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NYSE · USD

WCN

Waste Connections, Inc.

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Tapewire entity
3073
SEC CIK
0001318220
Parsed reports
600

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202602
May 202613
Jun 202602
Jul 202603
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 22, 2018 21:17 UTC GrantRestricted Share Units · Derivative 9,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001133 · primarydocument.xml · derivative · entry 1

JACKMAN WORTHING · CIK 0001229832 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,708

Underlying: Common Shares · 9,708 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F1 · derivative.expiration_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:16 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
GrantRestricted Share Units · Derivative 2,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001131 · primarydocument.xml · derivative · entry 4

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Underlying: Commons Shares · 2,836 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,090 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,090 (250% of the target number).

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:16 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
GrantRestricted Share Units · Derivative 5,268 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001131 · primarydocument.xml · derivative · entry 3

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,268

Underlying: Common Shares · 5,268 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F1 · derivative.expiration_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:16 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
SaleCommon Shares 600 $71.16 $42,694.98
Disclosure

SEC source: 0001562180-18-001131 · primarydocument.xml · nonDerivative · entry 2

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,386

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:16 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
SaleCommon Shares 5,471 $71.05 $388,714.55
Disclosure

SEC source: 0001562180-18-001131 · primarydocument.xml · nonDerivative · entry 1

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,986

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
Black Matthew StephenSr. Vice President - Tax
GrantRestricted Share Units · Derivative 2,255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001128 · primarydocument.xml · derivative · entry 2

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,255

Underlying: Common Shares · 2,255 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 5,637 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 5,637 (250% of the target number).

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
Black Matthew StephenSr. Vice President - Tax
GrantRestricted Share Units · Derivative 4,187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001128 · primarydocument.xml · derivative · entry 1

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,187

Underlying: Common Shares · 4,187 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F1 · derivative.expiration_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
DAVIS ROBERTDirector
Exercise / conversionRestricted Share Units · Derivative 842 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001121 · primarydocument.xml · derivative · entry 5

DAVIS ROBERT · CIK 0001247175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841

Underlying: Commons Shares · 842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted shares units into common shares of the Issuer. The restricted shares units were awarded on February 20, 2018 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted shares units into common shares of the Issuer. The restricted shares units were awarded on February 20, 2018 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
DAVIS ROBERTDirector
GrantRestricted Share Units · Derivative 1,683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001121 · primarydocument.xml · derivative · entry 4

DAVIS ROBERT · CIK 0001247175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,683

Underlying: Common Shares · 1,683 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
DAVIS ROBERTDirector
GrantDeferred Share Units · Derivative 673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001121 · primarydocument.xml · derivative · entry 3

DAVIS ROBERT · CIK 0001247175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673

Underlying: Common Shares · 673 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
DAVIS ROBERTDirector
Tax withholdingCommon Shares 411 $70.30 $28,893.30
Disclosure

SEC source: 0001562180-18-001121 · primarydocument.xml · nonDerivative · entry 2

DAVIS ROBERT · CIK 0001247175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,029

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $89.12 = US $70.30

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
DAVIS ROBERTDirector
Exercise / conversionCommon Shares 842 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001121 · primarydocument.xml · nonDerivative · entry 1

DAVIS ROBERT · CIK 0001247175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC Exercise / conversionRestricted Share Units · Derivative 842 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001122 · primarydocument.xml · derivative · entry 5

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841

Underlying: Common Shares · 842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted shares units into common shares of the Issuer. The restricted shares units were awarded on February 20, 2018 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted shares units into common shares of the Issuer. The restricted shares units were awarded on February 20, 2018 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC GrantRestricted Share Units · Derivative 1,683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001122 · primarydocument.xml · derivative · entry 4

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,683

Underlying: Common Shares · 1,683 shares

Expires not disclosed

F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC GrantDeferred Share Units · Derivative 673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001122 · primarydocument.xml · derivative · entry 3

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673

Underlying: Common Shares · 673 shares

Expires not disclosed

F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC Tax withholdingCommon Shares 436 $70.30 $30,650.80
Disclosure

SEC source: 0001562180-18-001122 · primarydocument.xml · nonDerivative · entry 2

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,033

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $89.12 = US $70.30

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC Exercise / conversionCommon Shares 842 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001122 · primarydocument.xml · nonDerivative · entry 1

GUILLET EDWARD E · CIK 0001203079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:15 UTC
HALL DAVID MSr. Vice President
Exercise / conversionRestricted Share Units · Derivative 3,249 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000987 · primarydocument.xml · derivative · entry 3

HALL DAVID M · CIK 0001089079 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:15 UTC
HALL DAVID MSr. Vice President
Tax withholdingCommon Shares 1,412 $68.49 $96,707.88
Disclosure

SEC source: 0001562180-18-000987 · primarydocument.xml · nonDerivative · entry 2

HALL DAVID M · CIK 0001089079 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,946

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:15 UTC
HALL DAVID MSr. Vice President
Exercise / conversionCommon Shares 3,249 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000987 · primarydocument.xml · nonDerivative · entry 1

HALL DAVID M · CIK 0001089079 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:16 UTC
MITTELSTAEDT RONALD JDirector · Chief Executive Officer
Exercise / conversionRestricted Share Units · Derivative 17,082 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000990 · primarydocument.xml · derivative · entry 3

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 17,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:16 UTC
MITTELSTAEDT RONALD JDirector · Chief Executive Officer
Tax withholdingCommon Shares 6,722 $68.49 $460,389.78
Disclosure

SEC source: 0001562180-18-000990 · primarydocument.xml · nonDerivative · entry 2

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,689

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:16 UTC
MITTELSTAEDT RONALD JDirector · Chief Executive Officer
Exercise / conversionCommon Shares 17,082 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000990 · primarydocument.xml · nonDerivative · entry 1

MITTELSTAEDT RONALD J · CIK 0001064299 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:13 UTC Exercise / conversionRestricted Share Units · Derivative 8,221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000984 · primarydocument.xml · derivative · entry 3

BOUCK STEVEN F · CIK 0001064312 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:13 UTC Tax withholdingCommon Shares 3,235 $68.49 $221,565.15
Disclosure

SEC source: 0001562180-18-000984 · primarydocument.xml · nonDerivative · entry 2

BOUCK STEVEN F · CIK 0001064312 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,583

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:13 UTC Exercise / conversionCommon Shares 8,221 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000984 · primarydocument.xml · nonDerivative · entry 1

BOUCK STEVEN F · CIK 0001064312 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:14 UTC Exercise / conversionRestricted Share Units · Derivative 6,028 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000985 · primarydocument.xml · derivative · entry 3

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:14 UTC Tax withholdingCommon Shares 2,373 $68.49 $162,526.77
Disclosure

SEC source: 0001562180-18-000985 · primarydocument.xml · nonDerivative · entry 2

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,021

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:14 UTC Exercise / conversionCommon Shares 6,028 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000985 · primarydocument.xml · nonDerivative · entry 1

CHAMBLISS DARRELL W · CIK 0001064311 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:16 UTC
LITTLE JAMESSr. Vice President Engineering
Exercise / conversionRestricted Share Units · Derivative 3,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000989 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:16 UTC
LITTLE JAMESSr. Vice President Engineering
Tax withholdingCommon Shares 957 $68.49 $65,544.93
Disclosure

SEC source: 0001562180-18-000989 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,736

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:16 UTC
LITTLE JAMESSr. Vice President Engineering
Exercise / conversionCommon Shares 3,927 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000989 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2018 Filed Feb 15, 2018 21:17 UTC
Shea Patrick JamesSr. VP, General Counsel & Sec
Exercise / conversionRestricted Share Units · Derivative 3,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000991 · primarydocument.xml · derivative · entry 3

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

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February 13, 2018 Filed Feb 15, 2018 21:17 UTC
Shea Patrick JamesSr. VP, General Counsel & Sec
Tax withholdingCommon Shares 741 $68.49 $50,751.09
Disclosure

SEC source: 0001562180-18-000991 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,878

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:17 UTC
Shea Patrick JamesSr. VP, General Counsel & Sec
Exercise / conversionCommon Shares 3,042 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000991 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:17 UTC
Whitney Mary AnneSr Vice President - Finance
Exercise / conversionRestricted Share Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000992 · primarydocument.xml · derivative · entry 3

Whitney Mary Anne · CIK 0001544202 · Sr Vice President - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:17 UTC
Whitney Mary AnneSr Vice President - Finance
Tax withholdingCommon Shares 801 $68.49 $54,860.49
Disclosure

SEC source: 0001562180-18-000992 · primarydocument.xml · nonDerivative · entry 2

Whitney Mary Anne · CIK 0001544202 · Sr Vice President - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,854

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:17 UTC
Whitney Mary AnneSr Vice President - Finance
Exercise / conversionCommon Shares 2,035 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000992 · primarydocument.xml · nonDerivative · entry 1

Whitney Mary Anne · CIK 0001544202 · Sr Vice President - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:15 UTC Exercise / conversionRestricted Share Units · Derivative 6,610 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000988 · primarydocument.xml · derivative · entry 3

JACKMAN WORTHING · CIK 0001229832 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 6,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:15 UTC Tax withholdingCommon Shares 2,602 $68.49 $178,210.98
Disclosure

SEC source: 0001562180-18-000988 · primarydocument.xml · nonDerivative · entry 2

JACKMAN WORTHING · CIK 0001229832 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,016

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:15 UTC Exercise / conversionCommon Shares 6,610 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000988 · primarydocument.xml · nonDerivative · entry 1

JACKMAN WORTHING · CIK 0001229832 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:14 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Exercise / conversionRestricted Share Units · Derivative 3,588 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000986 · primarydocument.xml · derivative · entry 3

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:14 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Tax withholdingCommon Shares 1,412 $68.49 $96,707.88
Disclosure

SEC source: 0001562180-18-000986 · primarydocument.xml · nonDerivative · entry 2

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,457

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:14 UTC
EDDIE DAVIDSr. VP & Chief Accting Officer
Exercise / conversionCommon Shares 3,588 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000986 · primarydocument.xml · nonDerivative · entry 1

EDDIE DAVID · CIK 0001230346 · Sr. VP & Chief Accting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:13 UTC
Black Matthew StephenSr. Vice President - Tax
Exercise / conversionRestricted Share Units · Derivative 1,857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000983 · primarydocument.xml · derivative · entry 3

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:13 UTC
Black Matthew StephenSr. Vice President - Tax
Tax withholdingCommon Shares 453 $68.49 $31,025.97
Disclosure

SEC source: 0001562180-18-000983 · primarydocument.xml · nonDerivative · entry 2

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,696

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:13 UTC
Black Matthew StephenSr. Vice President - Tax
Exercise / conversionCommon Shares 1,857 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000983 · primarydocument.xml · nonDerivative · entry 1

Black Matthew Stephen · CIK 0001544201 · Sr. Vice President - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 14:28 UTC
HALL DAVID MSr. Vice President
Exercise / conversionRestricted Share Units · Derivative 3,172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000744 · primarydocument.xml · derivative · entry 6

HALL DAVID M · CIK 0001089079 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,172

Underlying: Common Shares · 3,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 12, 2015 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported in Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 12, 2015 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported in Table 1.

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February 12, 2018 Filed Feb 13, 2018 14:28 UTC
HALL DAVID MSr. Vice President
Tax withholdingCommon Shares 1,597 $67.85 $108,356.45
Disclosure

SEC source: 0001562180-18-000744 · primarydocument.xml · nonDerivative · entry 4

HALL DAVID M · CIK 0001089079 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,109

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 14:28 UTC
HALL DAVID MSr. Vice President
Exercise / conversionCommon Shares 3,172 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000744 · primarydocument.xml · nonDerivative · entry 3

HALL DAVID M · CIK 0001089079 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.