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VOYA

Voya Financial, Inc.

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Tapewire entity
3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2022 Filed Feb 25, 2022 01:11 UTC Tax withholdingCommon Stock 18,702 $68.32 $1,277,720.64
Disclosure

SEC source: 0001127602-22-006677 · form4.xml · nonDerivative · entry 2

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,292

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:11 UTC Exercise / conversionCommon Stock 51,484 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006677 · form4.xml · nonDerivative · entry 1

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:06 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 459 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006675 · form4.xml · derivative · entry 11

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,710

Underlying: Common Stock · 459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · shares: FICA tax withholding on the grant of restricted stock units.

F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:06 UTC
SILVA KEVIN DSee Remarks
GrantRestricted Stock Units · Derivative 10,003 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006675 · form4.xml · derivative · entry 10

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,169

Underlying: Common Stock · 10,003 shares

Expires not disclosed

F7 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F9 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.

F9 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:06 UTC
SILVA KEVIN DSee Remarks
GrantPerformance Stock Unit · Derivative 11,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006675 · form4.xml · derivative · entry 9

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,324

Underlying: Common Stock · 11,656 shares

Expires not disclosed

F7 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F8 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.

F8 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:06 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 8,792 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006675 · form4.xml · derivative · entry 8

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,166

Underlying: Common Stock · 8,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:06 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 11,852 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006675 · form4.xml · derivative · entry 7

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,668

Underlying: Common Stock · 15,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F5 · balance_after: Awarded at 129% of target.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:06 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 459 $68.32 $31,358.88
Disclosure

SEC source: 0001127602-22-006675 · form4.xml · nonDerivative · entry 5

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,156

F3 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:06 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006675 · form4.xml · nonDerivative · entry 4

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:06 UTC
SILVA KEVIN DSee Remarks
GiftCommon Stock 1,428 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006675 · form4.xml · nonDerivative · entry 3

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,156

F2 · shares: This transaction was an in-kind donation to a charitable fund.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:06 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 11,876 $68.32 $811,368.32
Disclosure

SEC source: 0001127602-22-006675 · form4.xml · nonDerivative · entry 2

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,584

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:06 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 24,081 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006675 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:58 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,597 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006699 · form4.xml · derivative · entry 10

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,882

Underlying: Common Stock · 2,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:58 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 69,620 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006699 · form4.xml · derivative · entry 9

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,479

Underlying: Common Stock · 69,620 shares

Expires not disclosed

F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F8 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.

F8 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:58 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantPerformance Stock Unit · Derivative 81,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006699 · form4.xml · derivative · entry 8

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,251

Underlying: Common Stock · 81,125 shares

Expires not disclosed

F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F7 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.

F7 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:58 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 68,820 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006699 · form4.xml · derivative · entry 7

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,859

Underlying: Common Stock · 68,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:58 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionPerformance Stock Unit · Derivative 89,152 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006699 · form4.xml · derivative · entry 6

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,126

Underlying: Common Stock · 115,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.underlying_shares: Awarded at 129% of target.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:58 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 2,597 $68.32 $177,427.04
Disclosure

SEC source: 0001127602-22-006699 · form4.xml · nonDerivative · entry 4

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,470

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:58 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,597 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006699 · form4.xml · nonDerivative · entry 3

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:58 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 70,720 $68.32 $4,831,590.40
Disclosure

SEC source: 0001127602-22-006699 · form4.xml · nonDerivative · entry 2

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,470

Read SEC document
February 22, 2022 Filed Feb 24, 2022 20:58 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 183,826 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006699 · form4.xml · nonDerivative · entry 1

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:14 UTC
Nelson Charles PSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 665 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006679 · form4.xml · derivative · entry 9

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,898

Underlying: Common Stock · 665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F9 · derivative.exercise_date: The stock units will vest based on their respective award agreements.

F9 · derivative.expiration_date: The stock units will vest based on their respective award agreements.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:14 UTC
Nelson Charles PSee Remarks
GrantRestricted Stock Units · Derivative 17,824 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006679 · form4.xml · derivative · entry 8

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,563

Underlying: Common Stock · 17,824 shares

Expires not disclosed

F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F8 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.

F8 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:14 UTC
Nelson Charles PSee Remarks
GrantPerformance Stock Unit · Derivative 20,770 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006679 · form4.xml · derivative · entry 7

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,472

Underlying: Common Stock · 20,770 shares

Expires not disclosed

F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F7 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.

F7 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:14 UTC
Nelson Charles PSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 19,175 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006679 · form4.xml · derivative · entry 6

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,739

Underlying: Common Stock · 19,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:14 UTC
Nelson Charles PSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 20,416 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006679 · form4.xml · derivative · entry 5

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,702

Underlying: Common Stock · 26,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.underlying_shares: Awarded at 129% of target.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:14 UTC
Nelson Charles PSee Remarks
Tax withholdingCommon Stock 665 $68.32 $45,432.80
Disclosure

SEC source: 0001127602-22-006679 · form4.xml · nonDerivative · entry 4

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,967

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:14 UTC
Nelson Charles PSee Remarks
Exercise / conversionCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006679 · form4.xml · nonDerivative · entry 3

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:14 UTC
Nelson Charles PSee Remarks
Tax withholdingCommon Stock 17,472 $68.32 $1,193,687.04
Disclosure

SEC source: 0001127602-22-006679 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,967

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:14 UTC
Nelson Charles PSee Remarks
Exercise / conversionCommon Stock 45,511 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006679 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:54 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 817 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006695 · form4.xml · derivative · entry 9

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:54 UTC
Smith Michael SSee Remarks
GrantRestricted Stock Units · Derivative 20,466 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006695 · form4.xml · derivative · entry 8

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,567

Underlying: Common Stock · 20,466 shares

Expires not disclosed

F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F8 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.

F8 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:54 UTC
Smith Michael SSee Remarks
GrantPerformance Stock Unit · Derivative 23,848 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006695 · form4.xml · derivative · entry 7

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,505

Underlying: Common Stock · 23,848 shares

Expires not disclosed

F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F7 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.

F7 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.

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February 22, 2022 Filed Feb 25, 2022 01:54 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 20,867 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006695 · form4.xml · derivative · entry 6

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,101

Underlying: Common Stock · 20,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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February 22, 2022 Filed Feb 25, 2022 01:54 UTC
Smith Michael SSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 20,870 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006695 · form4.xml · derivative · entry 5

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,657

Underlying: Common Stock · 26,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.underlying_shares: Awarded at 129% of target.

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February 22, 2022 Filed Feb 25, 2022 01:54 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 817 $68.32 $55,817.44
Disclosure

SEC source: 0001127602-22-006695 · form4.xml · nonDerivative · entry 4

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,094

F2 · shares: FICA tax withholding on the grant of restricted stock units.

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February 22, 2022 Filed Feb 25, 2022 01:54 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 817 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006695 · form4.xml · nonDerivative · entry 3

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

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February 22, 2022 Filed Feb 25, 2022 01:54 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 20,560 $68.32 $1,404,659.20
Disclosure

SEC source: 0001127602-22-006695 · form4.xml · nonDerivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,094

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February 22, 2022 Filed Feb 25, 2022 01:54 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 47,789 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006695 · form4.xml · nonDerivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

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February 22, 2022 Filed Mar 2, 2022 17:21 UTC Amendment GrantPerformance Stock Unit · Derivative 6,599 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007794 · form4a.xml · derivative · entry 1

Katz Michael Robert · CIK 0001853487 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,194

Underlying: Common Stock · 6,599 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 394 shares.

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February 22, 2022 Filed Mar 2, 2022 22:18 UTC Amendment GrantPerformance Stock Unit · Derivative 7,958 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007789 · form4a.xml · derivative · entry 1

Keshavan Santhosh · CIK 0001852193 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,105

Underlying: Common Stock · 7,958 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 475 shares.

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February 22, 2022 Filed Mar 2, 2022 22:13 UTC Amendment GrantPerformance Stock Unit · Derivative 10,611 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007777 · form4a.xml · derivative · entry 1

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,957

Underlying: Common Stock · 10,611 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 634 shares.

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February 22, 2022 Filed Mar 2, 2022 17:16 UTC Amendment
Grubka Robert L.See Remarks
GrantPerformance Stock Unit · Derivative 10,611 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007783 · form4a.xml · derivative · entry 1

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,827

Underlying: Common Stock · 10,611 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 634 shares.

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February 22, 2022 Filed Mar 2, 2022 17:25 UTC Amendment
Ferrara NancySee Remarks
GrantPerformance Stock Unit · Derivative 5,818 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007799 · form4a.xml · derivative · entry 1

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,385

Underlying: Common Stock · 5,818 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 348 shares.

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February 22, 2022 Filed Mar 2, 2022 17:28 UTC Amendment GrantPerformance Stock Unit · Derivative 1,335 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007803 · form4a.xml · derivative · entry 1

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,993

Underlying: Common Stock · 1,335 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 80 shares.

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February 22, 2022 Filed Mar 2, 2022 22:07 UTC Amendment GrantPerformance Stock Unit · Derivative 21,045 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007766 · form4a.xml · derivative · entry 1

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,607

Underlying: Common Stock · 21,045 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 1,257 shares.

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February 22, 2022 Filed Mar 2, 2022 17:10 UTC Amendment
SILVA KEVIN DSee Remarks
GrantPerformance Stock Unit · Derivative 12,397 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007773 · form4a.xml · derivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,065

Underlying: Common Stock · 12,397 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 741 shares.

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February 22, 2022 Filed Mar 2, 2022 16:59 UTC Amendment
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantPerformance Stock Unit · Derivative 86,279 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007741 · form4a.xml · derivative · entry 1

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,405

Underlying: Common Stock · 86,279 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 5,154 shares.

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February 22, 2022 Filed Mar 2, 2022 22:04 UTC Amendment
Nelson Charles PSee Remarks
GrantPerformance Stock Unit · Derivative 22,089 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007758 · form4a.xml · derivative · entry 1

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,791

Underlying: Common Stock · 22,089 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 1,319 shares.

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February 22, 2022 Filed Mar 2, 2022 22:01 UTC Amendment
Smith Michael SSee Remarks
GrantPerformance Stock Unit · Derivative 25,363 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007749 · form4a.xml · derivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,020

Underlying: Common Stock · 25,363 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 1,515 shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.