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VOYA

Voya Financial, Inc.

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3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2022 Filed Dec 19, 2022 21:17 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.486 $59.88 $208.74
Disclosure

SEC source: 0001127602-22-027828 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,599.98

Underlying: Common Stock · 3.486 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:31 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 10.16 $59.88 $608.38
Disclosure

SEC source: 0001127602-22-027841 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,253.265

Underlying: Common Stock · 10.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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December 05, 2022 Filed Dec 6, 2022 21:30 UTC Disposition to issuerCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026978 · form4.xml · nonDerivative · entry 1

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,510

F1 · shares: This transaction was a charitable gift.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:19 UTC
Nelson Charles PSee Remarks
SaleCommon Stock 3,768 $63.51 $239,308.32
Disclosure

SEC source: 0001127602-22-026973 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,199

F1 · price: This transaction was executed in multiple trades at prices ranging from $63.5105 to $63.5150. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

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December 05, 2022 Filed Dec 15, 2022 21:17 UTC Amendment Disposition to issuerCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027537 · form4a.xml · nonDerivative · entry 1

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,510

F1 · date: The reporting person's original Form 4 filed on December 6, 2022 needs to be amended to reflect an updated transaction date of December 8, 2022 due to a processing delay by the transfer agent.

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November 30, 2022 Filed Dec 1, 2022 21:02 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.164 $65.98 $208.76
Disclosure

SEC source: 0001127602-22-026621 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,596.494

Underlying: Common Stock · 3.164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:14 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.22 $65.98 $608.34
Disclosure

SEC source: 0001127602-22-026627 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,243.105

Underlying: Common Stock · 9.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:16 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.293 $63.40 $208.78
Disclosure

SEC source: 0001127602-22-025751 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,593.33

Underlying: Common Stock · 3.293 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:18 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.596 $63.40 $608.39
Disclosure

SEC source: 0001127602-22-025759 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,233.885

Underlying: Common Stock · 9.596 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:12 UTC
Biggar LynneDirector
Exercise / conversionDeferred Fee Plan Issuer Stock Units · Derivative 185 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025618 · form4.xml · derivative · entry 2

Biggar Lynne · CIK 0001607084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,404.753

Underlying: Common Stock · 185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3 · balance_after: Includes dividend of 8.474 shares.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:12 UTC
Biggar LynneDirector
Exercise / conversionCommon Stock 185 $64.89 $12,004.65
Disclosure

SEC source: 0001127602-22-025618 · form4.xml · nonDerivative · entry 1

Biggar Lynne · CIK 0001607084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in accordance with the terms of the Amended and Restated Director Deferred Fee Plan.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 18:15 UTC
Ferrara NancySee Remarks
SaleCommon Stock 10,000 $68.00 $680,000.00
Disclosure

SEC source: 0001127602-22-025153 · form4.xml · nonDerivative · entry 1

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,878

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 20:02 UTC
Ogle TrevorSee Remarks
SaleCommon Stock 3,904 $66.18 $258,366.72
Disclosure

SEC source: 0001127602-22-024959 · form4.xml · nonDerivative · entry 1

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2022.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 16:05 UTC SaleCommon Stock 1,472 $66.18 $97,416.96
Disclosure

SEC source: 0001127602-22-024961 · form4.xml · nonDerivative · entry 1

Katz Michael Robert · CIK 0001853487 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,520

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.054 $68.36 $208.77
Disclosure

SEC source: 0001127602-22-024578 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590.037

Underlying: Common Stock · 3.054 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:08 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.899 $68.36 $608.34
Disclosure

SEC source: 0001127602-22-024581 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,224.289

Underlying: Common Stock · 8.899 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:07 UTC
Ogle TrevorSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 9,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-024510 · form4.xml · derivative · entry 3

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,294

Underlying: Common Stock · 9,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:07 UTC
Ogle TrevorSee Remarks
Tax withholdingCommon Stock 5,206 $68.51 $356,663.06
Disclosure

SEC source: 0001127602-22-024510 · form4.xml · nonDerivative · entry 2

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,904

F2 · shares: FICA tax withholding on the grant of the restricted stock units.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:07 UTC
Ogle TrevorSee Remarks
Exercise / conversionCommon Stock 9,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-024510 · form4.xml · nonDerivative · entry 1

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
October 24, 2022 Filed Oct 25, 2022 20:12 UTC
To My ChiSee Remarks
GrantRestricted Stock Units · Derivative 11,455 $65.47 $749,958.85
Disclosure

SEC source: 0001127602-22-024340 · form4.xml · derivative · entry 1

To My Chi · CIK 0001947475 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,455

Underlying: Common Stock · 11,455 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on October 24, 2023, 1/3 on October 24, 2024 and 1/3 on October 24, 2025.

F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on October 24, 2023, 1/3 on October 24, 2024 and 1/3 on October 24, 2025.

Read SEC document
October 24, 2022 Filed Oct 25, 2022 20:10 UTC
Oh Tony DSee Remarks
GrantRestricted Stock Units · Derivative 3,054 $65.47 $199,945.38
Disclosure

SEC source: 0001127602-22-024337 · form4.xml · derivative · entry 1

Oh Tony D · CIK 0001947534 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

Underlying: Common Stock · 3,054 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on October 24, 2023, 1/3 on October 24, 2024 and 1/3 on October 24, 2025.

F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on October 24, 2023, 1/3 on October 24, 2024 and 1/3 on October 24, 2025.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 20:07 UTC
Smith Michael SSee Remarks
SaleCommon Stock 3,550 $63.33 $224,821.50
Disclosure

SEC source: 0001127602-22-024335 · form4.xml · nonDerivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,752

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $63.175 to $63.50. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 20:07 UTC
Smith Michael SSee Remarks
SaleCommon Stock 4,792 $62.56 $299,787.52
Disclosure

SEC source: 0001127602-22-024335 · form4.xml · nonDerivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,302

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $62.17 to $63.158. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
October 14, 2022 Filed Oct 17, 2022 20:20 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.294 $63.38 $208.77
Disclosure

SEC source: 0001127602-22-023971 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,586.983

Underlying: Common Stock · 3.294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 14, 2022 Filed Oct 17, 2022 20:29 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.597 $63.38 $608.26
Disclosure

SEC source: 0001127602-22-023974 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,215.39

Underlying: Common Stock · 9.597 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:13 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.45 $60.50 $208.73
Disclosure

SEC source: 0001127602-22-023227 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,583.689

Underlying: Common Stock · 3.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes a dividend of 14.966 shares.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:18 UTC GrantDeferred Fee Plan Issuer Stock Units · Derivative 179.752 $60.50 $10,875.00
Disclosure

SEC source: 0001127602-22-023297 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528.152

Underlying: Common Stock · 179.752 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3 · balance_after: Includes dividend of 14.229 shares.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:16 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 10.055 $60.50 $608.33
Disclosure

SEC source: 0001127602-22-023231 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,205.793

Underlying: Common Stock · 10.055 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 16.938 shares.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:58 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.286 $63.52 $208.73
Disclosure

SEC source: 0001127602-22-022699 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,565.273

Underlying: Common Stock · 3.286 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:01 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.577 $63.52 $608.33
Disclosure

SEC source: 0001127602-22-022705 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,178.8

Underlying: Common Stock · 9.577 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:04 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.393 $61.53 $208.77
Disclosure

SEC source: 0001127602-22-021893 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561.987

Underlying: Common Stock · 3.393 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:07 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.887 $61.53 $608.35
Disclosure

SEC source: 0001127602-22-021895 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,169.223

Underlying: Common Stock · 9.887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:08 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.248 $64.28 $208.78
Disclosure

SEC source: 0001127602-22-021068 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,558.594

Underlying: Common Stock · 3.248 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:10 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.463 $64.28 $608.28
Disclosure

SEC source: 0001127602-22-021071 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,159.336

Underlying: Common Stock · 9.463 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:05 UTC
Biggar LynneDirector
Exercise / conversionDeferred Fee Plan Issuer Stock Units · Derivative 185 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021063 · form4.xml · derivative · entry 2

Biggar Lynne · CIK 0001607084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581.279

Underlying: Common Stock · 185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · shares: Shares issued in accordance with the terms of the Amended and Restated Director Deferred Fee Plan.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3 · balance_after: Includes dividend of 9.200 shares.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:05 UTC
Biggar LynneDirector
Exercise / conversionCommon Stock 185 $64.94 $12,013.90
Disclosure

SEC source: 0001127602-22-021063 · form4.xml · nonDerivative · entry 1

Biggar Lynne · CIK 0001607084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in accordance with the terms of the Amended and Restated Director Deferred Fee Plan.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 20:03 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.47 $60.16 $208.76
Disclosure

SEC source: 0001127602-22-019999 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555.346

Underlying: Common Stock · 3.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 20:07 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 10.112 $60.16 $608.34
Disclosure

SEC source: 0001127602-22-020002 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,149.873

Underlying: Common Stock · 10.112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 20:17 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.071 $58.05 $178.27
Disclosure

SEC source: 0001127602-22-019415 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,551.876

Underlying: Common Stock · 3.071 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 20:20 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 10.479 $58.05 $608.31
Disclosure

SEC source: 0001127602-22-019417 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139.761

Underlying: Common Stock · 10.479 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 21:43 UTC GrantRestricted Stock Units · Derivative 5,037 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019206 · form4.xml · derivative · entry 3

Keshavan Santhosh · CIK 0001852193 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,760

Underlying: Common Stock · 5,037 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025.

F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 21:43 UTC GrantPerformance Stock Unit · Derivative 11,754 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019206 · form4.xml · derivative · entry 2

Keshavan Santhosh · CIK 0001852193 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,859

Underlying: Common Stock · 11,754 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date.

F3 · derivative.expiration_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 17:45 UTC GrantRestricted Stock Units · Derivative 5,037 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019208 · form4.xml · derivative · entry 3

Katz Michael Robert · CIK 0001853487 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,847

Underlying: Common Stock · 5,037 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 17:45 UTC GrantPerformance Stock Unit · Derivative 11,754 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019208 · form4.xml · derivative · entry 2

Katz Michael Robert · CIK 0001853487 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,948

Underlying: Common Stock · 11,754 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date.

F2 · derivative.expiration_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 21:30 UTC GrantRestricted Stock Units · Derivative 16,792 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019194 · form4.xml · derivative · entry 3

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,158

Underlying: Common Stock · 16,792 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on July 1, 2025.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on July 1, 2025.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 21:30 UTC GrantPerformance Stock Unit · Derivative 67,170 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019194 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,127

Underlying: Common Stock · 67,170 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 100,755 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the later of expiration of a one-year holding period from the vesting date and July 1, 2026, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date.

F2 · derivative.expiration_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 100,755 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the later of expiration of a one-year holding period from the vesting date and July 1, 2026, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 17:41 UTC
Grubka Robert L.See Remarks
GrantRestricted Stock Units · Derivative 5,037 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019204 · form4.xml · derivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,445

Underlying: Common Stock · 5,037 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 17:41 UTC
Grubka Robert L.See Remarks
GrantPerformance Stock Unit · Derivative 11,754 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019204 · form4.xml · derivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,581

Underlying: Common Stock · 11,754 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date.

F2 · derivative.expiration_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 17:47 UTC
Ferrara NancySee Remarks
GrantRestricted Stock Units · Derivative 5,037 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019210 · form4.xml · derivative · entry 3

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,268

Underlying: Common Stock · 5,037 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 17:47 UTC
Ferrara NancySee Remarks
GrantPerformance Stock Unit · Derivative 11,754 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019210 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,139

Underlying: Common Stock · 11,754 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date.

F2 · derivative.expiration_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.