Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Waste Connections, Inc.WCN · Entity 3073 | Director | February 20, 2019 | February 22, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Waste Connections, Inc.
Report date February 20, 2019 · Filed February 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 14,189 |
Ending reported balance
After 2019-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-20 · Exercise / conversion · Acquired 841 · Balance 14,640 Row 2 · 2019-02-20 · Tax withholding · Disposed 451 · Balance 14,189 F1: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. F2: For purposed of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $109.90 = US $83.4141 |
| Resticted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-02-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-20 · Exercise / conversion · Disposed 841 · Balance 0 F3: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 20, 2018 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.
F2: For purposed of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $109.90 = US $83.4141
F3: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 20, 2018 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2019 Filed Feb 22, 2019 21:07 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionResticted Share Units · Derivative | 841 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001253 · primarydocument.xml · derivative · entry 3 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 20, 2018 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date. F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 20, 2018 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:07 UTC | Waste Connections, Inc. WCN · Entity 3073 | Tax withholdingCommon Shares | 451 | $83.41 | $37,619.76 |
DisclosureSEC source: 0001562180-19-001253 · primarydocument.xml · nonDerivative · entry 2 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,189 F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. F2 · price: For purposed of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $109.90 = US $83.4141 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:07 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionCommon Shares | 841 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001253 · primarydocument.xml · nonDerivative · entry 1 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:40 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionRestricted Share Unit · Derivative | 688 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001058 · primarydocument.xml · derivative · entry 5 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688 Underlying: Common Shares · 688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 15, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date. F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 15, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:40 UTC | Waste Connections, Inc. WCN · Entity 3073 | GrantRestricted Share Units · Derivative | 1,376 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001058 · primarydocument.xml · derivative · entry 4 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376 Underlying: Common Shares · 1,376 shares Expires not disclosed F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date. F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:40 UTC | Waste Connections, Inc. WCN · Entity 3073 | GrantDeferred Share Units · Derivative | 550 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001058 · primarydocument.xml · derivative · entry 3 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550 Underlying: Common Shares · 550 shares Expires not disclosed F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire. F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:40 UTC | Waste Connections, Inc. WCN · Entity 3073 | Tax withholdingCommon Shares | 369 | $82.90 | $30,589.73 |
DisclosureSEC source: 0001562180-19-001058 · primarydocument.xml · nonDerivative · entry 2 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,799 F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. F2 · price: For purposed of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $109.80 = US $82.899 Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:40 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionCommon Shares | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001058 · primarydocument.xml · nonDerivative · entry 1 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 21:14 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionRestricted Shar Units · Derivative | 982 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001279 · primarydocument.xml · derivative · entry 3 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 982 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 24, 2017 and have a vesting schedule of 50% on the award date and 50% on the first anniversary of the award date. F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 24, 2017 and have a vesting schedule of 50% on the award date and 50% on the first anniversary of the award date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 21:14 UTC | Waste Connections, Inc. WCN · Entity 3073 | Tax withholdingCommon Shares | 531 | $60.00 | $31,860.00 |
DisclosureSEC source: 0001562180-18-001279 · primarydocument.xml · nonDerivative · entry 2 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,480 F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 21:14 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionCommon Shares | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001279 · primarydocument.xml · nonDerivative · entry 1 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:14 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionRestricted Share Units · Derivative | 842 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001121 · primarydocument.xml · derivative · entry 5 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841 Underlying: Commons Shares · 842 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted shares units into common shares of the Issuer. The restricted shares units were awarded on February 20, 2018 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date. F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted shares units into common shares of the Issuer. The restricted shares units were awarded on February 20, 2018 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:14 UTC | Waste Connections, Inc. WCN · Entity 3073 | GrantRestricted Share Units · Derivative | 1,683 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001121 · primarydocument.xml · derivative · entry 4 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,683 Underlying: Common Shares · 1,683 shares Expires not disclosed F4 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date. F4 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:14 UTC | Waste Connections, Inc. WCN · Entity 3073 | GrantDeferred Share Units · Derivative | 673 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001121 · primarydocument.xml · derivative · entry 3 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673 Underlying: Common Shares · 673 shares Expires not disclosed F3 · derivative.exercise_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire. F3 · derivative.expiration_date: One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:14 UTC | Waste Connections, Inc. WCN · Entity 3073 | Tax withholdingCommon Shares | 411 | $70.30 | $28,893.30 |
DisclosureSEC source: 0001562180-18-001121 · primarydocument.xml · nonDerivative · entry 2 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,029 F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. F2 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $89.12 = US $70.30 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:14 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionCommon Shares | 842 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001121 · primarydocument.xml · nonDerivative · entry 1 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 13:50 UTC | Waste Connections, Inc. WCN · Entity 3073 | SaleCommon Stock | 700 | $71.72 | $50,204.00 |
DisclosureSEC source: 0001562180-17-003388 · primarydocument.xml · nonDerivative · entry 1 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,598 F1 · balance_after: The number of common shares listed in Column 5 of Table I excludes the number of unvested restricted share units ("RSUs") previously granted by Waste Connections, Inc. (the "Issuer") to the reporting person. As of the date of this Form 4, the reporting person owns an additional 982 RSUs and 787 previously reported deferred share units ("DSUs"). RSUs vest into an equal number of the Issuer's common shares and DSUs are settled in cash upon the occurrence of certain events, including the reporting person's retirement, and generally do not expire. The reporting person will report his RSUs separately and will continue to report his DSUs separately in Table II of each subsequent Form 4 filed by the reporting person. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:05 UTC | Waste Connections, Inc. WCN · Entity 3073 | SaleCommon Shares | 500 | $87.72 | $43,860.00 |
DisclosureSEC source: 0001562180-17-001126 · primarydocument.xml · nonDerivative · entry 1 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,521 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:14 UTC | Waste Connections, Inc. WCN · Entity 3073 | GrantCommon Shares · Derivative | 525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-000970 · primarydocument.xml · derivative · entry 3 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525 Underlying: Common Shares · 525 shares Expires not disclosed F4 · derivative.exercise_price: One Deferred Stock Unit ("DSU") is the economic equivalent of one common share of Waste Connections, Inc. ("WCN"), granted pursuant to Waste Connections, Inc. 2016 Incentive Award Plan. DSU units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire. F4 · price: One Deferred Stock Unit ("DSU") is the economic equivalent of one common share of Waste Connections, Inc. ("WCN"), granted pursuant to Waste Connections, Inc. 2016 Incentive Award Plan. DSU units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire. F4 · derivative.exercise_date: One Deferred Stock Unit ("DSU") is the economic equivalent of one common share of Waste Connections, Inc. ("WCN"), granted pursuant to Waste Connections, Inc. 2016 Incentive Award Plan. DSU units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire. F4 · derivative.expiration_date: One Deferred Stock Unit ("DSU") is the economic equivalent of one common share of Waste Connections, Inc. ("WCN"), granted pursuant to Waste Connections, Inc. 2016 Incentive Award Plan. DSU units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:14 UTC | Waste Connections, Inc. WCN · Entity 3073 | SaleCommon Shares | 313 | $87.31 | $27,328.03 |
DisclosureSEC source: 0001562180-17-000970 · primarydocument.xml · nonDerivative · entry 2 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,021 F2 · shares: Represents shares withheld by the Company from an award of restricted share units in satisfaction of the applicable withholding taxes due as a result of the vesting of those restricted share units through an automatic share withholding procedure. Pursuant to this procedure, the Company withholds as the units vest a portion of the vested shares issuable under the award with a fair market value (measured as of the vesting date) equal to the amount of such withholding taxes. F3 · price: For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars based on the Bank of Canada daily noon exchange rate for February 24, 2017, Cdn.$1.00 = US$0.7631 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:14 UTC | Waste Connections, Inc. WCN · Entity 3073 | GrantCommon Shares | 1,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000970 · primarydocument.xml · nonDerivative · entry 1 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,334 F1 · price: This represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common shares. Subject to the reporting person's continued service with the issuer, the award shall vest in 2 equal annual installments, commencing on the date of the grant. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 21:18 UTC | Waste Connections, Inc. WCN · Entity 3073 | SaleCommon Stock | 567 | $80.03 | $45,377.01 |
DisclosureSEC source: 0001562180-17-000674 · primarydocument.xml · nonDerivative · entry 1 DAVIS ROBERT · CIK 0001247175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,023 F1 · shares: Represents shares withheld by the Company from an award of restricted stock units in satisfaction of the applicable withholding taxes due as a result of the vesting of those restricted stock units through an automatic share withholding procedure. Pursuant to this procedure, the Company withholds as the units vest a portion of the vested shares issuable under the award with a fair market value (measured as of the vesting date) equal to the amount of such withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.