Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Walker & Dunlop, Inc.WD · Entity 4737 | EVP & Chief Credit Officer | March 02, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Walker & Dunlop, Inc.
Report date March 02, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,176 |
Ending reported balance
After 2020-03-02 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2020-03-02 · Exercise / conversion · Acquired 10,819 · Balance 67,995 Row 2 · 2020-03-02 · Sale · Disposed 1,439 · Balance 66,556 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.30 to $66.26. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2020-03-02 · Sale · Disposed 3,320 · Balance 63,236 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.40 to $67.365. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2020-03-02 · Sale · Disposed 3,253 · Balance 59,983 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.43 to $68.42. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2020-03-02 · Sale · Disposed 1,874 · Balance 58,109 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.46 to $69.35. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 6 · 2020-03-02 · Sale · Disposed 933 · Balance 57,176 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.56 to $69.92. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.40 · Expires 2026-02-15 | Direct | 0 |
Reported balance
After 2020-03-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-03-02 · Exercise / conversion · Disposed 10,819 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.30 to $66.26. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.40 to $67.365. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.43 to $68.42. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.46 to $69.35. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.56 to $69.92. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 10,819 | $0.00 Strike: $20.40 | $0.00 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · derivative · entry 7 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,819 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 933 | $69.80 | $65,127.97 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · nonDerivative · entry 6 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,176 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.56 to $69.92. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 1,874 | $68.83 | $128,981.42 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · nonDerivative · entry 5 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,109 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.46 to $69.35. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 3,253 | $67.84 | $220,698.48 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · nonDerivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,983 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.43 to $68.42. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 3,320 | $66.87 | $222,023.01 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · nonDerivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,236 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.40 to $67.365. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 1,439 | $65.82 | $94,708.50 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,556 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.30 to $66.26. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 10,819 | $20.40 | $220,707.60 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 22:18 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 5,177 | $78.79 | $407,895.83 |
DisclosureSEC source: 0001104659-20-022889 · a4.xml · nonDerivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,176 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:18 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 8,509 | $78.79 | $670,424.11 |
DisclosureSEC source: 0001104659-20-022889 · a4.xml · nonDerivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,353 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:18 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 705 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022889 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,862 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2021. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:18 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 18,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022889 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,157 F1 · shares: On March 28, 2017, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 14, 2020, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 3,051 | $0.00 Strike: $20.40 | $0.00 |
DisclosureSEC source: 0001104659-20-010666 · a4.xml · derivative · entry 5 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,819 Underlying: Common Stock · 3,051 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 6,949 | $0.00 Strike: $16.72 | $0.00 |
DisclosureSEC source: 0001104659-20-010666 · a4.xml · derivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,949 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 10,000 | $66.58 | $665,776.00 |
DisclosureSEC source: 0001104659-20-010666 · a4.xml · nonDerivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,800 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.16 to $67.115. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 3,051 | $20.40 | $62,240.40 |
DisclosureSEC source: 0001104659-20-010666 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 6,949 | $16.72 | $116,187.28 |
DisclosureSEC source: 0001104659-20-010666 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $16.72 | $0.00 |
DisclosureSEC source: 0001104659-20-000904 · a4.xml · derivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,949 Underlying: Common Stock · 10,000 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 10,000 | $64.49 | $644,872.00 |
DisclosureSEC source: 0001104659-20-000904 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,800 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.17 to $65.16. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 10,000 | $16.72 | $167,200.00 |
DisclosureSEC source: 0001104659-20-000904 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 11,496 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001104659-19-069554 · a4.xml · derivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,496 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 11,496 | $65.51 | $753,094.91 |
DisclosureSEC source: 0001104659-19-069554 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,800 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.12 to $65.75. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 11,496 | $17.05 | $196,006.80 |
DisclosureSEC source: 0001104659-19-069554 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001104659-19-059531 · a4.xml · derivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,496 Underlying: Common Stock · 10,000 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 10,000 | $62.71 | $627,121.00 |
DisclosureSEC source: 0001104659-19-059531 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,800 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.28 to $63.15. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 10,000 | $17.05 | $170,500.00 |
DisclosureSEC source: 0001104659-19-059531 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 22:27 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001104659-19-052680 · a4.xml · derivative · entry 5 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,496 Underlying: Common Stock · 10,000 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 22:27 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 259 | $56.55 | $14,645.65 |
DisclosureSEC source: 0001104659-19-052680 · a4.xml · nonDerivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,800 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.48 to $56.60. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 22:27 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 2,346 | $55.60 | $130,447.92 |
DisclosureSEC source: 0001104659-19-052680 · a4.xml · nonDerivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,059 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.31 to $56.28. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 22:27 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 7,395 | $54.97 | $406,513.50 |
DisclosureSEC source: 0001104659-19-052680 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,405 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $55.29. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 22:27 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 10,000 | $17.05 | $170,500.00 |
DisclosureSEC source: 0001104659-19-052680 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,800 | $53.96 | $474,871.76 |
DisclosureSEC source: 0001104659-19-030007 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,800 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.52 to $54.23. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,800 | $52.22 | $459,520.16 |
DisclosureSEC source: 0001104659-19-021693 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,600 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.05 to $52.45. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,800 | $51.67 | $454,667.84 |
DisclosureSEC source: 0001104659-19-015316 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,400 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.41 to $52.03. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 11,008 | $52.72 | $580,307.64 |
DisclosureSEC source: 0001104659-19-013875 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.47 to $53.06. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:05 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDeferred Stock Units · Derivative | 7,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012515 · a4.xml · derivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 7,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 1, 2019 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan. F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 1, 2019 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:05 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 2,095 | $55.15 | $115,539.25 |
DisclosureSEC source: 0001104659-19-012515 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 11,008 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:05 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 7,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012515 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 13,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 23,020 | $54.49 | $1,254,359.80 |
DisclosureSEC source: 0001104659-19-009586 · a4.xml · nonDerivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,200 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 9,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-009586 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,220 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2020. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 36,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-009586 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,045 F1 · shares: On March 21, 2016, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2019, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 8,158 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-18-054826 · a4.xml · derivative · entry 9 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,158 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 6,479 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001104659-18-054826 · a4.xml · derivative · entry 8 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,479 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Options (right to buy) · Derivative | 4,250 | $0.00 Strike: $12.52 | $0.00 |
DisclosureSEC source: 0001104659-18-054826 · a4.xml · derivative · entry 7 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,250 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 4,603 | $54.56 | $251,157.17 |
DisclosureSEC source: 0001104659-18-054826 · a4.xml · nonDerivative · entry 5 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,395 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.24 to $54.86. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 18,034 | $53.92 | $972,373.44 |
DisclosureSEC source: 0001104659-18-054826 · a4.xml · nonDerivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,998 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.23 to $54.23. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 8,158 | $18.03 | $147,088.74 |
DisclosureSEC source: 0001104659-18-054826 · a4.xml · nonDerivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 6,479 | $13.05 | $84,550.95 |
DisclosureSEC source: 0001104659-18-054826 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 4,250 | $12.52 | $53,210.00 |
DisclosureSEC source: 0001104659-18-054826 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Disposition to issuerRestricted Stock Units · Derivative | 3,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-050984 · a4.xml · derivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 3,608 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Pursuant to the Company's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), each restricted stock unit held by the reporting person's spouse was forfeited upon her resignation from her position as an officer of the Company. F5 · derivative.expiration_date: Pursuant to the Company's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), each restricted stock unit held by the reporting person's spouse was forfeited upon her resignation from her position as an officer of the Company. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Disposition to issuerDividend Equivalent Rights · Derivative | 33.363 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-050984 · a4.xml · derivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 33.363 shares Expires not disclosed F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F3 · derivative.exercise_date: Upon the reporting person's spouse's resignation from her position as an officer of the Company, each dividend equivalent right held by the reporting person's spouse was forfeited to the Company. F3 · derivative.expiration_date: Upon the reporting person's spouse's resignation from her position as an officer of the Company, each dividend equivalent right held by the reporting person's spouse was forfeited to the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.