Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eaton Vance Floating-Rate 2022 Target Term TrustEFL · Entity 125691 | 10% owner | September 06, 2017 | September 08, 2017 |
| Eaton Vance Floating-Rate Income Plus FundEFF · Entity 16272 | 10% owner | September 30, 2016 | June 02, 2017 |
| Eaton Vance Floating-Rate Income TrustEFT · Entity 8909 | 10% owner | September 30, 2016 | June 02, 2017 |
| Liberty Media CorpBATRA · Entity 3221 | 10% owner | February 16, 2022 | April 27, 2022 |
| Nuveen California Quality Municipal Income FundNAC · Entity 1396 | 10% owner | February 08, 2021 | February 12, 2021 |
| OmniAb, Inc.OABI · Entity 5294 | Not a 10% owner | November 04, 2022 | November 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eaton Vance Floating-Rate 2022 Target Term Trust
Report date September 06, 2017 · Filed September 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C-1 Variable Rate Term Preferred (CUSIP 27831H 209)SEC Table I · non-derivative | IndirectBy Barclays Bank PLC | 320 |
Reported balance
Holding disclosure · report date 2017-09-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 320 |
Eaton Vance Floating-Rate Income Plus Fund
Report date September 30, 2016 · Filed June 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series L-2 Variable Rate Term Preferred (CUSIP 278284708)SEC Table I · non-derivative | IndirectBy Barclays Bank PLC | 190 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 190 |
Eaton Vance Floating-Rate Income Trust
Report date September 30, 2016 · Filed June 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series L-2 Variable Rate Term Preferred (CUSIP 278279856)SEC Table I · non-derivative | IndirectBy Barclays Bank PLC | 800 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 800 |
Liberty Media Corp
Report date February 16, 2022 · Filed April 27, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
Nuveen California Quality Municipal Income Fund
Report date February 08, 2021 · Filed February 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 910 Series 2 Variable Rate Demand Preferred SharesSEC Table I · non-derivative | IndirectBy Barclays Bank Plc | 910 |
Reported balance
Holding disclosure · report date 2021-02-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 910 |
OmniAb, Inc.
Report date November 04, 2022 · Filed November 23, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (50)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AEON Biopharma, Inc.
Report date February 20, 2023 · Filed March 31, 2023
Section 16 reporting ended · disclosed 2023-03-31. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
AERWINS Technologies Inc.
Report date August 13, 2021 · Filed August 17, 2021
Section 16 reporting ended · disclosed 2021-08-17. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Acri Capital Acquisition Corp
Report date October 24, 2022 · Filed October 26, 2022
Section 16 reporting ended · disclosed 2022-10-26. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Aetherium Acquisition Corp
Report date April 06, 2023 · Filed April 06, 2023
Section 16 reporting ended · disclosed 2023-04-06. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Altimar Acquisition Corp. III
Report date March 09, 2023 · Filed March 31, 2023
Section 16 reporting ended · disclosed 2023-03-31. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND, INC.
Report date March 14, 2019 · Filed March 18, 2019
Section 16 reporting ended · disclosed 2019-03-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate Demand Preferred (CUSIP 09255F307)SEC Table I · non-derivative | IndirectBy Barclays Capital Inc. | 0 |
Reported balance
After 2019-03-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-03-14 · Sale · Disposed 296 · Balance 0 F1: Sold at par where each share is worth $100,000. |
Filing footnotes · ownership attribution and instrument terms
F1: Sold at par where each share is worth $100,000.
BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST
Report date March 14, 2019 · Filed March 18, 2019
Section 16 reporting ended · disclosed 2019-03-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate Demand Preferred (CUSIP 09248H303)SEC Table I · non-derivative | IndirectBy Barclays Capital Inc. | 0 |
Reported balance
After 2019-03-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-03-14 · Sale · Disposed 520 · Balance 0 F1: Sold at par where each share is worth $100,000. |
Filing footnotes · ownership attribution and instrument terms
F1: Sold at par where each share is worth $100,000.
BLACKROCK MUNIYIELD QUALITY FUND, INC.
Report date March 14, 2019 · Filed March 19, 2019
Section 16 reporting ended · disclosed 2019-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate Demand Preferred (CUSIP 09254F704)SEC Table I · non-derivative | IndirectBy Barclays Capital Inc. | 0 |
Reported balance
After 2019-03-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-03-14 · Sale · Disposed 1,776 · Balance 0 F1: Sold at par where each share is worth $100,000. |
Filing footnotes · ownership attribution and instrument terms
F1: Sold at par where each share is worth $100,000.
BLACKROCK NEW YORK MUNICIPAL BOND TRUST
Report date March 14, 2019 · Filed March 18, 2019
Section 16 reporting ended · disclosed 2019-03-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate Demand Preferred (CUSIP 09249P304)SEC Table I · non-derivative | IndirectBy Barclays Capital Inc. | 0 |
Reported balance
After 2019-03-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-03-14 · Sale · Disposed 221 · Balance 0 F1: Sold at par where each share is worth $100,000. |
Filing footnotes · ownership attribution and instrument terms
F1: Sold at par where each share is worth $100,000.
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
Report date March 14, 2019 · Filed March 19, 2019
Section 16 reporting ended · disclosed 2019-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate Demand Preferred (CUSIP 09249U303)SEC Table I · non-derivative | IndirectBy Barclays Capital Inc. | 0 |
Reported balance
After 2019-03-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-03-14 · Sale · Disposed 405 · Balance 0 F1: Sold at par where each share is worth $100,000. |
Filing footnotes · ownership attribution and instrument terms
F1: Sold at par where each share is worth $100,000.
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II
Report date March 14, 2019 · Filed March 19, 2019
Section 16 reporting ended · disclosed 2019-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate Demand Preferred (CUSIP 09249R300)SEC Table I · non-derivative | IndirectBy Barclays Capital Inc. | 0 |
Reported balance
After 2019-03-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-03-14 · Sale · Disposed 444 · Balance 0 F1: Sold at par where each share is worth $100,000. |
Filing footnotes · ownership attribution and instrument terms
F1: Sold at par where each share is worth $100,000.
Borealis Foods Inc.
Report date March 09, 2022 · Filed March 10, 2022
Section 16 reporting ended · disclosed 2022-03-10. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Broadstone Acquisition Corp.
Report date September 18, 2020 · Filed September 24, 2020
Section 16 reporting ended · disclosed 2020-09-24. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
COHERENT CORP.
Report date September 09, 2022 · Filed September 15, 2022
Section 16 reporting ended · disclosed 2022-09-15. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Cactus Acquisition Corp. 1 Ltd
Report date April 27, 2023 · Filed May 01, 2023
Section 16 reporting ended · disclosed 2023-05-01. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
DITECH HOLDING Corp
Report date June 28, 2018 · Filed June 29, 2018
Section 16 reporting ended · disclosed 2018-06-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Barclays Capital Inc. | 469,288 |
Reported balance
After 2018-06-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-06-28 · Sale · Disposed 62,390 · Balance 469,288 F1: As of June 28, 2018, the Reporting Persons beneficially owned 469,288 shares of common stock of Ditech Holding Corporation (includes 375,630 shares of common stock that may be received by the Reporting Person from the exercise of 2,591 shares of Convertible Preferred Stock). |
Filing footnotes · ownership attribution and instrument terms
F1: As of June 28, 2018, the Reporting Persons beneficially owned 469,288 shares of common stock of Ditech Holding Corporation (includes 375,630 shares of common stock that may be received by the Reporting Person from the exercise of 2,591 shares of Convertible Preferred Stock).
DUET Acquisition Corp.
Report date August 17, 2023 · Filed August 30, 2023
Section 16 reporting ended · disclosed 2023-08-30. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Decarbonization Plus Acquisition Corp IV
Report date August 13, 2021 · Filed August 17, 2021
Section 16 reporting ended · disclosed 2021-08-17. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
ELK CREEK RESOURCES CORP.
Report date March 17, 2023 · Filed March 21, 2023
Section 16 reporting ended · disclosed 2023-03-21. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Envoy Medical, Inc.
Report date March 06, 2023 · Filed March 31, 2023
Section 16 reporting ended · disclosed 2023-03-31. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
FOXO TECHNOLOGIES INC.
Report date August 17, 2022 · Filed August 23, 2022
Section 16 reporting ended · disclosed 2022-08-23. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Focus Impact BH3 Acquisition Co
Report date November 26, 2021 · Filed December 03, 2021
Section 16 reporting ended · disclosed 2021-12-03. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
FrontView REIT, Inc.
Report date October 04, 2024 · Filed October 11, 2024
Section 16 reporting ended · disclosed 2024-10-11. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Future Health ESG Corp.
Report date December 09, 2021 · Filed December 13, 2021
Section 16 reporting ended · disclosed 2021-12-13. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Global Star Acquisition Inc.
Report date June 21, 2024 · Filed June 24, 2024
Section 16 reporting ended · disclosed 2024-06-24. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Invesco Dynamic Credit Opportunities Fund
Report date June 19, 2018 · Filed June 25, 2018
Section 16 reporting ended · disclosed 2018-06-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series 2016/9-VTA C-1 (CUSIP 46132R 203)SEC Table I · non-derivative | IndirectBy Barclays Bank PLC | 0 |
Reported balance
After 2018-06-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-06-19 · Other · Disposed 750 · Balance 0 F1: These Variable Rate Term Preferred Shares were called for redemption by the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: These Variable Rate Term Preferred Shares were called for redemption by the issuer.
Invesco Senior Income Trust
Report date June 19, 2018 · Filed June 25, 2018
Section 16 reporting ended · disclosed 2018-06-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series 2015/11-VVR C-1 (CUSIP 46131H 800)SEC Table I · non-derivative | IndirectBy Barclays Bank PLC | 0 |
Reported balance
After 2018-06-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-06-19 · Other · Disposed 750 · Balance 0 F1: These Variable Rate Term Preferred Shares were called for redemption by the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: These Variable Rate Term Preferred Shares were called for redemption by the issuer.
Launch One Acquisition Corp.
Report date July 18, 2024 · Filed July 19, 2024
Section 16 reporting ended · disclosed 2024-07-19. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Maquia Capital Acquisition Corp
Report date May 07, 2021 · Filed May 11, 2021
Section 16 reporting ended · disclosed 2021-05-11. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
MicroAlgo Inc.
Report date July 12, 2022 · Filed July 19, 2022
Section 16 reporting ended · disclosed 2022-07-19. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Minerva Neurosciences, Inc.
Report date August 11, 2022 · Filed August 16, 2022
Section 16 reporting ended · disclosed 2022-08-16. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Model Performance Acquisition Corp
Report date July 06, 2021 · Filed July 08, 2021
Section 16 reporting ended · disclosed 2021-07-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Share, no par value per shareSEC Table I · non-derivative | IndirectBy Barclays Bank PLC | 598,493 |
Reported balance
Holding disclosure · report date 2021-07-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 598,493 |
Nova Vision Acquisition Corp
Report date October 24, 2022 · Filed October 25, 2022
Section 16 reporting ended · disclosed 2022-10-25. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Nuveen Quality Municipal Income Fund
Report date July 26, 2017 · Filed July 27, 2017
Section 16 reporting ended · disclosed 2017-07-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate Demand Preferred (CUSIP 67066V861)SEC Table I · non-derivative | IndirectBy Barclays Capital Inc. | 30 |
Reported balance
After 2017-07-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-07-26 · Sale · Disposed 750 · Balance 30 F1: The reported securities were sold by Barclays Capital Inc., a wholly-owned subsidiary of the reporting person, in its capacity as remarketing agent at a price equal to their liquidation preference ($100,000 per share). |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were sold by Barclays Capital Inc., a wholly-owned subsidiary of the reporting person, in its capacity as remarketing agent at a price equal to their liquidation preference ($100,000 per share).
Omnichannel Acquisition Corp.
Report date February 03, 2022 · Filed February 04, 2022
Section 16 reporting ended · disclosed 2022-02-04. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
PCSB Financial Corp
Report date November 22, 2022 · Filed March 31, 2023
Section 16 reporting ended · disclosed 2023-03-31. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
PHP Ventures Acquisition Corp.
Report date October 20, 2021 · Filed October 22, 2021
Section 16 reporting ended · disclosed 2021-10-22. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
PWP Forward Acquisition Corp. I
Report date October 26, 2022 · Filed October 28, 2022
Section 16 reporting ended · disclosed 2022-10-28. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
PYXUS INTERNATIONAL, INC.
Report date January 31, 2025 · Filed February 04, 2025
Section 16 reporting ended · disclosed 2025-02-04. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Pyxis Oncology, Inc.
Report date April 26, 2022 · Filed April 27, 2022
Section 16 reporting ended · disclosed 2022-04-27. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
QVC Group, Inc.
Report date September 01, 2026 · Filed September 03, 2026
Section 16 reporting ended · disclosed 2026-09-03. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
SciPlay Corp
Report date March 02, 2023 · Filed March 21, 2024
Section 16 reporting ended · disclosed 2024-03-21. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Seaport Calibre Materials Acquisition Corp.
Report date August 25, 2022 · Filed August 26, 2022
Section 16 reporting ended · disclosed 2022-08-26. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Sun Country Airlines Holdings, LLC
Report date November 06, 2024 · Filed November 08, 2024
Section 16 reporting ended · disclosed 2024-11-08. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Thunder Power Holdings, Inc.
Report date August 25, 2023 · Filed August 30, 2023
Section 16 reporting ended · disclosed 2023-08-30. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Trump Media & Technology Group Corp.
Report date September 20, 2021 · Filed September 24, 2021
Section 16 reporting ended · disclosed 2021-09-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Share, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy Barclays Bank PLC | 723,842 |
Reported balance
Holding disclosure · report date 2021-09-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 723,842 F1: Beneficially owned Class A ordinary shares and redeemable warrants are comprised in Units, each consisting of one Class A ordinary share with no par value, one-half of one redeemable warrant, one right to receive one-tenth of one Class A ordinary share |
| Class A Ordinary Share, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy Barclays Capital Inc. | 100,000 |
Reported balance
Holding disclosure · report date 2021-09-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 100,000 F1: Beneficially owned Class A ordinary shares and redeemable warrants are comprised in Units, each consisting of one Class A ordinary share with no par value, one-half of one redeemable warrant, one right to receive one-tenth of one Class A ordinary share |
| Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Barclays Bank PLC | 723,842 |
Reported balance
Holding disclosure · report date 2021-09-20 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 723,842 F2: The redeemable warrants will become exercisable on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the initial public offering of the issuer's securities. The redeemable warrants will expire 5 years after the completion of the issuer's initial business combination or earlier upon redemption by or liquidation of the issuer, as described in the prospectus for the issuer's initial public offering. |
| Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Barclays Capital Inc. | 100,000 |
Reported balance
Holding disclosure · report date 2021-09-20 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 100,000 F2: The redeemable warrants will become exercisable on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the initial public offering of the issuer's securities. The redeemable warrants will expire 5 years after the completion of the issuer's initial business combination or earlier upon redemption by or liquidation of the issuer, as described in the prospectus for the issuer's initial public offering. |
Filing footnotes · ownership attribution and instrument terms
F1: Beneficially owned Class A ordinary shares and redeemable warrants are comprised in Units, each consisting of one Class A ordinary share with no par value, one-half of one redeemable warrant, one right to receive one-tenth of one Class A ordinary share
F2: The redeemable warrants will become exercisable on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the initial public offering of the issuer's securities. The redeemable warrants will expire 5 years after the completion of the issuer's initial business combination or earlier upon redemption by or liquidation of the issuer, as described in the prospectus for the issuer's initial public offering.
Verde Clean Fuels, Inc.
Report date August 17, 2021 · Filed August 19, 2021
Section 16 reporting ended · disclosed 2021-08-19. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
XBP Global Holdings, Inc.
Report date February 22, 2023 · Filed March 31, 2023
Section 16 reporting ended · disclosed 2023-03-31. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Z Squared Inc.
Report date November 05, 2021 · Filed November 09, 2021
Section 16 reporting ended · disclosed 2021-11-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Zura Bio Ltd
Report date January 09, 2023 · Filed March 31, 2023
Section 16 reporting ended · disclosed 2023-03-31. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2019 Filed Mar 19, 2019 00:45 UTC | BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II BFY · Entity 11764 | SaleVariable Rate Demand Preferred (CUSIP 09249R300) | 444 | $100,000.00 | $44,400,000.00 |
DisclosureSEC source: 0001157523-19-000642 · form4.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 0 F1 · price: Sold at par where each share is worth $100,000. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 00:24 UTC | BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST BSE · Entity 11763 | SaleVariable Rate Demand Preferred (CUSIP 09249U303) | 405 | $100,000.00 | $40,500,000.00 |
DisclosureSEC source: 0001157523-19-000640 · form4.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 0 F1 · price: Sold at par where each share is worth $100,000. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 00:20 UTC | BLACKROCK MUNIYIELD QUALITY FUND, INC. MQY · Entity 5123 | SaleVariable Rate Demand Preferred (CUSIP 09254F704) | 1,776 | $100,000.00 | $177,600,000.00 |
DisclosureSEC source: 0001157523-19-000639 · form4.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 0 F1 · price: Sold at par where each share is worth $100,000. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 23:50 UTC | BLACKROCK NEW YORK MUNICIPAL BOND TRUST BQH · Entity 11836 | SaleVariable Rate Demand Preferred (CUSIP 09249P304) | 221 | $100,000.00 | $22,100,000.00 |
DisclosureSEC source: 0001157523-19-000637 · form4.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 0 F1 · price: Sold at par where each share is worth $100,000. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 23:39 UTC | BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND, INC. MNE · Entity 11855 | SaleVariable Rate Demand Preferred (CUSIP 09255F307) | 296 | $100,000.00 | $29,600,000.00 |
DisclosureSEC source: 0001157523-19-000634 · form4.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 0 F1 · price: Sold at par where each share is worth $100,000. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 23:46 UTC | BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST BBF · Entity 11768 | SaleVariable Rate Demand Preferred (CUSIP 09248H303) | 520 | $100,000.00 | $52,000,000.00 |
DisclosureSEC source: 0001157523-19-000635 · form4.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 0 F1 · price: Sold at par where each share is worth $100,000. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 15:57 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock | 62,390 | $5.63 | $351,255.70 |
DisclosureSEC source: 0001140361-18-030695 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Barclays Capital Inc. Disclosed balance after: 469,288 F1 · balance_after: As of June 28, 2018, the Reporting Persons beneficially owned 469,288 shares of common stock of Ditech Holding Corporation (includes 375,630 shares of common stock that may be received by the Reporting Person from the exercise of 2,591 shares of Convertible Preferred Stock). Read SEC document |
| June 19, 2018 Filed Jun 25, 2018 21:44 UTC | Invesco Senior Income Trust VVR · Entity 5546 | OtherSeries 2015/11-VVR C-1 (CUSIP 46131H 800) | 750 | $100,000.00 | $75,000,000.00 |
DisclosureSEC source: 0001140361-18-029832 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Bank PLC Disclosed balance after: 0 F1 · kind: These Variable Rate Term Preferred Shares were called for redemption by the issuer. Read SEC document |
| June 19, 2018 Filed Jun 25, 2018 21:56 UTC | Invesco Dynamic Credit Opportunities Fund VTA · Entity 16170 | OtherSeries 2016/9-VTA C-1 (CUSIP 46132R 203) | 750 | $100,000.00 | $75,000,000.00 |
DisclosureSEC source: 0001140361-18-029836 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Bank PLC Disclosed balance after: 0 F1 · kind: These Variable Rate Term Preferred Shares were called for redemption by the issuer. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:29 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | PurchaseCommon Stock | 1 | $6.62 | $6.62 |
DisclosureSEC source: 0001140361-18-027090 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Barclays Capital Inc. Disclosed balance after: 531,679 F1 · balance_after: As of June 1, 2018, the Reporting Persons beneficially owned 531,679 shares of common stock of Ditech Holding Corporation (includes 375,630 shares of common stock that may be received by the Reporting Person from the exercise of 2,591 shares of Convertible Preferred Stock). Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 19:58 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock | 3 | $8.17 | $24.51 |
DisclosureSEC source: 0001140361-18-018988 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 531,678 F1 · balance_after: As of April 16, 2018, the Reporting Persons beneficially owned 531,678 shares of common stock of Ditech Holding Corporation (includes 375,630 shares of common stock that may be received by the Reporting Person from the exercise of 2,591 shares of Convertible Preferred Stock). Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:42 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock | 501 | $10.82 | $5,420.82 |
DisclosureSEC source: 0001140361-18-013913 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 530,942 F1 · balance_after: As of March 15, 2018, the Reporting Persons beneficially owned 530,942 shares of common stock of Ditech Holding Corporation (includes 375,630 shares of common stock that may be received by the Reporting Person from the exercise of 2,591 shares of Convertible Preferred Stock). Ownership information after each reported transaction is not reasonably available to the Reporting Persons. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 16:52 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock | 4,019 | $11.07 | $44,490.33 |
DisclosureSEC source: 0001140361-18-013463 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 530,887 F1 · balance_after: As of March 13, 2018, the Reporting Persons beneficially owned 530,887 shares of common stock of Ditech Holding Corporation (includes 375,630 shares of common stock that may be received by the Reporting Person from the exercise of 2,591 shares of Convertible Preferred Stock). Ownership information after each reported transaction is not reasonably available to the Reporting Persons. Read SEC document |
| February 22, 2018 Filed Mar 2, 2018 18:52 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock | 25,000 | $10.00 | $250,000.00 |
DisclosureSEC source: 0001140361-18-011797 · doc1.xml · nonDerivative · entry 4 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Barclays Capital Inc. Disclosed balance after: 572,951 F1 · balance_after: As of February 15, 2018, the Reporting Persons beneficially owned 572,951 shares of common stock of Ditech Holding Corporation (includes 375,630 shares of common stock that may be received by the Reporting Person from the exercise of 2,591 shares of Convertible Preferred Stock). Ownership information after each reported transaction is not reasonably available to the Reporting Persons. Read SEC document |
| February 20, 2018 Filed Mar 2, 2018 18:52 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock | 100 | $10.18 | $1,018.00 |
DisclosureSEC source: 0001140361-18-011797 · doc1.xml · nonDerivative · entry 3 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Barclays Capital Inc. Disclosed balance after: 572,951 F1 · balance_after: As of February 15, 2018, the Reporting Persons beneficially owned 572,951 shares of common stock of Ditech Holding Corporation (includes 375,630 shares of common stock that may be received by the Reporting Person from the exercise of 2,591 shares of Convertible Preferred Stock). Ownership information after each reported transaction is not reasonably available to the Reporting Persons. Read SEC document |
| February 16, 2018 Filed Mar 2, 2018 18:52 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock | 8,934 | $10.20 | $91,126.80 |
DisclosureSEC source: 0001140361-18-011797 · doc1.xml · nonDerivative · entry 2 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Barclays Capital Inc. Disclosed balance after: 572,951 F1 · balance_after: As of February 15, 2018, the Reporting Persons beneficially owned 572,951 shares of common stock of Ditech Holding Corporation (includes 375,630 shares of common stock that may be received by the Reporting Person from the exercise of 2,591 shares of Convertible Preferred Stock). Ownership information after each reported transaction is not reasonably available to the Reporting Persons. Read SEC document |
| February 15, 2018 Filed Mar 2, 2018 18:52 UTC | DITECH HOLDING Corp DHCP · Entity 161436 | SaleCommon Stock | 7 | $9.02 | $63.14 |
DisclosureSEC source: 0001140361-18-011797 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Barclays Capital Inc. Disclosed balance after: 572,951 F1 · balance_after: As of February 15, 2018, the Reporting Persons beneficially owned 572,951 shares of common stock of Ditech Holding Corporation (includes 375,630 shares of common stock that may be received by the Reporting Person from the exercise of 2,591 shares of Convertible Preferred Stock). Ownership information after each reported transaction is not reasonably available to the Reporting Persons. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 16:37 UTC | Nuveen California Quality Municipal Income Fund NAC · Entity 1396 | SaleVariable Rate Demand Preferred (CUSIP 67066Y832) | 1,141 | $100,000.00 | $114,100,000.00 |
DisclosureSEC source: 0001140361-17-032814 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Barclays Capital Inc. Disclosed balance after: 0 F1 · price: The reported securities were sold by Barclays Capital Inc., a wholly-owned subsidiary of the reporting person, in its capacity as remarketing agent at a price equal to their liquidation preference ($100,000 per share). Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 19:44 UTC | Nuveen California Quality Municipal Income Fund NAC · Entity 1396 | PurchaseVariable Rate Demand Preferred (CUSIP 67066Y832) | 50 | $100,000.00 | $5,000,000.00 |
DisclosureSEC source: 0001140361-17-029120 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Barclays Capital Inc. Disclosed balance after: 1,141 F1 · price: The reported securities were acquired by Barclays Capital Inc., a wholly-owned subsidiary of the reporting person, in its capacity as remarketing agent at a price equal to their liquidation preference ($100,000 per share). Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 21:56 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | SaleVariable Rate Demand Preferred (CUSIP 67066V861) | 750 | $100,000.00 | $75,000,000.00 |
DisclosureSEC source: 0001140361-17-028936 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 30 F1 · price: The reported securities were sold by Barclays Capital Inc., a wholly-owned subsidiary of the reporting person, in its capacity as remarketing agent at a price equal to their liquidation preference ($100,000 per share). Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 00:33 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | SaleVariable Rate Demand Preferred (CUSIP 67066V853) | 37 | $100,000.00 | $3,700,000.00 |
DisclosureSEC source: 0001140361-17-028790 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 101 F1 · price: The reported securities were sold by Barclays Capital Inc., a wholly-owned subsidiary of the reporting person, in its capacity as remarketing agent at a price equal to their liquidation preference ($100,000 per share). Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:37 UTC | Nuveen California Quality Municipal Income Fund NAC · Entity 1396 | PurchaseVariable Rate Demand Preferred (CUSIP 67066Y832) | 50 | $100,000.00 | $5,000,000.00 |
DisclosureSEC source: 0001140361-17-028655 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 1,091 F1 · price: The reported securities were acquired by Barclays Capital Inc., a wholly-owned subsidiary of the reporting person, in its capacity as remarketing agent at a price equal to their liquidation preference ($100,000 per share). Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 20:43 UTC | Nuveen California Quality Municipal Income Fund NAC · Entity 1396 | SaleVariable Rate Demand Preferred (CUSIP 67066Y832) | 260 | $100,000.00 | $26,000,000.00 |
DisclosureSEC source: 0001140361-17-028394 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 1,041 F1 · price: The reported securities were sold by Barclays Capital Inc., a wholly-owned subsidiary of the reporting person, in its capacity as remarketing agent at a price equal to their liquidation preference ($100,000 per share). Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 23:16 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | SaleVariable Rate Demand Preferred (CUSIP 67066V853) | 12 | $100,000.00 | $1,200,000.00 |
DisclosureSEC source: 0001140361-17-028148 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Capital Inc. Disclosed balance after: 138 F1 · price: The reported securities were sold by Barclays Capital Inc., a wholly-owned subsidiary of the reporting person, in its capacity as remarketing agent at a price equal to their liquidation preference ($100,000 per share). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.