person · Reporting owner

FARRINGTON DEBORAH A

Disclosed activity across 6 companies

Tapewire entity: 67730
SEC CIK: 0001260341

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
COLLECTORS UNIVERSE INCCLCT · Entity 142969	Director	June 30, 2020	October 13, 2020
CUMULUS MEDIA INCCMLS · Entity 8735	Director	May 06, 2024	May 07, 2024
NCR Voyix CorpNCR · Entity 293	Director	May 02, 2023	May 04, 2023
RedBall Acquisition Corp.RBAC.U · Entity 140883	Director	August 12, 2020	August 12, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COLLECTORS UNIVERSE INC

Report date June 30, 2020 · Filed October 13, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	15,585	Reported balance After 2020-02-20 transaction · row 1 1 source row Row 1 · 2020-02-20 · Gift · Disposed 2,000 · Balance 15,585

CUMULUS MEDIA INC

Report date May 06, 2024 · Filed May 07, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0000001 per shareSEC Table I · non-derivative	Direct	62,786	Reported balance After 2024-05-06 transaction · row 1 1 source row Row 1 · 2024-05-06 · Grant · Acquired 29,069 · Balance 62,786 F1: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2024, September 30, 2024, December 31, 2024 and March 31, 2025. Each restricted stock unit represents a right to receive one share of Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2024, September 30, 2024, December 31, 2024 and March 31, 2025. Each restricted stock unit represents a right to receive one share of Class A common stock.

NCR Voyix Corp

Report date May 02, 2023 · Filed May 04, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	53,490	Reported balance After 2023-05-02 transaction · row 1 1 source row Row 1 · 2023-05-02 · Grant · Acquired 10,761 · Balance 53,490 F1: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

RedBall Acquisition Corp.

Report date August 12, 2020 · Filed August 12, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security	Direct	Not disclosed	Reported balance Holding disclosure · report date 2020-08-12 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-240138) under the heading "Description of Securities-Ordinary Shares-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer concurrently with or immediately following the consummation of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-240138) under the heading "Description of Securities-Ordinary Shares-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer concurrently with or immediately following the consummation of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Dayforce, Inc.

Report date February 04, 2026 · Filed February 04, 2026

Section 16 reporting ended · disclosed 2026-02-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2026-02-04 transaction · row 1 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 1 · 2026-02-04 · Disposition to issuer · Disposed 25,434 · Balance 0 F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F2: Pursuant to the Merger Agreement, at the Effective Time, (i) each issued and outstanding share of common stock ("Common Stock") of the Issuer was canceled and converted automatically into the right to receive an amount in cash equal to $70.00 per share of Common Stock (the "Merger Consideration"), and (ii) each vested but unsettled restricted stock unit ("RSU") was canceled and converted automatically into the right to receive an amount in cash equal to the Merger Consideration multiplied by the number of shares of Common Stock subject to the vested but unsettled RSU as of immediately prior to the Effective Time.
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2026-02-04 transaction · row 2 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 2 · 2026-02-04 · Disposition to issuer · Disposed 2,204 · Balance 0 F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding RSU that was unvested immediately prior to the Effective Time fully vested and converted automatically into the right to receive an amount in cash equal to the number of shares subject to the RSUs multiplied by the Merger Consideration.
Options (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $65.26 · Expires 2030-05-08	Direct	Reported balance After 2026-02-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-02-04 · Disposition to issuer · Disposed 953 · Balance 0 F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F4: Pursuant to the Merger Agreement, each vested stock option was converted into the right to receive an amount in cash equal to the number of shares of Common Stock subject to vested stock options multiplied by the excess, if any, of the Merger Consideration over the share exercise price of such vested stock option.
Options (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $50.23 · Expires 2032-05-11	Direct	Reported balance After 2026-02-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-02-04 · Disposition to issuer · Disposed 5,930 · Balance 0 F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F4: Pursuant to the Merger Agreement, each vested stock option was converted into the right to receive an amount in cash equal to the number of shares of Common Stock subject to vested stock options multiplied by the excess, if any, of the Merger Consideration over the share exercise price of such vested stock option.

Filing footnotes · ownership attribution and instrument terms

F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time").

F2: Pursuant to the Merger Agreement, at the Effective Time, (i) each issued and outstanding share of common stock ("Common Stock") of the Issuer was canceled and converted automatically into the right to receive an amount in cash equal to $70.00 per share of Common Stock (the "Merger Consideration"), and (ii) each vested but unsettled restricted stock unit ("RSU") was canceled and converted automatically into the right to receive an amount in cash equal to the Merger Consideration multiplied by the number of shares of Common Stock subject to the vested but unsettled RSU as of immediately prior to the Effective Time.

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding RSU that was unvested immediately prior to the Effective Time fully vested and converted automatically into the right to receive an amount in cash equal to the number of shares subject to the RSUs multiplied by the Merger Consideration.

F4: Pursuant to the Merger Agreement, each vested stock option was converted into the right to receive an amount in cash equal to the number of shares of Common Stock subject to vested stock options multiplied by the excess, if any, of the Merger Consideration over the share exercise price of such vested stock option.

NETSUITE INC

Report date November 07, 2016 · Filed November 09, 2016

Section 16 reporting ended · disclosed 2016-11-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2016-11-07 transaction · row 1 1 source row Row 1 · 2016-11-07 · Disposition to issuer · Disposed 8,510 · Balance 0 F1: Excludes shares underlying Restricted Stock Units previously reported in this Table I but are displayed in Table II of this filing for clarity. F2: Outstanding shares of the common stock of the Issuer were converted into the right to receive $109.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.50	Direct	Reported balance After 2016-11-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2016-11-07 · Disposition to issuer · Disposed 7,322 · Balance 0 F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.16	Direct	Reported balance After 2016-11-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2016-11-07 · Disposition to issuer · Disposed 2,678 · Balance 0 F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.00	Direct	Reported balance After 2016-11-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2016-11-07 · Disposition to issuer · Disposed 4,561 · Balance 0 F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.06	Direct	Reported balance After 2016-11-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2016-11-07 · Disposition to issuer · Disposed 4,081 · Balance 0 F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.99	Direct	Reported balance After 2016-11-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2016-11-07 · Disposition to issuer · Disposed 3,543 · Balance 0 F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.25	Direct	Reported balance After 2016-11-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2016-11-07 · Disposition to issuer · Disposed 3,854 · Balance 0 F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.70	Direct	Reported balance After 2016-11-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2016-11-07 · Disposition to issuer · Disposed 3,194 · Balance 0 F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $89.16	Direct	Reported balance After 2016-11-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2016-11-07 · Disposition to issuer · Disposed 2,552 · Balance 0 F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $91.07	Direct	Reported balance After 2016-11-07 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2016-11-07 · Disposition to issuer · Disposed 2,868 · Balance 0 F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2016-11-07 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2016-11-07 · Disposition to issuer · Disposed 2,556 · Balance 0 F4: Each RSU and PRSU represented the contingent right to receive one share of common stock of the Issuer. F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Excludes shares underlying Restricted Stock Units previously reported in this Table I but are displayed in Table II of this filing for clarity.

F2: Outstanding shares of the common stock of the Issuer were converted into the right to receive $109.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement.

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

F4: Each RSU and PRSU represented the contingent right to receive one share of common stock of the Issuer.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 04, 2026 Filed Feb 4, 2026 12:16 UTC	Dayforce, Inc. DAY · Entity 67699	Disposition to issuerOptions (Right to Purchase) · Derivative	5,930	Not disclosed Strike: $50.23	Not disclosed	Disclosure SEC source: 0001628280-26-005329 · wk-form4_1770225414.xml · derivative · entry 4 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,930 shares Expires 2032-05-11 F1 · kind: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F4 · price: Pursuant to the Merger Agreement, each vested stock option was converted into the right to receive an amount in cash equal to the number of shares of Common Stock subject to vested stock options multiplied by the excess, if any, of the Merger Consideration over the share exercise price of such vested stock option. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each vested stock option was converted into the right to receive an amount in cash equal to the number of shares of Common Stock subject to vested stock options multiplied by the excess, if any, of the Merger Consideration over the share exercise price of such vested stock option. Read SEC document
February 04, 2026 Filed Feb 4, 2026 12:16 UTC	Dayforce, Inc. DAY · Entity 67699	Disposition to issuerOptions (Right to Purchase) · Derivative	953	Not disclosed Strike: $65.26	Not disclosed	Disclosure SEC source: 0001628280-26-005329 · wk-form4_1770225414.xml · derivative · entry 3 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 953 shares Expires 2030-05-08 F1 · kind: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F4 · price: Pursuant to the Merger Agreement, each vested stock option was converted into the right to receive an amount in cash equal to the number of shares of Common Stock subject to vested stock options multiplied by the excess, if any, of the Merger Consideration over the share exercise price of such vested stock option. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each vested stock option was converted into the right to receive an amount in cash equal to the number of shares of Common Stock subject to vested stock options multiplied by the excess, if any, of the Merger Consideration over the share exercise price of such vested stock option. Read SEC document
February 04, 2026 Filed Feb 4, 2026 12:16 UTC	Dayforce, Inc. DAY · Entity 67699	Disposition to issuerCommon Stock	2,204	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-26-005329 · wk-form4_1770225414.xml · nonDerivative · entry 2 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F3 · shares: Pursuant to the Merger Agreement, at the Effective Time, each outstanding RSU that was unvested immediately prior to the Effective Time fully vested and converted automatically into the right to receive an amount in cash equal to the number of shares subject to the RSUs multiplied by the Merger Consideration. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding RSU that was unvested immediately prior to the Effective Time fully vested and converted automatically into the right to receive an amount in cash equal to the number of shares subject to the RSUs multiplied by the Merger Consideration. Read SEC document
February 04, 2026 Filed Feb 4, 2026 12:16 UTC	Dayforce, Inc. DAY · Entity 67699	Disposition to issuerCommon Stock	25,434	$70.00	$1,780,380.00	Disclosure SEC source: 0001628280-26-005329 · wk-form4_1770225414.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, (i) each issued and outstanding share of common stock ("Common Stock") of the Issuer was canceled and converted automatically into the right to receive an amount in cash equal to $70.00 per share of Common Stock (the "Merger Consideration"), and (ii) each vested but unsettled restricted stock unit ("RSU") was canceled and converted automatically into the right to receive an amount in cash equal to the Merger Consideration multiplied by the number of shares of Common Stock subject to the vested but unsettled RSU as of immediately prior to the Effective Time. Read SEC document
May 09, 2025 Filed May 13, 2025 16:18 UTC	Dayforce, Inc. DAY · Entity 67699	GrantCommon Stock	4,408	$0.00	$0.00	Disclosure SEC source: 0001725057-25-000089 · wk-form4_1747167510.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,638 F1 · shares: 4,408 shares of common stock of Dayforce, Inc. that are issuable pursuant to restricted stock units ("RSUs"), granted on May 9, 2025, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. F2 · balance_after: Includes 4,363 vested RSUs and 4,408 unvested RSUs. Read SEC document
May 06, 2024 Filed May 7, 2024 20:41 UTC	CUMULUS MEDIA INC CMLS · Entity 8735	GrantClass A Common Stock, par value $0.0000001 per share	29,069	$0.00	$0.00	Disclosure SEC source: 0001058623-24-000091 · wk-form4_1715114452.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,786 F1 · shares: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2024, September 30, 2024, December 31, 2024 and March 31, 2025. Each restricted stock unit represents a right to receive one share of Class A common stock. Read SEC document
May 03, 2024 Filed May 7, 2024 16:22 UTC	Dayforce, Inc. DAY · Entity 67699	GrantCommon Stock	4,363	$0.00	$0.00	Disclosure SEC source: 0000950170-24-054558 · ownership.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,230 F1 · shares: 4,363 shares of common stock of the Issuer ("Common Stock") that are issuable pursuant to restricted stock units ("RSUs"), granted on May 3, 2024, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. F2 · balance_after: Includes (i) 17,821 shares of Common Stock; (ii) shares of Common Stock issuable pursuant to RSUs, granted on May 15, 2023, of which 1,046 shares vest on May 15, 2024; and (iii) 4,363 shares of Common Stock issuable pursuant to RSUs, granted on May 3, 2024, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant, the settlement of which the Reporting Person has elected to defer in accordance with the Dayforce, Inc. Non-Employee Director Deferral Program. Read SEC document
May 15, 2023 Filed May 17, 2023 17:58 UTC	Dayforce, Inc. CDAY · Entity 67699	GrantCommon Stock	4,187	$0.00	$0.00	Disclosure SEC source: 0001209191-23-030343 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,867 F1 · shares: 4,187 shares of common stock of the Issuer ("Common Stock") that are issuable pursuant to Restricted Stock Units ("RSUs"), granted on May 15, 2023, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. F2 · balance_after: Includes (i) 13,781 shares of Common Stock; (ii) shares of Common Stock issuable pursuant to RSUs, granted on August 21, 2020, of which 899 shares vest on August 21, 2023; and (iii) 4,187 shares of Common Stock issuable pursuant to RSUs, granted on May 15, 2023, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. Read SEC document
May 02, 2023 Filed May 4, 2023 21:39 UTC	NCR Voyix Corp NCR · Entity 293	GrantCommon Stock	10,761	$20.91	$225,012.51	Disclosure SEC source: 0001209191-23-027389 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,490 F1 · shares: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document
April 26, 2023 Filed Apr 28, 2023 18:37 UTC	CUMULUS MEDIA INC CMLS · Entity 8735	GrantClass A Common Stock, par value $0.0000001 per share	24,577	$0.00	$0.00	Disclosure SEC source: 0001058623-23-000060 · wf-form4_168270701697836.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,717 F1 · shares: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2023, September 30, 2023, December 31, 2023 and March 31, 2024. Each restricted stock unit represents a right to receive one share of Class A common stock. Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:06 UTC	CUMULUS MEDIA INC CMLS · Entity 8735	GrantClass A Common Stock, par value $0.0000001 per share	9,140	$0.00	$0.00	Disclosure SEC source: 0001058623-22-000147 · wf-form4_166154436826848.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,140 F1 · shares: Represents grant of restricted stock units, which vest in three equal installments on each of September 30, 2022, December 31, 2022, and March 31, 2023. Each restricted stock unit represents a right to receive one share of Class A common stock. Read SEC document
May 11, 2022 Filed May 12, 2022 16:13 UTC	Dayforce, Inc. CDAY · Entity 67699	GrantOption (right to buy) · Derivative	5,930	$0.00 Strike: $50.23	$0.00	Disclosure SEC source: 0001209191-22-028540 · doc4.xml · derivative · entry 3 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,930 Underlying: Common Stock · 5,930 shares Expires 2032-05-11 F4 · derivative.exercise_date: These options, granted on May 11, 2022, vest and become exercisable as to 25% of the option on the day of each three-month period commencing on the date of grant. Read SEC document
May 11, 2022 Filed May 12, 2022 16:13 UTC	Dayforce, Inc. CDAY · Entity 67699	GrantCommon Stock	2,488	$0.00	$0.00	Disclosure SEC source: 0001209191-22-028540 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,680 F1 · shares: 2,488 shares are issuable pursuant to Restricted Stock Units (RSU), granted on May 11, 2022, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. F2 · balance_after: Includes (i) 10,395 shares of common stock, and (ii) shares issuable pursuant to RSUs, granted on August 21, 2020, of which 898 and 899 shares vest on each of August 21, 2022 and August 21, 2023 respectively; and (iii) shares issuable pursuant to RSUs, granted on May 11, 2022, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. Read SEC document
May 02, 2022 Filed May 4, 2022 20:59 UTC	NCR Voyix Corp NCR · Entity 293	GrantCommon Stock	6,479	$34.73	$225,015.67	Disclosure SEC source: 0001209191-22-027141 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,729 F1 · shares: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document
May 07, 2021 Filed May 11, 2021 16:21 UTC	Dayforce, Inc. CDAY · Entity 67699	GrantCommon Stock	2,860	$0.00	$0.00	Disclosure SEC source: 0001209191-21-031655 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,192 F1 · shares: 2,860 shares are issuable pursuant to Restricted Stock Units (RSU), granted on May 7, 2021, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. F2 · balance_after: Includes (i) 5,389 shares of common stock, (ii) 574 shares are issuable pursuant to RSUs, granted on May 8, 2020, that vest on May 8, 2021, (iii) 2,695 shares are issuable pursuant to RSUs, granted on August 21, 2020, that vest in three annual installments beginning on August 21, 2021, (iii) 337 shares are issuable pursuant to RSUs granted on August 21, 2020 that vest on each of May 21, 2021 and August 21, 2021, and (iv) 2,860 shares are issuable pursuant to RSUs, granted on May 7, 2021, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. Read SEC document
April 20, 2021 Filed Apr 22, 2021 21:05 UTC	NCR Voyix Corp NCR · Entity 293	GrantCommon Stock	5,599	$40.19	$225,023.81	Disclosure SEC source: 0001209191-21-027964 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,250 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document
August 21, 2020 Filed Aug 24, 2020 19:43 UTC	Dayforce, Inc. CDAY · Entity 67699	GrantCommon Stock	1,348	$0.00	$0.00	Disclosure SEC source: 0001209191-20-048158 · doc4.xml · nonDerivative · entry 2 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,332 F2 · shares: 1,348 shares are issuable pursuant to Restricted Stock Units (RSU), granted on August 21, 2020, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. F3 · balance_after: Includes (i) 3,566 shares of common stock, (ii) 1,723 shares are issuable pursuant to Restricted Stock Units, granted on May 8, 2020, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant, (iii) 2,695 shares are issuable pursuant to Restricted Stock Units (RSU), granted on August 21, 2020, that vest in three annual installments beginning on August 21, 2021, and (iv) 1,348 shares issuable pursuant to Restricted Stock Units (RSU), granted on August 21, 2020, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. Read SEC document
August 21, 2020 Filed Aug 24, 2020 19:43 UTC	Dayforce, Inc. CDAY · Entity 67699	GrantCommon Stock	2,695	$0.00	$0.00	Disclosure SEC source: 0001209191-20-048158 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,984 F1 · shares: 2,695 shares are issuable pursuant to Restricted Stock Units (RSU), granted on August 21, 2020, that vest in three annual installments beginning on August 21, 2021. Read SEC document
May 08, 2020 Filed May 11, 2020 16:24 UTC	Dayforce, Inc. CDAY · Entity 67699	GrantOption (right to buy) · Derivative	953	$0.00 Strike: $65.26	$0.00	Disclosure SEC source: 0001209191-20-028267 · doc4.xml · derivative · entry 2 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953 Underlying: Common Stock · 953 shares Expires 2030-05-08 F3 · derivative.exercise_date: These options vest and become exercisable as to 25% of the options on the last day of each three-month period commencing on the date of grant. Read SEC document
May 08, 2020 Filed May 11, 2020 16:24 UTC	Dayforce, Inc. CDAY · Entity 67699	GrantCommon Stock	2,298	$0.00	$0.00	Disclosure SEC source: 0001209191-20-028267 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,289 F1 · shares: 2,298 shares issuable pursuant to Restricted Stock Units (RSU), granted on May 8, 2020, that vest and become exercisable as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. F2 · balance_after: Includes (i) 2,991 shares issuable pursuant to Restricted Stock Units, granted on May 15, 2019, that vest on May 15, 2020 and (ii) 2,298 shares are issuable pursuant to Restricted Stock Units, granted on May 8, 2020, that vest and become exercisable as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:46 UTC	NCR Voyix Corp NCR · Entity 293	GrantCommon Stock	12,858	$17.50	$225,015.00	Disclosure SEC source: 0001209191-20-025441 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,651 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document
February 20, 2020 Filed Oct 13, 2020 06:10 UTC	COLLECTORS UNIVERSE INC CLCT · Entity 142969	GiftCommon Stock	2,000	$0.00	$0.00	Disclosure SEC source: 0001493152-20-019284 · ownership.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,585 Read SEC document
December 03, 2019 Filed Dec 5, 2019 06:51 UTC	COLLECTORS UNIVERSE INC CLCT · Entity 142969	GrantCommon Stock	1,715	$0.00	$0.00	Disclosure SEC source: 0001437749-19-023889 · rdgdoc.xml · nonDerivative · entry 2 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,585 F1 · shares: Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 428, 429, 429 and 429 of those shares on March 3, 2020, June 3, 2020, September 3, 2020 and December 3, 2020, respectively, provided that the reporting person is still in the service of the Company on such date. The Reporting Person will not be entitled to vote or dispose of any of the restricted shares or to exercise any other rights of a stockholder with respect to the restricted shares until such shares become vested. F1 · price: Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 428, 429, 429 and 429 of those shares on March 3, 2020, June 3, 2020, September 3, 2020 and December 3, 2020, respectively, provided that the reporting person is still in the service of the Company on such date. The Reporting Person will not be entitled to vote or dispose of any of the restricted shares or to exercise any other rights of a stockholder with respect to the restricted shares until such shares become vested. Read SEC document
May 22, 2019 Filed Dec 5, 2019 06:51 UTC	COLLECTORS UNIVERSE INC CLCT · Entity 142969	GiftCommon Stock	2,000	$0.00	$0.00	Disclosure SEC source: 0001437749-19-023889 · rdgdoc.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,870 Read SEC document
May 15, 2019 Filed May 16, 2019 16:49 UTC	Dayforce, Inc. CDAY · Entity 67699	GrantCommon Stock	2,991	$50.16	$150,028.56	Disclosure SEC source: 0001209191-19-030427 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,991 F1 · shares: Such shares are issuable pursuant to Restricted Stock Units that vest on May 15, 2020. F1 · balance_after: Such shares are issuable pursuant to Restricted Stock Units that vest on May 15, 2020. Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:20 UTC	NCR Voyix Corp NCR · Entity 293	GrantCommon Stock	7,664	$29.36	$225,015.04	Disclosure SEC source: 0001209191-19-026197 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,793 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document
December 04, 2018 Filed Dec 6, 2018 17:46 UTC	COLLECTORS UNIVERSE INC CLCT · Entity 142969	GrantCommon Stock	3,373	$0.00	$0.00	Disclosure SEC source: 0001437749-18-021685 · rdgdoc.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,870 F1 · shares: Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 843, 843, 843 and 844 of those shares on March 4, 2019, June 4, 2019, September 4, 2019 and December 4, 2019, respectively, provided that the reporting person is still in the service of the Company on such date. F1 · price: Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 843, 843, 843 and 844 of those shares on March 4, 2019, June 4, 2019, September 4, 2019 and December 4, 2019, respectively, provided that the reporting person is still in the service of the Company on such date. Read SEC document
November 12, 2018 Filed Nov 13, 2018 16:03 UTC	COLLECTORS UNIVERSE INC CLCT · Entity 142969	SaleCommon Stock	1,677	$14.30	$23,981.10	Disclosure SEC source: 0001437749-18-020565 · rdgdoc.xml · nonDerivative · entry 2 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,497 Read SEC document
November 09, 2018 Filed Nov 13, 2018 16:03 UTC	COLLECTORS UNIVERSE INC CLCT · Entity 142969	SaleCommon Stock	12,823	$14.31	$183,434.30	Disclosure SEC source: 0001437749-18-020565 · rdgdoc.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,174 Read SEC document
April 25, 2018 Filed Apr 27, 2018 20:55 UTC	NCR Voyix Corp NCR · Entity 293	GrantCommon Stock	7,210	$31.21	$225,024.10	Disclosure SEC source: 0001209191-18-026633 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,129 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document
December 05, 2017 Filed Dec 7, 2017 16:31 UTC	COLLECTORS UNIVERSE INC CLCT · Entity 142969	GrantCommon Stock	1,555	$0.00	$0.00	Disclosure SEC source: 0001437749-17-020334 · rdgdoc.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,997 F1 · shares: Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 388, 389, 389 and 389 of those shares on March 5, 2018, June 5, 2018, September 5, 2018 and December 5, 2018, respectively, provided that the reporting person is still in the service of the Company on such date. Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:39 UTC	NCR Voyix Corp NCR · Entity 293	GrantCommon Stock	2,919	$31.61	$92,269.59	Disclosure SEC source: 0001209191-17-063945 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,919 F1 · security: These restricted stock units represent the equity grant awarded to the reporting person under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document
December 23, 2016 Filed Dec 28, 2016 16:05 UTC	COLLECTORS UNIVERSE INC CLCT · Entity 142969	GiftCommon Stock	7,000	$0.00	$0.00	Disclosure SEC source: 0001437749-16-043854 · rdgdoc.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,442 Read SEC document
December 06, 2016 Filed Dec 8, 2016 16:02 UTC	COLLECTORS UNIVERSE INC CLCT · Entity 142969	GrantCommon Stock	2,149	$0.00	$0.00	Disclosure SEC source: 0001437749-16-043102 · rdgdoc.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,442 F1 · shares: Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 537, 537, 537 and 538 of those shares on March 6, 2017, June 6, 2017, September 6, 2017 and December 6, 2017, respectively, provided that the reporting person is still in the service of the Company on such date. Read SEC document
November 07, 2016 Filed Nov 9, 2016 20:57 UTC	NETSUITE INC N · Entity 12342	Disposition to issuerRestricted Stock Units · Derivative	2,556	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-16-149186 · doc4.xml · derivative · entry 11 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,556 shares Expires not disclosed F4 · security: Each RSU and PRSU represented the contingent right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. Read SEC document
November 07, 2016 Filed Nov 9, 2016 20:57 UTC	NETSUITE INC N · Entity 12342	Disposition to issuerEmployee Stock Option (right to buy) · Derivative	2,868	$0.00 Strike: $91.07	$0.00	Disclosure SEC source: 0001209191-16-149186 · doc4.xml · derivative · entry 10 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,868 shares Expires not disclosed F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. Read SEC document
November 07, 2016 Filed Nov 9, 2016 20:57 UTC	NETSUITE INC N · Entity 12342	Disposition to issuerEmployee Stock Option (right to buy) · Derivative	2,552	$0.00 Strike: $89.16	$0.00	Disclosure SEC source: 0001209191-16-149186 · doc4.xml · derivative · entry 9 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,552 shares Expires not disclosed F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. Read SEC document
November 07, 2016 Filed Nov 9, 2016 20:57 UTC	NETSUITE INC N · Entity 12342	Disposition to issuerEmployee Stock Option (right to buy) · Derivative	3,194	$0.00 Strike: $80.70	$0.00	Disclosure SEC source: 0001209191-16-149186 · doc4.xml · derivative · entry 8 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,194 shares Expires not disclosed F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. Read SEC document
November 07, 2016 Filed Nov 9, 2016 20:57 UTC	NETSUITE INC N · Entity 12342	Disposition to issuerEmployee Stock Option (right to buy) · Derivative	3,854	$0.00 Strike: $78.25	$0.00	Disclosure SEC source: 0001209191-16-149186 · doc4.xml · derivative · entry 7 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,854 shares Expires not disclosed F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. Read SEC document
November 07, 2016 Filed Nov 9, 2016 20:57 UTC	NETSUITE INC N · Entity 12342	Disposition to issuerEmployee Stock Option (right to buy) · Derivative	3,543	$0.00 Strike: $45.99	$0.00	Disclosure SEC source: 0001209191-16-149186 · doc4.xml · derivative · entry 6 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,543 shares Expires not disclosed F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. Read SEC document
November 07, 2016 Filed Nov 9, 2016 20:57 UTC	NETSUITE INC N · Entity 12342	Disposition to issuerEmployee Stock Option (right to buy) · Derivative	4,081	$0.00 Strike: $37.06	$0.00	Disclosure SEC source: 0001209191-16-149186 · doc4.xml · derivative · entry 5 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,081 shares Expires not disclosed F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. Read SEC document
November 07, 2016 Filed Nov 9, 2016 20:57 UTC	NETSUITE INC N · Entity 12342	Disposition to issuerEmployee Stock Option (right to buy) · Derivative	4,561	$0.00 Strike: $26.00	$0.00	Disclosure SEC source: 0001209191-16-149186 · doc4.xml · derivative · entry 4 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,561 shares Expires not disclosed F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. Read SEC document
November 07, 2016 Filed Nov 9, 2016 20:57 UTC	NETSUITE INC N · Entity 12342	Disposition to issuerEmployee Stock Option (right to buy) · Derivative	2,678	$0.00 Strike: $22.16	$0.00	Disclosure SEC source: 0001209191-16-149186 · doc4.xml · derivative · entry 3 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,678 shares Expires not disclosed F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. Read SEC document
November 07, 2016 Filed Nov 9, 2016 20:57 UTC	NETSUITE INC N · Entity 12342	Disposition to issuerEmployee Stock Option (right to buy) · Derivative	7,322	$0.00 Strike: $14.50	$0.00	Disclosure SEC source: 0001209191-16-149186 · doc4.xml · derivative · entry 2 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,322 shares Expires not disclosed F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement. Read SEC document
November 07, 2016 Filed Nov 9, 2016 20:57 UTC	NETSUITE INC N · Entity 12342	Disposition to issuerCommon Stock	8,510	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-16-149186 · doc4.xml · nonDerivative · entry 1 FARRINGTON DEBORAH A · CIK 0001260341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Excludes shares underlying Restricted Stock Units previously reported in this Table I but are displayed in Table II of this filing for clarity. F2 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive $109.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.