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NCR Voyix Corp

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0000070866
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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Jan 5, 2021 21:22 UTC
Chu ChinhDirector
GrantCommon Stock 463 $37.57 $17,394.91
Disclosure

SEC source: 0001209191-21-001054 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,969

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:17 UTC
Begor Mark WDirector
GrantPhantom Stock Units · Derivative 659 $37.57 $24,758.63
Disclosure

SEC source: 0001209191-21-001026 · doc4.xml · derivative · entry 1

Begor Mark W · CIK 0001335111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659

Underlying: Common Stock · 659 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:12 UTC
Bedore JamesEVP, GC & Secy
Tax withholdingCommon Stock 8,138 $30.01 $244,221.38
Disclosure

SEC source: 0001209191-20-061460 · doc4.xml · nonDerivative · entry 1

Bedore James · CIK 0001758293 · EVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,320

F1 · shares: These shares were withheld to cover tax withholding obligations when 18,044 previously reported restricted stock units vested on December 1, 2020.

F2 · balance_after: Includes 704.2254 shares acquired under the NCR Employee Stock Purchase Plan in March 2020. These shares were rounded to 704 for disclosure in this table.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:10 UTC
Begor Mark WDirector
GrantPhantom Stock Units · Derivative 1,118 $22.14 $24,752.52
Disclosure

SEC source: 0001209191-20-052606 · doc4.xml · derivative · entry 1

Begor Mark W · CIK 0001335111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118

Underlying: Common Stock · 1,118 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:05 UTC
Chu ChinhDirector
GrantCommon Stock 785 $22.14 $17,379.90
Disclosure

SEC source: 0001209191-20-052602 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,506

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 21:52 UTC
Button AdrianSVP, Hardware Product Ops
SaleCommon Stock 6,003 $18.51 $111,115.53
Disclosure

SEC source: 0001209191-20-044792 · doc4.xml · nonDerivative · entry 3

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718

F3 · shares: Represents the sale of 6,003 shares in 48 transactions ranging in price from $18.48 to $18.625 per share, resulting in a weighted average sale price of $18.51 per share. The reporting person undertakes to provide NCR Corporation ("NCR") any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 00:12 UTC
D'ANGELO FRANK G.EVP and President, NCR Banking
Tax withholdingCommon Stock 7,237 $18.43 $133,377.91
Disclosure

SEC source: 0001209191-20-044906 · doc4.xml · nonDerivative · entry 1

D'ANGELO FRANK G. · CIK 0001407943 · EVP and President, NCR Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,516

F1 · shares: These shares were withheld to cover tax withholding obligations when 18,389 previously reported restricted stock units vested on August 1, 2020.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:41 UTC
SULLIVAN OWEN JChief Operating Officer
Tax withholdingCommon Stock 12,441 $18.43 $229,287.63
Disclosure

SEC source: 0001209191-20-044836 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,748

F1 · shares: These shares were withheld to cover tax withholding obligations when 27,584 previously reported restricted stock units vested on August 1, 2020.

F2 · balance_after: Includes 704.2254 shares acquired under the NCR Employee Stock Purchase Plan from January through June 2020. These shares were round to 704 for disclosure in this table.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:00 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 345,423 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001209191-20-044794 · doc4.xml · derivative · entry 2

OLIVER TIMOTHY CHARLES · CIK 0001290667 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,423

Underlying: Common Stock · 345,423 shares

Expires 2027-08-01

F2 · derivative.exercise_price: This is a new hire equity award of an option granted on August 1, 2020 with an exercise price representing a premium of 110% of the closing price of the underlying common stock as reported on the New York Stock Exchange on the date of grant.

F3 · derivative.exercise_date: The option vests ratably with one-third vesting on each of the first, second and third anniversaries of the date of grant (each an "Option Vesting Date"), subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 22:00 UTC GrantCommon Stock 108,519 $18.43 $2,000,005.17
Disclosure

SEC source: 0001209191-20-044794 · doc4.xml · nonDerivative · entry 1

OLIVER TIMOTHY CHARLES · CIK 0001290667 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,519

F1 · shares: This is a new hire equity award of time-based restricted stock units granted on August 1, 2020 that will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the grant date (each a "Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Vesting Date in accordance with the terms and conditions of the award agreement.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 21:52 UTC
Button AdrianSVP, Hardware Product Ops
Tax withholdingCommon Stock 4,933 $18.43 $90,915.19
Disclosure

SEC source: 0001209191-20-044792 · doc4.xml · nonDerivative · entry 2

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,721

F2 · shares: These shares were withheld to cover tax withholdings obligations when 10,936 previously reported restricted stock units vested on August 1, 2020.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 21:48 UTC Tax withholdingCommon Stock 5,529 $18.43 $101,899.47
Disclosure

SEC source: 0001209191-20-044790 · doc4.xml · nonDerivative · entry 1

Bronder Debra A. · CIK 0001407951 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,903

F1 · shares: These shares were withheld to cover tax withholdings obligations when 12,259 previously reported restricted stock units vested on August 1, 2020.

F2 · balance_after: Includes 780.3984 shares acquired under the NCR Employee Stock Purchase Plan from October 2019 to June 2020. These shares were rounded to 780 for disclosure in this table.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:52 UTC
Button AdrianSVP, Hardware Product Ops
SaleCommon Stock 9,515 $18.49 $175,932.35
Disclosure

SEC source: 0001209191-20-044792 · doc4.xml · nonDerivative · entry 1

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,654

F1 · shares: Represents the sale of 9,515 shares in 62 transactions ranging in price from $18.42 to $18.55 per share, resulting in a weighted average sale price of $18.49 per share. The reporting person undertakes to provide NCR Corporation ("NCR") any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:10 UTC
Chu ChinhDirector
GrantCommon Stock 1,004 $17.32 $17,389.28
Disclosure

SEC source: 0001209191-20-039714 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,721

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:03 UTC
Begor Mark WDirector
GrantPhantom Stock Units · Derivative 1,429 $17.32 $24,750.28
Disclosure

SEC source: 0001209191-20-039707 · doc4.xml · derivative · entry 1

Begor Mark W · CIK 0001335111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,429

Underlying: Common Stock · 1,429 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:05 UTC
MARTIRE FRANK RDirector · Exec. Chairman of the Board
Tax withholdingCommon Stock 9,796 $19.48 $190,826.08
Disclosure

SEC source: 0001209191-20-033934 · doc4.xml · nonDerivative · entry 1

MARTIRE FRANK R · CIK 0001226913 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,831

F1 · shares: These shares were withheld to cover tax withholding obligations when 24,892 previously reported restricted stock units vested on June 1, 2020.

F2 · balance_after: Includes 704.2254 shares acquired under the NCR Employee Stock Purchase Plan in March 2020. These shares were rounded to 704 for disclosure in this table.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:11 UTC SaleCommon Stock 19,534 $19.95 $389,703.30
Disclosure

SEC source: 0001209191-20-032897 · doc4.xml · nonDerivative · entry 1

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,589

F1 · price: Represents the sale of 19,534 shares in 114 transactions on May 27, 2020 ranging in price from $19.89 to $20.00 per share, resulting in a weighted average sale price of $19.95 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 704.2254 shares acquired under the NCR Employee Stock Purchase Plan in March 2020. These shares were rounded to 704 for disclosure in this table.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:27 UTC
Button AdrianSVP, Hardware Product Ops
Exercise / conversionRestricted Stock Units · Derivative 16,051 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027130 · doc4.xml · derivative · entry 3

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,052

Underlying: Common Stock · 16,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:27 UTC
Button AdrianSVP, Hardware Product Ops
Tax withholdingCommon Stock 7,240 $18.02 $130,464.80
Disclosure

SEC source: 0001209191-20-027130 · doc4.xml · nonDerivative · entry 2

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,169

F2 · shares: These shares were withheld to cover tax withholding obligations when 16,051 previously reported restricted stock units vested on May 1, 2020.

F3 · balance_after: Includes 704.2254 shares acquired under the NCR Employee Stock Purchase Plan in March 2020. These shares were rounded to 704 for disclosure in this table.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:27 UTC
Button AdrianSVP, Hardware Product Ops
Exercise / conversionCommon Stock 16,051 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027130 · doc4.xml · nonDerivative · entry 1

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:19 UTC
Hayford Michael DDirector · CEO & President
Tax withholdingCommon Stock 24,131 $18.02 $434,840.62
Disclosure

SEC source: 0001209191-20-027105 · doc4.xml · nonDerivative · entry 1

Hayford Michael D · CIK 0001366331 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,742

F1 · shares: These shares were withheld to cover tax withholding obligations when 53,505 previously reported restricted stock units vested on May 1, 2020.

F2 · balance_after: Includes 704.225 shares acquired under the NCR Employee Stock Purchase Plan in March 2020. These shares were rounded to 704 for disclosure in this table.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:12 UTC
Ciminera J. RobertEVP Global Customer Services
Exercise / conversionRestricted Stock Units · Derivative 10,701 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027076 · doc4.xml · derivative · entry 3

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,701

Underlying: Common Stock · 10,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:12 UTC
Ciminera J. RobertEVP Global Customer Services
Tax withholdingCommon Stock 5,271 $18.02 $94,983.42
Disclosure

SEC source: 0001209191-20-027076 · doc4.xml · nonDerivative · entry 2

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,624

F2 · shares: These shares were withheld to cover tax withholding obligations when 10,701 previously reported restricted stock units vested on May 1, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:12 UTC
Ciminera J. RobertEVP Global Customer Services
Exercise / conversionCommon Stock 10,701 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027076 · doc4.xml · nonDerivative · entry 1

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:10 UTC
Campbell Daniel WilliamExecutive VP, Global Sales
Exercise / conversionRestricted Stock Units · Derivative 10,701 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027064 · doc4.xml · derivative · entry 3

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,701

Underlying: Common Stock · 10,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:10 UTC
Campbell Daniel WilliamExecutive VP, Global Sales
Tax withholdingCommon Stock 4,707 $18.02 $84,820.14
Disclosure

SEC source: 0001209191-20-027064 · doc4.xml · nonDerivative · entry 2

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,985

F2 · shares: These shares were withheld to cover tax withholding obligations when 10,701 previously reported restricted stock units vested on May 1, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:10 UTC
Campbell Daniel WilliamExecutive VP, Global Sales
Exercise / conversionCommon Stock 10,701 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027064 · doc4.xml · nonDerivative · entry 1

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 21:10 UTC GrantCommon Stock 12,858 $17.50 $225,015.00
Disclosure

SEC source: 0001209191-20-025452 · doc4.xml · nonDerivative · entry 1

Blank Gregory · CIK 0001619766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,795

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:56 UTC GrantCommon Stock 12,858 $17.50 $225,015.00
Disclosure

SEC source: 0001209191-20-025446 · doc4.xml · nonDerivative · entry 1

Burke Catherine Levinson · CIK 0001790170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,160

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:48 UTC GrantCommon Stock 12,858 $17.50 $225,015.00
Disclosure

SEC source: 0001209191-20-025445 · doc4.xml · nonDerivative · entry 1

THOMPSON MATTHEW · CIK 0001267573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,287

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:46 UTC GrantCommon Stock 12,858 $17.50 $225,015.00
Disclosure

SEC source: 0001209191-20-025441 · doc4.xml · nonDerivative · entry 1

FARRINGTON DEBORAH A · CIK 0001260341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,651

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:19 UTC GrantCommon Stock 12,858 $17.50 $225,015.00
Disclosure

SEC source: 0001209191-20-025423 · doc4.xml · nonDerivative · entry 1

Kiser Georgette D. · CIK 0001739876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,644

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:10 UTC
Begor Mark WDirector
GrantCommon Stock 12,858 $17.50 $225,015.00
Disclosure

SEC source: 0001209191-20-025421 · doc4.xml · nonDerivative · entry 1

Begor Mark W · CIK 0001335111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,197

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock following the termination of the reporting person's service as a director.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:08 UTC GrantCommon Stock 12,858 $17.50 $225,015.00
Disclosure

SEC source: 0001209191-20-025418 · doc4.xml · nonDerivative · entry 1

LARSEN KIRK T · CIK 0001428208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,160

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock following the termination of the reporting person's service as a director.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:07 UTC
Chu ChinhDirector
GrantCommon Stock 12,858 $17.50 $225,015.00
Disclosure

SEC source: 0001209191-20-025415 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,717

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:33 UTC GrantPhantom Stock Units · Derivative 1,342 $17.70 $23,753.40
Disclosure

SEC source: 0001209191-20-022577 · doc4.xml · derivative · entry 1

DERODES ROBERT P · CIK 0001199833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342

Underlying: Common Stock · 1,342 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

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March 31, 2020 Filed Apr 2, 2020 20:34 UTC GrantCommon Stock 813 $17.70 $14,390.10
Disclosure

SEC source: 0001209191-20-022579 · doc4.xml · nonDerivative · entry 1

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,465

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

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March 31, 2020 Filed Apr 2, 2020 20:30 UTC GrantPhanton Stock Units · Derivative 1,540 $17.70 $27,258.00
Disclosure

SEC source: 0001209191-20-022570 · doc4.xml · derivative · entry 1

CLEMMER RICHARD L · CIK 0001222781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

Underlying: Common Stock · 1,540 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

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March 31, 2020 Filed Apr 2, 2020 20:27 UTC
Chu ChinhDirector
GrantCommon Stock 982 $17.70 $17,381.40
Disclosure

SEC source: 0001209191-20-022563 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,859

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

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March 31, 2020 Filed Apr 2, 2020 20:24 UTC
Begor Mark WDirector
GrantPhantom Stock Units · Derivative 233 $17.70 $4,124.10
Disclosure

SEC source: 0001209191-20-022557 · doc4.xml · derivative · entry 1

Begor Mark W · CIK 0001335111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233

Underlying: Common Stock · 233 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

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March 13, 2020 Filed Mar 16, 2020 20:23 UTC
D'ANGELO FRANK G.EVP and President, NCR Banking
PurchaseCommon Stock 14,500 $17.63 $255,635.00
Disclosure

SEC source: 0001209191-20-019263 · doc4.xml · nonDerivative · entry 1

D'ANGELO FRANK G. · CIK 0001407943 · EVP and President, NCR Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,753

F1 · price: Represents the purchase of 14,500 shares in multiple transactions at prices ranging from $17.34 to $17.96 per share, resulting in a weighted average purchase price of $17.63 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 13, 2020 Filed Mar 16, 2020 20:22 UTC
MARTIRE FRANK RDirector · Exec. Chairman of the Board
PurchaseCommon Stock 45,000 $17.84 $802,800.00
Disclosure

SEC source: 0001209191-20-019260 · doc4.xml · nonDerivative · entry 1

MARTIRE FRANK R · CIK 0001226913 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,923

F1 · price: Represents the purchase of 45,000 shares in multiple transactions at prices ranging from $17.23 to $18.76 per share, resulting in a weighted average purchase price of $17.84 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 13, 2020 Filed Mar 16, 2020 20:08 UTC
SULLIVAN OWEN JChief Operating Officer
PurchaseCommon Stock 30,000 $17.71 $531,300.00
Disclosure

SEC source: 0001209191-20-019237 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,485

F1 · price: Represents the purchase of 30,000 shares in multiple transactions at prices ranging from $16.83 to $18.76 per share, resulting in a weighted average purchase price of $17.71 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 13, 2020 Filed Mar 16, 2020 20:05 UTC
Hayford Michael DDirector · CEO & President
PurchaseCommon Stock 60,000 $17.71 $1,062,600.00
Disclosure

SEC source: 0001209191-20-019228 · doc4.xml · nonDerivative · entry 1

Hayford Michael D · CIK 0001366331 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,169

F1 · price: Represents the purchase of 60,000 shares in multiple transactions at prices ranging from $16.83 to $18.76 per share, resulting in a weighted average purchase price of $17.71 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 13, 2020 Filed Mar 16, 2020 18:03 UTC
Bedore JamesEVP, GC & Secy
PurchaseCommon Stock 2,800 $17.49 $48,972.00
Disclosure

SEC source: 0001209191-20-019164 · doc4.xml · nonDerivative · entry 1

Bedore James · CIK 0001758293 · EVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,754

F1 · price: Represents the purchase of 2,800 shares in multiple transactions at prices ranging from $17.47 to $17.50 per share, resulting in a weighted average purchase price of $17.49 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 13, 2020 Filed Mar 16, 2020 17:46 UTC PurchaseCommon Stock 5,700 $17.30 $98,610.00
Disclosure

SEC source: 0001209191-20-019160 · doc4.xml · nonDerivative · entry 1

Fernandez Andre J · CIK 0001447718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,609

F1 · price: Represents the purchase of 5,700 shares in multiple transactions at prices ranging from $17.295 to $17.30 per share, resulting in a weighted average purchase price of $17.30 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 01, 2020 Filed Mar 2, 2020 21:37 UTC
Campbell Daniel WilliamExecutive VP, Global Sales
Exercise / conversionRestricted Stock Units · Derivative 30,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014491 · doc4.xml · derivative · entry 3

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,331

Underlying: Common Stock · 30,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on March 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · shares: Represents the conversion of restricted stock units that vested on March 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on March 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on March 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

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March 01, 2020 Filed Mar 2, 2020 21:37 UTC
Campbell Daniel WilliamExecutive VP, Global Sales
Tax withholdingCommon Stock 13,340 $25.20 $336,168.00
Disclosure

SEC source: 0001209191-20-014491 · doc4.xml · nonDerivative · entry 2

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,991

F2 · shares: These shares were withheld to cover tax withholding obligations when 30,331 previously reported restricted stock units vested on March 1, 2020.

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March 01, 2020 Filed Mar 2, 2020 21:37 UTC
Campbell Daniel WilliamExecutive VP, Global Sales
Exercise / conversionCommon Stock 30,331 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014491 · doc4.xml · nonDerivative · entry 1

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on March 1, 2020. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

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March 01, 2020 Filed Mar 3, 2020 21:29 UTC GrantCommon Stock 1,786 $25.20 $45,007.20
Disclosure

SEC source: 0001209191-20-015179 · doc4.xml · nonDerivative · entry 1

Kiser Georgette D. · CIK 0001739876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,786

F1 · security: These restricted stock units represent the equity grant awarded to the reporting person under the NCR Director Compensation Program. The restricted stock units will vest in full on April 24, 2020, subject to the reporting person's continued service as a director through the date of the NCR 2020 Annual Meeting of Stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.