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WD

Walker & Dunlop, Inc.

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4737
SEC CIK
0001497770
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2020 Filed Sep 10, 2020 20:31 UTC
Pryor Paula A.EVP & Chief HR Officer
GrantDividend Equivalent Rights · Derivative 25.094 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-103966 · a4.xml · derivative · entry 1

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181.204

Underlying: Common Stock · 25.094 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:32 UTC
Walker William MDirector · Chairman & CEO
GrantDividend Equivalent Rights · Derivative 43.251 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-103970 · a4.xml · derivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199.6154

Underlying: Common Stock · 43.251 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:31 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 66.598 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-103969 · a4.xml · derivative · entry 1

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496.867

Underlying: Common Stock · 66.598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:31 UTC
Smith Howard W IIIDirector · President
GrantDividend Equivalent Rights · Derivative 61.997 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-103968 · a4.xml · derivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439.7171

Underlying: Common Stock · 61.997 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:30 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
GrantDividend Equivalent Rights · Derivative 44.709 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-103965 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277.4636

Underlying: Common Stock · 44.709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
September 03, 2020 Filed Sep 11, 2020 00:23 UTC OtherCommon Stock 8.121 $55.41 $450.00
Disclosure

SEC source: 0001104659-20-104107 · a4.xml · nonDerivative · entry 1

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,904.9449

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:30 UTC
Walker William MDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 101,695 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001104659-20-099617 · a4.xml · derivative · entry 9

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 101,695 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cash exercise by the Reporting Person. The Reporting Person did not dispose of any shares of the Issuer's common stock in connection with this exercise.

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:30 UTC
Walker William MDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 94,488 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001104659-20-099617 · a4.xml · derivative · entry 8

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,488 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cash exercise by the Reporting Person. The Reporting Person did not dispose of any shares of the Issuer's common stock in connection with this exercise.

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:30 UTC
Walker William MDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 97,879 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001104659-20-099617 · a4.xml · derivative · entry 7

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,879 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cash exercise by the Reporting Person. The Reporting Person did not dispose of any shares of the Issuer's common stock in connection with this exercise.

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:30 UTC
Walker William MDirector · Chairman & CEO
Exercise / conversionCommon Stock 101,695 $16.72 $1,700,340.40
Disclosure

SEC source: 0001104659-20-099617 · a4.xml · nonDerivative · entry 3

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cash exercise by the Reporting Person. The Reporting Person did not dispose of any shares of the Issuer's common stock in connection with this exercise.

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:30 UTC
Walker William MDirector · Chairman & CEO
Exercise / conversionCommon Stock 94,488 $17.05 $1,611,020.40
Disclosure

SEC source: 0001104659-20-099617 · a4.xml · nonDerivative · entry 2

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cash exercise by the Reporting Person. The Reporting Person did not dispose of any shares of the Issuer's common stock in connection with this exercise.

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:30 UTC
Walker William MDirector · Chairman & CEO
Exercise / conversionCommon Stock 97,879 $18.03 $1,764,758.37
Disclosure

SEC source: 0001104659-20-099617 · a4.xml · nonDerivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cash exercise by the Reporting Person. The Reporting Person did not dispose of any shares of the Issuer's common stock in connection with this exercise.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:30 UTC
Smith Howard W IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001104659-20-090871 · a4.xml · derivative · entry 9

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,268

Underlying: Common Stock · 15,000 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:30 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 8,894 $50.63 $450,331.68
Disclosure

SEC source: 0001104659-20-090871 · a4.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,911.368

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.633 to $50.635. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:30 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 15,000 $13.05 $195,750.00
Disclosure

SEC source: 0001104659-20-090871 · a4.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,805.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 21:00 UTC
Smith Howard W IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001104659-20-082115 · a4.xml · derivative · entry 9

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,268

Underlying: Common Stock · 15,000 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 21:00 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 8,923 $49.62 $442,796.74
Disclosure

SEC source: 0001104659-20-082115 · a4.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,805.368

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.622 to $49.637. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 21:00 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 15,000 $13.05 $195,750.00
Disclosure

SEC source: 0001104659-20-082115 · a4.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,728.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:00 UTC PurchaseCommon Stock 10,000 $47.82 $478,170.00
Disclosure

SEC source: 0001104659-20-073434 · a4.xml · nonDerivative · entry 1

Malone Michael D · CIK 0001421021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,519

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.58 to $48.09. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:00 UTC PurchaseCommon Stock 21.6158 $51.94 $1,122.66
Disclosure

SEC source: 0001104659-20-071452 · a4.xml · nonDerivative · entry 1

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,896.8239

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:02 UTC
Pryor Paula A.EVP & Chief HR Officer
GrantDividend Equivalent Rights · Derivative 26.735 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071464 · a4.xml · derivative · entry 1

Pryor Paula A. · CIK 0001811383 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156.11

Underlying: Common Stock · 26.735 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:02 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 70.953 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071463 · a4.xml · derivative · entry 1

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430.269

Underlying: Common Stock · 70.953 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:00 UTC
Smith Howard W IIIDirector · President
GrantDividend Equivalent Rights · Derivative 66.051 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071458 · a4.xml · derivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377.7201

Underlying: Common Stock · 66.051 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:01 UTC
Walker William MDirector · Chairman & CEO
GrantDividend Equivalent Rights · Derivative 46.079 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071460 · a4.xml · derivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156.3644

Underlying: Common Stock · 46.079 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:00 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
GrantDividend Equivalent Rights · Derivative 47.633 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071455 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232.7546

Underlying: Common Stock · 47.633 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:30 UTC
Smith Howard W IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001104659-20-069454 · a4.xml · derivative · entry 9

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,268

Underlying: Common Stock · 15,000 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:30 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 9,409 $40.66 $382,537.01
Disclosure

SEC source: 0001104659-20-069454 · a4.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,728.368

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.656 to $40.659. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:30 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 15,000 $13.05 $195,750.00
Disclosure

SEC source: 0001104659-20-069454 · a4.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,137.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:32 UTC GrantDeferred Stock Units · Derivative 3,186 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-063216 · a4.xml · derivative · entry 2

SCHMALTZ DANA L · CIK 0001104397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,384

Underlying: Common Stock · 3,186 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

F3 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:32 UTC GrantCommon Stock 2,770 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-063216 · a4.xml · nonDerivative · entry 1

SCHMALTZ DANA L · CIK 0001104397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,403

F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2020 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:31 UTC GrantDeferred Stock Units · Derivative 3,047 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-063213 · a4.xml · derivative · entry 2

Warren Michael J. · CIK 0001698331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,883

Underlying: Common Stock · 3,047 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Plan, or (ii) as otherwise provided by the Plan.

F3 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Plan, or (ii) as otherwise provided by the Plan.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:31 UTC GrantDeferred Stock Units · Derivative 2,770 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-063213 · a4.xml · derivative · entry 1

Warren Michael J. · CIK 0001698331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:31 UTC GrantDeferred Stock Units · Derivative 2,770 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-063212 · a4.xml · derivative · entry 1

Malone Michael D · CIK 0001421021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:31 UTC GrantCommon Stock 2,770 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-063211 · a4.xml · nonDerivative · entry 2

Rice E. John Jr · CIK 0001503875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,209

F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2020 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date.

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May 14, 2020 Filed May 18, 2020 20:30 UTC
Levy EllenDirector
GrantDeferred Stock Units · Derivative 2,770 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-063207 · a4.xml · derivative · entry 1

Levy Ellen · CIK 0001657271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

F2 · derivative.expiration_date: The deferred stock units vest on the one-year anniversary of the grant date and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

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May 14, 2020 Filed May 18, 2020 20:30 UTC GrantDeferred Stock Units · Derivative 2,078 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-063204 · a4.xml · derivative · entry 2

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,714

Underlying: Common Stock · 2,078 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

F3 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors (the "Plan"), or (ii) as otherwise provided by the Plan.

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May 14, 2020 Filed May 18, 2020 20:30 UTC GrantCommon Stock 2,770 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-063204 · a4.xml · nonDerivative · entry 1

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,875.2081

F1 · shares: Represents shares of common stock granted to the reporting person, which are subject to the terms of the Walker & Dunlop, Inc. 2020 Equity Incentive Plan. The shares of restricted common stock vest on the one-year anniversary of the grant date.

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May 11, 2020 Filed May 13, 2020 20:16 UTC PurchaseCommon Stock 3,000 $38.75 $116,255.40
Disclosure

SEC source: 0001104659-20-060863 · a4.xml · nonDerivative · entry 1

SCHMALTZ DANA L · CIK 0001104397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,633

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.295 to $38.975. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 08, 2020 Filed May 18, 2020 20:31 UTC OtherCommon Stock 55 $39.96 $2,197.77
Disclosure

SEC source: 0001104659-20-063211 · a4.xml · nonDerivative · entry 1

Rice E. John Jr · CIK 0001503875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 55

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March 18, 2020 Filed Mar 19, 2020 20:30 UTC PurchaseCommon Stock 1,250 $40.05 $50,064.50
Disclosure

SEC source: 0001104659-20-035893 · a4.xml · nonDerivative · entry 1

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,105.2081

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionDividend Equivalent Units · Derivative 122.185 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034799 · a4.xml · derivative · entry 5

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185.1216

Underlying: Common Stock · 122.185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

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March 15, 2020 Filed Mar 17, 2020 21:00 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,525 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034799 · a4.xml · derivative · entry 4

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2020.

F4 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2020.

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March 15, 2020 Filed Mar 17, 2020 21:00 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionDeferred Stock Units · Derivative 5,050 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034799 · a4.xml · derivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2020 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2020 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Tax withholdingCommon Stock 3,353 $53.25 $178,547.25
Disclosure

SEC source: 0001104659-20-034799 · a4.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,084.185

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionCommon Stock 7,697.185 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034799 · a4.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,437.185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC
Smith Howard W IIIDirector · President
Exercise / conversionDividend Equivalent Units · Derivative 244.368 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034801 · a4.xml · derivative · entry 11

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311.6691

Underlying: Common Stock · 244.368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC
Smith Howard W IIIDirector · President
Exercise / conversionRestricted Stock Units · Derivative 5,050 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034801 · a4.xml · derivative · entry 10

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2020.

F4 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2020.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC
Smith Howard W IIIDirector · President
Exercise / conversionDeferred Stock Units · Derivative 10,101 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034801 · a4.xml · derivative · entry 9

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2020 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2020 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC
Smith Howard W IIIDirector · President
Tax withholdingCommon Stock 6,707 $53.25 $357,147.75
Disclosure

SEC source: 0001104659-20-034801 · a4.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,137.368

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 15,395.368 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034801 · a4.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,844.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.