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Grubka Robert L.

Disclosed activity across 1 company

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89267
SEC CIK
0001852036

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Voya Financial, Inc.VOYA · Entity 3571See RemarksJuly 01, 2024July 02, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Voya Financial, Inc.

Report date July 01, 2024 · Filed July 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,880 Ending reported balance After 2024-07-01 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2024-07-01 · Exercise / conversion · Acquired 2,938 · Balance 43,323

F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Row 2 · 2024-07-01 · Tax withholding · Disposed 1,350 · Balance 41,973

Row 3 · 2024-07-01 · Exercise / conversion · Acquired 1,679 · Balance 43,652

F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Row 4 · 2024-07-01 · Tax withholding · Disposed 772 · Balance 42,880

Performance Stock UnitSEC Table II · derivative / convertible securityDirect54,466 Reported balance After 2024-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-07-01 · Exercise / conversion · Disposed 2,938 · Balance 54,466

F2: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect26,662 Reported balance After 2024-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-07-01 · Exercise / conversion · Disposed 1,679 · Balance 26,662

F3: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible securityDirect434.954 Reported balance Holding disclosure · report date 2024-07-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 434.954

F4: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5: Includes a dividend of 2.406 shares.

401(k) Plan Issuer Stock UnitsSEC Table II · derivative / convertible securityDirect1,825.7228 Reported balance Holding disclosure · report date 2024-07-01 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 1,825.7228

F4: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Filing footnotes · ownership attribution and instrument terms

F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

F2: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5: Includes a dividend of 2.406 shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 2, 2024 16:04 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-019825 · form4.xml · derivative · entry 6

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,662

Underlying: Common Stock · 1,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 16:04 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionPerformance Stock Unit · Derivative 2,938 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-019825 · form4.xml · derivative · entry 5

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,466

Underlying: Common Stock · 2,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F2 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F2 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 16:04 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 772 $71.11 $54,896.92
Disclosure

SEC source: 0001127602-24-019825 · form4.xml · nonDerivative · entry 4

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,880

Read SEC document
July 01, 2024 Filed Jul 2, 2024 16:04 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-019825 · form4.xml · nonDerivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 16:04 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 1,350 $71.11 $95,998.50
Disclosure

SEC source: 0001127602-24-019825 · form4.xml · nonDerivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,973

Read SEC document
July 01, 2024 Filed Jul 2, 2024 16:04 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 2,938 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-019825 · form4.xml · nonDerivative · entry 1

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:32 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantPerformance Stock Unit · Derivative 16,614 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006666 · form4.xml · derivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,404

Underlying: Common Stock · 16,614 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:32 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantRestricted Stock Units · Derivative 13,355 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006666 · form4.xml · derivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,341

Underlying: Common Stock · 13,355 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionPerformance Stock Unit · Derivative 10,796 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006277 · form4.xml · derivative · entry 5

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,790

Underlying: Common Stock · 10,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 10,501 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006277 · form4.xml · derivative · entry 4

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,986

Underlying: Common Stock · 10,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 9,777 $70.14 $685,758.78
Disclosure

SEC source: 0001127602-24-006277 · form4.xml · nonDerivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,385

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 10,796 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006277 · form4.xml · nonDerivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 10,501 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006277 · form4.xml · nonDerivative · entry 1

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 16:58 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020151 · form4.xml · derivative · entry 5

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,487

Underlying: Common Stock · 1,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 16:58 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020151 · form4.xml · nonDerivative · entry 1

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantRestricted Stock Units · Derivative 13,161 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · derivative · entry 14

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,166

Underlying: Common Stock · 13,161 shares

Expires not disclosed

F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F7 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

F7 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantPerformance Stock Unit · Derivative 16,081 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · derivative · entry 13

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,586

Underlying: Common Stock · 16,081 shares

Expires not disclosed

F4 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F5 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.

F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 2,854 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · derivative · entry 12

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,005

Underlying: Common Stock · 2,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 874 $73.34 $64,099.16
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · nonDerivative · entry 8

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,186

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 2,854 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · nonDerivative · entry 7

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 3,260 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · derivative · entry 11

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,859

Underlying: Common Stock · 3,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 1,487 $74.44 $110,692.28
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · nonDerivative · entry 6

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,206

Read SEC document
February 21, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 3,260 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · nonDerivative · entry 5

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 20, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 1,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · derivative · entry 10

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,119

Underlying: Common Stock · 1,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 20, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionPerformance Stock Unit · Derivative 3,076 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · derivative · entry 9

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,505

Underlying: Common Stock · 3,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F2 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F2 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 20, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 639 $74.44 $47,567.16
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · nonDerivative · entry 4

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,433

Read SEC document
February 20, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 1,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · nonDerivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 20, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 1,404 $74.44 $104,513.76
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · nonDerivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,746

Read SEC document
February 20, 2023 Filed Feb 23, 2023 19:16 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 3,076 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006883 · form4.xml · nonDerivative · entry 1

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 17:41 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantRestricted Stock Units · Derivative 5,037 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019204 · form4.xml · derivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,445

Underlying: Common Stock · 5,037 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 17:41 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantPerformance Stock Unit · Derivative 11,754 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019204 · form4.xml · derivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,581

Underlying: Common Stock · 11,754 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date.

F2 · derivative.expiration_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date.

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February 22, 2022 Filed Feb 24, 2022 20:29 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantRestricted Stock Units · Derivative 8,562 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006686 · form4.xml · derivative · entry 7

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,408

Underlying: Common Stock · 8,562 shares

Expires not disclosed

F7 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F9 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.

F9 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.

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February 22, 2022 Filed Feb 24, 2022 20:29 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantPerformance Stock Unit · Derivative 9,977 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006686 · form4.xml · derivative · entry 6

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,193

Underlying: Common Stock · 9,977 shares

Expires not disclosed

F7 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F8 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 25, 2022) can range from 0% to 150% of the number presented above.

F8 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 25, 2022) can range from 0% to 150% of the number presented above.

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February 22, 2022 Filed Feb 24, 2022 20:29 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 6,252 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006686 · form4.xml · derivative · entry 5

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,846

Underlying: Common Stock · 6,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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February 22, 2022 Filed Feb 24, 2022 20:29 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionPerformance Stock Unit · Derivative 4,222 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006686 · form4.xml · derivative · entry 4

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,216

Underlying: Common Stock · 5,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F5 · derivative.underlying_shares: Awarded at 129% of target.

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February 22, 2022 Filed Feb 24, 2022 20:29 UTC Voya Financial, Inc. VOYA · Entity 3571 SaleCommon Stock 2,500 $68.50 $171,262.00
Disclosure

SEC source: 0001127602-22-006686 · form4.xml · nonDerivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,074

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $67.76 to $69.185. The price report represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC Staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

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February 22, 2022 Filed Feb 24, 2022 20:29 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 5,263 $68.32 $359,568.16
Disclosure

SEC source: 0001127602-22-006686 · form4.xml · nonDerivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,574

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February 22, 2022 Filed Feb 24, 2022 20:29 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 11,698 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006686 · form4.xml · nonDerivative · entry 1

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

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February 22, 2022 Filed Mar 2, 2022 17:16 UTC Amendment Voya Financial, Inc. VOYA · Entity 3571 GrantPerformance Stock Unit · Derivative 10,611 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007783 · form4a.xml · derivative · entry 1

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,827

Underlying: Common Stock · 10,611 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 634 shares.

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December 15, 2021 Filed Dec 17, 2021 16:04 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 1.911 $63.46 $121.27
Disclosure

SEC source: 0001127602-21-031343 · form4.xml · derivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416.271

Underlying: Common Stock · 1.911 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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November 30, 2021 Filed Dec 2, 2021 16:10 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 1.951 $62.14 $121.24
Disclosure

SEC source: 0001127602-21-030049 · form4.xml · derivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414.36

Underlying: Common Stock · 1.951 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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November 30, 2021 Filed Dec 2, 2021 16:10 UTC Voya Financial, Inc. VOYA · Entity 3571 Grant401(k) Plan Issuer Stock Units · Derivative 2.3831 $20.98 $50.00
Disclosure

SEC source: 0001127602-21-030049 · form4.xml · derivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825.7228

Underlying: Common Stock · 2.3831 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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November 15, 2021 Filed Nov 17, 2021 16:10 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 1.802 $67.28 $121.24
Disclosure

SEC source: 0001127602-21-029426 · form4.xml · derivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412.409

Underlying: Common Stock · 1.802 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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November 15, 2021 Filed Nov 17, 2021 16:10 UTC Voya Financial, Inc. VOYA · Entity 3571 Grant401(k) Plan Issuer Stock Units · Derivative 2.2124 $22.60 $50.00
Disclosure

SEC source: 0001127602-21-029426 · form4.xml · derivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,823.3397

Underlying: Common Stock · 2.2124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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October 29, 2021 Filed Nov 2, 2021 16:53 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 1.738 $69.77 $121.26
Disclosure

SEC source: 0001127602-21-028130 · form4.xml · derivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410.607

Underlying: Common Stock · 1.738 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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October 29, 2021 Filed Nov 2, 2021 16:53 UTC Voya Financial, Inc. VOYA · Entity 3571 Grant401(k) Plan Issuer Stock Units · Derivative 2.1355 $23.41 $50.00
Disclosure

SEC source: 0001127602-21-028130 · form4.xml · derivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,821.1273

Underlying: Common Stock · 2.1355 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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October 15, 2021 Filed Oct 19, 2021 16:09 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 1.766 $68.66 $121.25
Disclosure

SEC source: 0001127602-21-027325 · form4.xml · derivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408.869

Underlying: Common Stock · 1.766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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October 15, 2021 Filed Oct 19, 2021 16:09 UTC Voya Financial, Inc. VOYA · Entity 3571 Grant401(k) Plan Issuer Stock Units · Derivative 2.1693 $23.05 $50.00
Disclosure

SEC source: 0001127602-21-027325 · form4.xml · derivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,818.9918

Underlying: Common Stock · 2.1693 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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September 30, 2021 Filed Oct 4, 2021 16:05 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 1.975 $61.39 $121.25
Disclosure

SEC source: 0001127602-21-026434 · form4.xml · derivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407.103

Underlying: Common Stock · 1.975 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes a dividend of 1.072 shares.

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September 30, 2021 Filed Oct 4, 2021 16:05 UTC Voya Financial, Inc. VOYA · Entity 3571 Grant401(k) Plan Issuer Stock Units · Derivative 2.4176 $20.68 $50.00
Disclosure

SEC source: 0001127602-21-026434 · form4.xml · derivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816.8225

Underlying: Common Stock · 2.4176 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.