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VOYA

Voya Financial, Inc.

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3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2019 Filed Feb 26, 2019 23:45 UTC Exercise / conversionRestricted Stock Units · Derivative 3,458 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008464 · form4.xml · derivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,150

Underlying: Common Stock · 3,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:45 UTC Tax withholdingCommon Stock 1,175 $49.95 $58,691.25
Disclosure

SEC source: 0001127602-19-008464 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,850

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:45 UTC Exercise / conversionCommon Stock 3,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008464 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:16 UTC GrantPerformance-Based Stock Options · Derivative 71,174 $0.00 Strike: $50.03 $0.00
Disclosure

SEC source: 0001127602-19-008229 · form4.xml · derivative · entry 6

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,174

Underlying: Common Stock · 71,174 shares

Expires 2029-02-21

F6 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition.

F7 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:16 UTC GrantPerformance Stock Unit · Derivative 10,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008229 · form4.xml · derivative · entry 5

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,611

Underlying: Common Stock · 10,718 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:16 UTC GrantRestricted Stock Units · Derivative 8,499 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008229 · form4.xml · derivative · entry 4

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,850

Underlying: Common Stock · 8,499 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:16 UTC Exercise / conversionRestricted Stock Units · Derivative 3,734 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008229 · form4.xml · derivative · entry 3

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,351

Underlying: Common Stock · 3,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:16 UTC Tax withholdingCommon Stock 1,476 $50.03 $73,844.28
Disclosure

SEC source: 0001127602-19-008229 · form4.xml · nonDerivative · entry 2

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,902

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:16 UTC Exercise / conversionCommon Stock 3,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008229 · form4.xml · nonDerivative · entry 1

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:34 UTC
Ferrara NancySee Remarks
GrantPerformance-Based Stock Options · Derivative 71,174 $0.00 Strike: $50.03 $0.00
Disclosure

SEC source: 0001127602-19-008239 · form4.xml · derivative · entry 6

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,974

Underlying: Common Stock · 71,174 shares

Expires 2029-02-21

F6 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition.

F7 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:34 UTC
Ferrara NancySee Remarks
GrantPerformance Stock Unit · Derivative 4,537 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008239 · form4.xml · derivative · entry 5

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,670

Underlying: Common Stock · 4,537 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:34 UTC
Ferrara NancySee Remarks
GrantRestricted Stock Units · Derivative 3,597 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008239 · form4.xml · derivative · entry 4

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,801

Underlying: Common Stock · 3,597 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:34 UTC
Ferrara NancySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,633 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008239 · form4.xml · derivative · entry 3

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,204

Underlying: Common Stock · 1,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:34 UTC
Ferrara NancySee Remarks
Tax withholdingCommon Stock 640 $50.03 $32,019.20
Disclosure

SEC source: 0001127602-19-008239 · form4.xml · nonDerivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,131

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:34 UTC
Ferrara NancySee Remarks
Exercise / conversionCommon Stock 1,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008239 · form4.xml · nonDerivative · entry 1

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:21 UTC GrantPerformance-Based Stock Options · Derivative 35,587 $0.00 Strike: $50.03 $0.00
Disclosure

SEC source: 0001127602-19-008233 · form4.xml · derivative · entry 6

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,987

Underlying: Common Stock · 35,587 shares

Expires 2029-02-21

F6 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition.

F7 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:21 UTC GrantPerformance Stock Unit · Derivative 2,041 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008233 · form4.xml · derivative · entry 5

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,230

Underlying: Common Stock · 2,041 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:21 UTC GrantRestricted Stock Units · Derivative 2,418 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008233 · form4.xml · derivative · entry 4

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,988

Underlying: Common Stock · 2,418 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:21 UTC Exercise / conversionRestricted Stock Units · Derivative 798 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008233 · form4.xml · derivative · entry 3

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,570

Underlying: Common Stock · 798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:21 UTC Tax withholdingCommon Stock 285 $50.03 $14,258.55
Disclosure

SEC source: 0001127602-19-008233 · form4.xml · nonDerivative · entry 2

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:21 UTC Exercise / conversionCommon Stock 798 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008233 · form4.xml · nonDerivative · entry 1

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:57 UTC GrantPerformance-Based Stock Options · Derivative 71,174 $0.00 Strike: $50.03 $0.00
Disclosure

SEC source: 0001127602-19-008219 · form4.xml · derivative · entry 6

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,874

Underlying: Common Stock · 71,174 shares

Expires 2029-02-21

F6 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition.

F7 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:57 UTC GrantPerformance Stock Unit · Derivative 25,180 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008219 · form4.xml · derivative · entry 5

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,126

Underlying: Common Stock · 25,180 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:57 UTC GrantRestricted Stock Units · Derivative 19,968 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008219 · form4.xml · derivative · entry 4

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,149

Underlying: Common Stock · 19,968 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:57 UTC Exercise / conversionRestricted Stock Units · Derivative 6,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008219 · form4.xml · derivative · entry 3

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,181

Underlying: Common Stock · 6,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:57 UTC Tax withholdingCommon Stock 2,076 $50.03 $103,862.28
Disclosure

SEC source: 0001127602-19-008219 · form4.xml · nonDerivative · entry 2

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,247

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:57 UTC Exercise / conversionCommon Stock 6,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008219 · form4.xml · nonDerivative · entry 1

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:18 UTC
Walsh Patricia JSee Remarks
GrantPerformance-Based Stock Options · Derivative 71,174 $0.00 Strike: $50.03 $0.00
Disclosure

SEC source: 0001127602-19-008231 · form4.xml · derivative · entry 6

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,574

Underlying: Common Stock · 71,174 shares

Expires 2029-02-21

F6 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition.

F7 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:18 UTC
Walsh Patricia JSee Remarks
GrantPerformance Stock Unit · Derivative 13,724 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008231 · form4.xml · derivative · entry 5

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,136

Underlying: Common Stock · 13,724 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:18 UTC
Walsh Patricia JSee Remarks
GrantRestricted Stock Units · Derivative 10,883 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008231 · form4.xml · derivative · entry 4

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,253

Underlying: Common Stock · 10,883 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:18 UTC
Walsh Patricia JSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,130 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008231 · form4.xml · derivative · entry 3

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,370

Underlying: Common Stock · 4,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:18 UTC
Walsh Patricia JSee Remarks
Tax withholdingCommon Stock 2,046 $50.03 $102,361.38
Disclosure

SEC source: 0001127602-19-008231 · form4.xml · nonDerivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,224

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:18 UTC
Walsh Patricia JSee Remarks
Exercise / conversionCommon Stock 4,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008231 · form4.xml · nonDerivative · entry 1

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:23 UTC
SILVA KEVIN DSee Remarks
GrantPerformance-Based Stock Options · Derivative 71,174 $0.00 Strike: $50.03 $0.00
Disclosure

SEC source: 0001127602-19-008235 · form4.xml · derivative · entry 10

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,574

Underlying: Common Stock · 71,174 shares

Expires 2029-02-21

F7 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition.

F8 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (7) has not been met by December 31, 2020, any unvested options will be forfeited.

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February 21, 2019 Filed Feb 25, 2019 21:23 UTC
SILVA KEVIN DSee Remarks
GrantPerformance Stock Unit · Derivative 11,852 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008235 · form4.xml · derivative · entry 9

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,188

Underlying: Common Stock · 11,852 shares

Expires not disclosed

F4 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F6 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

F6 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

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February 21, 2019 Filed Feb 25, 2019 21:23 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008235 · form4.xml · derivative · entry 8

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,062

Underlying: Common Stock · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:23 UTC
SILVA KEVIN DSee Remarks
GrantRestricted Stock Units · Derivative 9,399 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008235 · form4.xml · derivative · entry 7

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,568

Underlying: Common Stock · 9,399 shares

Expires not disclosed

F4 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:23 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,413 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008235 · form4.xml · derivative · entry 6

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,169

Underlying: Common Stock · 3,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:23 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 506 $50.03 $25,315.18
Disclosure

SEC source: 0001127602-19-008235 · form4.xml · nonDerivative · entry 4

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,055

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:23 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 506 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008235 · form4.xml · nonDerivative · entry 3

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:23 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 1,628 $50.03 $81,448.84
Disclosure

SEC source: 0001127602-19-008235 · form4.xml · nonDerivative · entry 2

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,055

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:23 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 3,413 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008235 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:03 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantPerformance Stock Unit · Derivative 89,152 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008221 · form4.xml · derivative · entry 9

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,701

Underlying: Common Stock · 89,152 shares

Expires not disclosed

F4 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F6 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

F6 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:03 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,369 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008221 · form4.xml · derivative · entry 8

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,509

Underlying: Common Stock · 3,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:03 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 70,697 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008221 · form4.xml · derivative · entry 7

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,878

Underlying: Common Stock · 70,697 shares

Expires not disclosed

F4 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:03 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 20,041 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008221 · form4.xml · derivative · entry 6

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,181

Underlying: Common Stock · 20,041 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:03 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 3,369 $50.03 $168,551.07
Disclosure

SEC source: 0001127602-19-008221 · form4.xml · nonDerivative · entry 4

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,007

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:03 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008221 · form4.xml · nonDerivative · entry 3

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:03 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 10,666 $50.03 $533,619.98
Disclosure

SEC source: 0001127602-19-008221 · form4.xml · nonDerivative · entry 2

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,007

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:03 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 20,041 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008221 · form4.xml · nonDerivative · entry 1

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.