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NCR Voyix Corp

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0000070866
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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2019 Filed Aug 27, 2019 20:12 UTC
Ciminera J. RobertEVP Global Customer Services
Tax withholdingCommon Stock 16,390 $30.49 $499,731.10
Disclosure

SEC source: 0001209191-19-047494 · doc4.xml · nonDerivative · entry 2

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,888

F2 · shares: These shares were withheld to cover tax withholding obligations when 33,278 previously reported restricted stock units vested on August 23, 2019.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 20:12 UTC
Ciminera J. RobertEVP Global Customer Services
Exercise / conversionCommon Stock 33,278 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047494 · doc4.xml · nonDerivative · entry 1

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on August 23, 2019. The performance related conditions of these restricted stock units were satisfied on February 23, 2018.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 20:10 UTC
Langenbahn PaulExec VP, Pres. NCR Commerce
Exercise / conversionRestricted Stock Units · Derivative 47,541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047490 · doc4.xml · derivative · entry 3

Langenbahn Paul · CIK 0001692372 · Exec VP, Pres. NCR Commerce

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on August 23, 2019. The performance related conditions of these restricted stock units were satisfied on February 23, 2018.

F1 · shares: Represents the conversion of restricted stock units that vested on August 23, 2019. The performance related conditions of these restricted stock units were satisfied on February 23, 2018.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on August 23, 2019. The performance related conditions of these restricted stock units were satisfied on February 23, 2018.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on August 23, 2019. The performance related conditions of these restricted stock units were satisfied on February 23, 2018.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 20:10 UTC
Langenbahn PaulExec VP, Pres. NCR Commerce
Tax withholdingCommon Stock 18,708 $30.49 $570,406.92
Disclosure

SEC source: 0001209191-19-047490 · doc4.xml · nonDerivative · entry 2

Langenbahn Paul · CIK 0001692372 · Exec VP, Pres. NCR Commerce

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,758

F2 · shares: These shares were withheld to cover tax withholding obligations when 47,541 previously reported restricted stock units vested on August 23, 2019.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 20:10 UTC
Langenbahn PaulExec VP, Pres. NCR Commerce
Exercise / conversionCommon Stock 47,541 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047490 · doc4.xml · nonDerivative · entry 1

Langenbahn Paul · CIK 0001692372 · Exec VP, Pres. NCR Commerce

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on August 23, 2019. The performance related conditions of these restricted stock units were satisfied on February 23, 2018.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:36 UTC
SULLIVAN OWEN JChief Operating Officer
Tax withholdingCommon Stock 10,063 $32.98 $331,877.74
Disclosure

SEC source: 0001209191-19-044575 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,738

F1 · shares: These shares were withheld to cover tax withholding obligations when 27,583 previously reported restricted stock units vested on August 1, 2019.

F2 · balance_after: Includes 1,049.9531 shares acquired under the NCR Employee Stock Purchase Plan from January through March 2019. These shares were rounded to 1,050 for disclosure in this table.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:33 UTC
Button AdrianSVP, Hardware Product Ops
Tax withholdingCommon Stock 4,465 $32.98 $147,255.70
Disclosure

SEC source: 0001209191-19-044562 · doc4.xml · nonDerivative · entry 1

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,892

F1 · shares: These shares were withheld to cover tax withholding obligations when 10,936 previously reported restricted stock units vested on August 1, 2019.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:31 UTC Tax withholdingCommon Stock 3,923 $32.98 $129,380.54
Disclosure

SEC source: 0001209191-19-044556 · doc4.xml · nonDerivative · entry 1

Bronder Debra A. · CIK 0001407951 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,767

F1 · shares: These shares were withheld to cover tax withholding obligations when 12,259 previously reported restricted stock units vested on August 1, 2019.

F2 · balance_after: Includes 912.2779 shares acquired under the NCR Employee Stock Purchase Plan from January through June 2019. These shares were rounded to 912 for disclosure in this table.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:29 UTC
D'ANGELO FRANK G.EVP and President, NCR Banking
Tax withholdingCommon Stock 4,478 $32.98 $147,684.44
Disclosure

SEC source: 0001209191-19-044549 · doc4.xml · nonDerivative · entry 1

D'ANGELO FRANK G. · CIK 0001407943 · EVP and President, NCR Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,689

F1 · shares: These shares were withheld to cover tax withholding obligations when 18,389 previously reported restricted stock units vested on August 1, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:15 UTC GrantPhantom Stock Units · Derivative 764 $31.10 $23,760.40
Disclosure

SEC source: 0001209191-19-040230 · doc4.xml · derivative · entry 1

DERODES ROBERT P · CIK 0001199833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764

Underlying: Common Stock · 764 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:18 UTC GrantCommon Stock 463 $31.10 $14,399.30
Disclosure

SEC source: 0001209191-19-040250 · doc4.xml · nonDerivative · entry 1

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,787

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:13 UTC GrantPhantom Stock Units · Derivative 877 $31.10 $27,274.70
Disclosure

SEC source: 0001209191-19-040209 · doc4.xml · derivative · entry 1

CLEMMER RICHARD L · CIK 0001222781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877

Underlying: Common Stock · 877 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:09 UTC
Chu ChinhDirector
GrantCommon Stock 559 $31.10 $17,384.90
Disclosure

SEC source: 0001209191-19-040194 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,831

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:45 UTC
MARTIRE FRANK RDirector · Exec. Chairman of the Board
Tax withholdingCommon Stock 8,134 $30.60 $248,900.40
Disclosure

SEC source: 0001209191-19-034337 · doc4.xml · nonDerivative · entry 1

MARTIRE FRANK R · CIK 0001226913 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,923

F1 · shares: These shares were withheld to cover tax withholding obligations when 24,892 previously reported restricted stock units vested on June 1, 2019.

F2 · balance_after: Includes 1,880.5179 shares acquired under the NCR Employee Stock Purchase Plan in September 2018 and March 2019. These shares were rounded to 1,881 for disclosure in this table.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:10 UTC
Campbell Daniel WilliamExecutive VP, Global Sales
SaleCommon Stock 31,029 $29.98 $930,249.42
Disclosure

SEC source: 0001209191-19-029983 · doc4.xml · nonDerivative · entry 1

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: Represents the sale of 31,029 shares in 345 transactions on May 13, 2019 ranging in price from $29.63 to $30.42 per share, resulting in a weighted average sale price of $29.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 03, 2019 Filed May 7, 2019 20:08 UTC
Button AdrianSVP, Hardware Product Ops
SaleCommon Stock 6,580 $28.59 $188,122.20
Disclosure

SEC source: 0001209191-19-027954 · doc4.xml · nonDerivative · entry 1

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,357

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2018.

F2 · price: Represents the sale of 6,580 shares in 71 transactions on May 3, 2019 ranging in price from $28.53 to $28.70 per share, resulting in a weighted average sale price of $28.59 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:10 UTC
Ciminera J. RobertEVP Global Customer Services
SaleCommon Stock 5,430 $28.58 $155,189.40
Disclosure

SEC source: 0001209191-19-027315 · doc4.xml · nonDerivative · entry 3

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2018.

F4 · price: Represents the sale of 5,430 shares in 58 transactions on May 2, 2019 ranging in price from $28.07 to $28.69 per share, resulting in a weighted average sale price of $28.58 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:07 UTC
Button AdrianSVP, Hardware Product Ops
SaleCommon Stock 4,639 $28.61 $132,721.79
Disclosure

SEC source: 0001209191-19-027310 · doc4.xml · nonDerivative · entry 3

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,937

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2018.

F4 · price: Represents the sale of 4,639 shares in 51 transactions on May 2, 2019 ranging in price from $28.53 to $28.69 per share, resulting in a weighted average sale price of $28.61 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: Includes 1,049.953 shares acquired under the NCR Employee Stock Purchase Plan in March 2019. These shares were rounded to 1,050 for disclosure in this table.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:11 UTC
Langenbahn PaulExec VP, Pres. NCR Commerce
Exercise / conversionRestricted Stock Units · Derivative 16,051 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027319 · doc4.xml · derivative · entry 3

Langenbahn Paul · CIK 0001692372 · Exec VP, Pres. NCR Commerce

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,103

Underlying: Common Stock · 16,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:11 UTC
Langenbahn PaulExec VP, Pres. NCR Commerce
Tax withholdingCommon Stock 6,317 $28.72 $181,424.24
Disclosure

SEC source: 0001209191-19-027319 · doc4.xml · nonDerivative · entry 2

Langenbahn Paul · CIK 0001692372 · Exec VP, Pres. NCR Commerce

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,925

F2 · shares: These shares were withheld to cover tax withholding obligations when 16,051 previously reported restricted stock units vested on May 1, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:11 UTC
Langenbahn PaulExec VP, Pres. NCR Commerce
Exercise / conversionCommon Stock 16,051 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027319 · doc4.xml · nonDerivative · entry 1

Langenbahn Paul · CIK 0001692372 · Exec VP, Pres. NCR Commerce

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:10 UTC
Hayford Michael DDirector · CEO & President
Tax withholdingCommon Stock 21,054 $28.72 $604,670.88
Disclosure

SEC source: 0001209191-19-027317 · doc4.xml · nonDerivative · entry 1

Hayford Michael D · CIK 0001366331 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,841

F1 · shares: These shares were withheld to cover tax withholding obligations when 53,504 previously reported restricted stock units vested on May 1, 2019.

F2 · balance_after: Includes 1,880.518 shares acquired under the NCR Employee Stock Purchase Plan in September 2018 and March 2019. These shares were rounded to 1,881 for disclosure in this table.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:10 UTC
Ciminera J. RobertEVP Global Customer Services
Exercise / conversionRestricted Stock Units · Derivative 10,701 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027315 · doc4.xml · derivative · entry 4

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,402

Underlying: Common Stock · 10,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:10 UTC
Ciminera J. RobertEVP Global Customer Services
Tax withholdingCommon Stock 5,271 $28.72 $151,383.12
Disclosure

SEC source: 0001209191-19-027315 · doc4.xml · nonDerivative · entry 2

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,430

F2 · shares: These shares were withheld to cover tax withholding obligations when 10,701 previously reported restricted stock units vested on May 1, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:10 UTC
Ciminera J. RobertEVP Global Customer Services
Exercise / conversionCommon Stock 10,701 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027315 · doc4.xml · nonDerivative · entry 1

Ciminera J. Robert · CIK 0001692190 · EVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:09 UTC
Campbell Daniel WilliamExecutive VP, Global Sales
Exercise / conversionRestricted Stock Units · Derivative 10,701 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027314 · doc4.xml · derivative · entry 3

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,402

Underlying: Common Stock · 10,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:09 UTC
Campbell Daniel WilliamExecutive VP, Global Sales
Tax withholdingCommon Stock 4,707 $28.72 $135,185.04
Disclosure

SEC source: 0001209191-19-027314 · doc4.xml · nonDerivative · entry 2

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,029

F2 · shares: These shares were withheld to cover tax withholding obligations when 10,701 previously reported restricted stock units vested on May 1, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:09 UTC
Campbell Daniel WilliamExecutive VP, Global Sales
Exercise / conversionCommon Stock 10,701 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027314 · doc4.xml · nonDerivative · entry 1

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:07 UTC
Button AdrianSVP, Hardware Product Ops
Exercise / conversionRestricted Stock Units · Derivative 16,051 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027310 · doc4.xml · derivative · entry 4

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,103

Underlying: Common Stock · 16,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:07 UTC
Button AdrianSVP, Hardware Product Ops
Tax withholdingCommon Stock 4,832 $28.72 $138,775.04
Disclosure

SEC source: 0001209191-19-027310 · doc4.xml · nonDerivative · entry 2

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,526

F2 · shares: These shares were withheld to cover tax withholding obligations when 16,051 previously reported restricted stock units vested on May 1, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:07 UTC
Button AdrianSVP, Hardware Product Ops
Exercise / conversionCommon Stock 16,051 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027310 · doc4.xml · nonDerivative · entry 1

Button Adrian · CIK 0001729263 · SVP, Hardware Product Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:59 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 19,134 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001209191-19-027044 · doc4.xml · derivative · entry 2

CLEMMER RICHARD L · CIK 0001222781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,134 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:59 UTC Exercise / conversionCommon Stock 19,134 $10.09 $193,062.06
Disclosure

SEC source: 0001209191-19-027044 · doc4.xml · nonDerivative · entry 1

CLEMMER RICHARD L · CIK 0001222781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:09 UTC
Chu ChinhDirector
GrantCommon Stock 7,664 $29.36 $225,015.04
Disclosure

SEC source: 0001209191-19-026170 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,272

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

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April 24, 2019 Filed Apr 26, 2019 20:25 UTC GrantCommon Stock 9,026 $29.36 $265,003.36
Disclosure

SEC source: 0001209191-19-026209 · doc4.xml · nonDerivative · entry 1

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,324

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

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April 24, 2019 Filed Apr 26, 2019 20:29 UTC GrantCommon Stock 7,664 $29.36 $225,015.04
Disclosure

SEC source: 0001209191-19-026215 · doc4.xml · nonDerivative · entry 1

THOMPSON MATTHEW · CIK 0001267573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,429

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

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April 24, 2019 Filed Apr 26, 2019 20:22 UTC
KUEHN KURT PDirector
GrantCommon Stock 7,664 $29.36 $225,015.04
Disclosure

SEC source: 0001209191-19-026204 · doc4.xml · nonDerivative · entry 1

KUEHN KURT P · CIK 0001275613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,698

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock in five annual installments beginning on the April 30 following the termination of the reporting person's service as a director.

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April 24, 2019 Filed Apr 26, 2019 20:20 UTC GrantCommon Stock 7,664 $29.36 $225,015.04
Disclosure

SEC source: 0001209191-19-026197 · doc4.xml · nonDerivative · entry 1

FARRINGTON DEBORAH A · CIK 0001260341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,793

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date.

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April 24, 2019 Filed Apr 26, 2019 20:18 UTC GrantCommon Stock 7,664 $29.36 $225,015.04
Disclosure

SEC source: 0001209191-19-026192 · doc4.xml · nonDerivative · entry 1

DERODES ROBERT P · CIK 0001199833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,430

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock following the termination of the reporting person's service as a director.

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April 24, 2019 Filed Apr 26, 2019 20:11 UTC GrantCommon Stock 7,664 $29.36 $225,015.04
Disclosure

SEC source: 0001209191-19-026174 · doc4.xml · nonDerivative · entry 1

CLEMMER RICHARD L · CIK 0001222781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,677

F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program (the "Compensation Program"). The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. The reporting person elected to defer receipt of NCR common stock underlying the restricted stock units in accordance with the terms of the Compensation Program. The reporting person will receive NCR common stock following the termination of the reporting person's service as a director.

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March 31, 2019 Filed Apr 2, 2019 20:05 UTC GrantCommon Stock 527 $27.29 $14,381.83
Disclosure

SEC source: 0001209191-19-022349 · doc4.xml · nonDerivative · entry 1

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,298

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

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March 31, 2019 Filed Apr 2, 2019 20:05 UTC GrantPhantom Stock Units · Derivative 871 $27.29 $23,769.59
Disclosure

SEC source: 0001209191-19-022344 · doc4.xml · derivative · entry 1

DERODES ROBERT P · CIK 0001199833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871

Underlying: Common Stock · 871 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

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March 31, 2019 Filed Apr 2, 2019 20:04 UTC GrantPhantom Stock Units · Derivative 999 $27.29 $27,262.71
Disclosure

SEC source: 0001209191-19-022338 · doc4.xml · derivative · entry 1

CLEMMER RICHARD L · CIK 0001222781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 999

Underlying: Common Stock · 999 shares

Expires not disclosed

F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program.

F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director.

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March 31, 2019 Filed Apr 2, 2019 20:03 UTC
Chu ChinhDirector
GrantCommon Stock 637 $27.29 $17,383.73
Disclosure

SEC source: 0001209191-19-022333 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,608

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

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March 27, 2019 Filed Mar 29, 2019 20:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 19,134 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001209191-19-021723 · doc4.xml · derivative · entry 2

DERODES ROBERT P · CIK 0001199833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,134 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 27, 2019 Filed Mar 29, 2019 20:08 UTC Exercise / conversionCommon Stock 19,134 $10.09 $193,062.06
Disclosure

SEC source: 0001209191-19-021723 · doc4.xml · nonDerivative · entry 1

DERODES ROBERT P · CIK 0001199833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:10 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 19,134 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001209191-19-019408 · doc4.xml · derivative · entry 2

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,134 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:10 UTC Exercise / conversionCommon Stock 19,134 $10.09 $193,062.06
Disclosure

SEC source: 0001209191-19-019408 · doc4.xml · nonDerivative · entry 1

LEVINSON LINDA FAYNE · CIK 0001241182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:08 UTC
Campbell Daniel WilliamExecutive VP, Global Sales
Exercise / conversionRestricted Stock Units · Derivative 30,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016407 · doc4.xml · derivative · entry 3

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,662

Underlying: Common Stock · 30,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on March 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · shares: Represents the conversion of restricted stock units that vested on March 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on March 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on March 1, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

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March 01, 2019 Filed Mar 5, 2019 21:08 UTC
Campbell Daniel WilliamExecutive VP, Global Sales
Tax withholdingCommon Stock 8,866 $28.56 $253,212.96
Disclosure

SEC source: 0001209191-19-016407 · doc4.xml · nonDerivative · entry 2

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,035

F2 · shares: These shares were withheld to cover tax withholding obligations when 30,330 previously reported restricted stock units vested on March 1, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.