SULLIVAN OWEN J

SEC source: 0000007789-26-000229 · form4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,121

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0001193125-26-316114 · ownership.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,226.761

F1 · kind: Represents an award of Class I Limited Partnership Units granted as compensation. The unit award fully vests on July 1, 2027.

F2 · balance_after: Includes Class I Limited Partnership Units acquired through the Issuer's distribution reinvestment plan.

SEC source: 0000007789-26-000168 · form4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,085

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0000007789-26-000113 · form4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,047

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0000007789-26-000034 · form4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,003

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2026 grant. They are payable solely in shares of common stock.

SEC source: 0000007789-25-000220 · form4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,418

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0001193125-25-300905 · ownership.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,863.197

F1 · kind: Represents an award of Class I Limited Partnership Units granted as compensation. The unit award fully vests on November 1, 2026.

SEC source: 0000007789-25-000145 · form4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,373

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0000007789-25-000072 · form4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,328

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0001127602-25-009941 · form4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,278

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0001127602-25-002728 · form4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,227

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2025 grant. They are payable solely in shares of common stock.

SEC source: 0001127602-24-029304 · form4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255

F1 · kind: Restricted Stock Units will vest on February 1, 2025 and are payable solely in shares of common stock upon vesting.

SEC source: 0001209191-23-009858 · doc4.xml · derivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,800

Underlying: Common Stock · 222,800 shares

Expires not disclosed

F1 · security: Performance-based restricted stock units (PB-RSUs), which may be earned between 0% and 200% of the target amount reported herein based on NCR's total shareholder return during the three-year period from 1/1/2023 through 12/31/2025, or upon the completion of certain other performance conditions.

F1 · derivative.exercise_price: Performance-based restricted stock units (PB-RSUs), which may be earned between 0% and 200% of the target amount reported herein based on NCR's total shareholder return during the three-year period from 1/1/2023 through 12/31/2025, or upon the completion of certain other performance conditions.

F1 · derivative.exercise_date: Performance-based restricted stock units (PB-RSUs), which may be earned between 0% and 200% of the target amount reported herein based on NCR's total shareholder return during the three-year period from 1/1/2023 through 12/31/2025, or upon the completion of certain other performance conditions.

F1 · derivative.expiration_date: Performance-based restricted stock units (PB-RSUs), which may be earned between 0% and 200% of the target amount reported herein based on NCR's total shareholder return during the three-year period from 1/1/2023 through 12/31/2025, or upon the completion of certain other performance conditions.

SEC source: 0001209191-23-009503 · doc4.xml · nonDerivative · entry 2

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,139

F2 · shares: These shares were withheld to cover tax withholding obligations when 75,473 performance shares vested on February 12, 2023.

SEC source: 0001209191-23-009503 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance share restricted stock units (RSUs) as to which the performance-related conditions to vesting were satisfied on February 12, 2023.

SEC source: 0001209191-23-001452 · doc4.xml · derivative · entry 3

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,876

Underlying: Common Stock · 22,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance share restricted stock units (RSUs) as to which the performance related conditions to vesting were satisfied on December 31, 2022. These RSUs vest ratably, with 50% having vested on December 31, 2022 as shown on Table I, and the remaining 50% shown on Table II scheduled to vest on December 31, 2023 subject to certain conditions.

F1 · derivative.exercise_date: Performance share restricted stock units (RSUs) as to which the performance related conditions to vesting were satisfied on December 31, 2022. These RSUs vest ratably, with 50% having vested on December 31, 2022 as shown on Table I, and the remaining 50% shown on Table II scheduled to vest on December 31, 2023 subject to certain conditions.

F1 · derivative.expiration_date: Performance share restricted stock units (RSUs) as to which the performance related conditions to vesting were satisfied on December 31, 2022. These RSUs vest ratably, with 50% having vested on December 31, 2022 as shown on Table I, and the remaining 50% shown on Table II scheduled to vest on December 31, 2023 subject to certain conditions.

SEC source: 0001209191-23-001452 · doc4.xml · nonDerivative · entry 2

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,151

F2 · shares: These shares were withheld to cover tax withholding obligations when 22,876 performance shares vested on December 31, 2022 as reported herein.

F3 · balance_after: Includes 602.265 shares acquired under the NCR Employee Stock Purchase Plan in March 2022. These shares were rounded to 602 for disclosure in this table.

SEC source: 0001209191-23-001452 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance share restricted stock units (RSUs) as to which the performance related conditions to vesting were satisfied on December 31, 2022. These RSUs vest ratably, with 50% having vested on December 31, 2022 as shown on Table I, and the remaining 50% shown on Table II scheduled to vest on December 31, 2023 subject to certain conditions.

SEC source: 0001209191-22-062221 · doc4.xml · nonDerivative · entry 2

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,991

F2 · shares: These shares were withheld to cover tax withholding obligations when 119,591 performance share RSUs vested on December 16, 2022, as reported herein.

SEC source: 0001209191-22-062221 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance share restricted stock units (RSUs) as to which the performance-related conditions to vesting were satisfied on December 15, 2022.

SEC source: 0001209191-22-008527 · doc4.xml · derivative · entry 3

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.exercise_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.expiration_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.underlying_shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · balance_after: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-008527 · doc4.xml · nonDerivative · entry 2

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,415

F2 · shares: These shares were withheld to cover tax withholding obligations when 91,619 RSUs vested on February 8, 2022 as reported herein.

SEC source: 0001209191-22-008527 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-001015 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,258

F1 · shares: These shares were withheld to cover tax withholding obligations resulting from the December 31, 2021 vesting of 160,971 previously reported restricted stock units awarded under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan.

SEC source: 0001209191-21-049320 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,856

F1 · shares: These shares were withheld to cover tax withholding obligations when 27,584 previously reported restricted stock units vested on August 1, 2021.

F2 · balance_after: Includes 682.171 shares acquired under the NCR Employee Stock Purchase Plan from January through June 2021. These shares were rounded to 682 for disclosure in this table.

SEC source: 0001088342-21-000056 · edgar.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,783

F1 · security: Reporting person received restricted stock units in lieu of cash

SEC source: 0001209191-21-034625 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,615

F1 · price: Represents the sale of 102,267 shares in 602 transactions on May 19, 2021 ranging in price from $46.44 to $47.835 per share, resulting in a weighted average sale price of $47.29 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001088342-21-000026 · edgar.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,531

F1 · security: Reporting person received restricted stock units in lieu of cash

SEC source: 0001209191-21-014415 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,882

F1 · shares: Full settlement of an award under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan in the form of Restricted Stock Units (RSUs) granted on February 23, 2021 that will vest in full on December 31, 2021, generally subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement. Net shares issued on settlement of these RSUs will be subject to an additional 1-year holding period.

SEC source: 0001209191-21-009248 · doc4.xml · derivative · entry 3

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,619

Underlying: Common Stock · 91,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.exercise_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.expiration_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009248 · doc4.xml · nonDerivative · entry 2

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,911

F2 · shares: These shares were withheld to cover tax withholding obligations when 91,620 restricted stock units vested on February 8, 2021 as reported herein.

SEC source: 0001209191-21-009248 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001088342-20-000054 · edgar.xml · nonDerivative · entry 8

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,078

SEC source: 0001088342-20-000054 · edgar.xml · nonDerivative · entry 7

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,068

SEC source: 0001088342-20-000054 · edgar.xml · nonDerivative · entry 6

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,778

SEC source: 0001088342-20-000054 · edgar.xml · nonDerivative · entry 5

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,378

SEC source: 0001088342-20-000054 · edgar.xml · nonDerivative · entry 4

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,533

SEC source: 0001088342-20-000054 · edgar.xml · nonDerivative · entry 3

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,423

SEC source: 0001088342-20-000054 · edgar.xml · nonDerivative · entry 2

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,733

SEC source: 0001088342-20-000054 · edgar.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,033

SEC source: 0001209191-20-044836 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,748

F1 · shares: These shares were withheld to cover tax withholding obligations when 27,584 previously reported restricted stock units vested on August 1, 2020.

F2 · balance_after: Includes 704.2254 shares acquired under the NCR Employee Stock Purchase Plan from January through June 2020. These shares were round to 704 for disclosure in this table.

SEC source: 0001209191-20-019237 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,485

F1 · price: Represents the purchase of 30,000 shares in multiple transactions at prices ranging from $16.83 to $18.76 per share, resulting in a weighted average purchase price of $17.71 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-009805 · doc4.xml · derivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,497

Underlying: Common Stock · 546,497 shares

Expires 2027-02-12

F1 · derivative.exercise_price: This exercise price represents a premium of 115% of the closing price of the underlying common stock as reported on the New York Stock Exchange on the date of grant.

F2 · derivative.exercise_date: The option vests ratably with one-third vesting on each of the first, second and third anniversaries of the date of grant (each an "Option Vesting Date"), subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.

SEC source: 0001209191-20-008549 · doc4.xml · derivative · entry 3

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,239

Underlying: Common Stock · 183,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-based restricted stock units (RSUs) as to which the performance-related conditions to vesting have been satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 8, 2019 grant date (each an "RSU Vesting Date"). The first one-third of such RSUs, shown in Table I, vested on February 8, 2020. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

F1 · derivative.exercise_date: Performance-based restricted stock units (RSUs) as to which the performance-related conditions to vesting have been satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 8, 2019 grant date (each an "RSU Vesting Date"). The first one-third of such RSUs, shown in Table I, vested on February 8, 2020. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

F1 · derivative.expiration_date: Performance-based restricted stock units (RSUs) as to which the performance-related conditions to vesting have been satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 8, 2019 grant date (each an "RSU Vesting Date"). The first one-third of such RSUs, shown in Table I, vested on February 8, 2020. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

SEC source: 0001209191-20-008549 · doc4.xml · nonDerivative · entry 2

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,485

F2 · shares: These shares were withheld to cover tax withholding obligations when 91,620 restricted stock units vested on February 8, 2020 as reported herein.

SEC source: 0001209191-20-008549 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance-based restricted stock units (RSUs) as to which the performance-related conditions to vesting have been satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 8, 2019 grant date (each an "RSU Vesting Date"). The first one-third of such RSUs, shown in Table I, vested on February 8, 2020. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

SEC source: 0001088342-20-000010 · edgar.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,833

F1 · security: The reporting person received the restricted stock units (RSUs) set forth in Table I in lieu of cash compensation for services to be rendered as an independent director of the Company for the year 2020. Each RSU represents a contingent right to receive one share of the Company's common stock.The RSUs vest in four equal increments on January 3, April 3, July 3 and October 2, 2020 so long as the reporting person remains a director on the applicable dates. The Award will be settled upon termination of the reporting person's continuous service as a director or upon a change in control. The award of RSUs was approved by the Board of Directors in November 2019 with the number of RSUs to be determined by dividing the annual independent director compensation by the closing price of the Company's common stock on January 3, 2020.

SEC source: 0001209191-19-044575 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,738

F1 · shares: These shares were withheld to cover tax withholding obligations when 27,583 previously reported restricted stock units vested on August 1, 2019.

F2 · balance_after: Includes 1,049.9531 shares acquired under the NCR Employee Stock Purchase Plan from January through March 2019. These shares were rounded to 1,050 for disclosure in this table.

SEC source: 0001209191-19-009396 · doc4.xml · derivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,546

Underlying: Common Stock · 260,546 shares

Expires 2026-02-08

F1 · derivative.exercise_date: This is an option granted on February 8, 2019 that will vest ratably with one-quarter vesting on each of the first, second, third and fourth anniversaries of the grant date (each an "Option Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.

SEC source: 0001088342-19-000013 · edgar.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,876

F1 · security: Represents restricted stock units ("RSUs") in lieu of cash for serving on the Company's board of directors during 2019. Each RSU represents the right to receive a share of the Company's comon stock on a one-for-one basis. The RSUs may not be settled, and no shares subject to the RSUs may be sold until the earlier of (i) the termination of a Director's continuous service on account of retirement or (ii) a change in control of the Company. The RSUs will be allocated to the Director's account on January 2, April 1, July 1 and October 1 2019 in four equal increments.