VYX

SEC source: 0000921895-22-002147 · form409455042_07052022.xml · nonDerivative · entry 1

Welling Glenn W. · CIK 0001580771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,343

F1 · shares: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of Mr. Welling's annual retainer, which is paid quarterly. Mr. Welling elected to receive all of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

SEC source: 0000921895-22-001470 · form409455042_05042022.xml · nonDerivative · entry 1

Welling Glenn W. · CIK 0001580771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,479

F1 · shares: These restricted stock units represent the equity grant awarded to Mr. Welling under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to Mr. Welling's continued service as a director on each vesting date.

SEC source: 0001209191-22-027125 · doc4.xml · nonDerivative · entry 1

Blank Gregory · CIK 0001619766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,873

F1 · shares: These restricted stock units represent the annual equity grant awarded to the directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

SEC source: 0001209191-22-027186 · doc4.xml · nonDerivative · entry 1

SEN LAURA · CIK 0001192575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,479

F1 · shares: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

SEC source: 0001209191-22-027177 · doc4.xml · nonDerivative · entry 1

MUCCI MARTIN · CIK 0001227211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,078

F1 · shares: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

SEC source: 0001209191-22-027172 · doc4.xml · nonDerivative · entry 1

LARSEN KIRK T · CIK 0001428208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,238

F1 · shares: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock following the termination of the reporting person's service as a director.

SEC source: 0001209191-22-027161 · doc4.xml · nonDerivative · entry 1

Kiser Georgette D. · CIK 0001739876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,772

F1 · shares: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock following the termination of the reporting person's service as a director.

SEC source: 0001209191-22-027141 · doc4.xml · nonDerivative · entry 1

FARRINGTON DEBORAH A · CIK 0001260341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,729

F1 · shares: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

SEC source: 0001209191-22-027128 · doc4.xml · nonDerivative · entry 1

Burke Catherine Levinson · CIK 0001790170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,238

F1 · shares: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

SEC source: 0001209191-22-027117 · doc4.xml · nonDerivative · entry 1

Begor Mark W · CIK 0001335111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,275

F1 · shares: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock following the termination of the reporting person's service as a director.

SEC source: 0001209191-22-023154 · doc4.xml · nonDerivative · entry 2

Graves Patrice · CIK 0001869720 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,263

F2 · shares: These shares were withheld to cover tax withholding obligations when 1,687 previously reported restricted stock units vested on April 1, 2022.

F3 · balance_after: Includes 926.473 shares acquired under the NCR Employee Stock Purchase Plan from September 2021 to March 2022. These shares were rounded to 926 for disclosure in this table.

SEC source: 0001209191-22-023154 · doc4.xml · nonDerivative · entry 1

Graves Patrice · CIK 0001869720 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,845

F1 · shares: These shares were withheld to cover tax withholding obligations when 6,589 previously reported restricted stock units vested on April 1, 2022.

SEC source: 0001209191-22-021981 · doc4.xml · derivative · entry 1

Begor Mark W · CIK 0001335111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105

Underlying: Common Stock · 1,105 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

SEC source: 0001209191-22-014009 · doc4.xml · nonDerivative · entry 1

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,667

F1 · shares: These are time-based restricted stock units granted February 25, 2022 that will vest ratably, with 1/3 of such units vesting on each of the first, second and third anniversaries of the grant date (each a "Vesting Date"), subject to the reporting person's continued employment with the issuer on the applicable Vesting Dates, and in accordance with the terms and conditions of the applicable award agreement.

SEC source: 0001209191-22-013257 · doc4.xml · derivative · entry 3

LAYDEN DONALD W JR · CIK 0001023893 · EVP Pymts Grp & Hd Strgy & M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,240

Underlying: Common Stock · 28,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Table I reports the vesting of the first one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 23, 2021. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.exercise_date: Table I reports the vesting of the first one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 23, 2021. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.expiration_date: Table I reports the vesting of the first one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 23, 2021. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-22-013257 · doc4.xml · nonDerivative · entry 2

LAYDEN DONALD W JR · CIK 0001023893 · EVP Pymts Grp & Hd Strgy & M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,542

F2 · shares: These shares were withheld to cover tax withholding obligations when 14,121 restricted stock units vested on February 23, 2022 as reported herein.

SEC source: 0001209191-22-013257 · doc4.xml · nonDerivative · entry 1

LAYDEN DONALD W JR · CIK 0001023893 · EVP Pymts Grp & Hd Strgy & M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Table I reports the vesting of the first one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 23, 2021. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-22-012260 · doc4.xml · derivative · entry 3

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,713

Underlying: Common Stock · 21,712 shares

Expires 2026-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cashless exercise and sale of a portion of a stock option.

SEC source: 0001209191-22-012260 · doc4.xml · nonDerivative · entry 2

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,864

F2 · shares: These shares were sold in multiple transactions at prices ranging from $41.805 to $43.41 per share, resulting in a weighted average sale price of $42.21 per share. Of the total shares sold, 17,433 were sold to cover the reporting person's option exercise price and tax withholding obligations. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · price: These shares were sold in multiple transactions at prices ranging from $41.805 to $43.41 per share, resulting in a weighted average sale price of $42.21 per share. Of the total shares sold, 17,433 were sold to cover the reporting person's option exercise price and tax withholding obligations. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-012260 · doc4.xml · nonDerivative · entry 1

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cashless exercise and sale of a portion of a stock option.

F1 · shares: Cashless exercise and sale of a portion of a stock option.

SEC source: 0001209191-22-009786 · doc4.xml · derivative · entry 4

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804

Underlying: Common Stock · 804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance-based RSUs as to which the performance-related conditions to vesting have been previously reported as satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date (each an "RSU Vesting Date"). The second one-third of such RSUs, shown in Table I, vested on February 12, 2022. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

F2 · shares: Performance-based RSUs as to which the performance-related conditions to vesting have been previously reported as satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date (each an "RSU Vesting Date"). The second one-third of such RSUs, shown in Table I, vested on February 12, 2022. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

F2 · derivative.exercise_date: Performance-based RSUs as to which the performance-related conditions to vesting have been previously reported as satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date (each an "RSU Vesting Date"). The second one-third of such RSUs, shown in Table I, vested on February 12, 2022. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

F2 · derivative.expiration_date: Performance-based RSUs as to which the performance-related conditions to vesting have been previously reported as satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date (each an "RSU Vesting Date"). The second one-third of such RSUs, shown in Table I, vested on February 12, 2022. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

SEC source: 0001209191-22-009786 · doc4.xml · nonDerivative · entry 3

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,241

F3 · shares: These shares were withheld to cover tax withholding obligations when 804 restricted stock units vested on February 12, 2022 as reported herein.

SEC source: 0001209191-22-009786 · doc4.xml · nonDerivative · entry 2

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance-based RSUs as to which the performance-related conditions to vesting have been previously reported as satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date (each an "RSU Vesting Date"). The second one-third of such RSUs, shown in Table I, vested on February 12, 2022. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

SEC source: 0001209191-22-009786 · doc4.xml · nonDerivative · entry 1

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,680

F1 · shares: These shares were withheld to cover tax withholding obligations when 1,252 previously reported restricted stock units (RSUs) vested on February 12, 2022.

SEC source: 0001209191-23-009452 · doc4.xml · nonDerivative · entry 2

Bedore James · CIK 0001758293 · EVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,288

F2 · shares: These shares were withheld to cover tax withholding obligations when 22,870 performance shares vested on February 12, 2023.

SEC source: 0001209191-23-009452 · doc4.xml · nonDerivative · entry 1

Bedore James · CIK 0001758293 · EVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance share restricted stock units (RSUs) as to which the performance-related conditions to vesting were satisfied on February 12, 2023.

SEC source: 0001209191-22-008551 · doc4.xml · derivative · entry 3

MARTIRE FRANK R · CIK 0001226913 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.exercise_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.expiration_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.underlying_shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · balance_after: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-008551 · doc4.xml · nonDerivative · entry 2

MARTIRE FRANK R · CIK 0001226913 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,772

F2 · shares: These shares were withheld to cover tax withholding obligations when 68,716 RSUs vested on February 8, 2022 as reported herein.

F3 · balance_after: Includes 158.024 shares acquired under the NCR Employee Stock Purchase Plan in June 2021. These shares were rounded to 158 for disclosure in this table.

SEC source: 0001209191-22-008551 · doc4.xml · nonDerivative · entry 1

MARTIRE FRANK R · CIK 0001226913 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-008548 · doc4.xml · derivative · entry 3

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.exercise_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.expiration_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.underlying_shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · balance_after: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-008548 · doc4.xml · nonDerivative · entry 2

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,864

F2 · shares: These shares were withheld to cover tax withholding obligations when 30,540 RSUs vested on February 8, 2022 as reported herein.

SEC source: 0001209191-22-008548 · doc4.xml · nonDerivative · entry 1

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-008545 · doc4.xml · derivative · entry 4

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based RSUs granted on February 8, 2019.

F2 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based RSUs granted on February 8, 2019.

F2 · derivative.exercise_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based RSUs granted on February 8, 2019.

F2 · derivative.expiration_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based RSUs granted on February 8, 2019.

F2 · derivative.underlying_shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based RSUs granted on February 8, 2019.

F2 · balance_after: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based RSUs granted on February 8, 2019.

SEC source: 0001209191-22-008545 · doc4.xml · nonDerivative · entry 3

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,057

F3 · shares: These shares were withheld to cover tax withholding obligations when 2,939 RSUs vested on February 8, 2022 as reported herein.

SEC source: 0001209191-22-008545 · doc4.xml · nonDerivative · entry 2

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based RSUs granted on February 8, 2019.

SEC source: 0001209191-22-008545 · doc4.xml · nonDerivative · entry 1

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,155

F1 · shares: These shares were withheld to cover tax withholding obligations when 1,577 previously reported restricted stock units (RSUs) vested on February 8, 2022.

SEC source: 0001209191-22-008527 · doc4.xml · derivative · entry 3

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.exercise_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.expiration_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.underlying_shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · balance_after: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-008527 · doc4.xml · nonDerivative · entry 2

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,415

F2 · shares: These shares were withheld to cover tax withholding obligations when 91,619 RSUs vested on February 8, 2022 as reported herein.

SEC source: 0001209191-22-008527 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-008519 · doc4.xml · derivative · entry 3

Hayford Michael D · CIK 0001366331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 152,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.exercise_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.expiration_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.underlying_shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · balance_after: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-008519 · doc4.xml · nonDerivative · entry 2

Hayford Michael D · CIK 0001366331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,345

F2 · shares: These shares were withheld to cover tax withholding obligations when 152,700 RSUs vested on February 8, 2022 as reported herein.

SEC source: 0001209191-22-008519 · doc4.xml · nonDerivative · entry 1

Hayford Michael D · CIK 0001366331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-008516 · doc4.xml · derivative · entry 3

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.exercise_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.expiration_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.underlying_shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · balance_after: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-008516 · doc4.xml · nonDerivative · entry 2

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,587

F2 · shares: These shares were withheld to cover tax withholding obligations when 30,540 RSUs vested on February 8, 2022 as reported herein.

SEC source: 0001209191-22-008516 · doc4.xml · nonDerivative · entry 1

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-008488 · doc4.xml · derivative · entry 3

Bedore James · CIK 0001758293 · EVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.exercise_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.expiration_date: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · derivative.underlying_shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

F1 · balance_after: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-22-008488 · doc4.xml · nonDerivative · entry 2

Bedore James · CIK 0001758293 · EVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,490

F2 · shares: These shares were withheld to cover tax withholding obligations when 22,907 RSUs vested on February 8, 2022 as reported herein.

SEC source: 0001209191-22-008488 · doc4.xml · nonDerivative · entry 1

Bedore James · CIK 0001758293 · EVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of the final one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019.

SEC source: 0001209191-23-001962 · doc4.xml · derivative · entry 1

Begor Mark W · CIK 0001335111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 1,400 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

SEC source: 0001209191-22-001015 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,258

F1 · shares: These shares were withheld to cover tax withholding obligations resulting from the December 31, 2021 vesting of 160,971 previously reported restricted stock units awarded under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan.