64 $1,133,631.47
Disclosure

SEC source: 0001104659-18-049228 · a4.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,270

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.32 to $54.265. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Options (right to buy) · Derivative 8,156 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-18-047434 · a4.xml · derivative · entry 9

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,158

Underlying: Common Stock · 8,156 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Options (right to buy) · Derivative 6,476 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001104659-18-047434 · a4.xml · derivative · entry 8

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,479

Underlying: Common Stock · 6,476 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Options (right to buy) · Derivative 4,250 $0.00 Strike: $12.52 $0.00
Disclosure

SEC source: 0001104659-18-047434 · a4.xml · derivative · entry 7

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Underlying: Common Stock · 4,250 shares

Expires 2021-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 2,900 $58.88 $170,760.12
Disclosure

SEC source: 0001104659-18-047434 · a4.xml · nonDerivative · entry 5

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,145

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.72 to $59.36. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 19,732 $58.09 $1,146,172.68
Disclosure

SEC source: 0001104659-18-047434 · a4.xml · nonDerivative · entry 4

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,045

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.70 to $58.67. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 8,156 $18.03 $147,052.68
Disclosure

SEC source: 0001104659-18-047434 · a4.xml · nonDerivative · entry 3

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 6,476 $13.05 $84,511.80
Disclosure

SEC source: 0001104659-18-047434 · a4.xml · nonDerivative · entry 2

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 21:00 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 4,250 $12.52 $53,210.00
Disclosure

SEC source: 0001104659-18-047434 · a4.xml · nonDerivative · entry 1

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2018 Filed Jul 18, 2018 21:00 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionStock Option · Derivative 8,000 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001104659-18-045788 · a4.xml · derivative · entry 6

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2018 Filed Jul 18, 2018 21:00 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
SaleCommon Stock 8,000 $57.67 $461,360.00
Disclosure

SEC source: 0001104659-18-045788 · a4.xml · nonDerivative · entry 4

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,870

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.42 to $58.01. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 17, 2018 Filed Jul 18, 2018 21:00 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionCommon Stock 8,000 $17.05 $136,400.00
Disclosure

SEC source: 0001104659-18-045788 · a4.xml · nonDerivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:00 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionStock Option · Derivative 8,000 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001104659-18-045788 · a4.xml · derivative · entry 5

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:00 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
SaleCommon Stock 8,000 $57.26 $458,072.80
Disclosure

SEC source: 0001104659-18-045788 · a4.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,870

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.97 to $57.88. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:00 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionCommon Stock 8,000 $17.05 $136,400.00
Disclosure

SEC source: 0001104659-18-045788 · a4.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 21:00 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 5,732 $56.09 $321,503.29
Disclosure

SEC source: 0001104659-18-043868 · a4.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,406

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.02 to $56.20. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 21:00 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 19,268 $55.74 $1,074,038.78
Disclosure

SEC source: 0001104659-18-043868 · a4.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,138

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $56.00. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Options (right to buy) · Derivative 1,238 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · derivative · entry 17

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,314

Underlying: Common Stock · 1,238 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Options (right to buy) · Derivative 518 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · derivative · entry 16

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,955

Underlying: Common Stock · 518 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Options (right to buy) · Derivative 17 $0.00 Strike: $12.52 $0.00
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · derivative · entry 15

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 17 shares

Expires 2021-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 1,773 $55.36 $98,160.02
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 10

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,895

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.14 to $55.74. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 1,238 $18.03 $22,321.14
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 9

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 518 $13.05 $6,759.90
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 8

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 17 $12.52 $212.84
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 7

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Options (right to buy) · Derivative 6,918 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · derivative · entry 14

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,552

Underlying: Common Stock · 6,918 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Options (right to buy) · Derivative 5,958 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · derivative · entry 13

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,473

Underlying: Common Stock · 5,958 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Options (right to buy) · Derivative 4,233 $0.00 Strike: $12.52 $0.00
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · derivative · entry 12

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,517

Underlying: Common Stock · 4,233 shares

Expires 2021-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 4,200 $57.36 $240,903.60
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 6

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,895

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.13 to $57.89. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 7,278 $56.38 $410,354.75
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 5

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,095

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.92. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 9,381 $55.62 $521,804.99
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 4

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,373

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.37 to $55.95. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 6,918 $18.03 $124,731.54
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 3

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 5,958 $13.05 $77,751.90
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 2

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 21:01 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 4,233 $12.52 $52,997.16
Disclosure

SEC source: 0001104659-18-043253 · a4.xml · nonDerivative · entry 1

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.