VST

SEC source: 0001692819-24-000002 · wk-form4_1709000302.xml · nonDerivative · entry 4

BURKE JAMES A · CIK 0001268406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,970

F4 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001692819-24-000008 · wk-form4_1709001698.xml · nonDerivative · entry 3

MUSCATO STEPHEN J · CIK 0001728921 · EVP, Pres Wholesale Ops & Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,815

F4 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001692819-24-000008 · wk-form4_1709001698.xml · nonDerivative · entry 2

MUSCATO STEPHEN J · CIK 0001728921 · EVP, Pres Wholesale Ops & Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,404

F3 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of performance-based restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable performance-based restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001692819-24-000008 · wk-form4_1709001698.xml · nonDerivative · entry 1

MUSCATO STEPHEN J · CIK 0001728921 · EVP, Pres Wholesale Ops & Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,980

F1 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2023 was certified by the Issuer's Social Responsibility and Compensation Committee of the Board of Directors as of February 21, 2024.

F2 · balance_after: The number of securities shown to be beneficially owned following the transaction reflects an adjustment upward of 180 shares of common stock due to a clerical error reported in the Form 4 filed on March 8, 2022.

SEC source: 0001692819-24-000007 · wk-form4_1709001575.xml · nonDerivative · entry 3

HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,793

F3 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001692819-24-000007 · wk-form4_1709001575.xml · nonDerivative · entry 2

HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,044

F2 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of performance-based restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable performance-based restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001692819-24-000007 · wk-form4_1709001575.xml · nonDerivative · entry 1

HUDSON SCOTT A · CIK 0001728553 · EVP & President Vistra Retail

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,613

F1 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2023 was certified by the Issuer's Social Responsibility and Compensation Committee of the Board of Directors as of February 21, 2024.

SEC source: 0001692819-24-000006 · wk-form4_1709001342.xml · nonDerivative · entry 3

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,428

F3 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001692819-24-000006 · wk-form4_1709001342.xml · nonDerivative · entry 2

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,577

F2 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of performance-based restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable performance-based restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001692819-24-000006 · wk-form4_1709001342.xml · nonDerivative · entry 1

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,069

F1 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2023 was certified by the Issuer's Social Responsibility and Compensation Committee of the Board of Directors as of February 21, 2024.

SEC source: 0001692819-24-000005 · wk-form4_1709001068.xml · nonDerivative · entry 3

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,115

F3 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001692819-24-000005 · wk-form4_1709001068.xml · nonDerivative · entry 2

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,264

F2 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of performance-based restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable performance-based restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001692819-24-000005 · wk-form4_1709001068.xml · nonDerivative · entry 1

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,751

F1 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2023 was certified by the Issuer's Social Responsibility and Compensation Committee of the Board of Directors as of February 21, 2024.

SEC source: 0001692819-24-000004 · wk-form4_1709000672.xml · nonDerivative · entry 1

Moldovan Kristopher E. · CIK 0001940494 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,824

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001692819-24-000002 · wk-form4_1709000302.xml · nonDerivative · entry 3

BURKE JAMES A · CIK 0001268406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,001

F4 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001692819-24-000002 · wk-form4_1709000302.xml · nonDerivative · entry 2

BURKE JAMES A · CIK 0001268406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,021

F3 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of performance-based restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable performance-based restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001692819-24-000002 · wk-form4_1709000302.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,165

F1 · kind: Represents performance-based restricted stock units for which the applicable performance criteria for the three-year period ended December 31, 2023 was certified by the Issuer's Social Responsibility and Compensation Committee of the Board of Directors as of February 21, 2024.

F2 · balance_after: Reflects the December 2023 transfer of 5,865 shares from the Reporting Person's direct holdings to JAMEB, LP.

SEC source: 0001209191-23-055568 · doc4.xml · nonDerivative · entry 1

Montemayor Margaret · CIK 0001602114 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,534

SEC source: 0001209191-23-047363 · doc4.xml · nonDerivative · entry 1

Dore Stacey H · CIK 0001690128 · EVP & Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,154

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001209191-23-045923 · doc4.xml · derivative · entry 9

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,466 shares

Expires 2027-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 2018 employee stock options vested in two equal installments beginning April 9, 2022.

SEC source: 0001209191-23-045923 · doc4.xml · nonDerivative · entry 6

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,782

F3 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.09 to $30.33, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-23-045923 · doc4.xml · nonDerivative · entry 5

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-045923 · doc4.xml · derivative · entry 8

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,128 shares

Expires 2028-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The 2017 employee stock options vested in three equal installments beginning March 31, 2019.

SEC source: 0001209191-23-045923 · doc4.xml · derivative · entry 7

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,466

Underlying: Common Stock · 85,534 shares

Expires 2027-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 2018 employee stock options vested in two equal installments beginning April 9, 2022.

F5 · balance_after: This reflects an upward adjustment of 110 shares to include options granted in 2018 that were omitted from the Form 4 filed April 5, 2019 (and subsequent Forms 4s) due to a clerical error.

SEC source: 0001209191-23-045923 · doc4.xml · nonDerivative · entry 4

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,782

F2 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.76, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-23-045923 · doc4.xml · nonDerivative · entry 3

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-045923 · doc4.xml · nonDerivative · entry 2

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,782

F1 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.85, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-23-045923 · doc4.xml · nonDerivative · entry 1

Moore Stephanie Zapata · CIK 0001703634 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-045922 · doc4.xml · derivative · entry 3

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 149,421 shares

Expires 2026-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The 2016 employee stock options vested in four equal installments beginning October 3, 2017.

SEC source: 0001209191-23-045922 · doc4.xml · nonDerivative · entry 2

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,100

F1 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.075 to $30.695, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff. Upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-23-045922 · doc4.xml · nonDerivative · entry 1

Kirby Carrie Lee · CIK 0001703633 · EVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-044557 · doc4.xml · nonDerivative · entry 1

Moldovan Kristopher E. · CIK 0001940494 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,604

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001209191-23-044556 · doc4.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,398

F1 · kind: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.

SEC source: 0001209191-23-039502 · doc4.xml · nonDerivative · entry 1

Lagacy Julie A. · CIK 0001712567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,923

F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $24.72 to $24.92, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

SEC source: 0001209191-23-027757 · doc4.xml · nonDerivative · entry 1

BARBAS PAUL M · CIK 0001176453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,367

SEC source: 0001209191-23-027776 · doc4.xml · nonDerivative · entry 1

Hunter Jeff D · CIK 0001704101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,584.62

SEC source: 0001209191-23-027777 · doc4.xml · nonDerivative · entry 1

Lagacy Julie A. · CIK 0001712567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,923

SEC source: 0001209191-23-027780 · doc4.xml · nonDerivative · entry 1

SULT JOHN R · CIK 0001342932 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,816

SEC source: 0001209191-23-027773 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,235

SEC source: 0001209191-23-027767 · doc4.xml · nonDerivative · entry 1

FERRAIOLI BRIAN K · CIK 0001221429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,100.61

SEC source: 0001209191-23-027763 · doc4.xml · nonDerivative · entry 1

Crutchfield Lisa · CIK 0001564675 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,884

SEC source: 0001209191-23-027754 · doc4.xml · nonDerivative · entry 1

Baiera Gavin R. · CIK 0001605616 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,243

SEC source: 0001209191-23-027750 · doc4.xml · nonDerivative · entry 1

Acosta Arcilia · CIK 0001629039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,209

SEC source: 0001209191-23-027727 · doc4.xml · nonDerivative · entry 1

Ackermann Hilary E. · CIK 0001558582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,454

SEC source: 0001209191-23-021291 · doc4.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse

Disclosed balance after: 463,899

SEC source: 0001209191-23-019731 · doc4.xml · nonDerivative · entry 2

BURKE JAMES A · CIK 0001268406 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse

Disclosed balance after: 458,899

F1 · balance_after: Reflects the March 2023 transfer of 52,639 shares from the Reporting Person's direct holdings to JAMEB, LP.

SEC source: 0001209191-23-020065 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,201

F1 · kind: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $24.71 to $24.72, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

SEC source: 0001209191-23-019724 · doc4.xml · nonDerivative · entry 2

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,201

SEC source: 0001209191-23-019731 · doc4.xml · nonDerivative · entry 1

BURKE JAMES A · CIK 0001268406 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By JAMEB, LP, a limited partnership jointly owned by Reporting Person and his spouse

Disclosed balance after: 401,260

SEC source: 0001209191-23-019724 · doc4.xml · nonDerivative · entry 1

HELM SCOTT B · CIK 0001711936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,201